$280 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 237 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 20.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Sell | NexPoint Credit Strategies Fund | $24,291,000 | -1.9% | 1,371,603 | -0.6% | 8.68% | -4.9% |
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $16,537,000 | +13.4% | 1,330,378 | +21.7% | 5.91% | +9.8% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $13,688,000 | +10.0% | 1,160,994 | +4.5% | 4.89% | +6.6% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $13,463,000 | +13.5% | 1,755,266 | +10.7% | 4.81% | +10.0% |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $13,217,000 | -0.3% | 1,179,061 | +1.0% | 4.72% | -3.4% |
| CET | Buy | Central Securities Corp | $12,690,000 | +11.9% | 383,370 | +6.1% | 4.54% | +8.4% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $9,128,000 | +11.4% | 688,917 | +5.1% | 3.26% | +7.9% |
| GAM | Buy | General American Investors Co Inc | $7,705,000 | +17.8% | 204,155 | +13.5% | 2.75% | +14.1% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $7,666,000 | +1.0% | 497,786 | -2.0% | 2.74% | -2.2% |
| CRF | Buy | Cornerstone Total Rtrn Fd In | $7,257,000 | +33.9% | 660,360 | +33.9% | 2.59% | +29.8% |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $6,793,000 | +5.0% | 452,280 | +0.5% | 2.43% | +1.8% |
| MTZ | Sell | MasTec Inc | $6,563,000 | -10.0% | 102,297 | -8.9% | 2.35% | -12.8% |
| OCCI | Sell | OFS Credit Company Inc | $6,438,000 | -29.2% | 423,264 | -18.4% | 2.30% | -31.4% |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $5,843,000 | +7.9% | 417,922 | +5.1% | 2.09% | +4.6% |
| ADX | Buy | Adams Diversified Equity Fund Inc | $4,557,000 | +18.7% | 288,966 | +19.2% | 1.63% | +15.0% |
| AOD | Buy | Aberdeen Total Dynamic Dividend Fund | $4,356,000 | +68.8% | 486,650 | +57.3% | 1.56% | +63.6% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $4,234,000 | -23.5% | 280,415 | -23.3% | 1.51% | -25.9% |
| RMRM | Buy | RMR Real Estate Income Fund | $4,135,000 | +21.2% | 204,727 | +22.4% | 1.48% | +17.5% |
| AWP | Buy | Aberdeen Global Premier Properties Fund | $4,053,000 | +306.9% | 625,427 | +290.4% | 1.45% | +294.8% |
| RCL | Sell | Royal Caribbean Cruises Ltd | $4,036,000 | +19.3% | 30,229 | -3.2% | 1.44% | +15.6% |
| AGD | Buy | Aberdeen Global Dynamic Dividend Fund | $3,899,000 | +162.0% | 374,945 | +143.1% | 1.39% | +153.9% |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $3,666,000 | +984.6% | 481,163 | +890.3% | 1.31% | +948.0% |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $3,587,000 | -47.0% | 541,791 | -49.1% | 1.28% | -48.6% |
| MIN | New | MFS Intermediate Income Trustsh ben int | $3,341,000 | – | 879,126 | +100.0% | 1.19% | – |
| NCLH | Norwegian Cruise Line Holdings Ltd | $3,326,000 | +12.8% | 56,944 | 0.0% | 1.19% | +9.4% | |
| BPOP | Popular Inc | $3,245,000 | +8.6% | 55,230 | 0.0% | 1.16% | +5.3% | |
| SOR | Buy | Source Capital Inc | $3,064,000 | +39.3% | 79,205 | +31.4% | 1.10% | +35.0% |
| BGY | New | BlackRock Enhanced International Dividend Trust | $3,063,000 | – | 520,030 | +100.0% | 1.10% | – |
| RVT | Buy | Royce Value Trust Inc | $2,999,000 | +1594.4% | 203,073 | +1475.7% | 1.07% | +1549.2% |
| FBP | First BanCorp/Puerto Rico | $2,801,000 | +6.1% | 264,477 | 0.0% | 1.00% | +2.9% | |
