$271 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 257 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 19.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Sell | NexPoint Credit Strategies Fund | $24,752,000 | -7.2% | 1,380,452 | -2.1% | 9.13% | -10.1% |
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $14,589,000 | +11.9% | 1,092,809 | +16.1% | 5.38% | +8.4% |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $13,256,000 | +23.5% | 1,166,932 | +26.5% | 4.89% | +19.6% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $12,445,000 | +11.8% | 1,111,151 | +12.2% | 4.59% | +8.2% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $11,865,000 | -0.3% | 1,586,173 | +5.6% | 4.38% | -3.4% |
| CET | Buy | Central Securities Corp | $11,344,000 | +5.5% | 361,259 | +2.5% | 4.18% | +2.1% |
| OCCI | Buy | OFS Credit Company Inc | $9,092,000 | +64.4% | 518,513 | +68.2% | 3.35% | +59.2% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $8,195,000 | +23.8% | 655,610 | +25.3% | 3.02% | +20.0% |
| ISD | Buy | PGIM Short Duration High Yield Fund, Inc. | $7,593,000 | +11.3% | 507,924 | +8.9% | 2.80% | +7.7% |
| MTZ | MasTec Inc | $7,291,000 | +26.0% | 112,297 | 0.0% | 2.69% | +22.0% | |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $6,767,000 | +1.4% | 1,063,952 | +1.4% | 2.50% | -1.8% |
| GAM | Buy | General American Investors Co Inc | $6,541,000 | +11.9% | 179,946 | +9.2% | 2.41% | +8.4% |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $6,470,000 | +7.5% | 450,220 | +8.1% | 2.39% | +4.1% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $5,537,000 | -0.6% | 365,499 | -3.2% | 2.04% | -3.8% |
| CRF | Buy | Cornerstone Total Rtrn Fd In | $5,418,000 | +31.6% | 493,020 | +35.5% | 2.00% | +27.3% |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $5,415,000 | +99.7% | 397,545 | +90.1% | 2.00% | +93.3% |
| FIF | Buy | First Trust Energy Infrastructure Fund | $3,975,000 | +267.4% | 240,764 | +254.7% | 1.47% | +255.8% |
| ADX | Buy | Adams Diversified Equity Fund Inc | $3,839,000 | +5.7% | 242,336 | +3.2% | 1.42% | +2.4% |
| RMRM | Buy | RMR Real Estate Income Fund | $3,411,000 | +91.5% | 167,304 | +72.2% | 1.26% | +85.5% |
| RCL | Royal Caribbean Cruises Ltd | $3,383,000 | -10.6% | 31,229 | 0.0% | 1.25% | -13.5% | |
| JRO | Sell | Nuveen Floating Rate Income Opportunity Fund | $3,090,000 | -2.4% | 323,905 | -0.4% | 1.14% | -5.5% |
| PPR | Buy | Voya Prime Rate Trustsh ben int | $3,071,000 | +0.8% | 652,015 | +1.9% | 1.13% | -2.3% |
| BPOP | Popular Inc | $2,987,000 | -0.3% | 55,230 | 0.0% | 1.10% | -3.4% | |
| NCLH | Norwegian Cruise Line Holdings Ltd | $2,948,000 | -3.5% | 56,944 | 0.0% | 1.09% | -6.5% | |
| BHK | Buy | Blackrock Core Bd Tr | $2,893,000 | +42.9% | 200,235 | +39.0% | 1.07% | +38.4% |
