$658 Million is the total value of AWM Investment Company, Inc.'s 133 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 33.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DXLG | Sell | Destination XL Group, Inc. | $53,498,000 | +43.9% | 9,870,434 | -10.0% | 8.13% | +38.8% |
| VERU | Sell | Veru, Inc. | $11,401,000 | -50.4% | 989,635 | -51.3% | 1.73% | -52.1% |
| Sell | Ideal Power, Inc. | $2,184,000 | -24.2% | 210,981 | -10.3% | 0.33% | -26.9% | |
| PRTC | Sell | PureTech Health PLC-ADR (Brita | $1,890,000 | -24.8% | 70,000 | -89.4% | 0.29% | -27.5% |
| GAN | Sell | GAN, Ltd. (London) | $1,295,000 | -36.0% | 583,228 | -14.6% | 0.20% | -38.2% |
| Sell | Minerva Surgical, Inc. | $1,104,000 | -69.6% | 1,388,515 | -10.2% | 0.17% | -70.6% | |
| Sell | Orbital Energy Group, Inc. | $953,000 | -47.1% | 2,006,380 | -29.8% | 0.14% | -48.9% | |
| Sell | Assure Holdings Corp(CND need | $780,000 | -64.5% | 1,219,069 | -21.3% | 0.12% | -65.7% | |
| SIEN | Sell | Sientra, Inc. | $512,000 | -72.1% | 799,766 | -63.5% | 0.08% | -73.0% |
| PLBY | Sell | PLBY Group,Inc. | $456,000 | -81.5% | 113,100 | -70.6% | 0.07% | -82.2% |
| Sell | Sera Prognostics, Inc. | $385,000 | -32.2% | 240,646 | -30.5% | 0.06% | -33.7% | |
| GBNH | Sell | Greenbrook TMS, Inc. (Canada) | $193,000 | -42.0% | 71,768 | -72.4% | 0.03% | -44.2% |
| PROF | Exit | Profound Medical Corp. (U.S.) | $0 | – | -85,908 | -100.0% | -0.10% | – |
| ZEAL | Exit | Zealand Pharma A/S ADR (Denmar | $0 | – | -48,957 | -100.0% | -0.10% | – |
| Exit | Rent the Runway, Inc. | $0 | – | -400,181 | -100.0% | -0.19% | – | |
| NKTX | Exit | Nkarta, Inc. | $0 | – | -100,000 | -100.0% | -0.19% | – |
| BRCN | Exit | Burcon NutraScience Corp. (Can | $0 | – | -3,902,823 | -100.0% | -0.24% | – |
| SRAX | Exit | SRAX, Inc. | $0 | – | -510,503 | -100.0% | -0.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.