| MCR | Buy | MFS Charter Income Trustsh ben int | $2,737,000 | +101.1% | 325,072 | +98.5% | 0.98% | +94.8% |
| OXLC | New | Oxford Lane Capital Corp | $2,648,000 | – | 324,491 | +100.0% | 0.95% | – |
| CPA | Sell | Copa Holdings SAcl a | $2,407,000 | +0.4% | 22,273 | -8.2% | 0.86% | -2.7% |
| OXSQ | Buy | Oxford Square Capital Corp. | $2,325,000 | +163.9% | 427,379 | +202.1% | 0.83% | +155.7% |
| VAC | Sell | Marriott Vacations Worldwide Corp | $2,027,000 | +16.8% | 15,745 | -6.0% | 0.72% | +13.3% |
| LEN | Sell | Lennar Corpcl a | $1,981,000 | -12.4% | 35,500 | -12.3% | 0.71% | -15.1% |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $1,952,000 | +115.5% | 144,556 | +107.7% | 0.70% | +109.0% |
| PCEF | Buy | Invesco Exchng Traded Fd Tr | $1,865,000 | +2260.8% | 80,030 | +2186.6% | 0.67% | +2200.0% |
| DSU | Buy | BlackRock Debt Strategies Fund | $1,753,000 | +530.6% | 156,484 | +504.9% | 0.63% | +508.7% |
| TWN | Sell | The Taiwan Fund Inc | $1,579,000 | -12.7% | 76,711 | -21.7% | 0.56% | -15.4% |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $1,520,000 | +19.8% | 120,361 | +14.7% | 0.54% | +16.0% |
| NEE | Sell | NextEra Energy Inc | $1,463,000 | +3.8% | 6,043 | -0.1% | 0.52% | +0.6% |
| FDP | Sell | Fresh Del Monte Produce Incord | $1,446,000 | +0.1% | 41,341 | -2.4% | 0.52% | -3.0% |
| GF | Sell | The New Germany Fund Inc | $1,423,000 | -19.4% | 90,762 | -28.8% | 0.51% | -21.8% |
| BHK | Sell | Blackrock Core Bd Tr | $1,397,000 | -51.7% | 95,840 | -52.1% | 0.50% | -53.2% |
| FMX | Sell | Fomento Economico Mexicano SAB de CVspon adr units | $1,381,000 | +1.2% | 14,610 | -1.9% | 0.49% | -1.8% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $1,341,000 | +223.9% | 116,167 | +210.7% | 0.48% | +213.1% |
| AVHOQ | Avianca Holdings SAspon adr rep pfd | $1,338,000 | +22.5% | 300,029 | 0.0% | 0.48% | +18.6% | |
| CCL | Sell | Carnival Corpunit 99/99/9999 | $1,297,000 | +11.9% | 25,518 | -3.8% | 0.46% | +8.4% |
| FAX | Buy | Aberdeen Asia Pacific In Com | $1,252,000 | +58.5% | 294,595 | +56.3% | 0.45% | +54.0% |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,237,000 | +22.8% | 6,600 | 0.0% | 0.44% | +19.1% | |
| VCIF | Buy | Vertical Capital Income Fund | $1,208,000 | +116.1% | 116,032 | +121.7% | 0.43% | +109.7% |
| CWCO | Consolidated Water Co Ltdord | $1,141,000 | -1.2% | 70,025 | 0.0% | 0.41% | -4.2% | |
| WSO | Watsco Inc | $1,081,000 | +6.5% | 6,000 | 0.0% | 0.39% | +3.2% | |
| IIF | Sell | Morgan Stanley India Investment Fund Inc | $1,076,000 | +4.9% | 54,101 | -0.0% | 0.38% | +1.9% |
| AVK | Buy | Advent Claymore Convertible Securities and Income Fund | $1,026,000 | +171.4% | 65,953 | +154.1% | 0.37% | +164.0% |
| CX | Cemex SAB de CVspon adr new | $1,023,000 | -3.6% | 270,645 | 0.0% | 0.37% | -6.4% | |
| CIB | Bancolombia SAspon adr pref | $1,002,000 | +10.8% | 18,280 | 0.0% | 0.36% | +7.5% | |
| BIL | SPDR Ser Trspdr bloomberg | $998,000 | -0.2% | 10,919 | 0.0% | 0.36% | -3.3% | |
| SMMU | Sell | PIMCO ETF Trshtrm mun bd act | $950,000 | -25.8% | 18,756 | -25.8% | 0.34% | -28.0% |
| PGTI | PGT Innovations Inc | $897,000 | -13.7% | 60,170 | 0.0% | 0.32% | -16.2% | |
| ESRT | Empire State Realty Trust Inccl a | $892,000 | -2.2% | 63,894 | 0.0% | 0.32% | -5.1% | |
