$997 Million is the total value of AWM Investment Company, Inc.'s 126 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 16.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DXLG | Destination XL Group, Inc. | $62,945,000 | -7.2% | 11,081,793 | 0.0% | 6.31% | -5.1% | |
| PI | Sell | Impinj, Inc. | $38,804,000 | +37.9% | 437,477 | -11.2% | 3.89% | +41.0% |
| CDMO | Sell | Avid Bioservices, Inc. | $35,016,000 | +31.7% | 1,200,000 | -2.7% | 3.51% | +34.6% |
| TA | TravelCenters of America LLC | $34,833,000 | +3.7% | 674,800 | 0.0% | 3.49% | +6.0% | |
| INFU | Infusystem Holdings, Inc. | $34,060,000 | +30.7% | 2,000,000 | 0.0% | 3.42% | +33.6% | |
| Buy | Zealand Pharma A/S (Denmark)warrants | $29,839,000 | -25.8% | 7,144,602 | +0.7% | 2.99% | -24.2% | |
| NPTN | NeoPhotonics Corporation | $29,521,000 | +76.5% | 1,920,722 | 0.0% | 2.96% | +80.3% | |
| ARGX | argenx SE - ADR (Netherlands) | $28,015,000 | +16.0% | 80,000 | 0.0% | 2.81% | +18.5% | |
| AEHR | Sell | Aehr Test Systems | $27,704,000 | +48.6% | 1,145,749 | -16.1% | 2.78% | +51.9% |
| RGEN | Repligen Corporation | $26,484,000 | -8.4% | 100,000 | 0.0% | 2.66% | -6.3% | |
| PFSW | Pfsweb, Inc. | $26,213,000 | -0.2% | 2,035,179 | 0.0% | 2.63% | +2.1% | |
| OPRX | Sell | OptimizeRx Corporation | $23,834,000 | -34.6% | 383,743 | -9.9% | 2.39% | -33.2% |
| OOMA | Sell | Ooma, Inc. | $22,584,000 | +9.7% | 1,104,908 | -0.1% | 2.26% | +12.1% |
| MRAM | Buy | Everspin Technology, Inc. | $21,569,000 | +77.2% | 1,908,735 | +1.6% | 2.16% | +81.1% |
| LOVE | Sell | Lovesac Company, The | $21,302,000 | +0.1% | 321,496 | -0.2% | 2.14% | +2.3% |
| EMKR | EMCORE Corp. | $18,707,000 | -6.7% | 2,680,094 | 0.0% | 1.88% | -4.6% | |
| CNTY | Century Casinos, Inc. | $18,063,000 | -9.6% | 1,482,988 | 0.0% | 1.81% | -7.6% | |
| KIDS | Sell | OrthoPediatrics Corporation | $17,840,000 | -8.7% | 298,021 | -0.1% | 1.79% | -6.6% |
| GNSS | Genasys, Inc. | $17,311,000 | -23.2% | 4,349,544 | 0.0% | 1.74% | -21.5% | |
| CEVA | CEVA, Inc. | $15,914,000 | +1.3% | 368,037 | 0.0% | 1.60% | +3.6% | |
| SQNS | Sequans Communications S.A. AD | $15,180,000 | +8.0% | 3,202,480 | 0.0% | 1.52% | +10.4% | |
| UCTT | Ultra Clean Holdings, Inc. | $14,147,000 | +34.7% | 246,627 | 0.0% | 1.42% | +37.6% | |
| LPSN | Buy | LivePerson, Inc. | $12,856,000 | -37.7% | 359,900 | +2.9% | 1.29% | -36.3% |
| HEAR | Turtle Beach Corporation | $12,144,000 | -20.0% | 545,543 | 0.0% | 1.22% | -18.2% | |
| LMAT | LeMaitre Vascular, Inc. | $11,553,000 | -5.4% | 230,000 | 0.0% | 1.16% | -3.3% | |
| LIQT | LiqTech International, Inc. | $11,317,000 | +4.4% | 1,978,444 | 0.0% | 1.14% | +6.7% | |
| UTI | Universal Technical Institute, | $10,124,000 | +15.7% | 1,294,575 | 0.0% | 1.02% | +18.3% | |
| VERU | Sell | Veru, Inc. | $10,085,000 | -35.1% | 1,712,268 | -6.0% | 1.01% | -33.6% |
| VICR | Vicor Corporation | $10,031,000 | -5.4% | 79,000 | 0.0% | 1.01% | -3.3% | |
| DZSI | Buy | DZS, Inc. | $9,897,000 | +47.0% | 610,201 | +11.1% | 0.99% | +50.2% |
