$739 Million is the total value of AWM Investment Company, Inc.'s 132 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 24.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DXLG | Sell | Destination XL Group, Inc. | $51,790,126 | -20.0% | 9,399,297 | -2.0% | 7.01% | -24.9% |
| TA | Sell | TravelCenters of America LLC | $50,693,065 | +72.8% | 586,047 | -10.6% | 6.86% | +62.1% |
| PI | Sell | Impinj, Inc. | $46,038,041 | +12.9% | 339,714 | -9.0% | 6.23% | +6.0% |
| AEHR | Sell | Aehr Test Systems | $41,216,677 | +24.4% | 1,328,713 | -19.4% | 5.58% | +16.8% |
| Buy | VIQ Solutions @1.39 1/21/23-7/warrants | $30,112,934 | +148.6% | 29,516,951 | +222.7% | 4.08% | +133.3% | |
| ADMA | ADMA Biologics, Inc. | $19,909,650 | -14.7% | 6,015,000 | 0.0% | 2.69% | -19.9% | |
| ARGX | argenx SE - ADR (Netherlands) | $18,629,000 | -1.6% | 50,000 | 0.0% | 2.52% | -7.7% | |
| CDMO | Sell | Avid Bioservices, Inc. | $18,437,816 | +13.5% | 982,826 | -16.7% | 2.50% | +6.5% |
| OOMA | Ooma, Inc. | $17,638,449 | -8.1% | 1,409,948 | 0.0% | 2.39% | -13.8% | |
| KIDS | OrthoPediatrics Corporation | $17,523,693 | +11.5% | 395,658 | 0.0% | 2.37% | +4.6% | |
| RGEN | Repligen Corporation | $16,836,000 | -0.6% | 100,000 | 0.0% | 2.28% | -6.7% | |
| INFU | Infusystem Holdings, Inc. | $15,500,000 | -10.7% | 2,000,000 | 0.0% | 2.10% | -16.2% | |
| MRAM | Everspin Technology, Inc. | $13,662,501 | +22.5% | 2,006,241 | 0.0% | 1.85% | +15.0% | |
| LOVE | Buy | Lovesac Company, The | $13,065,574 | +51.4% | 452,096 | +15.3% | 1.77% | +42.1% |
| CEVA | CEVA, Inc. | $13,060,313 | +19.0% | 429,192 | 0.0% | 1.77% | +11.6% | |
| GNSS | Genasys, Inc. (F4) | $12,831,155 | -20.3% | 4,349,544 | 0.0% | 1.74% | -25.2% | |
| AMSC | American Superconductor Corp | $12,453,150 | +33.4% | 2,536,283 | 0.0% | 1.68% | +25.2% | |
| ASPN | Buy | Aspen Aerogels, Inc. | $12,075,377 | -21.2% | 1,620,856 | +24.7% | 1.63% | -26.1% |
| CNTY | Century Casinos, Inc. | $12,050,791 | +4.3% | 1,644,037 | 0.0% | 1.63% | -2.1% | |
| LMAT | LeMaitre Vascular, Inc. | $11,838,100 | +11.8% | 230,000 | 0.0% | 1.60% | +5.0% | |
| Leonardo DRS, Inc. | $11,104,758 | +1.5% | 856,188 | 0.0% | 1.50% | -4.8% | ||
| REPH | Societal CDMO, Inc. | $10,526,802 | -20.1% | 8,846,052 | 0.0% | 1.42% | -25.0% | |
| Gambling.com Group Ltd. | $10,277,304 | +8.3% | 1,037,064 | 0.0% | 1.39% | +1.7% | ||
| VMD | Buy | Viemed Healthcare, Inc. (US) | $9,784,738 | +33.3% | 1,012,026 | +4.5% | 1.32% | +25.1% |
| KOPN | Buy | Kopin Corporation | $9,031,875 | +403.5% | 8,286,124 | +472.7% | 1.22% | +371.8% |
