$251 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 331 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 18.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Sell | Highland Floating Rate Opportunities Fund | $26,385,723 | +2.2% | 2,922,007 | -0.5% | 10.51% | +0.6% |
| Buy | FS Credit Opportunities Corp | $20,440,461 | +13310.2% | 4,303,255 | +12435.0% | 8.14% | +13032.3% | |
| Sell | Saba Capital Income & Opportunities Fund | $16,117,217 | -18.6% | 2,093,145 | -13.8% | 6.42% | -19.9% | |
| NHF | Sell | Nexpoint Diversified Rel Et | $15,733,514 | +19.5% | 1,256,670 | -0.9% | 6.27% | +17.7% |
| NRGX | Sell | PIMCO Enrgy Tactical Cr Opp | $11,399,113 | +5.1% | 723,294 | -2.6% | 4.54% | +3.5% |
| JPS | New | Nuveen Pfd Securities Income Fund | $7,471,203 | – | 1,171,035 | +100.0% | 2.98% | – |
| OXLC | Sell | Oxford Lane Cap Corp | $6,858,847 | -51.6% | 1,417,117 | -47.7% | 2.73% | -52.3% |
| BIF | Buy | SRH Total Return Fund Inc. | $6,256,156 | +17.5% | 471,096 | +8.7% | 2.49% | +15.7% |
| FTF | New | Franklin Limited Duration Income Trust | $4,606,727 | – | 745,425 | +100.0% | 1.84% | – |
| EDD | Buy | Morgan Stanley Emerging Mkts | $4,197,620 | +71.5% | 895,015 | +65.3% | 1.67% | +68.9% |
| VCIF | Sell | Vertical Capital Income Fund | $4,097,275 | -17.4% | 465,034 | -8.0% | 1.63% | -18.7% |
| JSD | Buy | Nuveen Short Duration Cr Opp | $4,064,295 | +15.5% | 351,887 | +17.3% | 1.62% | +13.8% |
| Buy | Thornburg Incm Builder Opp Tr | $4,052,337 | +66.9% | 266,076 | +71.0% | 1.61% | +64.4% | |
| OCCI | New | OFS Credit Company Inc | $4,013,302 | – | 480,060 | +100.0% | 1.60% | – |
| NDP | Sell | Tortoise Energy Independence | $3,905,774 | -5.8% | 135,853 | -7.8% | 1.56% | -7.3% |
| ASGI | Buy | Aberdeen Std Global Infrastructure | $3,769,114 | +38.8% | 211,867 | +40.2% | 1.50% | +36.7% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $3,687,627 | +22.4% | 348,547 | +20.9% | 1.47% | +20.5% |
| CET | Buy | Central Securities Corp | $3,617,765 | +5.8% | 99,090 | +0.8% | 1.44% | +4.2% |
| GAM | Buy | General American Investors Co Inc | $3,431,136 | +31.1% | 82,242 | +22.3% | 1.37% | +29.1% |
| GRX | Sell | The Gabelli Healthcare & Wellness Trust | $3,225,994 | -2.6% | 323,895 | -1.3% | 1.28% | -4.1% |
| Buy | Destra Multi-Alternative Fd | $2,985,684 | +445.5% | 595,945 | +555.5% | 1.19% | +438.0% | |
| CEM | Sell | Clearbridge MLP And Midstrm | $2,807,230 | +3.2% | 80,970 | -3.7% | 1.12% | +1.5% |
| JLS | Buy | Nuveen Mortgage and Income Fund | $2,778,798 | +4.2% | 172,382 | +3.1% | 1.11% | +2.6% |
| MTZ | Sell | MasTec Inc | $2,780,317 | +10.8% | 23,568 | -11.3% | 1.11% | +9.1% |
| PEO | Sell | Adams Natural Resources Fund Inc | $2,776,578 | -2.0% | 133,361 | -3.2% | 1.11% | -3.5% |
| Sell | BlackRock ESG Cap Allc Tr | $2,674,681 | -50.5% | 170,797 | -50.6% | 1.06% | -51.2% | |
| DIAX | New | Nuveen Dow 30 Dynamic Overwrite Fund | $2,639,233 | – | 187,047 | +100.0% | 1.05% | – |
| GDV | Sell | The Gabelli Dividend & Income Trust | $2,635,763 | +0.3% | 124,740 | -1.3% | 1.05% | -1.2% |
| RCL | Sell | Royal Caribbean Cruises Ltd | $2,585,823 | +41.8% | 24,926 | -10.7% | 1.03% | +39.6% |
| Sell | Nuveen Mutli Asset Income Fund | $2,566,121 | -2.2% | 220,079 | -3.2% | 1.02% | -3.7% | |
| BCAT | Sell | BlackRock Cap Allocation Tr | $2,553,613 | -52.3% | 167,450 | -52.7% | 1.02% | -53.1% |
| NCLH | Norwegian Cruise Line Holdings Ltd | $2,537,903 | +61.9% | 116,578 | 0.0% | 1.01% | +59.5% | |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $2,476,199 | -2.8% | 216,830 | -0.0% | 0.99% | -4.3% |
| TPZ | Sell | Tortoise Pwr & Energy Infras | $2,405,858 | -7.3% | 182,124 | -9.9% | 0.96% | -8.8% |
| NBXG | New | Neuberger Brman Next Genera | $2,282,874 | – | 209,246 | +100.0% | 0.91% | – |
| LDP | Sell | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $2,226,497 | -26.5% | 122,335 | -27.9% | 0.89% | -27.6% |
| CTR | Buy | Clearbridge MLP and Midstrm | $2,034,210 | +12.0% | 64,110 | +2.1% | 0.81% | +10.2% |
