$694 Million is the total value of AWM Investment Company, Inc.'s 132 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 28.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DXLG | Sell | Destination XL Group, Inc. | $64,709,752 | +21.0% | 9,586,630 | -2.9% | 9.33% | +14.7% |
| PI | Sell | Impinj, Inc. | $40,762,790 | +2.7% | 373,354 | -24.7% | 5.88% | -2.6% |
| TA | Sell | TravelCenters of America LLC | $29,344,647 | -22.9% | 655,307 | -7.1% | 4.23% | -26.8% |
| LPSN | Sell | LivePerson, Inc. | $8,979,751 | -7.6% | 885,577 | -14.2% | 1.30% | -12.4% |
| APEN | Sell | Apollo Endosurgery, Inc. | $7,844,486 | +71.5% | 786,809 | -5.2% | 1.13% | +62.7% |
| UTI | Sell | Universal Technical Institute, | $7,497,423 | +22.4% | 1,115,688 | -0.9% | 1.08% | +16.1% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $5,201,865 | +0.1% | 156,919 | -22.3% | 0.75% | -5.2% |
| OCX | Sell | OncoCyte Corporation | $2,327,880 | -58.8% | 7,254,222 | -6.4% | 0.34% | -60.9% |
| SPRO | Sell | Spero Therapeutics, Inc. | $2,249,692 | -51.1% | 1,300,400 | -43.5% | 0.32% | -53.7% |
| KRT | Sell | Karat Packaging, Inc. | $1,965,658 | -59.8% | 136,789 | -55.3% | 0.28% | -62.0% |
| EMKR | Sell | EMCORE Corporation | $1,924,861 | -58.6% | 1,999,856 | -28.1% | 0.28% | -60.6% |
| Sell | Ideal Power, Inc. | $1,789,682 | -18.1% | 168,520 | -20.1% | 0.26% | -22.3% | |
| VERU | Sell | Veru, Inc. | $1,531,200 | -86.6% | 290,000 | -70.7% | 0.22% | -87.3% |
| Sell | Sonendo, Inc. | $975,309 | +20.9% | 344,632 | -54.3% | 0.14% | +14.6% | |
| QMCO | Sell | Quantum Corp. | $716,435 | -20.1% | 657,280 | -20.9% | 0.10% | -24.3% |
| NMTC | Sell | NeuroOne Medical Technologies | $660,000 | -71.4% | 550,000 | -59.7% | 0.10% | -72.9% |
| VQSLF | Sell | VIQ Solutions, Inc. (Canada) | $468,496 | -77.4% | 1,784,067 | -46.6% | 0.07% | -78.4% |
| NEON | Sell | Neonode, Inc. | $430,100 | -19.8% | 78,200 | -49.0% | 0.06% | -23.5% |
| Sell | Lulu's Fashion Lounge Holdings | $377,082 | -68.2% | 150,232 | -41.0% | 0.05% | -70.0% | |
| AXDX | Sell | Accelerate Diagnostics, Inc. | $334,044 | -55.2% | 473,150 | -3.7% | 0.05% | -57.5% |
| Sell | Medicenna Therapeutics, Corp.warrants | $322,130 | -79.3% | 1,789,000 | -32.7% | 0.05% | -80.5% | |
| Sell | DoubleDown Interactive Co Ltd( | $262,381 | -42.0% | 31,051 | -38.1% | 0.04% | -44.9% | |
| Sell | Sera Prognostics, Inc. | $211,117 | -45.2% | 171,640 | -28.7% | 0.03% | -49.2% | |
| GOEDWS | Sell | Polished.com, Inc. 5/26/22-6/2warrants | $135,176 | -45.9% | 1,689,700 | -15.5% | 0.02% | -50.0% |
| BITF | Sell | Bitfarms, Ltd. of Canada | $115,759 | -87.0% | 263,089 | -69.0% | 0.02% | -87.4% |
| AQMS | Exit | Aqua Metals, Inc. | $0 | – | -55,474 | -100.0% | -0.01% | – |
| TKNO | Exit | Alpha Teknova, Inc. | $0 | – | -120,000 | -100.0% | -0.06% | – |
| PLBY | Exit | PLBY Group,Inc. | $0 | – | -113,100 | -100.0% | -0.07% | – |
| SIEN | Exit | Sientra, Inc. | $0 | – | -799,766 | -100.0% | -0.08% | – |
| CYRX | Exit | Cryoport, Inc. | $0 | – | -30,000 | -100.0% | -0.11% | – |
| Exit | Assure Holdings Corp(CND need | $0 | – | -1,219,069 | -100.0% | -0.12% | – | |
| Exit | Orbital Energy Group, Inc. | $0 | – | -2,006,380 | -100.0% | -0.14% | – | |
| PGNY | Exit | Progyny, Inc. | $0 | – | -30,000 | -100.0% | -0.17% | – |
| GAN | Exit | GAN, Ltd. (London) | $0 | – | -583,228 | -100.0% | -0.20% | – |
| RADA | Exit | RADA Electronic Industries,Ltd | $0 | – | -855,164 | -100.0% | -1.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.