| FBP | First BanCorp/Puerto Rico | $2,639,000 | -9.6% | 264,477 | 0.0% | 0.97% | -12.5% | |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $2,580,000 | -4.5% | 309,379 | -4.5% | 0.95% | -7.5% |
| TPZ | Buy | Tortoise Power and Energy Infrastructure Fund Inc | $2,496,000 | +21.7% | 138,583 | +23.8% | 0.92% | +17.9% |
| CPA | Copa Holdings SAcl a | $2,397,000 | +1.2% | 24,273 | 0.0% | 0.88% | -2.0% | |
| VVR | Buy | Invesco Senior Income Trust | $2,332,000 | +9.0% | 555,234 | +12.1% | 0.86% | +5.5% |
| MMT | New | MFS Multimarket Income Trustsh ben int | $2,268,000 | – | 383,739 | +100.0% | 0.84% | – |
| LEN | Sell | Lennar Corpcl a | $2,262,000 | -1.7% | 40,500 | -14.7% | 0.83% | -4.9% |
| SOR | Buy | Source Capital Inc | $2,200,000 | +14.1% | 60,257 | +14.3% | 0.81% | +10.5% |
| TWN | Sell | The Taiwan Fund Inc | $1,809,000 | -9.2% | 97,932 | -16.7% | 0.67% | -12.1% |
| GF | Buy | The New Germany Fund Inc | $1,766,000 | -1.0% | 127,395 | +1.6% | 0.65% | -4.1% |
| VAC | Marriott Vacations Worldwide Corp | $1,735,000 | +7.5% | 16,745 | 0.0% | 0.64% | +4.1% | |
| ARDC | Buy | Ares Dynamic Credit Allocation Fund, Inc. | $1,630,000 | +0.1% | 109,363 | +1.6% | 0.60% | -3.1% |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $1,488,000 | -4.4% | 154,235 | -4.5% | 0.55% | -7.4% |
| FDP | Sell | Fresh Del Monte Produce Incord | $1,444,000 | +26.1% | 42,341 | -0.4% | 0.53% | +22.2% |
| IFN | Sell | The India Fund Inc | $1,441,000 | -4.1% | 70,182 | -0.7% | 0.53% | -7.0% |
| NEE | NextEra Energy Inc | $1,409,000 | +13.7% | 6,049 | 0.0% | 0.52% | +10.2% | |
| FMX | Sell | Fomento Economico Mexicano SAB de CVspon adr units | $1,364,000 | -6.4% | 14,896 | -1.1% | 0.50% | -9.4% |
| MCR | New | MFS Charter Income Trustsh ben int | $1,361,000 | – | 163,787 | +100.0% | 0.50% | – |
| SMMU | Buy | PIMCO ETF Trshtrm mun bd act | $1,280,000 | +14.8% | 25,278 | +14.7% | 0.47% | +11.1% |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $1,269,000 | +4.1% | 104,917 | +1.1% | 0.47% | +0.9% |
| GECC | Sell | Great Elm Cap Corp | $1,234,000 | -9.4% | 150,525 | -3.9% | 0.46% | -12.3% |
| SHV | Sell | Ishares Trshort treas bd | $1,196,000 | -85.8% | 10,814 | -85.8% | 0.44% | -86.3% |
| MINT | Sell | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $1,159,000 | -40.2% | 11,397 | -40.2% | 0.43% | -42.1% |
| CCL | Carnival Corpunit 99/99/9999 | $1,159,000 | -6.1% | 26,518 | 0.0% | 0.43% | -8.9% | |
| CWCO | Sell | Consolidated Water Co Ltdord | $1,155,000 | -33.4% | 70,025 | -42.4% | 0.43% | -35.6% |
| AVHOQ | Sell | Avianca Holdings SAspon adr rep pfd | $1,092,000 | -6.4% | 300,029 | -0.3% | 0.40% | -9.4% |
| CX | Sell | Cemex SAB de CVspon adr new | $1,061,000 | -19.4% | 270,645 | -12.9% | 0.39% | -22.1% |
| PGTI | PGT Innovations Inc | $1,039,000 | +3.3% | 60,170 | 0.0% | 0.38% | 0.0% | |