| BMEZ | New | BlackRock Health Sciences Trust II | $1,979,924 | – | 120,580 | +100.0% | 0.79% | – |
| NFE | New Fortress Energy Inccl a | $1,971,062 | -9.0% | 73,602 | 0.0% | 0.78% | -10.4% | |
| FBP | First BanCorp/Puerto Rico | $1,962,581 | +7.0% | 160,604 | 0.0% | 0.78% | +5.4% | |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $1,864,626 | +3.0% | 472,057 | -2.6% | 0.74% | +1.4% |
| MLM | Martin Marietta Materials Inc | $1,846,760 | +30.0% | 4,000 | 0.0% | 0.74% | +28.0% | |
| JQC | New | Nuveen Credit Strategies Income Fund | $1,839,548 | – | 364,267 | +100.0% | 0.73% | – |
| BPOP | Popular Inc | $1,797,565 | +5.4% | 29,702 | 0.0% | 0.72% | +3.8% | |
| BGB | Sell | Blackstone Strategic Cred 20 | $1,778,912 | -8.9% | 162,755 | -11.2% | 0.71% | -10.3% |
| INSI | Buy | Insight Select Income Fd | $1,700,970 | +204.8% | 108,766 | +209.5% | 0.68% | +200.0% |
| NEE | NextEra Energy Inc | $1,485,855 | -3.7% | 20,025 | 0.0% | 0.59% | -5.1% | |
| CPA | Copa Holdings SAcl a | $1,465,185 | +19.7% | 13,250 | 0.0% | 0.58% | +18.0% | |
| FMX | Fomento Economico Mexicano SAB de CVspon adr units | $1,453,112 | +16.4% | 13,110 | 0.0% | 0.58% | +14.7% | |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $1,435,535 | -73.2% | 171,305 | -75.1% | 0.57% | -73.7% |
| PGTI | Sell | PGT Innovations Inc | $1,402,611 | -12.9% | 48,117 | -25.0% | 0.56% | -14.1% |
| HQL | New | Tekla Life Sciences Investorssh ben int | $1,401,255 | – | 103,490 | +100.0% | 0.56% | – |
| BSTZ | Buy | BlackRock Science and Technology Trust II | $1,378,877 | +26249.6% | 76,139 | +27092.5% | 0.55% | +27350.0% |
| LEN | Lennar Corpcl a | $1,315,755 | +19.2% | 10,500 | 0.0% | 0.52% | +17.2% | |
| ASLE | Sell | Aersale Corporation | $1,311,328 | -23.2% | 89,206 | -10.1% | 0.52% | -24.5% |
| ASR | Sell | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,159,356 | -19.1% | 4,175 | -10.7% | 0.46% | -20.3% |
| VMC | Vulcan Materials Co | $1,127,200 | +31.4% | 5,000 | 0.0% | 0.45% | +29.4% | |
| CX | Cemex SAB de CVspon adr new | $1,101,967 | +28.0% | 155,645 | 0.0% | 0.44% | +26.1% | |
| BIL | SPDR Ser Trspdr bloomberg | $1,002,583 | 0.0% | 10,919 | 0.0% | 0.40% | -1.7% | |
| IHI | Sell | iShares U.S. Medical Devices ETFu.s. med dvc etf | $848,876 | -12.8% | 15,035 | -16.6% | 0.34% | -14.2% |
| VAC | Marriott Vacations Worldwide Corp | $827,746 | -9.0% | 6,745 | 0.0% | 0.33% | -10.3% | |
| PLYA | Buy | Playa Hotels & Resorts Nv | $802,645 | +6.4% | 98,605 | +25.4% | 0.32% | +4.9% |
| Sell | Wisdomtree Trfloating rat trea | $757,316 | -95.7% | 15,050 | -95.7% | 0.30% | -95.7% | |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $687,530 | -74.2% | 85,941 | -76.2% | 0.27% | -74.6% |
| EVTC | EVERTEC Inc | $624,489 | +9.1% | 16,956 | 0.0% | 0.25% | +7.3% | |
| PIM | New | Putnam Master Intermediate Income Trustsh ben int | $596,646 | – | 188,812 | +100.0% | 0.24% | – |
| ESRT | Empire State Realty Trust Inccl a | $553,466 | +15.4% | 73,894 | 0.0% | 0.22% | +13.4% | |
| DCF | New | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | $547,088 | – | 72,462 | +100.0% | 0.22% | – |
| SEB | Seaboard Corp | $487,819 | -5.6% | 137 | 0.0% | 0.19% | -7.2% | |
| LIVN | LivaNova PLC | $428,412 | +18.0% | 8,330 | 0.0% | 0.17% | +16.3% | |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $361,836 | -1.7% | 2,850 | 0.0% | 0.14% | -3.4% | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $357,839 | +0.5% | 3,587 | 0.0% | 0.14% | -0.7% | |
| CEFS | Sell | Exchange Listed FDS Trsaba int rate | $326,214 | -21.0% | 17,681 | -21.9% | 0.13% | -22.2% |
| MRK | Merck & Co Inc | $326,554 | +8.5% | 2,830 | 0.0% | 0.13% | +6.6% | |
| LLY | Sell | Eli Lilly & Co | $310,260 | +36.3% | 662 | -0.2% | 0.12% | +34.8% |
| OFG | Buy | ORG Bancorp | $300,989 | +60.0% | 11,541 | +53.0% | 0.12% | +57.9% |
| TFLO | Sell | iShares Trtrs flt rt bd | $276,557 | -96.8% | 5,458 | -96.8% | 0.11% | -96.8% |
| SZC | Sell | NXG NextGen Intrastruacture Inc Fund | $253,885 | +0.7% | 6,603 | -4.0% | 0.10% | -1.0% |