| BKT | Buy | Blackrock Income Tr Inc. | $887,000 | +15.6% | 146,692 | +16.3% | 0.32% | +12.0% |
| SEB | Seaboard Corp | $867,000 | -2.9% | 204 | 0.0% | 0.31% | -5.8% | |
| MLM | Martin Marietta Materials Inc | $839,000 | +2.1% | 3,000 | 0.0% | 0.30% | -1.0% | |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $813,000 | +7.0% | 3,075 | 0.0% | 0.29% | +3.9% | |
| MUI | Sell | BlackRock Muni Intermediate Duration Fund Inc | $815,000 | -11.9% | 57,228 | -12.3% | 0.29% | -14.7% |
| FSD | New | First Trust High Income Long/Short Fund | $794,000 | – | 50,434 | +100.0% | 0.28% | – |
| MAV | Buy | Pioneer Municipal High Income Advantage Trust | $778,000 | +25.3% | 71,925 | +26.8% | 0.28% | +21.4% |
| VMC | Vulcan Materials Co | $720,000 | -4.8% | 5,000 | 0.0% | 0.26% | -7.9% | |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $669,000 | +21.2% | 5,550 | 0.0% | 0.24% | +17.2% | |
| CXH | Sell | MFS Investment Grade Municipal Trustsh ben int | $665,000 | -21.6% | 68,110 | -20.3% | 0.24% | -24.0% |
| SHY | Ishares Tr 13 Yr1 3 yr treas bd | $633,000 | -0.3% | 7,481 | 0.0% | 0.23% | -3.4% | |
| LIVN | LivaNova PLC | $628,000 | +2.1% | 8,330 | 0.0% | 0.22% | -1.3% | |
| RDSB | Royal Dutch Shell PLCspon adr b | $618,000 | -6.5% | 276 | 0.0% | 0.22% | -9.4% | |
| MINT | Sell | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $587,000 | -49.4% | 5,778 | -49.3% | 0.21% | -50.9% |
| EVTC | EVERTEC Inc | $577,000 | +9.1% | 16,956 | 0.0% | 0.21% | +5.6% | |
| FT | Sell | Franklin Unvl Trsh ben int | $514,000 | -27.0% | 66,123 | -29.2% | 0.18% | -29.2% |
| RMI | Sell | Rivernorth Opportunistic Mun | $480,000 | -9.4% | 21,145 | -11.4% | 0.17% | -11.8% |
| SVVC | Sell | Firsthand Technology Value Fund, Inc. | $399,000 | -28.4% | 62,105 | -14.7% | 0.14% | -30.2% |
| PGZ | Sell | Principal Real Estate Income Fund | $390,000 | -8.7% | 18,476 | -11.0% | 0.14% | -12.0% |
| SHV | Sell | Ishares Trshort treas bd | $381,000 | -68.1% | 3,447 | -68.1% | 0.14% | -69.2% |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $344,000 | +3.6% | 18,710 | -1.5% | 0.12% | +0.8% |
| TV | Grupo Televisa SABspon adr rep ord | $333,000 | +19.8% | 28,400 | 0.0% | 0.12% | +15.5% | |
| MHF | Sell | Western Asset Mun Hi Incm Fd | $310,000 | -9.6% | 40,833 | -9.7% | 0.11% | -12.6% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $306,000 | +4.8% | 25,215 | +0.1% | 0.11% | +0.9% |
| MGU | Sell | Macquarie Global Infrastructure Total Return Fund Inc | $270,000 | -35.6% | 10,881 | -37.5% | 0.10% | -37.4% |
| SUB | Sell | Ishares Tr Short Termshrt nat mun etf | $269,000 | -34.1% | 2,516 | -34.2% | 0.10% | -36.0% |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $265,000 | +134.5% | 8,000 | 0.0% | 0.10% | +126.2% | |
| SBI | Sell | Western Assest Intm Muni Fd | $261,000 | -7.4% | 28,759 | -6.3% | 0.09% | -10.6% |
| AMX | Sell | America Movil SAB de CV | $251,000 | -62.2% | 15,698 | -64.9% | 0.09% | -63.3% |
| MRK | Merck & Co Inc | $251,000 | +7.7% | 2,763 | 0.0% | 0.09% | +4.7% | |
| INF | Sell | Brookfield Global Listed Infr | $242,000 | -57.5% | 17,382 | -58.2% | 0.09% | -58.6% |
| RMM | New | Rivernorth Managed Duration Municipal Income Fund Inc. | $243,000 | – | 12,590 | +100.0% | 0.09% | – |
