$148 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 69 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 69.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Buy | AXSOME THERAPEUTICS INC | $71,901,000 | -13.4% | 1,009,131 | +0.1% | 48.66% | +0.3% |
| BIL | Sell | SPDR SER TRspdr bloomberg | $19,846,000 | -38.5% | 216,852 | -38.5% | 13.43% | -28.8% |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $6,027,000 | +57.2% | 1,477,212 | +30.2% | 4.08% | +81.9% |
| COF | CAPITAL ONE FINL CORP | $4,156,000 | +14.8% | 57,837 | 0.0% | 2.81% | +32.9% | |
| KURA | Sell | KURA ONCOLOGY INC | $3,543,000 | +0.5% | 115,641 | -46.5% | 2.40% | +16.4% |
| CDTX | Buy | CIDARA THERAPEUTICS INC | $3,290,000 | -13.3% | 1,154,288 | +12.2% | 2.23% | +0.4% |
| SHV | ISHARES TRshort treas bd | $2,273,000 | -0.0% | 20,534 | 0.0% | 1.54% | +15.6% | |
| NLOK | New | NORTONLIFELOCK INC | $1,690,000 | – | 81,112 | +100.0% | 1.14% | – |
| COG | New | CABOT OIL & GAS CORP | $1,630,000 | – | 93,901 | +100.0% | 1.10% | – |
| GIS | Buy | GENERAL MLS INC | $1,629,000 | +223.2% | 26,417 | +223.0% | 1.10% | +273.6% |
| CAG | Buy | CONAGRA BRANDS INC | $1,598,000 | +212.7% | 44,750 | +207.9% | 1.08% | +261.5% |
| CPB | New | CAMPBELL SOUP CO | $1,562,000 | – | 32,286 | +100.0% | 1.06% | – |
| GILD | New | GILEAD SCIENCES INC | $1,256,000 | – | 19,870 | +100.0% | 0.85% | – |
| AMGN | Buy | AMGEN INC | $1,233,000 | +117.8% | 4,852 | +102.2% | 0.83% | +152.0% |
| DLR | New | DIGITAL RLTY TR INC | $1,106,000 | – | 7,534 | +100.0% | 0.75% | – |
| DUK | Buy | DUKE ENERGY CORP NEW | $1,092,000 | +148.7% | 12,325 | +124.1% | 0.74% | +187.5% |
| AZN | New | ASTRAZENECA PLCsponsored adr | $1,062,000 | – | 19,381 | +100.0% | 0.72% | – |
| TGT | Buy | TARGET CORP | $1,003,000 | +54.3% | 6,369 | +17.6% | 0.68% | +78.7% |
| KHC | New | KRAFT HEINZ CO | $977,000 | – | 32,632 | +100.0% | 0.66% | – |
| MRK | Buy | MERCK & CO. INC | $905,000 | +31.5% | 10,908 | +22.6% | 0.61% | +52.2% |
| PFE | New | PFIZER INC | $870,000 | – | 23,717 | +100.0% | 0.59% | – |
| SJM | New | SMUCKER J M CO | $679,000 | – | 5,880 | +100.0% | 0.46% | – |
| KMB | Sell | KIMBERLY CLARK CORP | $680,000 | -40.2% | 4,602 | -42.8% | 0.46% | -30.9% |
| WEC | Buy | WEC ENERGY GROUP INC | $678,000 | +47.1% | 7,001 | +33.1% | 0.46% | +70.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $676,000 | +50.2% | 11,371 | +39.4% | 0.46% | +73.8% |
| AAPL | Buy | APPLE INC | $672,000 | +8.4% | 5,800 | +241.2% | 0.46% | +25.3% |
| ED | Buy | CONSOLIDATED EDISON INC | $663,000 | +64.9% | 8,528 | +52.4% | 0.45% | +91.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $658,000 | +38.8% | 4,419 | +31.0% | 0.44% | +60.6% |
| STX | New | SEAGATE TECHNOLOGY PLC | $644,000 | – | 13,066 | +100.0% | 0.44% | – |
| MMM | 3M CO | $641,000 | +2.6% | 4,004 | 0.0% | 0.43% | +18.6% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $632,000 | -58.3% | 10,487 | -59.3% | 0.43% | -51.7% |
| GOOG | ALPHABET INCcap stk cl c | $632,000 | +3.9% | 430 | 0.0% | 0.43% | +20.2% | |
