$516 Million is the total value of AWM Investment Company, Inc.'s 118 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 83.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CEVA | Buy | CEVA, Inc. | $23,490,000 | -4.4% | 1,264,946 | +0.0% | 4.55% | +30.3% |
| KOPN | Buy | Kopin Corporation | $20,114,000 | -4.8% | 6,405,598 | +4.6% | 3.90% | +29.8% |
| LPSN | Buy | LivePerson, Inc. | $15,820,000 | -14.9% | 2,092,578 | +10.4% | 3.06% | +16.1% |
| NPTN | Buy | NeoPhotonics Corporation | $15,455,000 | +15.4% | 2,269,508 | +54.7% | 2.99% | +57.4% |
| SAAS | Buy | Incontact Inc. | $9,619,000 | +15.6% | 1,280,865 | +52.0% | 1.86% | +57.7% |
| Buy | Brightcove, Inc. | $9,513,000 | -27.7% | 1,933,630 | +0.8% | 1.84% | -1.4% | |
| AVAV | Buy | Aerovironment, Inc. | $9,377,000 | +7.0% | 467,909 | +39.2% | 1.82% | +45.9% |
| DSPG | Buy | DSP Group, Inc. | $6,704,000 | -1.7% | 735,935 | +11.4% | 1.30% | +34.0% |
| AQMS | New | Aqua Metals, Inc. | $6,388,000 | – | 1,260,000 | +100.0% | 1.24% | – |
| PETX | Buy | Aratana Therapeutics, Inc. | $6,345,000 | -30.1% | 750,000 | +25.0% | 1.23% | -4.6% |
| AMSC | Buy | American Superconductor, Corp. | $6,009,000 | -8.1% | 1,387,864 | +11.0% | 1.16% | +25.4% |
| NEON | Buy | Neonode, Inc. | $5,906,000 | -7.0% | 2,420,499 | +12.5% | 1.14% | +26.8% |
| WATT | Buy | Energous, Corp. | $5,889,000 | -10.3% | 853,477 | +0.1% | 1.14% | +22.4% |
| PCRX | Buy | Pacira Pharmaceuticals, Inc. | $4,727,000 | -36.4% | 115,018 | +9.5% | 0.92% | -13.3% |
| New | ESSA Pharma Inc. | $4,552,000 | – | 727,272 | +100.0% | 0.88% | – | |
| MNTX | Buy | Manitex Int'l Inc. | $4,391,000 | -26.3% | 781,362 | +0.1% | 0.85% | +0.5% |
| RDHL | New | Redhill Biopharma Ltd. | $3,481,000 | – | 269,606 | +100.0% | 0.67% | – |
| GNCA | New | Genocea Biosciences, Inc. | $3,371,000 | – | 492,100 | +100.0% | 0.65% | – |
| DTRM | New | Determine, Inc. | $3,230,000 | – | 821,760 | +100.0% | 0.63% | – |
| SPRT | Buy | Support.com, Inc. | $3,122,000 | -12.7% | 2,787,120 | +9.9% | 0.60% | +19.1% |
| XELB | New | XCel Brands Inc. | $3,092,000 | – | 360,000 | +100.0% | 0.60% | – |
| SQNS | Buy | Sequans Communications - ADR | $2,805,000 | -29.9% | 2,549,700 | +9.0% | 0.54% | -4.4% |
| FSTR | New | L.B. Foster Company | $2,178,000 | – | 177,394 | +100.0% | 0.42% | – |
| NLST | Buy | Netlist, Inc. | $1,997,000 | -21.1% | 4,753,843 | +4.3% | 0.39% | +7.8% |
| CDTX | Buy | Cidara Therapeutics Inc. | $1,684,000 | +139.9% | 132,400 | +164.4% | 0.33% | +226.0% |
| CORI | New | Corium International Inc. | $1,636,000 | – | 175,000 | +100.0% | 0.32% | – |
| New | NeuroDerm Ltd. (Israel) | $1,550,000 | – | 75,000 | +100.0% | 0.30% | – | |
| LDRH | New | LDR Holding Corp. | $1,419,000 | – | 41,100 | +100.0% | 0.28% | – |
| ASND | New | Ascendis Pharma A/S ADR (Denma | $1,390,000 | – | 78,540 | +100.0% | 0.27% | – |
| RLOGQ | Buy | Rand logistics Inc. | $1,171,000 | +65.4% | 547,235 | +150.6% | 0.23% | +124.8% |
| XPLR | Buy | Xplore Technologies, Corp. | $1,066,000 | -3.3% | 200,000 | +5.3% | 0.21% | +32.1% |
| OVAS | Buy | OvaScience, Inc. | $976,000 | -43.8% | 115,000 | +91.7% | 0.19% | -23.5% |
| GAIA | Buy | Gaiam, Inc. | $922,000 | +41.0% | 150,000 | +50.0% | 0.18% | +92.5% |
| ZGNX | New | Zogenix, Inc. | $823,000 | – | 61,000 | +100.0% | 0.16% | – |
| CPHRF | Buy | Cipher Pharmaceuticals, Inc. | $816,000 | -52.2% | 220,000 | +10.0% | 0.16% | -34.7% |
| VVUS | New | VIVUS, Inc. | $574,000 | – | 350,000 | +100.0% | 0.11% | – |
| SRT | Buy | StarTek, inc. | $439,000 | -38.0% | 130,000 | +8.3% | 0.08% | -15.8% |
| JOB | New | General Equipment Enterprises, | $370,000 | – | 925,000 | +100.0% | 0.07% | – |
| EYEG | New | EyeGate Pharmaceuticals, Inc. | $304,000 | – | 106,561 | +100.0% | 0.06% | – |
| New | Speed Commerce, Inc. | $229,000 | – | 1,179,950 | +100.0% | 0.04% | – | |
| EYEGW | New | EyeGate Pharmaceuticals @10.62warrants | $140,000 | – | 137,092 | +100.0% | 0.03% | – |
| New | Digital Turbine, Inc. | $136,000 | – | 75,356 | +100.0% | 0.03% | – | |
| New | CYREN Ltd. (Isreal) | $129,000 | – | 72,425 | +100.0% | 0.02% | – | |
| ECOM | New | ChannelAdvisor, Corp. | $119,000 | – | 11,958 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.