| KTF | Sell | Deutsche Municipal Income Trust | $242,000 | -16.8% | 21,385 | -14.9% | 0.09% | -18.7% |
| PNI | Sell | Pimco New York Municipal Income Fund II | $227,000 | -11.0% | 18,826 | -11.8% | 0.08% | -13.8% |
| MUC | Sell | BlackRock Munihldngs Cali QL | $215,000 | -1.8% | 15,342 | -0.9% | 0.08% | -4.9% |
| EIM | Sell | Eaton Vance Mun Bd Fd | $170,000 | -25.4% | 13,181 | -25.1% | 0.06% | -27.4% |
| AMGN | Amgen Inc | $169,000 | +25.2% | 700 | 0.0% | 0.06% | +20.0% | |
| NEA | Buy | Nuveen AMT-Free Quality Municipal Income Fund | $166,000 | +62.7% | 11,528 | +61.5% | 0.06% | +55.3% |
| VMM | Sell | Delaware Investments Minnesota Municipal Income Fund II Inc | $147,000 | -5.8% | 11,218 | -5.6% | 0.05% | -8.6% |
| ERA | Era Group Inc | $137,000 | -3.5% | 13,474 | 0.0% | 0.05% | -5.8% | |
| NVS | Novartis AGsponsored adr | $130,000 | +9.2% | 1,368 | 0.0% | 0.05% | +4.5% | |
| MFM | Sell | MFS Municipal Income Trustsh ben int | $130,000 | -18.2% | 18,322 | -19.0% | 0.05% | -22.0% |
| BFZ | Buy | BlackRock Calif Mun Income | $119,000 | +58.7% | 8,748 | +59.0% | 0.04% | +53.6% |
| AFB | Sell | AllianceBernstein National Municipal Income Fund Inc | $118,000 | -16.9% | 8,405 | -18.5% | 0.04% | -19.2% |
| FPF | New | First Tr Inter Dur Pfd & In | $114,000 | – | 4,835 | +100.0% | 0.04% | – |
| VTA | Sell | Invesco Dynamic Credit Opportunities Fund | $112,000 | -89.1% | 9,846 | -89.4% | 0.04% | -89.4% |
| PEO | Buy | Adams Natural Resources Fund Inc | $111,000 | +5.7% | 6,726 | +1.8% | 0.04% | +2.6% |
| BMY | Bristol-Myers Squibb Co | $109,000 | +26.7% | 1,700 | 0.0% | 0.04% | +21.9% | |
| JEQ | Buy | Aberdeen Japan Equity Fund Inc | $110,000 | +11.1% | 14,163 | +4.4% | 0.04% | +5.4% |
| TY | Buy | Tri-Continental Corp | $109,000 | +6.9% | 3,878 | +3.8% | 0.04% | +2.6% |
| EVN | Sell | Eaton Vance Muni Income Trustsh ben int | $102,000 | -19.7% | 8,034 | -18.6% | 0.04% | -23.4% |
| NXJ | Nuveen New Jersey Quality Municipal Income Fund | $95,000 | +2.2% | 6,456 | 0.0% | 0.03% | 0.0% | |
| CEE | Buy | Central and Eastern European Fund Inc | $89,000 | +89.4% | 3,150 | +76.0% | 0.03% | +88.2% |
| GDX | Buy | VanEck Vectors Gold Miners ETFgold miners etf | $90,000 | +11.1% | 3,059 | +0.7% | 0.03% | +6.7% |
| IHD | Buy | Voya Emerging Mkts High Div | $90,000 | +900.0% | 11,204 | +761.2% | 0.03% | +966.7% |
| EEA | Sell | The European Equity Fund Inc | $84,000 | -45.1% | 8,955 | -47.9% | 0.03% | -46.4% |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $84,000 | +13.5% | 4,279 | 0.0% | 0.03% | +11.1% | |
| IFN | Sell | The India Fund Inc | $84,000 | -94.2% | 4,191 | -94.0% | 0.03% | -94.4% |
| SONY | Sell | Sony Corpsponsored adr | $80,000 | -10.1% | 1,177 | -21.6% | 0.03% | -12.1% |
| LLY | Eli Lilly & Co | $79,000 | +17.9% | 600 | 0.0% | 0.03% | +12.0% | |
| UNH | Buy | UnitedHealth Group Inc | $78,000 | +39.3% | 265 | +3.1% | 0.03% | +33.3% |
| PFF | iShares US Preferred Stock ETFpfd and incm sec | $75,000 | 0.0% | 2,000 | 0.0% | 0.03% | -3.6% | |
| MHI | Buy | Pioneer Municipal High Income Trust | $73,000 | +942.9% | 6,080 | +913.3% | 0.03% | +766.7% |
| KF | Sell | The Korea Fund Inc | $74,000 | +1.4% | 2,490 | -6.8% | 0.03% | -3.7% |
| SPY | SPDR S&P 500 ETF Trtr unit | $71,000 | +9.2% | 220 | 0.0% | 0.02% | +4.2% | |
