$515 Million is the total value of AWM Investment Company, Inc.'s 103 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 83.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UCTT | Buy | Ultra Clean Holdings, Inc. | $18,126,000 | -20.7% | 785,000 | +5.1% | 3.52% | -11.9% |
| TCMD | Buy | Tactile Systems Technology | $14,085,000 | -5.5% | 486,035 | +0.9% | 2.73% | +5.0% |
| MVIS | Buy | Microvision, Inc. | $12,009,000 | -41.0% | 7,367,231 | +0.7% | 2.33% | -34.4% |
| PI | Buy | Impinj, Inc. | $11,608,000 | -43.2% | 515,224 | +5.0% | 2.25% | -36.8% |
| KIDS | New | OrthoPediatrics, Corp. | $8,816,000 | – | 459,418 | +100.0% | 1.71% | – |
| New | Trillium @.28Cd 12/13/18 R/R 5warrants | $6,964,000 | – | 10,681,637 | +100.0% | 1.35% | – | |
| Buy | Everspin Technology, Inc. | $6,432,000 | -45.1% | 857,549 | +25.0% | 1.25% | -39.1% | |
| CNTY | New | Century Casinos, Inc. | $6,163,000 | – | 675,000 | +100.0% | 1.20% | – |
| AQMS | Buy | Aqua Metals, Inc. | $5,123,000 | -49.5% | 2,405,046 | +62.4% | 0.99% | -43.9% |
| AEHR | Buy | Aehr Test Systems | $4,883,000 | -16.4% | 1,801,926 | +26.2% | 0.95% | -7.1% |
| ASPN | New | Aspen Aerogels, Inc. | $4,880,000 | – | 1,000,000 | +100.0% | 0.95% | – |
| ASUR | Buy | Asure Software, Inc. | $4,397,000 | +28.9% | 311,413 | +13.4% | 0.85% | +43.1% |
| AMSC | Buy | American Superconductor, Corp. | $4,179,000 | +52.6% | 1,151,252 | +90.8% | 0.81% | +69.7% |
| ZEAL | Buy | Zealand Pharma A/S ADR (Denmar | $4,119,000 | -23.4% | 302,901 | +8.1% | 0.80% | -15.0% |
| SPRO | New | Spero Therapeutics, Inc. | $4,112,000 | – | 350,000 | +100.0% | 0.80% | – |
| ATOM | Buy | Atomera Incorporated | $3,837,000 | +17.6% | 886,062 | +5.7% | 0.74% | +30.7% |
| PTGX | New | Protagonist Therapeutics, Inc. | $3,686,000 | – | 177,212 | +100.0% | 0.72% | – |
| XSPA | New | XpresSpa Group, Inc. | $3,622,000 | – | 2,643,745 | +100.0% | 0.70% | – |
| INFU | Buy | Infusystem Holdings, Inc. | $3,482,000 | +14.5% | 1,513,817 | +2.0% | 0.68% | +27.3% |
| FPRX | Buy | Five Prime Therapeutics, Inc. | $3,288,000 | -19.6% | 150,000 | +50.0% | 0.64% | -10.6% |
| AKTX | New | Akari Therapeutics Plc. - ADR | $2,962,000 | – | 684,000 | +100.0% | 0.58% | – |
| SCTPF | New | Trillium Therapeutics @6.30Cdpreferred | $2,813,000 | – | 388,810 | +100.0% | 0.55% | – |
| DERM | Buy | Dermira, Inc. | $2,795,000 | +38.0% | 100,500 | +34.0% | 0.54% | +53.1% |
| SCPH | New | Scpharmaceuticals, Inc. | $1,996,000 | – | 165,100 | +100.0% | 0.39% | – |
| ERII | New | Energy Recovery Inc. | $1,857,000 | – | 212,242 | +100.0% | 0.36% | – |
| New | Zafgen Inc. | $1,849,000 | – | 400,264 | +100.0% | 0.36% | – | |
| AUPH | Buy | Aurinia Pharmaceuticals Inc. | $1,606,000 | -27.3% | 354,520 | +0.6% | 0.31% | -19.2% |
| REED | New | Reed's, Inc. | $1,520,000 | – | 980,739 | +100.0% | 0.30% | – |
| VSTM | New | Verastem, Inc. | $1,408,000 | – | 458,500 | +100.0% | 0.27% | – |
| CDNA | New | CareDx, Inc. | $1,284,000 | – | 175,000 | +100.0% | 0.25% | – |
| XPLR | Buy | Xplore Technologies, Corp. | $775,000 | +42.5% | 273,732 | +77.1% | 0.15% | +57.9% |
| CLSD | Buy | Clearside Biomedical, Inc. | $770,000 | -13.8% | 110,000 | +7.6% | 0.15% | -4.5% |
| Buy | Magal Security Sys Ltd (Israel | $482,000 | +864.0% | 95,330 | +812.2% | 0.09% | +944.4% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.