| VTA | Sell | Invesco Dynamic Credit Opportunities Fund | $1,026,000 | -1.6% | 93,230 | -0.0% | 0.38% | -4.8% |
| IIF | Sell | Morgan Stanley India Investment Fund Inc | $1,026,000 | -10.5% | 54,122 | -1.0% | 0.38% | -13.5% |
| WSO | Watsco Inc | $1,015,000 | +3.5% | 6,000 | 0.0% | 0.37% | 0.0% | |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,007,000 | -5.9% | 6,600 | 0.0% | 0.37% | -9.1% | |
| BIL | SPDR Ser Trspdr bloomberg | $1,000,000 | 0.0% | 10,919 | 0.0% | 0.37% | -3.1% | |
| AWP | New | Aberdeen Global Premier Properties Fund | $996,000 | – | 160,195 | +100.0% | 0.37% | – |
| MUI | Buy | BlackRock Muni Intermediate Duration Fund Inc | $925,000 | +21.4% | 65,248 | +20.3% | 0.34% | +17.6% |
| ESRT | Empire State Realty Trust Inccl a | $912,000 | -3.6% | 63,894 | 0.0% | 0.34% | -6.7% | |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $906,000 | +7.9% | 69,601 | +12.2% | 0.33% | +4.4% |
| CIB | Bancolombia SAspon adr pref | $904,000 | -3.1% | 18,280 | 0.0% | 0.33% | -6.2% | |
| SEB | Buy | Seaboard Corp | $893,000 | +24.0% | 204 | +17.2% | 0.33% | +20.1% |
| OXSQ | Buy | Oxford Square Capital Corp. | $881,000 | -1.6% | 141,463 | +1.2% | 0.32% | -4.7% |
| CXH | Sell | MFS Investment Grade Municipal Trustsh ben int | $848,000 | -10.8% | 85,413 | -14.0% | 0.31% | -13.5% |
| MLM | Martin Marietta Materials Inc | $822,000 | +19.1% | 3,000 | 0.0% | 0.30% | +15.2% | |
| FAX | Buy | Aberdeen Asia Pacific In Com | $790,000 | +11.9% | 188,539 | +11.6% | 0.29% | +8.2% |
| EHI | New | Western Asset Global High Income Fund Inc. | $774,000 | – | 77,924 | +100.0% | 0.28% | – |
| BKT | Blackrock Income Tr Inc. | $767,000 | +0.5% | 126,178 | 0.0% | 0.28% | -2.7% | |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $760,000 | +2.7% | 3,075 | 0.0% | 0.28% | -0.7% | |
| VMC | Vulcan Materials Co | $756,000 | +10.0% | 5,000 | 0.0% | 0.28% | +6.5% | |
| FT | Buy | Franklin Unvl Trsh ben int | $704,000 | +102.9% | 93,375 | +97.1% | 0.26% | +97.0% |
| KMF | Sell | Kayne Anderson Midstream/Energy Fund Inc | $690,000 | -62.3% | 63,756 | -59.7% | 0.26% | -63.4% |
| AMX | America Movil SAB de CV | $664,000 | +2.0% | 44,690 | 0.0% | 0.24% | -1.2% | |
| RDSB | Sell | Royal Dutch Shell PLCspon adr b | $661,000 | -16.9% | 276 | -10.4% | 0.24% | -19.5% |
| FAM | Buy | First Trust Aberdeen Global Opportunity Income Fund | $644,000 | +45.7% | 60,947 | +43.6% | 0.24% | +41.7% |
| SHY | Sell | Ishares Tr 13 Yr1 3 yr treas bd | $635,000 | -58.8% | 7,481 | -58.9% | 0.23% | -60.2% |
| MAV | Buy | Pioneer Municipal High Income Advantage Trust | $621,000 | +18.5% | 56,726 | +16.4% | 0.23% | +14.5% |
| LIVN | LivaNova PLC | $615,000 | +2.7% | 8,330 | 0.0% | 0.23% | -0.4% | |