| MSFT | MICROSOFT CORP | $631,000 | +3.3% | 3,000 | 0.0% | 0.43% | +19.6% | |
| IFF | New | INTERNATIONAL FLAVORS&FRAGRA | $619,000 | – | 5,055 | +100.0% | 0.42% | – |
| BAC | Buy | BK OF AMERICA CORP | $593,000 | +33.3% | 24,631 | +31.6% | 0.40% | +54.2% |
| PG | Sell | PROCTER AND GAMBLE CO | $577,000 | -40.0% | 4,150 | -48.4% | 0.39% | -30.7% |
| HON | Buy | HONEYWELL INTL INC | $560,000 | +13.8% | 3,403 | +0.1% | 0.38% | +31.6% |
| JNPR | New | JUNIPER NETWORKS INC | $555,000 | – | 25,792 | +100.0% | 0.38% | – |
| WM | Sell | WASTE MGMT INC DEL | $509,000 | -49.0% | 4,500 | -52.2% | 0.34% | -41.1% |
| ITW | ILLINOIS TOOL WKS INC | $483,000 | +10.5% | 2,500 | 0.0% | 0.33% | +27.7% | |
| ETN | Sell | EATON CORP PLC | $459,000 | +5.0% | 4,500 | -10.0% | 0.31% | +21.5% |
| HD | Sell | HOME DEPOT INC | $444,000 | -11.4% | 1,600 | -20.0% | 0.30% | +2.4% |
| CMI | CUMMINS INC | $422,000 | +21.6% | 2,000 | 0.0% | 0.29% | +40.9% | |
| BX | BLACKSTONE GROUP INC | $423,000 | -7.8% | 8,100 | 0.0% | 0.29% | +6.7% | |
| PEP | PEPSICO INC | $416,000 | +4.8% | 3,000 | 0.0% | 0.28% | +21.6% | |
| DIS | DISNEY WALT CO | $410,000 | +11.4% | 3,301 | 0.0% | 0.28% | +28.8% | |
| BLK | BLACKROCK INC | $394,000 | +3.4% | 700 | 0.0% | 0.27% | +19.7% | |
| MDT | MEDTRONIC PLC | $364,000 | +13.4% | 3,500 | 0.0% | 0.25% | +30.9% | |
| JPM | JPMORGAN CHASE & CO | $356,000 | +2.3% | 3,700 | 0.0% | 0.24% | +18.1% | |
| EMN | EASTMAN CHEM CO | $352,000 | +12.5% | 4,500 | 0.0% | 0.24% | +30.1% | |
| CHRW | New | C H ROBINSON WORLDWIDE INC | $324,000 | – | 3,171 | +100.0% | 0.22% | – |
| KO | Sell | COCA COLA CO | $321,000 | -56.9% | 6,502 | -61.0% | 0.22% | -50.2% |
| INTC | Buy | INTEL CORP | $311,000 | +4.0% | 6,000 | +20.0% | 0.21% | +20.0% |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $292,000 | -0.3% | 4,734 | -1.7% | 0.20% | +15.8% |
| BIIB | BIOGEN INC | $284,000 | +6.0% | 1,000 | 0.0% | 0.19% | +22.3% | |
| DOW | New | DOW INC | $249,000 | – | 5,300 | +100.0% | 0.17% | – |
| XOM | Buy | EXXON MOBIL CORP | $240,000 | +19.4% | 7,000 | +55.6% | 0.16% | +37.3% |
| REM | ISHARES TRmortge rel etf | $225,000 | +3.7% | 8,732 | 0.0% | 0.15% | +19.7% | |
| SYY | New | SYSCO CORP | $218,000 | – | 3,500 | +100.0% | 0.15% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $202,000 | – | 950 | +100.0% | 0.14% | – |
| BLW | BLACKROCK LTD DURATION INC T | $169,000 | +5.6% | 11,516 | 0.0% | 0.11% | +21.3% | |
| EVM | EATON VANCE CALIF MUN BD FD | $154,000 | +2.0% | 13,579 | 0.0% | 0.10% | +18.2% | |
| RMED | Sell | RA MED SYS INC | $152,000 | -41.3% | 524,680 | -0.2% | 0.10% | -31.8% |
| BGCP | BGC PARTNERS INCcl a | $82,000 | -11.8% | 34,052 | 0.0% | 0.06% | +1.9% | |
| GE | New | GENERAL ELECTRIC CO | $69,000 | – | 11,000 | +100.0% | 0.05% | – |
| TGT | Exit | TARGET CORPcall | $0 | – | -800 | -100.0% | 0.00% | – |
| PG | New | PROCTER AND GAMBLE COput | $0 | – | 700 | +100.0% | 0.00% | – |
| KO | New | COCA COLA COput | $0 | – | 800 | +100.0% | 0.00% | – |
| BMY | New | BRISTOL-MYERS SQUIBB COput | $0 | – | 500 | +100.0% | 0.00% | – |
