$739 Million is the total value of AWM Investment Company, Inc.'s 132 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 39.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DXLG | Sell | Destination XL Group, Inc. | $51,790,126 | -20.0% | 9,399,297 | -2.0% | 7.01% | -24.9% |
| TA | Sell | TravelCenters of America LLC | $50,693,065 | +72.8% | 586,047 | -10.6% | 6.86% | +62.1% |
| PI | Sell | Impinj, Inc. | $46,038,041 | +12.9% | 339,714 | -9.0% | 6.23% | +6.0% |
| AEHR | Sell | Aehr Test Systems | $41,216,677 | +24.4% | 1,328,713 | -19.4% | 5.58% | +16.8% |
| CDMO | Sell | Avid Bioservices, Inc. | $18,437,816 | +13.5% | 982,826 | -16.7% | 2.50% | +6.5% |
| DZSI | Sell | DZS, Inc. | $8,699,119 | -44.8% | 1,102,550 | -11.4% | 1.18% | -48.2% |
| PFSW | Sell | Pfsweb, Inc. | $6,466,000 | -48.8% | 1,525,000 | -25.8% | 0.88% | -52.0% |
| OPRX | Sell | OptimizeRx Corporation | $5,826,295 | -13.3% | 398,243 | -0.5% | 0.79% | -18.7% |
| LASR | Sell | nLight, Inc. | $4,997,179 | -10.3% | 490,882 | -10.7% | 0.68% | -15.9% |
| APEN | Sell | Apollo Endosurgery, Inc. | $4,828,669 | -38.4% | 486,761 | -38.1% | 0.65% | -42.3% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $3,952,274 | -24.0% | 119,188 | -24.0% | 0.54% | -28.7% |
| FRG | Sell | Franchise Group, Inc. | $3,204,464 | +2.0% | 117,595 | -10.9% | 0.43% | -4.2% |
| Sell | AirSculpt Technologies, Inc. | $2,547,796 | +15.1% | 505,515 | -15.5% | 0.34% | +8.2% | |
| OCX | Sell | OncoCyte Corporation | $2,400,369 | +3.1% | 6,773,051 | -6.6% | 0.32% | -3.3% |
| PRTC | Sell | PureTech Health PLC-ADR (Brita | $2,029,300 | -68.4% | 70,000 | -94.9% | 0.28% | -70.3% |
| Sell | Ideal Power, Inc. | $1,706,286 | -4.7% | 163,281 | -3.1% | 0.23% | -10.5% | |
| KRT | Sell | Karat Packaging, Inc. | $1,004,535 | -48.9% | 75,359 | -44.9% | 0.14% | -51.9% |
| QMCO | Sell | Quantum Corp. | $672,196 | -6.2% | 584,518 | -11.1% | 0.09% | -11.7% |
| Sell | Medicenna Therapeutics Corp. | $650,000 | +101.8% | 1,000,000 | -44.1% | 0.09% | +91.3% | |
| VQSLF | Sell | VIQ Solutions, Inc. (Canada) | $624,834 | +33.4% | 1,709,531 | -4.2% | 0.08% | +25.0% |
| ETON | Sell | Eton Pharmaceuticals, Inc. | $610,903 | -52.9% | 158,676 | -65.8% | 0.08% | -55.6% |
| EMAN | Sell | eMagin Corporation | $450,455 | -52.7% | 216,565 | -80.7% | 0.06% | -55.5% |
| AXDX | Sell | Accelerate Diagnostics, Inc. | $280,661 | -16.0% | 400,944 | -15.3% | 0.04% | -20.8% |
| Sell | DoubleDown Interactive Co Ltd | $217,624 | -17.1% | 27,203 | -12.4% | 0.03% | -23.7% | |
| BITF | Sell | Bitfarms, Ltd. (Canada) - U.S. | $187,199 | +61.7% | 192,989 | -26.6% | 0.02% | +47.1% |
| Exit | Ocean Power Technologies @3.85warrants | $0 | – | -464,280 | -100.0% | 0.00% | – | |
| GBNH | Exit | Greenbrook TMS, Inc. (Canada) | $0 | – | -71,768 | -100.0% | -0.02% | – |
| Exit | Sera Prognostics, Inc. | $0 | – | -171,640 | -100.0% | -0.03% | – | |
| NAOV | Exit | NanoVibronix, Inc. | $0 | – | -901,069 | -100.0% | -0.03% | – |
| BLIN | Exit | Bridgeline Digital, Inc. | $0 | – | -300,000 | -100.0% | -0.04% | – |
| NEON | Exit | Neonode, Inc. | $0 | – | -78,200 | -100.0% | -0.06% | – |
| CDNA | Exit | CareDx, Inc. | $0 | – | -50,000 | -100.0% | -0.08% | – |
| PRQR | Exit | ProQR Therapeutics BV (Netherl | $0 | – | -166,667 | -100.0% | -0.09% | – |
| VOR | Exit | Vor BioPharma, Inc. | $0 | – | -100,000 | -100.0% | -0.10% | – |
| FTCI | Exit | FTC Solar, Inc. | $0 | – | -259,700 | -100.0% | -0.10% | – |
| RUN | Exit | Sunrun, Inc. | $0 | – | -40,000 | -100.0% | -0.14% | – |
| Exit | Sonendo, Inc. | $0 | – | -344,632 | -100.0% | -0.14% | – | |
| ECOR | Exit | ElectroCore, Inc. | $0 | – | -5,883,822 | -100.0% | -0.22% | – |
| VERU | Exit | Veru, Inc. | $0 | – | -290,000 | -100.0% | -0.22% | – |
| CNCE | Exit | Concert Pharmaceuticals, Inc. | $0 | – | -666,661 | -100.0% | -0.56% | – |
| SPNE | Exit | SeaSpine Holdings Corp. | $0 | – | -1,102,150 | -100.0% | -1.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.