| DZSI | Sell | DZS, Inc. | $8,699,119 | -44.8% | 1,102,550 | -11.4% | 1.18% | -48.2% |
| UTI | Universal Technical Institute | $8,233,777 | +9.8% | 1,115,688 | 0.0% | 1.11% | +3.1% | |
| NGS | Natural Gas Services Group Inc | $7,930,792 | -10.0% | 769,233 | 0.0% | 1.07% | -15.6% | |
| SQNS | Sequans Communications S.A. AD | $7,699,880 | -39.8% | 3,849,940 | 0.0% | 1.04% | -43.5% | |
| OFIX | New | Orthofix Medical Inc. | $7,685,285 | – | 458,823 | +100.0% | 1.04% | – |
| EMKR | Buy | EMCORE Corporation (F4) | $7,520,986 | +290.7% | 6,539,988 | +227.0% | 1.02% | +266.2% |
| TCMD | New | Tactile Systems Technology, In | $6,568,000 | – | 400,000 | +100.0% | 0.89% | – |
| RDCM | Buy | RADCOM, Ltd. (Israel) | $6,475,452 | -5.1% | 642,406 | +3.0% | 0.88% | -11.0% |
| PFSW | Sell | Pfsweb, Inc. | $6,466,000 | -48.8% | 1,525,000 | -25.8% | 0.88% | -52.0% |
| HEAR | Turtle Beach Corporation | $6,347,219 | +39.7% | 633,455 | 0.0% | 0.86% | +31.1% | |
| OPRX | Sell | OptimizeRx Corporation | $5,826,295 | -13.3% | 398,243 | -0.5% | 0.79% | -18.7% |
| Backblaze, Inc. | $5,513,353 | -17.9% | 1,091,753 | 0.0% | 0.75% | -22.9% | ||
| PWFL | PowerFleet, Inc. | $5,419,249 | +27.5% | 1,579,956 | 0.0% | 0.73% | +19.6% | |
| LPSN | Buy | LivePerson, Inc. | $5,330,887 | -40.6% | 1,208,818 | +36.5% | 0.72% | -44.3% |
| VICR | Buy | Vicor Corporation | $5,320,931 | +6.8% | 113,356 | +22.2% | 0.72% | +0.1% |
| LASR | Sell | nLight, Inc. | $4,997,179 | -10.3% | 490,882 | -10.7% | 0.68% | -15.9% |
| ONEW | Buy | OneWater Marine, Inc. - CL A | $4,894,750 | +71.9% | 175,000 | +75.8% | 0.66% | +61.1% |
| APEN | Sell | Apollo Endosurgery, Inc. | $4,828,669 | -38.4% | 486,761 | -38.1% | 0.65% | -42.3% |
| WPRT | Westport Fuel Systems, Inc. | $4,364,400 | +22.9% | 4,582,047 | 0.0% | 0.59% | +15.4% | |
| SSTI | Shotspotter, Inc. | $4,224,462 | +16.2% | 107,438 | 0.0% | 0.57% | +9.2% | |
| Reservoir Media, Inc. | $3,976,509 | +9.2% | 609,894 | 0.0% | 0.54% | +2.5% | ||
| UCTT | Sell | Ultra Clean Holdings, Inc. | $3,952,274 | -24.0% | 119,188 | -24.0% | 0.54% | -28.7% |
| AVAV | Aerovironment, Inc. | $3,685,465 | +7.0% | 40,208 | 0.0% | 0.50% | +0.4% | |
| voxeljet AG, ADR (Germany) | $3,614,081 | -8.5% | 1,716,903 | 0.0% | 0.49% | -14.1% | ||
| NGMS | NeoGames S.A. (Luxembourg) | $3,442,800 | +24.7% | 226,500 | 0.0% | 0.47% | +17.1% | |
| Buy | The Real Good Food Company, In | $3,351,786 | +40.3% | 794,262 | +120.5% | 0.45% | +32.0% | |
