$471 Million is the total value of AWM Investment Company, Inc.'s 97 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 34.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LPSN | Sell | LivePerson, Inc. | $26,396,000 | +13.7% | 739,394 | -10.7% | 5.60% | +26.2% |
| Sell | Zealand Pharma A/S (Denmark)warrants | $19,941,000 | -28.4% | 12,270,185 | -15.0% | 4.23% | -20.5% | |
| GNSS | Sell | LRAD Corporation | $16,250,000 | -0.2% | 4,850,706 | -2.0% | 3.45% | +10.7% |
| IOTS | Sell | Adesto Technologies Corporatio | $15,867,000 | -28.3% | 1,853,651 | -31.7% | 3.37% | -20.4% |
| PI | Sell | Impinj, Inc. | $15,387,000 | +4.8% | 499,077 | -2.7% | 3.26% | +16.3% |
| OPRX | Sell | OptimizeRx Corporation | $15,119,000 | -31.2% | 1,044,164 | -23.1% | 3.21% | -23.7% |
| NPTN | Sell | NeoPhotonics Corporation | $11,886,000 | +31.8% | 1,951,722 | -9.5% | 2.52% | +46.3% |
| MRAM | Sell | Everspin Technology, Inc. | $9,520,000 | -7.7% | 1,553,091 | -1.9% | 2.02% | +2.4% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $8,269,000 | -1.0% | 565,000 | -5.8% | 1.76% | +9.9% |
| CNTY | Sell | Century Casinos, Inc. | $8,123,000 | -25.9% | 1,050,836 | -7.0% | 1.72% | -17.8% |
| HEAR | Sell | Turtle Beach Corporation | $6,250,000 | -3.5% | 535,543 | -4.5% | 1.33% | +7.0% |
| TCMD | Sell | Tactile Systems Technology | $5,532,000 | -27.9% | 130,714 | -3.0% | 1.17% | -19.9% |
| CDNA | Sell | CareDx, Inc. | $5,313,000 | -40.9% | 235,000 | -6.0% | 1.13% | -34.5% |
| MVIS | Sell | Microvision, Inc. | $4,108,000 | -29.0% | 6,927,200 | -3.6% | 0.87% | -21.2% |
| VSLR | Sell | Vivint Solar, Inc. | $3,984,000 | -13.7% | 609,205 | -3.7% | 0.84% | -4.3% |
| MWK | Sell | Mohawk Group Holdings, Inc. | $3,821,000 | -16.2% | 488,638 | -13.5% | 0.81% | -6.9% |
| DSPG | Sell | DSP Group, Inc. | $3,332,000 | -38.2% | 236,538 | -37.0% | 0.71% | -31.5% |
| CVU | Sell | CPI Aerostructures, Inc. | $2,853,000 | -30.6% | 347,140 | -29.0% | 0.60% | -23.0% |
| BEAT | Sell | BioTelemetry, Inc. | $2,444,000 | -40.3% | 60,000 | -29.4% | 0.52% | -33.7% |
| TRVN | Sell | Trevena, Inc. | $2,204,000 | -34.2% | 2,278,345 | -30.0% | 0.47% | -27.0% |
| REED | Sell | Reed's, Inc. | $1,950,000 | -78.4% | 1,500,000 | -37.1% | 0.41% | -76.0% |
| PCTI | Sell | PC-Tel, Inc. | $1,436,000 | +69.7% | 170,987 | -10.5% | 0.30% | +88.3% |
| VERU | Sell | Veru,Inc. | $1,080,000 | -49.3% | 500,000 | -50.0% | 0.23% | -43.7% |
| MNTX | Sell | Manitex International, Inc. | $817,000 | -59.9% | 122,798 | -63.2% | 0.17% | -55.5% |
| TUESQ | Sell | Tuesday Morning Corporation | $698,000 | -60.5% | 444,300 | -57.5% | 0.15% | -56.2% |
| OPTT | Sell | Ocean Power Technologies, Inc. | $410,000 | -38.6% | 229,168 | -34.5% | 0.09% | -32.0% |
| TA | Sell | TravelCenters of America LLC | $355,000 | -32.3% | 28,934 | -80.0% | 0.08% | -25.0% |
| MYO | Sell | Myomo, Inc. | $291,000 | -31.0% | 473,159 | -21.6% | 0.06% | -23.5% |
| CLRB | Exit | Cellectar Biosciences @4.68 8/warrants | $0 | – | -106,600 | -100.0% | -0.00% | – |
| IMMR | Exit | Immersion Corporation | $0 | – | -19,309 | -100.0% | -0.03% | – |
| ANCN | Exit | Anchiano Therapeutics, Ltd. | $0 | – | -100,000 | -100.0% | -0.09% | – |
| MXL | Exit | MaxLinear, Inc. | $0 | – | -24,731 | -100.0% | -0.11% | – |
| NNDM | Exit | Nano Dimension, Ltd. ADR (Isra | $0 | – | -1,333,000 | -100.0% | -0.12% | – |
| CYRX | Exit | Cryoport, Inc. | $0 | – | -35,000 | -100.0% | -0.12% | – |
| IPWR | Exit | Ideal Power, Inc. | $0 | – | -2,431,829 | -100.0% | -0.14% | – |
| DFRG | Exit | Del Frisco's Restaurant Group | $0 | – | -99,900 | -100.0% | -0.15% | – |
| MLND | Exit | Millendo Therapeutics, Inc. | $0 | – | -77,629 | -100.0% | -0.17% | – |
| IDSY | Exit | I.D. Systems Inc. | $0 | – | -200,000 | -100.0% | -0.22% | – |
| CBMG | Exit | Cellular Biomedicine Group | $0 | – | -80,165 | -100.0% | -0.25% | – |
| SIEN | Exit | Sientra, Inc. | $0 | – | -350,000 | -100.0% | -0.41% | – |
| Exit | Zafgen, Inc. | $0 | – | -1,857,171 | -100.0% | -0.42% | – | |
| KRNT | Exit | Kornit Digital, Ltd. (Israel) | $0 | – | -102,200 | -100.0% | -0.62% | – |
| MCFT | Exit | MasterCraft Boat Holdings, Inc | $0 | – | -323,174 | -100.0% | -1.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.