| GLD | SPDR Gold Tr | $249,221 | -2.7% | 1,398 | 0.0% | 0.10% | -4.8% | |
| Sell | America Movil SAB de CV | $237,391 | +2.5% | 10,970 | -0.3% | 0.10% | +1.1% | |
| FXY | Investco CurrencyShares Japanjapanese yen | $237,507 | -8.0% | 3,680 | 0.0% | 0.10% | -8.7% | |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $223,550 | -3.9% | 27,064 | +0.7% | 0.09% | -5.3% |
| SPY | SPDR S&P 500 ETF Trtr unit | $172,879 | +8.3% | 390 | 0.0% | 0.07% | +6.2% | |
| JPT | New | Nuveen Preferred and Income Fundsh ben int | $157,428 | – | 9,766 | +100.0% | 0.06% | – |
| AMGN | Amgen Inc | $155,414 | -8.2% | 700 | 0.0% | 0.06% | -8.8% | |
| CWCO | Consolidated Water Co Ltdord | $147,609 | +47.5% | 6,092 | 0.0% | 0.06% | +47.5% | |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $144,160 | -4.7% | 8,000 | 0.0% | 0.06% | -6.6% | |
| GSIE | Goldman Sachs ETF TRactivebeta int | $134,868 | +1.8% | 4,302 | 0.0% | 0.05% | 0.0% | |
| HNW | New | Pioneer Diversified High Income Trust | $129,916 | – | 12,863 | +100.0% | 0.05% | – |
| NVS | Novartis AGsponsored adr | $121,092 | +9.7% | 1,200 | 0.0% | 0.05% | +6.7% | |
| FXB | Invesco CurrencyShares British Pound Sterling Trustbrit poun strl | $118,930 | +2.9% | 973 | 0.0% | 0.05% | 0.0% | |
| FXE | Invesco CurrencyShares Euro Currency Trust | $113,512 | +0.6% | 1,126 | 0.0% | 0.04% | -2.2% | |
| ENX | New | Eaton Vance New York Mun Bd | $109,444 | – | 11,643 | +100.0% | 0.04% | – |
| BMY | Bristol-Myers Squibb Co | $108,715 | -7.7% | 1,700 | 0.0% | 0.04% | -10.4% | |
| TTP | New | Tortoise Pipeline & Energy Fund, Inc. | $106,492 | – | 3,888 | +100.0% | 0.04% | – |
| TEAF | New | Ecofin Sustainable and Social Impact Term Fundsh ben int | $100,838 | – | 8,080 | +100.0% | 0.04% | – |
| New | Net Power Incw exp 06/08/202 | $99,933 | – | 29,742 | +100.0% | 0.04% | – | |
| QQQ | Invesco QQQ Trunit ser 1 | $99,743 | +15.1% | 270 | 0.0% | 0.04% | +14.3% | |
| ABBV | Buy | AbbVie, Inc. | $97,275 | -13.7% | 722 | +2.1% | 0.04% | -15.2% |
| SONY | Sell | Sony Corpsponsored adr | $98,054 | -15.1% | 1,089 | -14.5% | 0.04% | -17.0% |
| GDX | VanEck Vectors Gold Miners ETFgold miners etf | $95,736 | -6.9% | 3,180 | 0.0% | 0.04% | -9.5% | |
| ASML | Buy | ASML Holding N V | $86,247 | +32.0% | 119 | +24.0% | 0.03% | +30.8% |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $85,577 | +6.8% | 164 | +18.0% | 0.03% | +6.2% |
| USO | United States Oil Fund LPunits | $79,438 | -4.3% | 1,250 | 0.0% | 0.03% | -5.9% | |
| ASA | New | ASA Gold and Precious Metals Ltd | $75,016 | – | 5,045 | +100.0% | 0.03% | – |
| TWN | Buy | The Taiwan Fund Inc | $74,797 | +328.8% | 2,387 | +268.9% | 0.03% | +328.6% |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $71,837 | +4.5% | 150 | 0.0% | 0.03% | +3.6% | |
| NVO | Buy | Novo Nordisk A/S ADRadr | $66,188 | +6.9% | 409 | +5.1% | 0.03% | +4.0% |
| EQIX | Buy | Equinix Inc | $66,379 | +64.4% | 85 | +51.8% | 0.03% | +62.5% |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $62,840 | -4.7% | 4,000 | 0.0% | 0.02% | -7.4% | |
| SNN | Buy | Smith & Nephew PLCspdn adr | $59,276 | +159.0% | 1,838 | +124.1% | 0.02% | +166.7% |
| DPG | New | Duff & Phelps Utility and Infrastructure Fund Inc. | $57,310 | – | 5,890 | +100.0% | 0.02% | – |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $56,228 | +6.1% | 2,255 | +1.9% | 0.02% | +4.8% |
| NFLX | Sell | Netflix, Inc. | $52,961 | +25.7% | 120 | -1.6% | 0.02% | +23.5% |
| CNI | Sell | Canadian National Railway Company | $53,029 | -20.4% | 438 | -22.5% | 0.02% | -22.2% |
| SU | Suncor Energy Inc. | $52,571 | -5.6% | 1,793 | 0.0% | 0.02% | -8.7% | |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $51,636 | -1.9% | 5,828 | +1.3% | 0.02% | 0.0% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $49,858 | +6.2% | 3,907 | +2.6% | 0.02% | +5.3% |
| RVT | Buy | Royce Value Trust Inc | $50,170 | +3.6% | 3,636 | +1.8% | 0.02% | 0.0% |
| BKR | Baker Hughes Companycl a | $47,605 | +9.5% | 1,506 | 0.0% | 0.02% | +5.6% | |
| PYPL | Buy | PayPal Holdings, Inc. | $45,176 | +7.8% | 677 | +22.6% | 0.02% | +5.9% |