| SNCR | Buy | Synchronoss Technologies, Inc. | $3,336,229 | +70.8% | 3,549,180 | +12.3% | 0.45% | +59.9% |
| LTRX | Lantronix, Inc. | $3,306,789 | +0.5% | 761,933 | 0.0% | 0.45% | -5.7% | |
| NDLS | Noodles & Co. | $3,208,003 | -11.7% | 661,444 | 0.0% | 0.43% | -17.2% | |
| FRG | Sell | Franchise Group, Inc. | $3,204,464 | +2.0% | 117,595 | -10.9% | 0.43% | -4.2% |
| CTRN | Buy | Citi Trends, Inc. | $3,182,579 | -28.0% | 167,328 | +0.2% | 0.43% | -32.4% |
| New | BlackSky Technology, Inc. (Res | $3,092,095 | – | 2,785,671 | +100.0% | 0.42% | – | |
| BLU | Bellus Health, Inc. (Canada) | $2,736,000 | -12.4% | 380,000 | 0.0% | 0.37% | -17.8% | |
| PFIE | Buy | Profire Energy, Inc. | $2,585,045 | +18.4% | 2,084,714 | +0.3% | 0.35% | +11.1% |
| LPTH | New | LightPath Technologies, Inc. - | $2,573,250 | – | 1,825,000 | +100.0% | 0.35% | – |
| Sell | AirSculpt Technologies, Inc. | $2,547,796 | +15.1% | 505,515 | -15.5% | 0.34% | +8.2% | |
| NUVB | Buy | Nuvation Bio, Inc. | $2,531,500 | +111.0% | 1,525,000 | +144.0% | 0.34% | +98.3% |
| APPH | New | AppHarvest, Inc. | $2,523,667 | – | 4,121,619 | +100.0% | 0.34% | – |
| New | ElectroCore, Inc. | $2,473,146 | – | 449,663 | +100.0% | 0.34% | – | |
| Buy | MaxCyte, Inc. | $2,475,000 | +13.3% | 500,000 | +25.0% | 0.34% | +6.3% | |
| QUIK | QuickLogic Corporation | $2,474,771 | +16.0% | 415,230 | 0.0% | 0.34% | +8.8% | |
| GAIA | Gaia, Inc. | $2,435,869 | +16.4% | 879,375 | 0.0% | 0.33% | +9.3% | |
| OCX | Sell | OncoCyte Corporation | $2,400,369 | +3.1% | 6,773,051 | -6.6% | 0.32% | -3.3% |
| UGRO | Buy | urban-gro, Inc. | $2,275,708 | -0.1% | 842,855 | +0.7% | 0.31% | -6.1% |
| DHX | DHI Group, Inc. | $2,254,280 | -26.7% | 581,000 | 0.0% | 0.30% | -31.2% | |
| USIO | Buy | Usio,Inc. | $2,236,860 | +21.2% | 1,285,552 | +11.4% | 0.30% | +13.9% |
| QIPT | Quipt Home Medical Corp. | $2,065,146 | +48.8% | 294,600 | 0.0% | 0.28% | +39.5% | |
| PRTC | Sell | PureTech Health PLC-ADR (Brita | $2,029,300 | -68.4% | 70,000 | -94.9% | 0.28% | -70.3% |
| MOVE | Buy | Movano, Inc. | $1,985,572 | +69.7% | 1,614,286 | +79.4% | 0.27% | +59.2% |
| NNDM | Buy | Nano Dimension, Ltd. ADR (Isra | $1,916,434 | +48.0% | 663,126 | +17.8% | 0.26% | +38.5% |
| New | MediWound Ltd. | $1,902,855 | – | 142,857 | +100.0% | 0.26% | – | |
| SPRO | Spero Therapeutics, Inc. | $1,885,580 | -16.2% | 1,300,400 | 0.0% | 0.26% | -21.3% | |
| LEGH | Legacy Housing Corp. | $1,862,815 | +20.0% | 81,846 | 0.0% | 0.25% | +12.5% | |
| Sell | Ideal Power, Inc. | $1,706,286 | -4.7% | 163,281 | -3.1% | 0.23% | -10.5% | |
