$895 Million is the total value of AWM Investment Company, Inc.'s 119 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 250.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SQNS | Buy | Sequans Communications S.A. AD | $19,718,000 | +1.6% | 3,264,540 | +1.6% | 2.20% | -10.7% |
| APEI | New | American Public Education, Inc | $11,580,000 | – | 325,000 | +100.0% | 1.29% | – |
| EMKR | Buy | EMCORE Corp. | $10,715,000 | +400.5% | 1,962,446 | +399.6% | 1.20% | +340.1% |
| New | voxeljet AG, ADR (Germany) | $10,686,000 | – | 684,978 | +100.0% | 1.19% | – | |
| LASR | New | nLight, Inc. | $8,424,000 | – | 260,000 | +100.0% | 0.94% | – |
| New | Greenbrook TMS, Inc. (Canada) | $7,633,000 | – | 630,447 | +100.0% | 0.85% | – | |
| VERU | Buy | Veru,Inc. | $7,542,000 | +118.0% | 700,000 | +75.0% | 0.84% | +91.6% |
| PWFL | Buy | Powerfleet, Inc. | $6,905,000 | +389.0% | 840,000 | +342.1% | 0.77% | +330.7% |
| GBIO | New | Generation Bio Co. | $6,421,000 | – | 225,599 | +100.0% | 0.72% | – |
| DZSI | New | DZS, Inc. | $6,220,000 | – | 400,000 | +100.0% | 0.70% | – |
| MOVE | New | Movano, Inc. | $4,986,000 | – | 900,000 | +100.0% | 0.56% | – |
| IPA | New | Immunoprecise Antibodies, Ltd. | $4,694,000 | – | 478,020 | +100.0% | 0.52% | – |
| NUVB | New | Nuvation Bio, Inc. | $4,554,000 | – | 435,824 | +100.0% | 0.51% | – |
| NGS | Buy | Natural Gas Services Group Inc | $4,524,000 | -0.3% | 479,199 | +0.1% | 0.50% | -12.5% |
| INVO | Buy | INVO Bioscience, Inc. | $4,114,000 | +118.7% | 950,125 | +52.0% | 0.46% | +92.5% |
| MSGM | New | Motorsports Games, Inc. | $3,961,000 | – | 170,291 | +100.0% | 0.44% | – |
| OCX | New | Oncocyte Corp. | $3,892,000 | – | 750,000 | +100.0% | 0.44% | – |
| QMCO | New | Quantum Corp. | $3,415,000 | – | 410,000 | +100.0% | 0.38% | – |
| NNDM | Buy | Nano Dimension, Ltd. ADR (Isra | $3,393,000 | +209.0% | 394,961 | +227.2% | 0.38% | +170.7% |
| SIEN | New | Sientra, Inc. | $3,342,000 | – | 458,500 | +100.0% | 0.37% | – |
| CLSK | New | CleanSpark, Inc. | $3,335,000 | – | 140,000 | +100.0% | 0.37% | – |
| QUMU | New | Qumu Corporation | $2,366,000 | – | 350,000 | +100.0% | 0.26% | – |
| PGNY | Buy | Progyny, Inc. | $2,225,000 | +31.2% | 50,000 | +25.0% | 0.25% | +15.3% |
| SGLB | New | Sigma Labs, Inc. | $2,224,000 | – | 597,785 | +100.0% | 0.25% | – |
| UGRO | New | urban-gro, Inc. | $1,991,000 | – | 236,156 | +100.0% | 0.22% | – |
| ROCR | New | Roth CH Acquisition III Co. | $1,980,000 | – | 200,000 | +100.0% | 0.22% | – |
| Buy | Verb Technology Company, Inc. | $1,841,000 | +271.9% | 1,314,950 | +338.3% | 0.21% | +227.0% | |
| New | DermTech, Inc. | $1,524,000 | – | 30,000 | +100.0% | 0.17% | – | |
| UTI | Buy | Universal Technical Institute, | $1,506,000 | +46.8% | 257,854 | +62.4% | 0.17% | +29.2% |
| REPH | New | Recro Pharma, Inc. | $1,092,000 | – | 391,304 | +100.0% | 0.12% | – |
| New | Andina Acquisition Corp. III | $1,027,000 | – | 100,000 | +100.0% | 0.12% | – | |
| ENSV | New | Enservco Corporation | $778,000 | – | 450,000 | +100.0% | 0.09% | – |
| BLIN | New | Bridgeline Digital Inc. | $699,000 | – | 241,935 | +100.0% | 0.08% | – |
| BTN | New | Ballantyne Strong, Inc. | $459,000 | – | 176,024 | +100.0% | 0.05% | – |
| ROCRW | New | Roth CH Acquisition III Co @11warrants | $40,000 | – | 50,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.