| SPNE | Buy | SeaSpine Holdings Corp. | $9,683,000 | +13.7% | 710,950 | +31.3% | 0.97% | +16.1% |
| Sell | Gambling.com Group Ltd. | $9,399,000 | +10.7% | 926,028 | -0.4% | 0.94% | +13.2% | |
| PLBY | Sell | PLBY Group,Inc. | $9,333,000 | -28.0% | 350,320 | -36.3% | 0.94% | -26.5% |
| AMSC | American Superconductor Corp | $9,297,000 | -25.4% | 854,534 | 0.0% | 0.93% | -23.7% | |
| WPRT | Westport Fuel Systems, Inc. | $9,082,000 | -28.0% | 3,832,047 | 0.0% | 0.91% | -26.4% | |
| REPH | Buy | Recro Pharma, Inc. (F4) | $8,690,000 | -1.2% | 5,081,901 | +19.0% | 0.87% | +1.0% |
| Assure Holdings Corp(CND/AMR) | $8,047,000 | -33.5% | 1,562,499 | 0.0% | 0.81% | -32.1% | ||
| CTRN | Buy | Citi Trends, Inc. | $7,761,000 | +41.4% | 81,914 | +8.9% | 0.78% | +44.8% |
| RADA | RADA Electronic Industries | $7,697,000 | -11.5% | 817,071 | 0.0% | 0.77% | -9.5% | |
| RDCM | RADCOM, Ltd. (Israel) | $7,547,000 | +14.5% | 578,312 | 0.0% | 0.76% | +17.0% | |
| PWFL | Buy | PowerFleet, Inc. | $7,477,000 | -23.7% | 1,577,446 | +7.9% | 0.75% | -22.0% |
| SIEN | Buy | Sientra, Inc. | $7,355,000 | -2.9% | 2,003,984 | +51.6% | 0.74% | -0.8% |
| NGS | Buy | Natural Gas Services Group, In | $7,099,000 | +1.0% | 678,008 | +0.1% | 0.71% | +3.2% |
| FRG | Franchise Group, Inc. | $6,881,000 | +47.3% | 131,912 | 0.0% | 0.69% | +50.7% | |
| GAIA | Gaia, Inc. | $6,867,000 | -9.6% | 801,236 | 0.0% | 0.69% | -7.5% | |
| Buy | Orbital Energy Group, Inc. | $6,638,000 | +70.3% | 3,031,066 | +139.5% | 0.67% | +73.9% | |
| ADMA | New | ADMA Biologics, Inc. | $6,458,000 | – | 4,579,900 | +100.0% | 0.65% | – |
| RESN | Resonant, Inc. | $6,433,000 | -29.3% | 3,761,840 | 0.0% | 0.64% | -27.8% | |
| GAN | Buy | GAN, Ltd. (London) | $6,357,000 | -9.4% | 691,682 | +46.6% | 0.64% | -7.4% |
| NGMS | NeoGames S.A. (Luxembourg) | $6,292,000 | -24.3% | 226,500 | 0.0% | 0.63% | -22.7% | |
| LASR | nLight, Inc. | $6,227,000 | -15.0% | 260,000 | 0.0% | 0.62% | -13.1% | |
| KRT | Sell | Karat Packaging, Inc. | $6,184,000 | -26.5% | 305,986 | -23.5% | 0.62% | -24.8% |
| New | Backblaze, Inc. | $6,165,000 | – | 365,000 | +100.0% | 0.62% | – | |
| SPRO | Spero Therapeutics, Inc. | $5,968,000 | -13.0% | 372,755 | 0.0% | 0.60% | -11.0% | |
| NUVB | Buy | Nuvation Bio, Inc. | $5,950,000 | +49.6% | 700,000 | +75.0% | 0.60% | +53.1% |
| KOPN | Kopin Corporation | $5,917,000 | -20.3% | 1,446,746 | 0.0% | 0.59% | -18.4% | |
| LTRX | New | Lantronix, Inc. | $5,677,000 | – | 725,001 | +100.0% | 0.57% | – |
| Sell | voxeljet AG, ADR (Germany) | $5,278,000 | -41.8% | 894,649 | -9.9% | 0.53% | -40.6% | |
| ONEW | OneWater Marine, Inc. - CL A | $4,669,000 | +51.6% | 76,571 | 0.0% | 0.47% | +55.0% | |
| BRCN | Burcon NutraScience Corp. | $4,599,000 | -25.0% | 3,902,823 | 0.0% | 0.46% | -23.4% | |
| TLS | Telos Corp. | $4,428,000 | -45.7% | 287,181 | 0.0% | 0.44% | -44.6% | |
| NDLS | Noodles & Co. | $4,357,000 | -23.1% | 480,403 | 0.0% | 0.44% | -21.4% | |
| PROF | Profound Medical Corp. (U.S.) | $3,919,000 | -23.3% | 348,939 | 0.0% | 0.39% | -21.6% | |