| Twin Vee PowerCats Co. | $1,599,169 | -7.9% | 949,062 | 0.0% | 0.22% | -13.6% | ||
| OPK | OPKO Health, Inc. | $1,460,000 | +16.8% | 1,000,000 | 0.0% | 0.20% | +10.0% | |
| SMMT | Buy | Summit Therapeutics, Inc. | $1,400,002 | +9.8% | 800,001 | +166.7% | 0.19% | +2.7% |
| AKTS | New | Akoustis Technologies, Inc. | $1,201,200 | – | 390,000 | +100.0% | 0.16% | – |
| LIQT | LiqTech International, Inc. | $1,141,923 | +23.7% | 2,430,141 | 0.0% | 0.16% | +16.5% | |
| ATOM | Atomera Incorporated | $1,127,707 | +2.4% | 177,034 | 0.0% | 0.15% | -3.8% | |
| APEI | Buy | American Public Education, Inc | $1,084,379 | +76.2% | 200,070 | +299.6% | 0.15% | +65.2% |
| BLFS | BioLife Solutions, Inc. | $1,087,500 | +19.5% | 50,000 | 0.0% | 0.15% | +12.2% | |
| New | Outbrain, Inc. | $1,069,311 | – | 258,913 | +100.0% | 0.14% | – | |
| KRT | Sell | Karat Packaging, Inc. | $1,004,535 | -48.9% | 75,359 | -44.9% | 0.14% | -51.9% |
| JOB | Gee Group, Inc. | $948,355 | -15.3% | 2,285,192 | 0.0% | 0.13% | -20.5% | |
| New | G Medical Innovations Holdings | $910,000 | – | 1,000,000 | +100.0% | 0.12% | – | |
| NMTC | NeuroOne Medical Technologies | $885,499 | +34.2% | 550,000 | 0.0% | 0.12% | +26.3% | |
| Buy | Applied DNA Sciences, Inc. | $849,511 | -29.0% | 751,780 | +4.3% | 0.12% | -33.5% | |
| Buy | Rocket Lab USA, Inc. | $816,080 | +7.7% | 202,000 | +0.5% | 0.11% | +0.9% | |
| AUPH | New | Aurinia Pharmaceuticals Inc. | $805,560 | – | 73,500 | +100.0% | 0.11% | – |
| Buy | Shapeways Holdings, Inc. | $799,626 | -30.0% | 2,329,913 | +11.0% | 0.11% | -34.5% | |
| LLNW | Edgio, Inc. | $736,304 | -30.0% | 930,735 | 0.0% | 0.10% | -34.2% | |
| QMCO | Sell | Quantum Corp. | $672,196 | -6.2% | 584,518 | -11.1% | 0.09% | -11.7% |
| Sell | Medicenna Therapeutics Corp. | $650,000 | +101.8% | 1,000,000 | -44.1% | 0.09% | +91.3% | |
| VQSLF | Sell | VIQ Solutions, Inc. (Canada) | $624,834 | +33.4% | 1,709,531 | -4.2% | 0.08% | +25.0% |
| ETON | Sell | Eton Pharmaceuticals, Inc. | $610,903 | -52.9% | 158,676 | -65.8% | 0.08% | -55.6% |
| Mobilicom Limited (Australia) | $601,585 | +45.3% | 426,656 | 0.0% | 0.08% | +35.0% | ||
| New | Biolase, Inc. | $545,126 | – | 1,938,571 | +100.0% | 0.07% | – | |
| EGLX | Enthusiast Gaming Holdings, In | $530,986 | +8.3% | 897,100 | 0.0% | 0.07% | +1.4% | |
| Buy | Minerva Surgical, Inc. | $509,165 | +36.6% | 2,319,660 | +39.0% | 0.07% | +27.8% | |
| WAVE | Eco Wave Power Global AB (Swe | $478,299 | -5.9% | 170,821 | 0.0% | 0.06% | -11.0% | |
