$509 Million is the total value of AWM Investment Company, Inc.'s 94 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LMAT | LeMaitre Vascular Inc. | $20,554,000 | +41.5% | 1,191,517 | 0.0% | 4.04% | +43.7% | |
| KOPN | Kopin Corporation | $17,423,000 | -13.4% | 6,405,598 | 0.0% | 3.43% | -12.1% | |
| VTAE | Vitae Pharmaceuticals, Inc. | $14,401,000 | +64.4% | 795,624 | 0.0% | 2.83% | +66.9% | |
| AVAV | Aerovironment, Inc. | $13,789,000 | +47.1% | 467,909 | 0.0% | 2.71% | +49.3% | |
| IPWR | Ideal Power, Inc. | $13,455,000 | +21.0% | 1,681,935 | 0.0% | 2.65% | +22.9% | |
| POWR | PowerSecure International, Inc | $12,712,000 | +30.6% | 844,630 | 0.0% | 2.50% | +32.7% | |
| AVGR | Avinger, Inc. | $11,355,000 | +54.4% | 500,000 | 0.0% | 2.23% | +56.8% | |
| PFNX | Pfenex, Inc. | $10,632,000 | -17.5% | 858,775 | 0.0% | 2.09% | -16.2% | |
| CVU | CPI Aerostructures, Inc. | $9,059,000 | +10.4% | 931,040 | 0.0% | 1.78% | +12.1% | |
| UCTT | Ultra Clean Holdings, Inc. | $7,540,000 | -10.8% | 1,472,701 | 0.0% | 1.48% | -9.4% | |
| ASC | Ardmore Shipping Corp. | $7,056,000 | +5.3% | 554,710 | 0.0% | 1.39% | +6.9% | |
| GIMO | Gigamon, Inc. | $7,038,000 | +32.8% | 264,877 | 0.0% | 1.38% | +34.9% | |
| DSPG | DSP Group, Inc. | $6,947,000 | +3.6% | 735,935 | 0.0% | 1.37% | +5.2% | |
| SEAC | SeaChange International, Inc. | $6,402,000 | +7.0% | 949,913 | 0.0% | 1.26% | +8.6% | |
| FPRX | Five Prime Therapeutics, Inc. | $4,905,000 | +169.7% | 118,199 | 0.0% | 0.96% | +174.1% | |
| MNTX | Manitex Int'l Inc. | $4,649,000 | +5.9% | 781,362 | 0.0% | 0.91% | +7.5% | |
| EXTR | Extreme Networks, Inc. | $4,162,000 | +21.4% | 1,020,219 | 0.0% | 0.82% | +23.2% | |
| INFU | Infusystem Holdings, Inc. | $3,578,000 | +11.7% | 1,173,102 | 0.0% | 0.70% | +13.5% | |
| OPK | Opko Health Inc. | $3,517,000 | +19.5% | 350,000 | 0.0% | 0.69% | +21.4% | |
| NVAX | Novavax, Inc. | $3,356,000 | +18.7% | 400,000 | 0.0% | 0.66% | +20.4% | |
| ESSA Pharma Inc. | $3,340,000 | -26.6% | 727,272 | 0.0% | 0.66% | -25.5% | ||
| CVV | CVD Equipment Corporation | $2,910,000 | -8.9% | 288,700 | 0.0% | 0.57% | -7.4% | |
| XELB | XCel Brands Inc. | $2,700,000 | -12.7% | 360,000 | 0.0% | 0.53% | -11.4% | |
| SCTPF | Trillium Therapeutics Corp. | $2,609,000 | -3.2% | 206,937 | 0.0% | 0.51% | -1.7% | |
| LENS | Presbia, PLC (Ireland) | $2,303,000 | -4.0% | 437,803 | 0.0% | 0.45% | -2.6% | |
| IDN | Intellicheck Mobilisa, Inc. | $2,184,000 | +20.9% | 1,985,022 | 0.0% | 0.43% | +22.6% | |
| AMRC | Ameresco, Inc. | $2,133,000 | +6.3% | 341,240 | 0.0% | 0.42% | +7.7% | |
| DTRM | Determine, Inc. | $2,128,000 | -34.1% | 821,760 | 0.0% | 0.42% | -33.2% | |
| ACAD | Acadia Pharmaceuticals, Inc. | $1,782,000 | +7.8% | 50,000 | 0.0% | 0.35% | +9.4% | |
| TIVO | Tivo, Inc. | $1,751,000 | -0.3% | 202,908 | 0.0% | 0.34% | +1.2% | |
| SCMP | Sucampo Pharmaceuticals, Inc. | $1,729,000 | -13.0% | 100,000 | 0.0% | 0.34% | -11.7% | |
| BEAT | BioTelemetry, Inc. | $1,694,000 | -4.6% | 145,000 | 0.0% | 0.33% | -3.2% | |
| SMTP | SharpSpring, Inc. | $1,688,000 | -32.2% | 530,734 | 0.0% | 0.33% | -31.1% | |
| UPIP | Unwired Planet, Inc. | $1,481,000 | +19.1% | 1,715,578 | 0.0% | 0.29% | +20.7% | |
| NTN | NTN Buzztime, Inc. | $1,453,000 | -50.2% | 9,082,575 | 0.0% | 0.29% | -49.4% | |
| ARIS | ARI Network Services, Inc. | $1,350,000 | +19.0% | 300,000 | 0.0% | 0.26% | +20.5% | |
| ITI | Iteris, Inc. | $1,151,000 | -12.6% | 535,369 | 0.0% | 0.23% | -11.4% | |
| GAIA | Gaiam, Inc. | $936,000 | +1.5% | 150,000 | 0.0% | 0.18% | +2.8% | |
| NVEE | NV5 Global Inc. | $879,000 | +18.5% | 40,000 | 0.0% | 0.17% | +20.1% | |
| SGMO | Sangamo BioSciences, Inc. | $842,000 | +61.9% | 92,200 | 0.0% | 0.17% | +64.4% | |
| CTCT | Constant Contact Inc. | $701,000 | +20.7% | 23,967 | 0.0% | 0.14% | +22.1% | |
| SAIA | Saia, Inc. | $501,000 | -28.0% | 22,500 | 0.0% | 0.10% | -26.7% | |
| GTIM | Good Times Restaurants, Inc. | $480,000 | -23.2% | 100,000 | 0.0% | 0.09% | -22.3% | |
| EYEG | EyeGate Pharmaceuticals, Inc. | $292,000 | -3.9% | 106,561 | 0.0% | 0.06% | -3.4% | |
| EYEGW | EyeGate Pharmaceuticals @10.62warrants | $103,000 | -26.4% | 137,092 | 0.0% | 0.02% | -25.9% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.