| INF | Buy | Brookfield Global Listed Infr | $570,000 | +1040.0% | 41,562 | +970.6% | 0.21% | +1005.3% |
| VCIF | New | Vertical Capital Income Fund | $559,000 | – | 52,328 | +100.0% | 0.21% | – |
| SVVC | Firsthand Technology Value Fund, Inc. | $557,000 | -17.8% | 72,817 | 0.0% | 0.20% | -20.5% | |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $552,000 | -8.9% | 5,550 | 0.0% | 0.20% | -11.7% | |
| RA | Sell | Brookfield Real Assets Incom | $546,000 | -41.4% | 24,171 | -43.8% | 0.20% | -43.4% |
| RMI | Buy | Rivernorth Opportunistic Mun | $530,000 | +327.4% | 23,861 | +310.3% | 0.20% | +314.9% |
| EVTC | EVERTEC Inc | $529,000 | -4.5% | 16,956 | 0.0% | 0.20% | -7.6% | |
| PGZ | Buy | Principal Real Estate Income Fund | $427,000 | +57.6% | 20,749 | +45.9% | 0.16% | +53.4% |
| MGU | Buy | Macquarie Global Infrastructure Total Return Fund Inc | $419,000 | +149.4% | 17,400 | +145.7% | 0.16% | +142.2% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $414,000 | +44.8% | 37,385 | +46.1% | 0.15% | +40.4% |
| SUB | Buy | Ishares Tr Short Termshrt nat mun etf | $408,000 | +39.2% | 3,826 | +39.2% | 0.15% | +33.9% |
| AVK | Advent Claymore Convertible Securities and Income Fund | $378,000 | -3.3% | 25,954 | 0.0% | 0.14% | -6.7% | |
| ECC | New | Eagle Point Credit Co Inc | $360,000 | – | 22,817 | +100.0% | 0.13% | – |
| MGF | New | MFS Government Markets Income Trustsh ben int | $358,000 | – | 77,693 | +100.0% | 0.13% | – |
| MHF | Sell | Western Asset Mun Hi Incm Fd | $343,000 | -46.9% | 45,227 | -47.0% | 0.13% | -48.4% |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $338,000 | +37.4% | 48,590 | +44.3% | 0.12% | +33.0% |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $332,000 | +232.0% | 18,986 | +222.8% | 0.12% | +221.1% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $292,000 | -0.3% | 25,178 | +0.2% | 0.11% | -3.6% |
| KTF | New | Deutsche Municipal Income Trust | $291,000 | – | 25,136 | +100.0% | 0.11% | – |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $286,000 | -43.8% | 32,620 | -45.5% | 0.10% | -45.9% |
| SBI | Buy | Western Assest Intm Muni Fd | $282,000 | +154.1% | 30,684 | +147.1% | 0.10% | +147.6% |
| TV | Grupo Televisa SABspon adr rep ord | $278,000 | +15.8% | 28,400 | 0.0% | 0.10% | +13.2% | |
| DSU | Buy | BlackRock Debt Strategies Fund | $278,000 | +109.0% | 25,871 | +108.8% | 0.10% | +102.0% |
| BTT | Sell | BlackRock Municipal 2030 Target Term Trust | $265,000 | -27.2% | 11,216 | -28.5% | 0.10% | -29.5% |
| IVH | Sell | Ivy High Income Opportunities Fund | $257,000 | -9.5% | 18,781 | -10.4% | 0.10% | -12.0% |
| PNI | Buy | Pimco New York Municipal Income Fund II | $255,000 | +67.8% | 21,356 | +63.6% | 0.09% | +62.1% |
| MRK | Buy | Merck & Co Inc | $233,000 | +1.7% | 2,763 | +1.4% | 0.09% | -1.1% |