| GAB | Buy | Gabelli Equity Trust Inc | $45,951 | +3.7% | 7,923 | +2.6% | 0.02% | 0.0% |
| SSSS | Buy | Sutter Rock Cap Corp | $45,781 | +353.0% | 14,329 | +413.2% | 0.02% | +350.0% |
| GDL | Buy | The GDL Fund | $42,146 | +1.5% | 5,372 | +1.5% | 0.02% | 0.0% |
| MSFT | Sell | Microsoft Corp | $43,249 | +4.9% | 127 | -11.2% | 0.02% | 0.0% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $41,706 | +6.9% | 6,446 | +2.5% | 0.02% | +6.2% |
| FB | Sell | Meta Platforms Inccl a | $43,766 | +17.3% | 153 | -13.1% | 0.02% | +13.3% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $40,452 | +4.7% | 7,477 | +2.2% | 0.02% | 0.0% |
| AVGO | Sell | Broadcom, Inc. | $38,920 | +31.9% | 45 | -2.2% | 0.02% | +33.3% |
| UBS | New | UBS Group AG | $40,540 | – | 2,000 | +100.0% | 0.02% | – |
| GTLS | New | Chart Industries, Inc | $38,190 | – | 239 | +100.0% | 0.02% | – |
| TY | Buy | Tri-Continental Corp | $36,781 | +4.5% | 1,341 | +1.2% | 0.02% | +7.1% |
| ADX | Buy | Adams Diversified Equity Fund Inc | $37,756 | +8.4% | 2,246 | +0.3% | 0.02% | +7.1% |
| CRSP | CRISPR Therapeutics AGnamen akt | $35,088 | +24.1% | 625 | 0.0% | 0.01% | +27.3% | |
| TSM | Sell | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $35,726 | +1.6% | 354 | -6.3% | 0.01% | 0.0% |
| STK | New | Columbia Seligman Premium Technology Growth Fund | $31,273 | – | 1,020 | +100.0% | 0.01% | – |
| FCX | New | Freeport-McMoRan Inc.cl b | $29,120 | – | 728 | +100.0% | 0.01% | – |
| YUMC | Buy | Yum China Hldgs Inc | $26,951 | +717.7% | 477 | +817.3% | 0.01% | +1000.0% |
| BBVA | New | Banco Bilbao Vizcaya Argentariasponsored ads | $24,415 | – | 3,179 | +100.0% | 0.01% | – |
| SE | New | Sea Limitedadr | $24,435 | – | 421 | +100.0% | 0.01% | – |
| MDT | Sell | Medtronic plc | $23,089 | +3.0% | 262 | -5.8% | 0.01% | 0.0% |
| BGY | BlackRock Enhanced International Dividend Trust | $19,823 | +0.7% | 3,644 | 0.0% | 0.01% | 0.0% | |
| XP | New | XP Inc.cl a | $20,528 | – | 875 | +100.0% | 0.01% | – |
| TSLA | Tesla Inc | $18,324 | +26.2% | 70 | 0.0% | 0.01% | +16.7% | |
| MHF | Sell | Western Asset Mun Hi Incm Fd | $16,460 | -14.4% | 2,513 | -12.8% | 0.01% | -12.5% |
| APD | Buy | Air products and Chemicals, Inc. | $16,563 | +15.3% | 55 | +10.0% | 0.01% | +16.7% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $18,569 | -0.9% | 2,226 | +2.0% | 0.01% | -12.5% |
| MDLZ | Mondelez International, Inc.cl a | $17,433 | +4.6% | 239 | 0.0% | 0.01% | 0.0% | |
| PEP | PepsiCo, Inc. | $18,522 | +1.6% | 100 | 0.0% | 0.01% | 0.0% | |
| HD | Sell | The Home Depot Inc | $17,776 | +2.1% | 57 | -3.4% | 0.01% | 0.0% |
| GF | Sell | The New Germany Fund Inc | $17,183 | -3.2% | 1,913 | -2.0% | 0.01% | 0.0% |
| MCD | Buy | McDonald's Corp | $14,852 | +18.0% | 50 | +11.1% | 0.01% | +20.0% |
| PG | Procter & Gamble Co. (The) | $15,629 | +2.1% | 103 | 0.0% | 0.01% | 0.0% | |
| INCY | Incyte Corp | $15,065 | -13.9% | 242 | 0.0% | 0.01% | -14.3% | |
| TMC The Metals Company Inc | $14,603 | +96.6% | 8,959 | 0.0% | 0.01% | +100.0% | ||
| NUW | Sell | Nuveen Amt- Free Mun Value Fd | $14,938 | -8.7% | 1,088 | -8.4% | 0.01% | -14.3% |
| IBN | Sell | ICICI Bank Ltdadr | $14,171 | +1.8% | 614 | -4.8% | 0.01% | 0.0% |
| CVX | Chevron Corp. | $15,735 | -3.6% | 100 | 0.0% | 0.01% | -14.3% | |
| DTF | New | DTF Tax-Free Income Inc | $16,155 | – | 1,500 | +100.0% | 0.01% | – |
| ZTR | Buy | Virtus Total Return Fund Inc. | $12,595 | -2.4% | 2,071 | +3.9% | 0.01% | 0.0% |
| MMC | Marsh & McLennan Companies, Inc. | $12,789 | +12.9% | 68 | 0.0% | 0.01% | 0.0% | |
| MXE | New | Mexico Equity & Income Fd | $12,351 | – | 1,230 | +100.0% | 0.01% | – |
| MXF | Sell | The Mexico Fund, Inc. | $12,501 | -33.5% | 745 | -32.6% | 0.01% | -37.5% |
| NIM | Buy | Nuveen Select Maturities Municipal Fundsh ben int | $12,870 | +4.1% | 1,430 | +6.7% | 0.01% | 0.0% |
| Oppfi Inc Comcl a | $12,032 | -0.5% | 5,898 | 0.0% | 0.01% | 0.0% | ||
| PLD | ProLogis, Inc. | $11,650 | -1.7% | 95 | 0.0% | 0.01% | 0.0% | |