| EMAN | Sell | eMagin Corporation | $450,455 | -52.7% | 216,565 | -80.7% | 0.06% | -55.5% |
| FENC | New | Fennec Pharmaceuticals, Inc. | $396,032 | – | 47,600 | +100.0% | 0.05% | – |
| INVO | INVO Bioscience, Inc. | $398,647 | +46.9% | 623,860 | 0.0% | 0.05% | +38.5% | |
| Lulu's Fashion Lounge Holdings | $357,552 | -5.2% | 150,232 | 0.0% | 0.05% | -11.1% | ||
| SGLB | Sigma Labs, Inc. | $307,025 | +10.0% | 697,785 | 0.0% | 0.04% | +5.0% | |
| AXDX | Sell | Accelerate Diagnostics, Inc. | $280,661 | -16.0% | 400,944 | -15.3% | 0.04% | -20.8% |
| Sell | DoubleDown Interactive Co Ltd | $217,624 | -17.1% | 27,203 | -12.4% | 0.03% | -23.7% | |
| New | SeqLL,Inc | $203,161 | – | 507,903 | +100.0% | 0.03% | – | |
| BITF | Sell | Bitfarms, Ltd. (Canada) - U.S. | $187,199 | +61.7% | 192,989 | -26.6% | 0.02% | +47.1% |
| GOEDWS | Polished.com, Inc. 5/26/22-6/2warrants | $167,111 | +23.6% | 1,689,700 | 0.0% | 0.02% | +21.1% | |
| Buy | LiveVox Holdings, Inc. | $85,136 | +11.9% | 27,552 | +7.6% | 0.01% | +9.1% | |
| Mobilicom Ltd. @5.00 8/31/27 Awarrants | $65,358 | +63.6% | 363,100 | 0.0% | 0.01% | +50.0% | ||
| Exit | Ocean Power Technologies @3.85warrants | $0 | – | -464,280 | -100.0% | 0.00% | – | |
| Qualtek Services, Inc.-A Wt @1warrants | $1,900 | -5.0% | 50,000 | 0.0% | 0.00% | – | ||
| GBNH | Exit | Greenbrook TMS, Inc. (Canada) | $0 | – | -71,768 | -100.0% | -0.02% | – |
| Exit | Sera Prognostics, Inc. | $0 | – | -171,640 | -100.0% | -0.03% | – | |
| NAOV | Exit | NanoVibronix, Inc. | $0 | – | -901,069 | -100.0% | -0.03% | – |
| BLIN | Exit | Bridgeline Digital, Inc. | $0 | – | -300,000 | -100.0% | -0.04% | – |
| NEON | Exit | Neonode, Inc. | $0 | – | -78,200 | -100.0% | -0.06% | – |
| CDNA | Exit | CareDx, Inc. | $0 | – | -50,000 | -100.0% | -0.08% | – |
| PRQR | Exit | ProQR Therapeutics BV (Netherl | $0 | – | -166,667 | -100.0% | -0.09% | – |
| VOR | Exit | Vor BioPharma, Inc. | $0 | – | -100,000 | -100.0% | -0.10% | – |
| FTCI | Exit | FTC Solar, Inc. | $0 | – | -259,700 | -100.0% | -0.10% | – |
| RUN | Exit | Sunrun, Inc. | $0 | – | -40,000 | -100.0% | -0.14% | – |
| Exit | Sonendo, Inc. | $0 | – | -344,632 | -100.0% | -0.14% | – | |
| ECOR | Exit | ElectroCore, Inc. | $0 | – | -5,883,822 | -100.0% | -0.22% | – |
| VERU | Exit | Veru, Inc. | $0 | – | -290,000 | -100.0% | -0.22% | – |
| CNCE | Exit | Concert Pharmaceuticals, Inc. | $0 | – | -666,661 | -100.0% | -0.56% | – |
| SPNE | Exit | SeaSpine Holdings Corp. | $0 | – | -1,102,150 | -100.0% | -1.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.