| EIM | Buy | Eaton Vance Mun Bd Fd | $228,000 | +6.0% | 17,594 | +1.6% | 0.08% | +2.4% |
| MUC | Buy | BlackRock Munihldngs Cali QL | $219,000 | +14.1% | 15,476 | +10.1% | 0.08% | +11.0% |
| KYN | Sell | Kayne Anderson MLP Investment Company | $201,000 | -89.6% | 13,922 | -88.9% | 0.07% | -89.9% |
| DUC | Sell | Duff & Phelps Util Copr | $185,000 | -73.0% | 20,049 | -74.4% | 0.07% | -73.9% |
| EMD | Buy | Western Asset Emrg Mkt Debt | $184,000 | +234.5% | 13,220 | +246.9% | 0.07% | +223.8% |
| MXE | Sell | The Mexico Equity & Income Fund Inc | $181,000 | -5.7% | 17,199 | -0.4% | 0.07% | -8.2% |
| RVT | Buy | Royce Value Trust Inc | $177,000 | +0.6% | 12,888 | +1.9% | 0.06% | -3.0% |
| FMY | Sell | First Trust Mortgage Income Fund | $171,000 | -46.7% | 12,210 | -46.9% | 0.06% | -48.4% |
| MFM | Sell | MFS Municipal Income Trustsh ben int | $159,000 | -6.5% | 22,614 | -7.2% | 0.06% | -9.2% |
| VMM | Delaware Investments Minnesota Municipal Income Fund II Inc | $156,000 | +2.0% | 11,884 | 0.0% | 0.06% | 0.0% | |
| EEA | Buy | The European Equity Fund Inc | $153,000 | +0.7% | 17,201 | +0.1% | 0.06% | -3.4% |
| AFB | AllianceBernstein National Municipal Income Fund Inc | $142,000 | +2.2% | 10,311 | 0.0% | 0.05% | -1.9% | |
| ERA | Era Group Inc | $142,000 | +26.8% | 13,474 | 0.0% | 0.05% | +20.9% | |
| AMGN | Amgen Inc | $135,000 | +4.7% | 700 | 0.0% | 0.05% | +2.0% | |
| EVN | Sell | Eaton Vance Muni Income Trustsh ben int | $127,000 | -9.3% | 9,869 | -12.2% | 0.05% | -11.3% |
| NVS | Buy | Novartis AGsponsored adr | $119,000 | -3.3% | 1,368 | +1.3% | 0.04% | -6.4% |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $113,000 | +6.6% | 8,000 | 0.0% | 0.04% | +5.0% | |
| PEO | Buy | Adams Natural Resources Fund Inc | $105,000 | -3.7% | 6,605 | +0.2% | 0.04% | -7.1% |
| NEA | Sell | Nuveen AMT-Free Quality Municipal Income Fund | $102,000 | -83.5% | 7,136 | -84.1% | 0.04% | -83.9% |
| TY | Buy | Tri-Continental Corp | $102,000 | +2.0% | 3,735 | +0.9% | 0.04% | 0.0% |
| JEQ | Sell | Aberdeen Japan Equity Fund Inc | $99,000 | -94.1% | 13,569 | -94.3% | 0.04% | -94.2% |
| BLW | New | BlackRock Limited Duration Income Trust | $100,000 | – | 6,424 | +100.0% | 0.04% | – |
| NXJ | Nuveen New Jersey Quality Municipal Income Fund | $93,000 | +2.2% | 6,456 | 0.0% | 0.03% | -2.9% | |
| SONY | Sell | Sony Corpsponsored adr | $89,000 | +12.7% | 1,501 | -0.7% | 0.03% | +10.0% |
| BMY | Bristol-Myers Squibb Co | $86,000 | +11.7% | 1,700 | 0.0% | 0.03% | +10.3% | |
| GDX | VanEck Vectors Gold Miners ETFgold miners etf | $81,000 | +2.5% | 3,039 | 0.0% | 0.03% | 0.0% | |
| PCEF | Sell | Invesco Exchng Traded Fd Tr | $79,000 | -59.5% | 3,500 | -59.5% | 0.03% | -60.8% |
| PFF | iShares US Preferred Stock ETFpfd and incm sec | $75,000 | +1.4% | 2,000 | 0.0% | 0.03% | 0.0% | |