| SBUX | Starbucks Corp. | $12,977 | -4.9% | 131 | 0.0% | 0.01% | -16.7% | |
| TXN | Texas Instruments, Inc | $12,601 | -3.2% | 70 | 0.0% | 0.01% | 0.0% | |
| AZN | Sell | AstraZeneca Group plc ADRsponsored adr | $11,881 | -10.9% | 166 | -13.5% | 0.01% | 0.0% |
| GOOG | Sell | Alphabet, Inc. Cl Ccl c | $12,001 | -10.5% | 99 | -23.3% | 0.01% | 0.0% |
| ETN | Eaton Corp. plc (Ireland) | $11,463 | +17.4% | 57 | 0.0% | 0.01% | +25.0% | |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $13,604 | +0.1% | 1,426 | -2.1% | 0.01% | 0.0% |
| EFX | Equifax, Inc. | $8,941 | +16.0% | 38 | 0.0% | 0.00% | +33.3% | |
| SRE | Sempra Energy | $9,318 | -3.7% | 64 | 0.0% | 0.00% | 0.0% | |
| LMT | Lockheed Martin Corp. | $10,589 | -2.6% | 23 | 0.0% | 0.00% | 0.0% | |
| UPS | United Parcel Service Inccl b | $10,397 | -7.6% | 58 | 0.0% | 0.00% | -20.0% | |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $10,992 | -2.9% | 1,002 | -2.9% | 0.00% | -20.0% |
| ADP | Automatic Data Processing, Inc. | $9,231 | -1.3% | 42 | 0.0% | 0.00% | 0.0% | |
| TSI | TCW Strategic Income Fund Inc | $9,260 | -1.1% | 2,000 | 0.0% | 0.00% | 0.0% | |
| NCA | Sell | Nuveen California Municipal Value Fund | $9,576 | -17.0% | 1,120 | -14.5% | 0.00% | -20.0% |
| AMAT | Sell | Applied Materials, Inc. | $9,117 | +16.0% | 63 | -1.6% | 0.00% | +33.3% |
| O | Realty Income Corp. | $9,327 | -5.6% | 156 | 0.0% | 0.00% | 0.0% | |
| JPM | Sell | JPMorgan Chase & Co | $8,953 | -18.2% | 62 | -26.2% | 0.00% | 0.0% |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $9,315 | +32.8% | 110 | 0.0% | 0.00% | +33.3% | |
| TRV | Buy | Travelers Companies Inc | $9,380 | +47.9% | 54 | +45.9% | 0.00% | +33.3% |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $9,061 | +0.4% | 1,097 | -1.8% | 0.00% | 0.0% |
| JEQ | Buy | Aberdeen Japan Equity Fund Inc | $10,215 | +74.4% | 1,683 | +57.1% | 0.00% | +100.0% |
| PCTTW | Purecycle Technologies Incw exp 01/28/202 | $10,958 | +41.6% | 2,457 | 0.0% | 0.00% | +33.3% | |
| PNC | The PNC Financial Services Group Inc | $10,958 | -0.9% | 87 | 0.0% | 0.00% | 0.0% | |
| USB | Buy | U.S. Bancorp | $8,954 | +20.6% | 271 | +31.6% | 0.00% | +33.3% |
| COO | Cooper Cos Inc. | $6,518 | +2.7% | 17 | 0.0% | 0.00% | 0.0% | |
| FDEU | New | First Trust Dynamic Europe Equity Income Fund | $7,601 | – | 580 | +100.0% | 0.00% | – |
| EMF | Templeton Emerging Markets Fund | $7,092 | +1.2% | 599 | 0.0% | 0.00% | 0.0% | |
| AEF | Sell | Aberdeen Emerging Markets Equity Inc. | $7,022 | -5.9% | 1,353 | -2.9% | 0.00% | 0.0% |
| CB | Sell | Chubb Ltd | $6,617 | -24.3% | 34 | -24.4% | 0.00% | -25.0% |
| ABNB | New | Airbnb Inc. | $6,408 | – | 50 | +100.0% | 0.00% | – |
| ABT | Abbott Laboratories | $7,958 | +7.7% | 73 | 0.0% | 0.00% | 0.0% | |
| GGZ | Sell | Gabelli Global Small & Mid C | $6,555 | +1.1% | 547 | -1.8% | 0.00% | 0.0% |
| BSY | Bentley Sys Inc. | $8,135 | +26.1% | 150 | 0.0% | 0.00% | 0.0% | |
| JOF | Buy | Japan Smaller Capitalization Fund Inc | $8,590 | +76.8% | 1,193 | +69.7% | 0.00% | +50.0% |
| TCOM | Buy | Trip.com Group Ltd ADRads | $6,295 | +57.7% | 180 | +69.8% | 0.00% | +50.0% |
| TFC | Sell | Truist Financial Corp | $6,677 | -32.7% | 220 | -24.4% | 0.00% | -25.0% |
| KDP | Keurig Dr. Pepper Inc. | $6,535 | -11.4% | 209 | 0.0% | 0.00% | 0.0% | |
| COST | Costco Wholesale Corp. | $7,537 | +8.4% | 14 | 0.0% | 0.00% | 0.0% | |
| PM | Philip Morris International Inc. | $7,029 | +0.4% | 72 | 0.0% | 0.00% | 0.0% | |
| SLB | Buy | Schlumberger Ltd | $6,779 | +12.3% | 138 | +12.2% | 0.00% | +50.0% |
| KF | Buy | The Korea Fund Inc | $7,590 | +8.6% | 328 | +3.1% | 0.00% | 0.0% |
| CSCO | Cisco Systems, Inc. | $8,330 | -1.0% | 161 | 0.0% | 0.00% | 0.0% | |
| VALE | Sell | Vale SAadr | $7,099 | -26.0% | 529 | -13.0% | 0.00% | -25.0% |
| KSA | Ishares Trmsci saudi arabia | $6,902 | +6.7% | 167 | 0.0% | 0.00% | 0.0% | |
| GLW | Corning Inc. | $6,342 | -0.7% | 181 | 0.0% | 0.00% | 0.0% | |
| POOL | Pool Corp | $7,118 | +9.4% | 19 | 0.0% | 0.00% | 0.0% | |
