$739 Million is the total value of AWM Investment Company, Inc.'s 132 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | Ocean Power Technologies @3.85warrants | $0 | – | -464,280 | -100.0% | 0.00% | – | |
| GBNH | Exit | Greenbrook TMS, Inc. (Canada) | $0 | – | -71,768 | -100.0% | -0.02% | – |
| Exit | Sera Prognostics, Inc. | $0 | – | -171,640 | -100.0% | -0.03% | – | |
| NAOV | Exit | NanoVibronix, Inc. | $0 | – | -901,069 | -100.0% | -0.03% | – |
| BLIN | Exit | Bridgeline Digital, Inc. | $0 | – | -300,000 | -100.0% | -0.04% | – |
| NEON | Exit | Neonode, Inc. | $0 | – | -78,200 | -100.0% | -0.06% | – |
| CDNA | Exit | CareDx, Inc. | $0 | – | -50,000 | -100.0% | -0.08% | – |
| PRQR | Exit | ProQR Therapeutics BV (Netherl | $0 | – | -166,667 | -100.0% | -0.09% | – |
| VOR | Exit | Vor BioPharma, Inc. | $0 | – | -100,000 | -100.0% | -0.10% | – |
| FTCI | Exit | FTC Solar, Inc. | $0 | – | -259,700 | -100.0% | -0.10% | – |
| RUN | Exit | Sunrun, Inc. | $0 | – | -40,000 | -100.0% | -0.14% | – |
| Exit | Sonendo, Inc. | $0 | – | -344,632 | -100.0% | -0.14% | – | |
| ECOR | Exit | ElectroCore, Inc. | $0 | – | -5,883,822 | -100.0% | -0.22% | – |
| VERU | Exit | Veru, Inc. | $0 | – | -290,000 | -100.0% | -0.22% | – |
| CNCE | Exit | Concert Pharmaceuticals, Inc. | $0 | – | -666,661 | -100.0% | -0.56% | – |
| SPNE | Exit | SeaSpine Holdings Corp. | $0 | – | -1,102,150 | -100.0% | -1.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.