| INVO | INVO Bioscience, Inc. | $3,860,000 | +3.1% | 1,159,075 | 0.0% | 0.39% | +5.4% | |
| OPK | OPKO Health, Inc. | $3,848,000 | +31.8% | 800,000 | 0.0% | 0.39% | +34.5% | |
| VMD | Viemed Healthcare, Inc. (Canad | $3,804,000 | -6.1% | 728,833 | 0.0% | 0.38% | -4.0% | |
| DHX | DHI Group, Inc. | $3,750,000 | +31.1% | 601,000 | 0.0% | 0.38% | +33.8% | |
| VQSLF | Buy | VIQ Solutions, Inc. | $3,633,000 | +245.3% | 1,559,259 | +338.7% | 0.36% | +253.4% |
| APEN | New | Apollo Endosurgery, Inc. | $3,613,000 | – | 428,640 | +100.0% | 0.36% | – |
| New | Minerva Surgical, Inc. | $3,596,000 | – | 699,581 | +100.0% | 0.36% | – | |
| ATOM | Atomera Incorporated | $3,562,000 | -12.9% | 177,034 | 0.0% | 0.36% | -11.0% | |
| MOVE | Movano, Inc. | $3,420,000 | +5.6% | 900,000 | 0.0% | 0.34% | +7.9% | |
| Reservior Media, Inc. | $3,198,000 | -13.2% | 404,319 | 0.0% | 0.32% | -11.1% | ||
| BITF | Buy | Bitfarms, Ltd. of Canada | $3,194,000 | +31.4% | 632,838 | +10.5% | 0.32% | +34.5% |
| BLU | Sell | Bellus Health, Inc. | $3,059,000 | +24.6% | 380,000 | -5.0% | 0.31% | +27.4% |
| Ideal Power, Inc. | $2,837,000 | -20.8% | 235,271 | 0.0% | 0.28% | -18.8% | ||
| NMTC | Buy | NeuroOne Medical Technologies | $2,743,000 | -30.6% | 1,414,172 | +41.4% | 0.28% | -29.1% |
| ECOR | Buy | ElectroCore, Inc. | $2,712,000 | -42.2% | 4,655,747 | +12.2% | 0.27% | -40.9% |
| UGRO | Buy | urban-gro, Inc. | $2,677,000 | -20.0% | 255,470 | +1.4% | 0.27% | -18.2% |
| EGLX | Enthusiast Gaming Holdings, In | $2,639,000 | -18.5% | 897,100 | 0.0% | 0.26% | -16.7% | |
| GBNH | Sell | Greenbrook TMS, Inc. (Canada) | $2,587,000 | -43.1% | 606,847 | -0.9% | 0.26% | -41.7% |
| GOEDWS | Buy | 1847 Goedeker, Inc 5/26/22-12warrants | $2,420,000 | +8.1% | 2,000,000 | +50.0% | 0.24% | +10.5% |
| NEON | Sell | Neonode, Inc. | $2,329,000 | -37.2% | 263,169 | -28.4% | 0.23% | -35.7% |
| CDNA | CareDx, Inc. | $2,274,000 | -28.2% | 50,000 | 0.0% | 0.23% | -26.7% | |
| ETON | Eton Pharmaceuticals, Inc. | $2,145,000 | -14.9% | 500,000 | 0.0% | 0.22% | -13.0% | |
| QUIK | QuickLogic Corporation | $2,122,000 | -4.7% | 415,230 | 0.0% | 0.21% | -2.3% | |
| New | The Real Good Food Company, In | $2,118,000 | – | 338,267 | +100.0% | 0.21% | – | |
| SNCR | Buy | Synchronoss Technologies, Inc. | $2,019,000 | +59.6% | 827,267 | +57.0% | 0.20% | +63.7% |
| LLNW | Limelight Networks, Inc. | $1,902,000 | +44.1% | 554,604 | 0.0% | 0.19% | +46.9% | |
| COO | The Cooper Companies, Inc. | $1,885,000 | +1.3% | 4,500 | 0.0% | 0.19% | +3.3% | |
| Sell | Sera Prognostics, Inc. | $1,704,000 | -41.0% | 248,087 | -4.5% | 0.17% | -39.6% | |
| ROCR | Roth CH Acquisition III Co. | $1,673,000 | -0.2% | 168,600 | 0.0% | 0.17% | +2.4% | |
| QIPT | Quipt Home Medical Corp. | $1,653,000 | -11.1% | 294,600 | 0.0% | 0.17% | -8.8% | |
| QMCO | Buy | Quantum Corp. | $1,604,000 | +165.1% | 290,564 | +148.7% | 0.16% | +172.9% |
| EMAN | Sell | eMagin Corporation | $1,445,000 | -43.0% | 1,119,887 | -0.1% | 0.14% | -41.8% |