| NWTN Incw exp 12/31/202 | $7,635 | +41.2% | 26,327 | 0.0% | 0.00% | +50.0% | ||
| HDB | HDFC Bank Ltdsponsored ads | $7,597 | +4.5% | 109 | 0.0% | 0.00% | 0.0% | |
| ISRG | Sell | Intuitive Surgical, Inc. | $6,989 | -11.8% | 20 | -35.5% | 0.00% | 0.0% |
| CAT | Caterpillar Inc. | $7,135 | +7.5% | 29 | 0.0% | 0.00% | 0.0% | |
| NUV | Sell | Nuveen Mun Value Fd Inc. | $8,613 | -16.4% | 990 | -15.4% | 0.00% | -25.0% |
| VRTX | Vertex Pharmaceuticals, Inc. | $7,742 | +11.7% | 22 | 0.0% | 0.00% | 0.0% | |
| ITW | Illinois Tool Works, Inc. | $7,505 | +2.8% | 30 | 0.0% | 0.00% | 0.0% | |
| CARR | Sell | Carrier Global Corporation | $6,313 | -2.8% | 127 | -10.6% | 0.00% | 0.0% |
| CHPT | Chargepoint Holdings Inc. | $3,912 | -16.0% | 445 | 0.0% | 0.00% | 0.0% | |
| CVE | Cenovus Energy Inc | $5,162 | -2.8% | 304 | 0.0% | 0.00% | 0.0% | |
| SHOP | New | Shopify, Inc.cl a | $4,199 | – | 65 | +100.0% | 0.00% | – |
| SITE | Sell | Siteone Landsscape Supply Inc | $4,519 | -10.8% | 27 | -27.0% | 0.00% | 0.0% |
| IBKR | Interactive Brokers Group In | $5,150 | +0.6% | 62 | 0.0% | 0.00% | 0.0% | |
| CXH | Sell | MFS Investment Grade Municipal Trustsh ben int | $6,178 | -1.7% | 840 | -1.2% | 0.00% | -33.3% |
| STM | STMicroelectronics N Vny registry | $4,549 | -6.6% | 91 | 0.0% | 0.00% | 0.0% | |
| PODD | Insulet Corp. | $4,325 | -9.6% | 15 | 0.0% | 0.00% | 0.0% | |
| EEA | Sell | The European Equity Fund Inc | $6,010 | -0.9% | 698 | -2.8% | 0.00% | 0.0% |
| COP | ConocoPhillips | $4,455 | +4.4% | 43 | 0.0% | 0.00% | 0.0% | |
| New | Canadian Pacific Kansas City | $5,735 | – | 71 | +100.0% | 0.00% | – | |
| BP | Buy | BP p.l.c.spondored adr | $5,682 | +37.4% | 161 | +47.7% | 0.00% | 0.0% |
| TER | Teradyne Inc | $5,455 | +3.5% | 49 | 0.0% | 0.00% | 0.0% | |
| MA | Sell | MasterCard, Inc.cl a | $5,287 | -3.0% | 13 | -13.3% | 0.00% | 0.0% |
| THO | Thor Inds Inc | $3,933 | +30.0% | 38 | 0.0% | 0.00% | +100.0% | |
| AAPL | Apple Inc | $4,267 | +17.6% | 22 | 0.0% | 0.00% | +100.0% | |
| ANSS | Ansys Inc | $5,615 | -0.8% | 17 | 0.0% | 0.00% | 0.0% | |
| TTE | Totalenergies SEsponsored ads | $4,611 | -2.4% | 80 | 0.0% | 0.00% | 0.0% | |
| EXPO | Exponent Inc | $4,293 | -6.4% | 46 | 0.0% | 0.00% | 0.0% | |
| CME | Sell | CME Group Inc. | $5,049 | -12.1% | 27 | -10.0% | 0.00% | 0.0% |
| AMZN | Sell | Amazon Com Inc | $4,467 | -24.1% | 34 | -40.4% | 0.00% | 0.0% |
| V | Visa Inc | $5,225 | +5.3% | 22 | 0.0% | 0.00% | 0.0% | |
| JKHY | Henry Jack & Assoc Inc | $4,853 | +11.0% | 29 | 0.0% | 0.00% | 0.0% | |
| ALNY | Alnylam Pharmaceuticals, Inc. | $3,989 | -5.2% | 21 | 0.0% | 0.00% | 0.0% | |
| WEC | WEC Energy Group, Inc. | $5,471 | -6.9% | 62 | 0.0% | 0.00% | 0.0% | |
| WSO | Watsco Inc. | $4,959 | +19.9% | 13 | 0.0% | 0.00% | 0.0% | |
| BABA | Alibaba Group Holding Limitedsponsored ads | $5,251 | -18.4% | 63 | 0.0% | 0.00% | -33.3% | |
| XOM | Exxon Mobil Corp | $4,290 | -2.2% | 40 | 0.0% | 0.00% | 0.0% | |
| WMB | Williams Cos Inc. | $5,286 | +9.3% | 162 | 0.0% | 0.00% | 0.0% | |
| ZBRA | Zebra Technologies Corpcl a | $5,029 | -7.0% | 17 | 0.0% | 0.00% | 0.0% | |
| ZTS | Sell | Zoetis Inc.cl a | $5,827 | -5.4% | 34 | -8.1% | 0.00% | 0.0% |
| ALLE | Allegion PLC | $4,081 | +12.5% | 34 | 0.0% | 0.00% | +100.0% | |
| BG | Bunge Limited | $4,151 | -1.2% | 44 | 0.0% | 0.00% | 0.0% | |
| GDDY | GoDaddy, Inc.cl a | $4,959 | -3.3% | 66 | 0.0% | 0.00% | 0.0% | |
| MCO | Moody's Corp. | $5,216 | +13.6% | 15 | 0.0% | 0.00% | 0.0% | |
| BTI | British American Tobacco PLCsponsored adr | $4,416 | -5.5% | 133 | 0.0% | 0.00% | 0.0% | |
| Linde plc | $5,716 | +7.2% | 15 | 0.0% | 0.00% | 0.0% | ||
| ON | Sell | ON Semiconductor Corporation | $6,242 | -7.5% | 66 | -19.5% | 0.00% | -33.3% |
| MU | Buy | Micron Technology Inc | $4,355 | +22.3% | 69 | +16.9% | 0.00% | +100.0% |
| CCI | Sell | Crown Castle Intl Corp. | $5,817 | -32.1% | 51 | -20.3% | 0.00% | -33.3% |
| BIGZ | BlackRock Innovation and Grw | $4,011 | -2.2% | 511 | 0.0% | 0.00% | 0.0% | |
| BX | Blackstone Inc. | $4,463 | +5.9% | 48 | 0.0% | 0.00% | 0.0% | |