| ASA | Buy | ASA Gold and Precious Metals Ltd | $68,000 | +257.9% | 5,025 | +0.1% | 0.02% | +242.9% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $66,000 | +3.1% | 3,003 | +0.6% | 0.02% | 0.0% |
| EMF | New | Templeton Emerging Markets Fund | $64,000 | – | 4,074 | +100.0% | 0.02% | – |
| EVM | Sell | Eaton Vance Calif Mun Bd Fd | $63,000 | -1.6% | 5,614 | -0.0% | 0.02% | -4.2% |
| YYY | New | Amplify High Income ETF | $62,000 | – | 3,465 | +100.0% | 0.02% | – |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $60,000 | +11.1% | 5,014 | +7.7% | 0.02% | +5.0% |
| QQQ | Invesco QQQ Trunit ser 1 | $57,000 | +11.8% | 270 | 0.0% | 0.02% | +5.3% | |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $56,000 | +5.7% | 150 | 0.0% | 0.02% | 0.0% | |
| ON | Buy | ON Semiconductor Corporation | $53,000 | +96.3% | 2,160 | +51.2% | 0.02% | +90.0% |
| RCI | Sell | Rogers Communications Inccl b | $53,000 | -8.6% | 1,077 | -10.1% | 0.02% | -9.5% |
| BABA | Sell | Alibaba Group Holding Limitedsponsored ads | $49,000 | +22.5% | 231 | -2.9% | 0.02% | +20.0% |
| CHN | Buy | The China Fund Inc | $48,000 | +84.6% | 2,296 | +71.2% | 0.02% | +70.0% |
| MXE | Sell | The Mexico Equity & Income Fund Inc | $45,000 | -75.1% | 3,859 | -77.6% | 0.02% | -76.1% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $42,000 | +10.5% | 1,752 | +1.7% | 0.02% | +7.1% |
| ASML | Sell | ASML Holding N V | $41,000 | 0.0% | 138 | -15.9% | 0.02% | 0.0% |
| GDL | Buy | The GDL Fund | $41,000 | +2.5% | 4,402 | +1.1% | 0.02% | 0.0% |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $40,000 | -86.0% | 4,491 | -86.2% | 0.01% | -86.7% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $39,000 | +5.4% | 2,657 | +1.8% | 0.01% | 0.0% |
| VIAV | Sell | Viacom Inc. | $37,000 | -7.5% | 2,455 | -14.6% | 0.01% | -13.3% |
| ASG | Liberty All Star Growth Fund Inc | $34,000 | +9.7% | 5,235 | 0.0% | 0.01% | +9.1% | |
| GAB | Buy | Gabelli Equity Trust Inc | $34,000 | +3.0% | 5,579 | +2.4% | 0.01% | 0.0% |
| BBVA | Sell | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $33,000 | -2.9% | 5,993 | -8.1% | 0.01% | -7.7% |
| FIF | Sell | First Trust Energy Infrastructure Fund | $31,000 | -99.2% | 1,821 | -99.2% | 0.01% | -99.2% |
| USA | Sell | Liberty All Star Equity Fundsh ben int | $31,000 | +3.3% | 4,612 | -0.0% | 0.01% | 0.0% |
| MDLZ | New | Mondelez International, Inc.cl a | $30,000 | – | 549 | +100.0% | 0.01% | – |
| MOR | MorphoSys AGsponsored ads | $30,000 | +30.4% | 837 | 0.0% | 0.01% | +37.5% | |
| EQIX | Buy | Equinix Inc | $29,000 | +26.1% | 49 | +22.5% | 0.01% | +25.0% |
| KPTI | Karyopharm Therapeutics Inc | $29,000 | +107.1% | 1,500 | 0.0% | 0.01% | +100.0% | |
| DEO | Sell | Diageo PLCspon adr new | $27,000 | -3.6% | 160 | -7.5% | 0.01% | 0.0% |
| MSFT | Buy | Microsoft Corp | $24,000 | +20.0% | 150 | +4.2% | 0.01% | +28.6% |
| TDF | Templeton Dragon Fund Inc | $25,000 | +8.7% | 1,300 | 0.0% | 0.01% | +12.5% | |
| PTC | Buy | PTC Inc. | $21,000 | +31.2% | 278 | +16.3% | 0.01% | +33.3% |
| PYPL | New | PayPal Holdings, Inc. | $23,000 | – | 216 | +100.0% | 0.01% | – |
| INCY | Incyte Corp | $21,000 | +16.7% | 242 | 0.0% | 0.01% | +14.3% | |
| JPM | Buy | JPMorgan Chase & Co | $20,000 | +42.9% | 147 | +26.7% | 0.01% | +40.0% |