| ITI | Iteris, Inc. | $1,421,000 | -24.3% | 355,359 | 0.0% | 0.14% | -22.3% | |
| RUN | Sunrun, Inc. | $1,372,000 | -22.0% | 40,000 | 0.0% | 0.14% | -20.2% | |
| NNDM | New | Nano Dimension, Ltd. ADR (Isra | $1,320,000 | – | 347,500 | +100.0% | 0.13% | – |
| New | Lulu's Fashion Lounge Holdings | $1,308,000 | – | 127,895 | +100.0% | 0.13% | – | |
| JOB | Gee Group, Inc. | $1,303,000 | +22.8% | 2,285,192 | 0.0% | 0.13% | +26.0% | |
| SGLB | Sigma Labs, Inc. | $1,284,000 | -39.9% | 697,785 | 0.0% | 0.13% | -38.6% | |
| TKNO | Alpha Teknova, Inc. | $1,229,000 | -17.7% | 60,000 | 0.0% | 0.12% | -16.3% | |
| AVAV | New | Aerovironment, Inc. | $1,154,000 | – | 18,610 | +100.0% | 0.12% | – |
| IDN | Sell | Intellicheck, Inc. | $1,135,000 | -44.6% | 245,570 | -1.8% | 0.11% | -43.3% |
| APEI | American Public Education, Inc | $1,114,000 | -13.1% | 50,070 | 0.0% | 0.11% | -11.1% | |
| PRTC | PureTech Health PLC-ADR (Brita | $1,110,000 | -22.9% | 30,000 | 0.0% | 0.11% | -21.3% | |
| Sell | DoubleDown Interactive Co. Ltd | $925,000 | -76.7% | 59,706 | -73.5% | 0.09% | -76.1% | |
| Buy | MaxCyte, Inc. | $764,000 | +25.2% | 75,000 | +50.0% | 0.08% | +28.3% | |
| JRSH | Jerash Holdings US, Inc. | $712,000 | -3.7% | 110,000 | 0.0% | 0.07% | -2.7% | |
| BLIN | Bridgeline Digital, Inc. | $678,000 | -45.0% | 300,000 | 0.0% | 0.07% | -43.8% | |
| WAVE | Sell | Eco Wave Power Global AB (Swe | $642,000 | -37.1% | 149,000 | -0.7% | 0.06% | -36.0% |
| OCX | Sell | Oncocyte Corp. | $525,000 | -79.4% | 241,867 | -66.3% | 0.05% | -78.9% |
| ZEAL | Zealand Pharma A/S ADR (Denmar | $426,000 | -23.9% | 19,981 | 0.0% | 0.04% | -21.8% | |
| MSGM | Sell | Motorsports Games, Inc. | $417,000 | -86.6% | 122,589 | -43.9% | 0.04% | -86.3% |
| Senstar Technologies Ltd. | $232,000 | -25.9% | 79,070 | 0.0% | 0.02% | -25.8% | ||
| Ocean Power Technologies @3.85warrants | $74,000 | -61.1% | 464,280 | 0.0% | 0.01% | -63.2% | ||
| AQMS | Aqua Metals, Inc. | $68,000 | -40.9% | 55,474 | 0.0% | 0.01% | -36.4% | |
| ROCRW | Roth CH Acquisition III Co @11warrants | $56,000 | -12.5% | 50,000 | 0.0% | 0.01% | 0.0% | |
| Exit | Zevia PBC - A | $0 | – | -70,122 | -100.0% | -0.08% | – | |
| MIRO | Exit | Miromatrix Medical, Inc. | $0 | – | -116,688 | -100.0% | -0.08% | – |
| AZYO | Exit | Aziyo Biologics, Inc. | $0 | – | -126,720 | -100.0% | -0.09% | – |
| GOED | Exit | 1847 Goedeker, Inc. | $0 | – | -474,850 | -100.0% | -0.15% | – |
| CYRX | Exit | Cryoport, Inc. | $0 | – | -30,000 | -100.0% | -0.20% | – |
| CMPS | Exit | Compass Pathways PLC (Great B | $0 | – | -80,000 | -100.0% | -0.24% | – |
| PGNY | Exit | Progyny, Inc. | $0 | – | -60,000 | -100.0% | -0.33% | – |
| MUDS | Exit | Mudrick Capital Acquisition Co | $0 | – | -350,301 | -100.0% | -0.34% | – |
| Exit | EzFill Holdings, Inc. | $0 | – | -1,170,232 | -100.0% | -0.47% | – | |
| MSON | Exit | Misonix, Inc. | $0 | – | -249,239 | -100.0% | -0.62% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.