| PAYX | Paychex, Inc | $6,265 | -2.4% | 56 | 0.0% | 0.00% | -33.3% | |
| CHT | Chungwa Telecom Co Ltdspon adr | $3,878 | -4.6% | 104 | 0.0% | 0.00% | 0.0% | |
| DHR | Buy | Danaher Corp. | $5,063 | +43.5% | 21 | +50.0% | 0.00% | +100.0% |
| IIF | Buy | Morgan Stanley India Investment Fund Inc | $3,814 | +69.0% | 176 | +51.7% | 0.00% | +100.0% |
| LII | Lennox Intl Inc | $4,565 | +29.8% | 14 | 0.0% | 0.00% | +100.0% | |
| PFE | Pfizer Inc | $3,998 | -10.1% | 109 | 0.0% | 0.00% | 0.0% | |
| CAF | Buy | Morgan Stanley China A Sh Fd | $5,173 | -4.5% | 407 | +8.0% | 0.00% | 0.0% |
| BLK | Sell | BlackRock, Inc. | $4,638 | -56.7% | 7 | -56.2% | 0.00% | -50.0% |
| DLB | Dolby Laboratories Inccl a | $4,602 | -2.0% | 55 | 0.0% | 0.00% | 0.0% | |
| CMU | Sell | MFS High Yield Municipal Trustsh ben int | $6,215 | -0.2% | 1,930 | -0.5% | 0.00% | -33.3% |
| WRB | Berkley W R Corp | $4,348 | -4.3% | 73 | 0.0% | 0.00% | 0.0% | |
| QCOM | Qualcomm Inc | $6,190 | -6.7% | 52 | 0.0% | 0.00% | -33.3% | |
| RTX | Raytheon Technologies Corp. | $6,171 | +0.0% | 63 | 0.0% | 0.00% | 0.0% | |
| REGN | Sell | Regeneron Pharmaceuticals, Inc. | $4,956 | -24.6% | 7 | -12.5% | 0.00% | -33.3% |
| QSR | Restaurant Brands International Inc | $5,271 | +15.4% | 68 | 0.0% | 0.00% | 0.0% | |
| CHE | Chemed Corp New | $3,792 | +0.7% | 7 | 0.0% | 0.00% | 0.0% | |
| NKE | Sell | Nike, Inc.cl b | $5,931 | -18.0% | 54 | -8.5% | 0.00% | -33.3% |
| Aspen Technology Inc. | $3,855 | -26.8% | 23 | 0.0% | 0.00% | 0.0% | ||
| NDSN | Nordson Corp | $5,956 | +11.7% | 24 | 0.0% | 0.00% | 0.0% | |
| LPLA | LPL Finl Hldgs Inc | $5,218 | +7.4% | 24 | 0.0% | 0.00% | 0.0% | |
| BGNE | BeiGene, Ltd.sponsored adr | $3,923 | -17.3% | 22 | 0.0% | 0.00% | 0.0% | |
| SAP | SAP SEspon adr | $4,925 | +8.1% | 36 | 0.0% | 0.00% | 0.0% | |
| CRL | Charles Riv Labs Intl Inc | $4,836 | +4.2% | 23 | 0.0% | 0.00% | 0.0% | |
| SGEN | Seattle Genetics, In | $4,234 | -4.9% | 22 | 0.0% | 0.00% | 0.0% | |
| NOW | Sell | ServiceNow, Inc. | $3,846 | +3.4% | 7 | -12.5% | 0.00% | 0.0% |
| BAP | Credicorp Ltd | $2,510 | +11.5% | 17 | 0.0% | 0.00% | 0.0% | |
| CHH | New | Choice Hotels International, Inc. | $3,408 | – | 29 | +100.0% | 0.00% | – |
| LRCX | Buy | Lam Research Corp | $2,571 | +61.7% | 4 | +33.3% | 0.00% | 0.0% |
| LCII | LCI Inds | $1,516 | +15.0% | 12 | 0.0% | 0.00% | 0.0% | |
| KMI | Kinder Morgan Inc. | $2,549 | -1.6% | 148 | 0.0% | 0.00% | 0.0% | |
| BFAM | Bright Horizons Fam Sol In D | $3,513 | +20.1% | 38 | 0.0% | 0.00% | 0.0% | |
| ITUB | Buy | Itau Unibanco Holding S.A.spon adr rep pfd | $2,401 | +63.8% | 407 | +35.2% | 0.00% | 0.0% |
| TLK | P T Telekomunikasi Indonesiasponsored ads | $2,587 | -2.2% | 97 | 0.0% | 0.00% | 0.0% | |
| PBR | Buy | Petroleo Brasileiro S.A. PETROBRASsponsored adr | $3,098 | +54.7% | 224 | +16.7% | 0.00% | 0.0% |
| PSX | Phillips 66 | $3,624 | -5.9% | 38 | 0.0% | 0.00% | -50.0% | |
| RIO | Buy | Rio Tinto PLCsponsored adr | $1,979 | +51.9% | 31 | +63.2% | 0.00% | 0.0% |
| ROL | Rollins Inc | $3,341 | +14.1% | 78 | 0.0% | 0.00% | 0.0% | |
| RYAAY | Ryanair Holdings plc ADRsponsored ads | $3,207 | +17.3% | 29 | 0.0% | 0.00% | 0.0% | |
| SK Telecom Ltdsponsored adr | $3,122 | -4.9% | 160 | 0.0% | 0.00% | 0.0% | ||
| GOLD | Sell | Barrick Gold Corp | $2,946 | -56.1% | 174 | -51.8% | 0.00% | -66.7% |
| BSAC | Banco Santander Chile New | $2,092 | +5.7% | 111 | 0.0% | 0.00% | 0.0% | |
| SAIA | Saia Inc | $3,424 | +25.8% | 10 | 0.0% | 0.00% | 0.0% | |
| SMG | Scotts Miracle-Gro Cocl a | $3,009 | -10.1% | 48 | 0.0% | 0.00% | 0.0% | |
| PVI | Sell | Invesco Exch Traded Fd Tr IIvrdo tax free | $2,739 | -35.8% | 110 | -35.7% | 0.00% | -50.0% |
| PIN | New | Invesco India ETFetf | $3,660 | – | 159 | +100.0% | 0.00% | – |
| SHW | Sherwin-Williams Co. (The) | $3,717 | +18.1% | 14 | 0.0% | 0.00% | 0.0% | |
| SHG | Shinhan Financial Group Co Lspn adr restrd | $2,580 | -3.3% | 99 | 0.0% | 0.00% | 0.0% | |
| BIDU | Baidu Inc.spon adr rep a | $1,917 | -9.3% | 14 | 0.0% | 0.00% | 0.0% | |