| BFZ | Sell | BlackRock Calif Mun Income | $75,000 | -29.2% | 5,503 | -31.2% | 0.03% | -30.0% |
| TAK | Sell | Takeda Pharmaceutical Co Ltdsponsored adr | $74,000 | -5.1% | 4,279 | -2.7% | 0.03% | -10.0% |
| KF | Sell | The Korea Fund Inc | $73,000 | -7.6% | 2,671 | -2.7% | 0.03% | -10.0% |
| LLY | Eli Lilly & Co | $67,000 | +1.5% | 600 | 0.0% | 0.02% | 0.0% | |
| EVM | Sell | Eaton Vance Calif Mun Bd Fd | $64,000 | -36.6% | 5,615 | -38.4% | 0.02% | -36.8% |
| SPY | SPDR S&P 500 ETF Trtr unit | $65,000 | +1.6% | 220 | 0.0% | 0.02% | 0.0% | |
| GDV | Buy | The Gabelli Dividend & Income Trust | $64,000 | 0.0% | 2,985 | +0.6% | 0.02% | 0.0% |
| UNH | UnitedHealth Group Inc | $56,000 | -11.1% | 257 | 0.0% | 0.02% | -12.5% | |
| RCI | Buy | Rogers Communications Inccl b | $58,000 | +5.5% | 1,198 | +17.5% | 0.02% | 0.0% |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $53,000 | 0.0% | 150 | 0.0% | 0.02% | 0.0% | |
| PGP | PIMCO Global StocksPLS Inc. | $54,000 | -6.9% | 4,657 | 0.0% | 0.02% | -9.1% | |
| QQQ | Invesco QQQ Trunit ser 1 | $51,000 | +2.0% | 270 | 0.0% | 0.02% | 0.0% | |
| SGMO | Sangamo Therapeutics, Inc. | $45,000 | -16.7% | 5,000 | 0.0% | 0.02% | -19.0% | |
| CEE | Sell | Central and Eastern European Fund Inc | $47,000 | -4.1% | 1,790 | -0.1% | 0.02% | -10.5% |
| ASML | Sell | ASML Holding N V | $41,000 | -26.8% | 164 | -39.5% | 0.02% | -28.6% |
| VIAV | Buy | Viacom Inc. | $40,000 | +21.2% | 2,875 | +16.6% | 0.02% | +15.4% |
| BABA | Buy | Alibaba Group Holding Limitedsponsored ads | $40,000 | +17.6% | 238 | +17.2% | 0.02% | +15.4% |
| GDL | Buy | The GDL Fund | $40,000 | 0.0% | 4,355 | +1.1% | 0.02% | 0.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $38,000 | 0.0% | 1,722 | +1.7% | 0.01% | 0.0% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $37,000 | +2.8% | 2,610 | +1.8% | 0.01% | 0.0% |
| BBVA | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $34,000 | -5.6% | 6,523 | 0.0% | 0.01% | -7.1% | |
| GAB | Buy | Gabelli Equity Trust Inc | $33,000 | 0.0% | 5,447 | +2.5% | 0.01% | -7.7% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $30,000 | +3.4% | 4,613 | +2.7% | 0.01% | 0.0% |
| ASG | Sell | Liberty All Star Growth Fund Inc | $31,000 | -80.0% | 5,235 | -80.4% | 0.01% | -81.4% |
| TIF | New | Tiffany & Co. | $29,000 | – | 314 | +100.0% | 0.01% | – |
| DEO | Buy | Diageo PLCspon adr new | $28,000 | -3.4% | 173 | +3.0% | 0.01% | -9.1% |
| CHN | Sell | The China Fund Inc | $26,000 | -3.7% | 1,341 | -0.1% | 0.01% | 0.0% |
| ON | New | ON Semiconductor Corporation | $27,000 | – | 1,429 | +100.0% | 0.01% | – |
| CEV | Sell | Eaton Vance California Municipal Income Trustsh ben int | $22,000 | -87.7% | 1,618 | -88.8% | 0.01% | -88.2% |
| TDF | Templeton Dragon Fund Inc | $23,000 | -8.0% | 1,300 | 0.0% | 0.01% | -20.0% | |