| ITUB | Itau Unibanco Holding S.A.spon adr rep pfd | $19,000 | +5.6% | 2,104 | 0.0% | 0.01% | 0.0% | |
| AAPL | Buy | Apple Inc | $18,000 | +50.0% | 60 | +13.2% | 0.01% | +50.0% |
| INO | Inovio Pharmaceuticals Inc | $17,000 | +70.0% | 5,000 | 0.0% | 0.01% | +50.0% | |
| ACN | Sell | Accenture PLC Ireland | $16,000 | -11.1% | 74 | -20.4% | 0.01% | -14.3% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $16,000 | +14.3% | 1,602 | +1.6% | 0.01% | +20.0% |
| TIF | Sell | Tiffany & Co. | $17,000 | -41.4% | 126 | -59.9% | 0.01% | -45.5% |
| SE | Sea Limitedadr | $17,000 | +30.8% | 419 | 0.0% | 0.01% | +20.0% | |
| USO | United States Oil Fund LPunits | $13,000 | +18.2% | 1,000 | 0.0% | 0.01% | +25.0% | |
| AXP | Buy | American Express Co | $14,000 | +27.3% | 112 | +23.1% | 0.01% | +25.0% |
| V | Visa Inc | $14,000 | +7.7% | 74 | 0.0% | 0.01% | 0.0% | |
| ZTR | New | Virtus Total Return Fund Inc. | $15,000 | – | 1,348 | +100.0% | 0.01% | – |
| AON | Sell | Aon Plc | $15,000 | -16.7% | 74 | -21.3% | 0.01% | -28.6% |
| RPAY | Repay Holdings Corporation | $15,000 | +15.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| DIS | Buy | The Walt Disney Co | $15,000 | +36.4% | 104 | +26.8% | 0.01% | +25.0% |
| KXIN | Kaixin Auto Holdings | $15,000 | +7.1% | 8,000 | 0.0% | 0.01% | 0.0% | |
| NGG | Nuveen Preferred Income Opportunities Fundsponsored adr | $15,000 | +15.4% | 239 | 0.0% | 0.01% | 0.0% | |
| TTE | Buy | Total S.A.sponsored adr | $14,000 | +40.0% | 262 | +37.2% | 0.01% | +25.0% |
| UN | Sell | Unilever N.V. | $13,000 | -13.3% | 230 | -10.5% | 0.01% | -16.7% |
| UTX | Buy | United Technologies Corp | $14,000 | +27.3% | 93 | +19.2% | 0.01% | +25.0% |
| APD | Buy | Air products and Chemicals, Inc. | $10,000 | +42.9% | 44 | +46.7% | 0.00% | +33.3% |
| TSI | TCW Strategic Income Fund Inc | $12,000 | +9.1% | 2,000 | 0.0% | 0.00% | 0.0% | |
| GOOGL | Alphabet Inc.cap stk cl a | $11,000 | +10.0% | 8 | 0.0% | 0.00% | 0.0% | |
| ALC | Alcon, Inc. | $11,000 | 0.0% | 192 | 0.0% | 0.00% | 0.0% | |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $11,000 | +83.3% | 190 | +36.7% | 0.00% | +100.0% |
| PEP | Sell | PepsiCo, Inc. | $11,000 | -8.3% | 84 | -4.5% | 0.00% | 0.0% |
| AMZN | Amazon Com Inc | $11,000 | +10.0% | 6 | 0.0% | 0.00% | 0.0% | |
| HDB | Buy | HDFC Bank Ltdsponsored ads | $10,000 | +42.9% | 162 | +24.6% | 0.00% | +33.3% |
| WMT | Wal-Mart Stores Inc | $12,000 | 0.0% | 99 | 0.0% | 0.00% | 0.0% | |
| INFO | Sell | HIS Markit Ltd | $11,000 | -21.4% | 142 | -32.7% | 0.00% | -20.0% |
| IRL | Buy | The New Ireland Fund Inc | $12,000 | +140.0% | 1,199 | +119.6% | 0.00% | +100.0% |
| SPCE | New | Virgin Galactic Holdings, Inc. | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| PUK | Buy | Prudential PLCadr | $10,000 | +100.0% | 271 | +99.3% | 0.00% | +100.0% |
| IR | Ingersoll-Rand Plc | $10,000 | 0.0% | 78 | 0.0% | 0.00% | 0.0% | |
| PHG | Koninklijke Philips NVny reg sh new | $10,000 | +11.1% | 204 | 0.0% | 0.00% | +33.3% | |
| VZ | Verizon Communications Inc | $7,000 | 0.0% | 113 | 0.0% | 0.00% | 0.0% | |
| EDU | New Oriental Education & Technology Group Incspon adr | $7,000 | +16.7% | 56 | 0.0% | 0.00% | +50.0% | |
| NOC | Northrop Grumman Corporation | $9,000 | -10.0% | 27 | 0.0% | 0.00% | -25.0% | |