| BMY | New | BRISTOL-MYERS SQUIBB COcall | $0 | – | 500 | +100.0% | 0.00% | – |
| LMT | Exit | LOCKHEED MARTIN CORPcall | $0 | – | -300 | -100.0% | -0.00% | – |
| TGT | Exit | TARGET CORPput | $0 | – | -800 | -100.0% | -0.00% | – |
| MRK | Exit | MERCK & CO. INCput | $0 | – | -2,000 | -100.0% | -0.00% | – |
| INTC | Exit | INTEL CORPput | $0 | – | -1,500 | -100.0% | -0.00% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -15,703 | -100.0% | -0.09% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INC | $0 | – | -3,698 | -100.0% | -0.12% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -1,551 | -100.0% | -0.15% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQ IN | $0 | – | -1,805 | -100.0% | -0.17% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -2,521 | -100.0% | -0.19% | – |
| MAA | Exit | MID-AMER APT CMNTYS INC | $0 | – | -2,978 | -100.0% | -0.20% | – |
| HSY | Exit | HERSHEY CO | $0 | – | -3,271 | -100.0% | -0.25% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -8,761 | -100.0% | -0.26% | – |
| AEP | Exit | AMERICAN ELEC PWR CO INC | $0 | – | -5,697 | -100.0% | -0.27% | – |
| LNT | Exit | ALLIANT ENERGY CORP | $0 | – | -9,605 | -100.0% | -0.27% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -7,412 | -100.0% | -0.27% | – |
| T | Exit | AT&T INC | $0 | – | -15,450 | -100.0% | -0.27% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -1,308 | -100.0% | -0.28% | – |
| K | Exit | KELLOGG CO | $0 | – | -7,266 | -100.0% | -0.28% | – |
| IRM | Exit | IRON MTN INC NEW | $0 | – | -18,641 | -100.0% | -0.28% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -6,706 | -100.0% | -0.29% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -13,206 | -100.0% | -0.30% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -10,638 | -100.0% | -0.32% | – |
| PLD | Exit | PROLOGIS INC. | $0 | – | -6,127 | -100.0% | -0.34% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -7,770 | -100.0% | -0.34% | – |
| AOS | Exit | SMITH A O CORP | $0 | – | -12,147 | -100.0% | -0.34% | – |
| HPQ | Exit | HP INC | $0 | – | -33,430 | -100.0% | -0.34% | – |
| GRMN | Exit | GARMIN LTD | $0 | – | -6,071 | -100.0% | -0.35% | – |
| BR | Exit | BROADRIDGE FINL SOLUTIONS IN | $0 | – | -4,734 | -100.0% | -0.35% | – |
| FAST | Exit | FASTENAL CO | $0 | – | -14,054 | -100.0% | -0.35% | – |
| DGX | Exit | QUEST DIAGNOSTICS INC | $0 | – | -5,677 | -100.0% | -0.38% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -9,734 | -100.0% | -0.41% | – |
| ETR | Exit | ENTERGY CORP NEW | $0 | – | -9,426 | -100.0% | -0.52% | – |
| AVB | Exit | AVALONBAY CMNTYS INC | $0 | – | -5,736 | -100.0% | -0.52% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -9,311 | -100.0% | -0.54% | – |
| CMS | Exit | CMS ENERGY CORP | $0 | – | -16,178 | -100.0% | -0.55% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSlp int unit | $0 | – | -23,884 | -100.0% | -0.57% | – |
| ES | Exit | EVERSOURCE ENERGY | $0 | – | -14,484 | -100.0% | -0.70% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.