| EQIX | Sell | Equinix Inc | $23,000 | -37.8% | 40 | -45.2% | 0.01% | -42.9% |
| MOR | New | MorphoSys AGsponsored ads | $23,000 | – | 837 | +100.0% | 0.01% | – |
| ITUB | Itau Unibanco Holding S.A.spon adr rep pfd | $18,000 | -10.0% | 2,104 | 0.0% | 0.01% | -12.5% | |
| AON | Buy | Aon Plc | $18,000 | +80.0% | 94 | +77.4% | 0.01% | +75.0% |
| ASA | New | ASA Gold and Precious Metals Ltd | $19,000 | – | 5,021 | +100.0% | 0.01% | – |
| ACN | Buy | Accenture PLC Ireland | $18,000 | +12.5% | 93 | +4.5% | 0.01% | +16.7% |
| INCY | Incyte Corp | $18,000 | -14.3% | 242 | 0.0% | 0.01% | -12.5% | |
| MSFT | Microsoft Corp | $20,000 | +5.3% | 144 | 0.0% | 0.01% | 0.0% | |
| SU | Buy | Suncor Energy Inc | $19,000 | +18.8% | 607 | +18.3% | 0.01% | +16.7% |
| PTC | PTC Inc. | $16,000 | -23.8% | 239 | 0.0% | 0.01% | -25.0% | |
| UN | Unilever N.V. | $15,000 | -6.2% | 257 | 0.0% | 0.01% | 0.0% | |
| CB | Chubb Ltd | $15,000 | +15.4% | 90 | 0.0% | 0.01% | +20.0% | |
| QD | New | Qudian Inc.adr | $16,000 | – | 2,263 | +100.0% | 0.01% | – |
| GFY | Western Asset Variable Rate | $16,000 | 0.0% | 982 | 0.0% | 0.01% | 0.0% | |
| KPTI | Karyopharm Therapeutics Inc | $14,000 | +55.6% | 1,500 | 0.0% | 0.01% | +66.7% | |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $14,000 | 0.0% | 1,576 | +1.6% | 0.01% | 0.0% |
| JPM | Sell | JPMorgan Chase & Co | $14,000 | 0.0% | 116 | -4.1% | 0.01% | 0.0% |
| NGG | Buy | Nuveen Preferred Income Opportunities Fundsponsored adr | $13,000 | +8.3% | 239 | +8.6% | 0.01% | 0.0% |
| RPAY | New | Repay Holdings Corporation | $13,000 | – | 1,000 | +100.0% | 0.01% | – |
| SE | Sell | Sea Limitedadr | $13,000 | -35.0% | 419 | -31.8% | 0.01% | -37.5% |
| V | Sell | Visa Inc | $13,000 | -7.1% | 74 | -9.8% | 0.01% | 0.0% |
| ZF | Sell | Virtus Total Return Fund Inc | $14,000 | -53.3% | 1,246 | -55.7% | 0.01% | -54.5% |
| CCEP | Buy | Coca Cola European Partners | $14,000 | +7.7% | 244 | +3.8% | 0.01% | 0.0% |
| INFO | Sell | HIS Markit Ltd | $14,000 | -6.7% | 211 | -11.0% | 0.01% | -16.7% |
| KXIN | Kaixin Auto Holdings | $14,000 | -22.2% | 8,000 | 0.0% | 0.01% | -28.6% | |
| UTX | United Technologies Corp | $11,000 | +10.0% | 78 | 0.0% | 0.00% | 0.0% | |
| ALC | Alcon, Inc. | $11,000 | -8.3% | 192 | 0.0% | 0.00% | -20.0% | |
| INO | Inovio Pharmaceuticals Inc | $10,000 | -33.3% | 5,000 | 0.0% | 0.00% | -33.3% | |
| RELX | Buy | RELX Plcsponsored adr | $10,000 | +25.0% | 406 | +26.5% | 0.00% | +33.3% |
| MCD | Sell | McDonald's Corp | $10,000 | 0.0% | 45 | -10.0% | 0.00% | 0.0% |
| LULU | Sell | Lululemon Athletica Inc | $10,000 | -9.1% | 52 | -13.3% | 0.00% | 0.0% |
| WMT | Buy | Wal-Mart Stores Inc | $12,000 | +20.0% | 99 | +10.0% | 0.00% | 0.0% |
| SYK | Buy | Stryker Corporation | $10,000 | +11.1% | 45 | +4.7% | 0.00% | +33.3% |