| ORAN | Orange S.A.sponsored adr | $7,000 | -12.5% | 483 | 0.0% | 0.00% | 0.0% | |
| CNI | New | Canadian National Railway Company | $8,000 | – | 83 | +100.0% | 0.00% | – |
| MCD | McDonald's Corp | $9,000 | -10.0% | 45 | 0.0% | 0.00% | -25.0% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $7,000 | +16.7% | 110 | 0.0% | 0.00% | +50.0% | |
| RTN | Raytheon Co | $9,000 | +12.5% | 43 | 0.0% | 0.00% | 0.0% | |
| RELX | Sell | RELX Plcsponsored adr | $8,000 | -20.0% | 328 | -19.2% | 0.00% | -25.0% |
| QSR | Restaurant Brands International Inc | $7,000 | -12.5% | 112 | 0.0% | 0.00% | 0.0% | |
| BDX | Becton Dickinson & Co | $7,000 | 0.0% | 27 | 0.0% | 0.00% | 0.0% | |
| BNS | Buy | The Bank of Nova Scotia | $9,000 | +125.0% | 167 | +128.8% | 0.00% | +200.0% |
| RY | Buy | Royal Bk Cda Montreal Que | $9,000 | 0.0% | 118 | +11.3% | 0.00% | 0.0% |
| SKM | Buy | SK Telecom Co Ltdsponsored adr | $8,000 | +166.7% | 342 | +123.5% | 0.00% | +200.0% |
| SNY | Sanofisponsored adr | $7,000 | +16.7% | 135 | 0.0% | 0.00% | +50.0% | |
| SYK | Stryker Corporation | $9,000 | -10.0% | 45 | 0.0% | 0.00% | -25.0% | |
| TJX | TJX Cos Inc | $7,000 | +16.7% | 116 | 0.0% | 0.00% | +50.0% | |
| AMT | American Tower Corporation | $7,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| TD | The Toronto-Dominion Bank | $9,000 | -10.0% | 167 | 0.0% | 0.00% | -25.0% | |
| TM | New | Toyota Motor Corporation | $8,000 | – | 56 | +100.0% | 0.00% | – |
| HD | The Home Depot Inc | $9,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| INTU | Buy | Intuit | $7,000 | +16.7% | 25 | +4.2% | 0.00% | +50.0% |
| ZTS | Sell | Zoetis Inc.cl a | $9,000 | -18.2% | 65 | -28.6% | 0.00% | -25.0% |
| ALLE | Sell | Allegion PLC | $8,000 | -20.0% | 66 | -30.5% | 0.00% | -25.0% |
| CCEP | Sell | Coca Cola European Partners | $8,000 | -42.9% | 150 | -38.5% | 0.00% | -40.0% |
| MDT | Medtronic plc | $8,000 | 0.0% | 71 | 0.0% | 0.00% | 0.0% | |
| PAGS | Buy | PagSeguro Digital Ltd. | $7,000 | 0.0% | 214 | +46.6% | 0.00% | 0.0% |
| CB | Sell | Chubb Ltd | $8,000 | -46.7% | 52 | -42.2% | 0.00% | -50.0% |
| ING | New | ING Groep NVsponsored adr | $8,000 | – | 660 | +100.0% | 0.00% | – |
| WIX | Wix Com Ltd | $5,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| BBD | Buy | Banco Bradesco S.A.sp adr pfd | $6,000 | +50.0% | 668 | +46.5% | 0.00% | +100.0% |
| CSCO | Cisco Systems, Inc. | $6,000 | -14.3% | 132 | 0.0% | 0.00% | -33.3% | |
| WM | Sell | Waste Management, Inc. | $5,000 | -37.5% | 44 | -35.3% | 0.00% | -33.3% |
| PFE | Pfizer Inc | $5,000 | 0.0% | 129 | 0.0% | 0.00% | 0.0% | |
| AEP | Sell | American Electric Power Co Inc | $5,000 | -37.5% | 54 | -34.9% | 0.00% | -33.3% |
| CYBR | Sell | CyberArk Software Ltd. | $6,000 | -25.0% | 48 | -36.8% | 0.00% | -33.3% |
| XOM | Exxon Mobil Corp | $3,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| GWPH | Buy | GW Pharmaceuticals PLCads | $4,000 | 0.0% | 41 | +28.1% | 0.00% | 0.0% |
| AER | New | AerCap Holdings N.V. | $4,000 | – | 66 | +100.0% | 0.00% | – |
| NBO | Sell | Neuberger Brman NY Muni Fd | $2,000 | -33.3% | 196 | -18.7% | 0.00% | 0.0% |
| LULU | Sell | Lululemon Athletica Inc | $4,000 | -60.0% | 18 | -65.4% | 0.00% | -75.0% |
| TRV | Exit | The Travelers Companies, Inc. | $0 | – | -29 | -100.0% | -0.00% | – |
