$546 Million is the total value of AWM Investment Company, Inc.'s 99 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | $38,837,000 | +29.1% | 1,107,410 | 0.0% | 7.12% | +10.7% | |
| LPSN | LivePerson, Inc. | $17,603,000 | +32.7% | 2,093,078 | 0.0% | 3.23% | +13.8% | |
| KOPN | Kopin Corporation | $14,431,000 | -1.8% | 6,619,921 | 0.0% | 2.64% | -15.8% | |
| PFSW | Pfsweb, Inc. | $13,803,000 | -6.0% | 1,545,738 | 0.0% | 2.53% | -19.4% | |
| UCTT | Ultra Clean Holdings, Inc. | $10,913,000 | +30.2% | 1,472,701 | 0.0% | 2.00% | +11.7% | |
| DSPG | DSP Group, Inc. | $8,931,000 | +13.2% | 743,639 | 0.0% | 1.64% | -2.9% | |
| AMSC | American Superconductor, Corp. | $8,738,000 | -16.9% | 1,246,576 | 0.0% | 1.60% | -28.8% | |
| IPWR | Ideal Power, Inc. | $8,696,000 | +4.9% | 1,681,935 | 0.0% | 1.59% | -10.0% | |
| GNSS | LRAD Corporation | $7,840,000 | +4.5% | 4,192,710 | 0.0% | 1.44% | -10.4% | |
| ALDX | Aldeyra Therapeutics, Inc. | $7,205,000 | +38.0% | 917,810 | 0.0% | 1.32% | +18.3% | |
| BWEN | Broadwind Energy, Inc. | $6,380,000 | +4.3% | 1,450,009 | 0.0% | 1.17% | -10.6% | |
| RVLT | Revolution Lighting Technologi | $5,994,000 | +2.1% | 950,000 | 0.0% | 1.10% | -12.4% | |
| IZEA | IZEA Inc. | $5,977,000 | -23.0% | 1,018,216 | 0.0% | 1.10% | -34.0% | |
| ESSA Pharma Inc. | $4,785,000 | -4.4% | 1,696,968 | 0.0% | 0.88% | -18.0% | ||
| MOSY | MoSys, Inc. | $4,367,000 | +85.2% | 5,822,957 | 0.0% | 0.80% | +58.7% | |
| MNTX | Manitex Int'l Inc. | $4,305,000 | -20.5% | 781,362 | 0.0% | 0.79% | -31.8% | |
| ASC | Ardmore Shipping Corp. (Irelan | $4,253,000 | +4.0% | 604,110 | 0.0% | 0.78% | -10.9% | |
| OPK | Opko Health Inc. | $3,706,000 | +13.4% | 350,000 | 0.0% | 0.68% | -2.7% | |
| WIFI | Boingo Wireless, Inc. | $3,650,000 | +15.3% | 355,026 | 0.0% | 0.67% | -1.2% | |
| SEAC | SeaChange International, Inc. | $3,449,000 | -6.3% | 1,153,677 | 0.0% | 0.63% | -19.6% | |
| IDN | Intellicheck Mobilisa, Inc. | $3,414,000 | +24.6% | 1,985,022 | 0.0% | 0.63% | +7.0% | |
| SCTPF | Trillium Therapeutics Corp. | $3,092,000 | +64.6% | 209,177 | 0.0% | 0.57% | +41.4% | |
| CDTX | Cidara Therapeutics Inc. | $3,007,000 | +11.0% | 262,655 | 0.0% | 0.55% | -4.8% | |
| SMTP | SharpSpring, Inc. | $2,733,000 | -1.5% | 530,734 | 0.0% | 0.50% | -15.5% | |
| NVEE | NV5 Global Inc. | $2,504,000 | +13.6% | 77,500 | 0.0% | 0.46% | -2.5% | |
| CVV | CVD Equipment Corporation | $2,419,000 | -2.3% | 288,700 | 0.0% | 0.44% | -16.3% | |
| IVTY | Invuity, Inc. | $2,058,000 | +44.0% | 150,000 | 0.0% | 0.38% | +23.6% | |
| ITI | Iteris, Inc. | $1,949,000 | +27.3% | 535,369 | 0.0% | 0.36% | +9.2% | |
| XELB | XCel Brands Inc. | $1,775,000 | -2.0% | 360,000 | 0.0% | 0.32% | -16.0% | |
| PCTI | PC-Tel, Inc. | $1,674,000 | +12.3% | 316,403 | 0.0% | 0.31% | -3.5% | |
| ARIS | ARI Network Services, Inc. | $1,332,000 | +5.7% | 300,000 | 0.0% | 0.24% | -9.3% | |
| NTN | NTN Buzztime, Inc. | $1,237,000 | -20.8% | 181,650 | 0.0% | 0.23% | -32.0% | |
| PRKR | ParkerVision, Inc. | $1,125,000 | +35.7% | 264,072 | 0.0% | 0.21% | +16.4% | |
| CNCE | Concert Pharmaceuticals, Inc. | $1,011,000 | -10.0% | 100,000 | 0.0% | 0.18% | -22.9% | |
| TRVN | Trevena, Inc. | $971,000 | +7.1% | 143,904 | 0.0% | 0.18% | -8.2% | |
| CLSD | Clearside Biomedical, Inc. | $867,000 | +147.7% | 50,000 | 0.0% | 0.16% | +112.0% | |
| SAIA | Saia, Inc. | $674,000 | +19.1% | 22,500 | 0.0% | 0.12% | +2.5% | |
| HEAR | Turtle Beach Corporation | $524,000 | +35.1% | 400,000 | 0.0% | 0.10% | +15.7% | |
| RLOGQ | Rand logistics Inc. | $485,000 | -27.3% | 647,235 | 0.0% | 0.09% | -37.8% | |
| SCYX | SCYNEXIS, Inc. | $484,000 | +78.6% | 125,000 | 0.0% | 0.09% | +53.4% | |
| OVAS | OvaScience, Inc. | $358,000 | +37.7% | 50,000 | 0.0% | 0.07% | +17.9% | |
| SPRT | Support.com, Inc. | $228,000 | -0.4% | 271,753 | 0.0% | 0.04% | -14.3% | |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $48,000 | -44.2% | 137,092 | 0.0% | 0.01% | -50.0% | |
| CLRB | Cellectar Biosciences @4.68 8/warrants | $27,000 | -42.6% | 106,600 | 0.0% | 0.01% | -50.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.