$509 Million is the total value of AWM Investment Company, Inc.'s 94 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 61.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCRA | Sell | Vocera Communications, Inc. | $26,916,000 | +4.1% | 2,206,262 | -2.6% | 5.29% | +5.7% |
| CEVA | Sell | CEVA, Inc. | $26,563,000 | +13.1% | 1,137,114 | -10.1% | 5.22% | +14.8% |
| NPTN | Sell | NeoPhotonics Corporation | $24,256,000 | +56.9% | 2,233,561 | -1.6% | 4.77% | +59.4% |
| PFSW | Sell | Pfsweb, Inc. | $21,910,000 | -13.4% | 1,702,446 | -4.4% | 4.31% | -12.1% |
| AMSC | Sell | American Superconductor, Corp. | $8,777,000 | +46.1% | 1,377,838 | -0.7% | 1.73% | +48.3% |
| GNSS | Sell | LRAD Corporation | $8,343,000 | +7.0% | 4,192,710 | -10.2% | 1.64% | +8.7% |
| AQMS | Sell | Aqua Metals, Inc. | $6,680,000 | +4.6% | 1,253,350 | -0.5% | 1.31% | +6.2% |
| MOSY | Sell | MoSys, Inc. | $6,347,000 | -28.9% | 5,822,957 | -2.8% | 1.25% | -27.8% |
| MXL | Sell | MaxLinear, Inc. | $5,810,000 | -35.6% | 394,438 | -45.6% | 1.14% | -34.6% |
| PCRX | Sell | Pacira Pharmaceuticals, Inc. | $3,595,000 | -23.9% | 46,818 | -59.3% | 0.71% | -22.7% |
| PETX | Sell | Aratana Therapeutics, Inc. | $2,609,000 | -58.9% | 467,507 | -37.7% | 0.51% | -58.3% |
| SIMO | Sell | Silicon Motion Technology Corp | $2,051,000 | -14.2% | 65,389 | -25.3% | 0.40% | -13.0% |
| SCYX | Sell | SCYNEXIS, Inc. | $1,861,000 | -16.2% | 299,687 | -1.8% | 0.37% | -14.9% |
| SPRT | Sell | Support.com, Inc. | $1,308,000 | -58.1% | 1,295,320 | -53.5% | 0.26% | -57.5% |
| AMBR | Sell | Amber Road, Inc. | $891,000 | -18.8% | 175,068 | -32.6% | 0.18% | -17.5% |
| CLRB | Sell | Cellectar Biosciences @4.68 2/warrants | $595,000 | -80.8% | 1,066,000 | -51.0% | 0.12% | -80.5% |
| PRKR | Sell | ParkerVision, Inc. | $462,000 | +19.1% | 1,988,766 | -4.0% | 0.09% | +21.3% |
| SRT | Sell | StarTek, inc. | $189,000 | -56.9% | 52,853 | -59.3% | 0.04% | -56.5% |
| THST | Sell | Truett-Hurst, Inc. | $164,000 | -38.3% | 113,390 | -57.0% | 0.03% | -38.5% |
| ECOM | Exit | ChannelAdvisor, Corp. | $0 | – | -11,958 | -100.0% | -0.02% | – |
| Exit | CYREN Ltd. (Isreal) | $0 | – | -72,425 | -100.0% | -0.02% | – | |
| Exit | Digital Turbine, Inc. | $0 | – | -75,356 | -100.0% | -0.03% | – | |
| IPLY | Exit | Interplay Entertainment Corp. | $0 | – | -9,133,000 | -100.0% | -0.03% | – |
| Exit | Speed Commerce, Inc. | $0 | – | -1,179,950 | -100.0% | -0.04% | – | |
| JOB | Exit | General Equipment Enterprises, | $0 | – | -925,000 | -100.0% | -0.07% | – |
| VVUS | Exit | VIVUS, Inc. | $0 | – | -350,000 | -100.0% | -0.11% | – |
| DRNA | Exit | Dicerna Pharmaceuticals, Inc. | $0 | – | -80,000 | -100.0% | -0.13% | – |
| VSTM | Exit | Verastem, Inc. | $0 | – | -400,000 | -100.0% | -0.14% | – |
| ZGNX | Exit | Zogenix, Inc. | $0 | – | -61,000 | -100.0% | -0.16% | – |
| QTWW | Exit | Quantum Fuel Systems Tech Worl | $0 | – | -823,939 | -100.0% | -0.18% | – |
| MRNS | Exit | Marinus Pharmaceuticals, Inc. | $0 | – | -122,500 | -100.0% | -0.20% | – |
| FCEL | Exit | Fuelcell Energy Inc. | $0 | – | -1,752,903 | -100.0% | -0.25% | – |
| ASND | Exit | Ascendis Pharma A/S ADR (Denma | $0 | – | -78,540 | -100.0% | -0.27% | – |
| ASYS | Exit | Amtech Systems, Inc. | $0 | – | -324,504 | -100.0% | -0.27% | – |
| SNAK | Exit | Inventure Foods, Inc. | $0 | – | -167,082 | -100.0% | -0.29% | – |
| Exit | NeuroDerm Ltd. (Israel) | $0 | – | -75,000 | -100.0% | -0.30% | – | |
| ARWR | Exit | Arrowhead Research Corporation | $0 | – | -269,493 | -100.0% | -0.30% | – |
| IPAS | Exit | iPass, Inc. | $0 | – | -1,707,362 | -100.0% | -0.32% | – |
| FDNH | Exit | Foundation Healthcare, Inc. | $0 | – | -357,422 | -100.0% | -0.34% | – |
| BIOD | Exit | Biodel, Inc. | $0 | – | -4,408,831 | -100.0% | -0.38% | – |
| FSTR | Exit | L.B. Foster Company | $0 | – | -177,394 | -100.0% | -0.42% | – |
| SMT | Exit | SMART Technologies, Inc.(Canad | $0 | – | -3,483,053 | -100.0% | -0.43% | – |
| Exit | Overland Storage, Inc. 20% ofrights | $0 | – | -3,000,000 | -100.0% | -0.44% | – | |
| DXYN | Exit | Dixie Group, Inc. | $0 | – | -380,244 | -100.0% | -0.62% | – |
| RDHL | Exit | Redhill Biopharma Ltd. | $0 | – | -269,606 | -100.0% | -0.67% | – |
| ARGS | Exit | Argos Therapeutics, Inc. | $0 | – | -719,305 | -100.0% | -0.68% | – |
| Exit | Zafgen Inc. | $0 | – | -177,598 | -100.0% | -1.10% | – | |
| SURG | Exit | Synergetics USA, Inc. | $0 | – | -1,036,727 | -100.0% | -1.32% | – |
| ADEP | Exit | Adept Technology, Inc. | $0 | – | -1,854,812 | -100.0% | -4.66% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.