| NXR | Exit | Nuveen Select Tax-Free Income 3 Portfoliosh ben int | $0 | – | -186 | -100.0% | -0.00% | – |
| ERJ | Exit | Embraer S A | $0 | – | -325 | -100.0% | -0.00% | – |
| OPP | Exit | Rivernorth Doubleline Strate | $0 | – | -300 | -100.0% | -0.00% | – |
| SPG | Exit | Simon Property Group Inc | $0 | – | -36 | -100.0% | -0.00% | – |
| SAP | Exit | SAP SEspon adr | $0 | – | -76 | -100.0% | -0.00% | – |
| SRV | Exit | The Cushing MLP Total Return Fund | $0 | – | -889 | -100.0% | -0.00% | – |
| NML | Exit | Neuberger Berman MLP Income Fund Inc | $0 | – | -1,296 | -100.0% | -0.00% | – |
| JMM | Exit | Nuveen Multi-Market Income Fund Inc | $0 | – | -1,002 | -100.0% | -0.00% | – |
| IPOA | Exit | Social Capital Hedosophia Holdings Corp.cl a | $0 | – | -1,000 | -100.0% | -0.00% | – |
| ZF | Exit | Virtus Total Return Fund Inc | $0 | – | -1,246 | -100.0% | -0.01% | – |
| QD | Exit | Qudian Inc.adr | $0 | – | -2,263 | -100.0% | -0.01% | – |
| GFY | Exit | Western Asset Variable Rate | $0 | – | -982 | -100.0% | -0.01% | – |
| SU | Exit | Suncor Energy Inc | $0 | – | -607 | -100.0% | -0.01% | – |
| CEV | Exit | Eaton Vance California Municipal Income Trustsh ben int | $0 | – | -1,618 | -100.0% | -0.01% | – |
| SGMO | Exit | Sangamo Therapeutics, Inc. | $0 | – | -5,000 | -100.0% | -0.02% | – |
| BLW | Exit | BlackRock Limited Duration Income Trust | $0 | – | -6,424 | -100.0% | -0.04% | – |
| FMY | Exit | First Trust Mortgage Income Fund | $0 | – | -12,210 | -100.0% | -0.06% | – |
| EMD | Exit | Western Asset Emrg Mkt Debt | $0 | – | -13,220 | -100.0% | -0.07% | – |
| DUC | Exit | Duff & Phelps Util Copr | $0 | – | -20,049 | -100.0% | -0.07% | – |
| KYN | Exit | Kayne Anderson MLP Investment Company | $0 | – | -13,922 | -100.0% | -0.07% | – |
| IVH | Exit | Ivy High Income Opportunities Fund | $0 | – | -18,781 | -100.0% | -0.10% | – |
| BTT | Exit | BlackRock Municipal 2030 Target Term Trust | $0 | – | -11,216 | -100.0% | -0.10% | – |
| MGF | Exit | MFS Government Markets Income Trustsh ben int | $0 | – | -77,693 | -100.0% | -0.13% | – |
| ECC | Exit | Eagle Point Credit Co Inc | $0 | – | -22,817 | -100.0% | -0.13% | – |
| RA | Exit | Brookfield Real Assets Incom | $0 | – | -24,171 | -100.0% | -0.20% | – |
| FAM | Exit | First Trust Aberdeen Global Opportunity Income Fund | $0 | – | -60,947 | -100.0% | -0.24% | – |
| KMF | Exit | Kayne Anderson Midstream/Energy Fund Inc | $0 | – | -63,756 | -100.0% | -0.26% | – |
| EHI | Exit | Western Asset Global High Income Fund Inc. | $0 | – | -77,924 | -100.0% | -0.28% | – |
| GECC | Exit | Great Elm Cap Corp | $0 | – | -150,525 | -100.0% | -0.46% | – |
| ARDC | Exit | Ares Dynamic Credit Allocation Fund, Inc. | $0 | – | -109,363 | -100.0% | -0.60% | – |
| MMT | Exit | MFS Multimarket Income Trustsh ben int | $0 | – | -383,739 | -100.0% | -0.84% | – |
| VVR | Exit | Invesco Senior Income Trust | $0 | – | -555,234 | -100.0% | -0.86% | – |
| TPZ | Exit | Tortoise Power and Energy Infrastructure Fund Inc | $0 | – | -138,583 | -100.0% | -0.92% | – |
| PPR | Exit | Voya Prime Rate Trustsh ben int | $0 | – | -652,015 | -100.0% | -1.13% | – |
| JRO | Exit | Nuveen Floating Rate Income Opportunity Fund | $0 | – | -323,905 | -100.0% | -1.14% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.