| IDXX | Sell | IDEXX Labs Inc. | $3,386 | -24.8% | 7 | -22.2% | 0.00% | -50.0% |
| TRP | Tc Energy Corp | $2,263 | +3.9% | 56 | 0.0% | 0.00% | 0.0% | |
| TDY | Teledyne Technologies Inc. | $3,700 | -8.1% | 9 | 0.0% | 0.00% | -50.0% | |
| ES | Eversource Energy | $3,688 | -9.4% | 52 | 0.0% | 0.00% | -50.0% | |
| TRMB | Trimble, Inc. | $2,647 | +1.0% | 50 | 0.0% | 0.00% | 0.0% | |
| AMT | American Tower Corporation | $2,715 | -5.1% | 14 | 0.0% | 0.00% | 0.0% | |
| GS | Goldman Sachs Group, Inc. (The) | $2,580 | -1.4% | 8 | 0.0% | 0.00% | 0.0% | |
| AES | AES Corp | $3,068 | -13.9% | 148 | 0.0% | 0.00% | 0.0% | |
| FICO | Sell | Fair Isaac Corp | $3,237 | -7.9% | 4 | -20.0% | 0.00% | 0.0% |
| PAGS | Pagseguro Digital Ltd | $1,492 | +10.2% | 158 | 0.0% | 0.00% | 0.0% | |
| FAST | New | Fastenal Company | $2,868 | – | 49 | +100.0% | 0.00% | – |
| GLOB | New | Globant S.A. | $1,258 | – | 7 | +100.0% | 0.00% | – |
| Forge Global Holdings Inc. | $2,430 | +38.9% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| Wallbox NV*w exp 99/99/999 | $2,230 | -37.2% | 4,552 | 0.0% | 0.00% | 0.0% | ||
| MMYT | Buy | MakeMyTrip Limited Mauritius | $2,293 | +33.9% | 85 | +21.4% | 0.00% | 0.0% |
| ASX | Sell | Ase Technology Hldg Co. Ltd.sponsored ads | $1,324 | -52.8% | 170 | -51.7% | 0.00% | 0.0% |
| Matterport Inccl a | $2,303 | +15.4% | 731 | 0.0% | 0.00% | 0.0% | ||
| SQM | Exit | Sociedad Quimica Y Minera Despon adr ser b | $0 | – | -11 | -100.0% | 0.00% | – |
| RDY | Sell | Dr Reddys Labs Ltdadr | $1,073 | -51.7% | 17 | -56.4% | 0.00% | -100.0% |
| Exit | Alpha Tau Medical*w exp 03/07/202 | $0 | – | -2,109 | -100.0% | 0.00% | – | |
| Exit | Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $0 | – | -1,690 | -100.0% | 0.00% | – | |
| WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
| HTHT | Sell | H World Group Ltdsponsored ads | $1,125 | -57.5% | 29 | -46.3% | 0.00% | -100.0% |
| FN | Sell | Fabrinet | $1,039 | -37.5% | 8 | -42.9% | 0.00% | -100.0% |
| NTES | Exit | Netease Incsponsored ads | $0 | – | -12 | -100.0% | 0.00% | – |
| NXN | Exit | Nuveen NY Select Tax-Free Income Portfoliosh ben int | $0 | – | -8 | -100.0% | 0.00% | – |
| PAC | Grupo Aeroportario Del Pacificspon adr b | $1,251 | -8.4% | 7 | 0.0% | 0.00% | -100.0% | |
| INFY | Exit | Infosys Ltdsponsored ads | $0 | – | -89 | -100.0% | -0.00% | – |
| PDD | Exit | Pinduoduo Inc.sponsored ads | $0 | – | -27 | -100.0% | -0.00% | – |
| Exit | Wolfspeed, Inc. | $0 | – | -21 | -100.0% | -0.00% | – | |
| NVCR | Exit | Novocure Ltd | $0 | – | -22 | -100.0% | -0.00% | – |
| AIF | Exit | Apollo Tactical Income Fund Inc | $0 | – | -213 | -100.0% | -0.00% | – |
| ALB | Exit | Albemarle Corporation | $0 | – | -6 | -100.0% | -0.00% | – |
| JD | Exit | JD.Com Incspon adr cl a | $0 | – | -32 | -100.0% | -0.00% | – |
| CTLT | Exit | Catalent Inc. | $0 | – | -38 | -100.0% | -0.00% | – |
| JKS | Exit | JinkoSolar Holdings Co., Ltdsponsored ads | $0 | – | -27 | -100.0% | -0.00% | – |
| AWP | Exit | Aberdeen Global Premier Properties Fund | $0 | – | -1,120 | -100.0% | -0.00% | – |
| NNY | Exit | Nuveen NY Muni Value Fund | $0 | – | -1,710 | -100.0% | -0.01% | – |
| Exit | Rice Acquisition Corp*w exp 99/99/999 | $0 | – | -29,742 | -100.0% | -0.02% | – | |
| UNH | Exit | UnitedHealth Group Inc | $0 | – | -195 | -100.0% | -0.04% | – |
| FSK | Exit | FS KKR Cap Corp | $0 | – | -5,290 | -100.0% | -0.04% | – |
| Exit | Center Coast Brkfld MLP Enrg | $0 | – | -11,831 | -100.0% | -0.09% | – | |
| BGH | Exit | Barings Global Short Duration High Yield Fund | $0 | – | -77,121 | -100.0% | -0.40% | – |
| GER | Exit | Goldman Sachs MLP Energy Ren | $0 | – | -111,887 | -100.0% | -0.59% | – |
| FINS | Exit | Angel Oak Final Strategies Incm Trm Trst | $0 | – | -218,277 | -100.0% | -1.09% | – |
| PGP | Exit | PIMCO Global StocksPLS Inc. | $0 | – | -383,004 | -100.0% | -1.15% | – |
| Exit | ProShares UltraShort S&P50ultrashrt s&p500 | $0 | – | -155,281 | -100.0% | -2.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.