| IPOA | New | Social Capital Hedosophia Holdings Corp.cl a | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| TSI | TCW Strategic Income Fund Inc | $11,000 | -8.3% | 2,000 | 0.0% | 0.00% | -20.0% | |
| AXP | Buy | American Express Co | $11,000 | +22.2% | 91 | +31.9% | 0.00% | +33.3% |
| PEP | Buy | PepsiCo, Inc. | $12,000 | +33.3% | 88 | +22.2% | 0.00% | +33.3% |
| IR | Ingersoll-Rand Plc | $10,000 | 0.0% | 78 | 0.0% | 0.00% | 0.0% | |
| GOOGL | Alphabet Inc.cap stk cl a | $10,000 | +11.1% | 8 | 0.0% | 0.00% | +33.3% | |
| AMZN | Amazon Com Inc | $10,000 | -9.1% | 6 | 0.0% | 0.00% | 0.0% | |
| AAPL | Apple Inc | $12,000 | +20.0% | 53 | 0.0% | 0.00% | 0.0% | |
| TD | Sell | The Toronto-Dominion Bank | $10,000 | -33.3% | 167 | -34.5% | 0.00% | -33.3% |
| NOC | Buy | Northrop Grumman Corporation | $10,000 | +66.7% | 27 | +35.0% | 0.00% | +100.0% |
| TTE | Buy | Total S.A.sponsored adr | $10,000 | +25.0% | 191 | +33.6% | 0.00% | +33.3% |
| ALLE | Allegion PLC | $10,000 | -9.1% | 95 | 0.0% | 0.00% | 0.0% | |
| ZTS | Zoetis Inc.cl a | $11,000 | +10.0% | 91 | 0.0% | 0.00% | 0.0% | |
| DIS | The Walt Disney Co | $11,000 | 0.0% | 82 | 0.0% | 0.00% | 0.0% | |
| USO | United States Oil Fund LPunits | $11,000 | -8.3% | 1,000 | 0.0% | 0.00% | -20.0% | |
| SAP | SAP SEspon adr | $9,000 | -10.0% | 76 | 0.0% | 0.00% | -25.0% | |
| RTN | Raytheon Co | $8,000 | +14.3% | 43 | 0.0% | 0.00% | 0.0% | |
| MHI | Sell | Pioneer Municipal High Income Trust | $7,000 | -97.2% | 600 | -97.1% | 0.00% | -96.8% |
| ORAN | Orange S.A.sponsored adr | $8,000 | 0.0% | 483 | 0.0% | 0.00% | 0.0% | |
| JMM | Sell | Nuveen Multi-Market Income Fund Inc | $7,000 | -98.9% | 1,002 | -98.8% | 0.00% | -98.7% |
| NML | Sell | Neuberger Berman MLP Income Fund Inc | $9,000 | -99.0% | 1,296 | -98.9% | 0.00% | -99.1% |
| VZ | Buy | Verizon Communications Inc | $7,000 | +40.0% | 113 | +41.2% | 0.00% | +50.0% |
| IHD | Voya Emerging Mkts High Div | $9,000 | -10.0% | 1,301 | 0.0% | 0.00% | -25.0% | |
| PHG | Sell | Koninklijke Philips NVny reg sh new | $9,000 | -10.0% | 204 | -12.8% | 0.00% | -25.0% |
| WM | Buy | Waste Management, Inc. | $8,000 | +14.3% | 68 | +15.3% | 0.00% | 0.0% |
| HD | Sell | The Home Depot Inc | $9,000 | -18.2% | 40 | -23.1% | 0.00% | -25.0% |
| HDB | Buy | HDFC Bank Ltdsponsored ads | $7,000 | -12.5% | 130 | +100.0% | 0.00% | 0.0% |
| SRV | The Cushing MLP Total Return Fund | $9,000 | 0.0% | 889 | 0.0% | 0.00% | 0.0% | |
| CSCO | New | Cisco Systems, Inc. | $7,000 | – | 132 | +100.0% | 0.00% | – |
| BDX | Becton Dickinson & Co | $7,000 | 0.0% | 27 | 0.0% | 0.00% | 0.0% | |
| AMT | American Tower Corporation | $7,000 | +16.7% | 30 | 0.0% | 0.00% | +50.0% | |
| MDT | New | Medtronic plc | $8,000 | – | 71 | +100.0% | 0.00% | – |
| PAGS | New | PagSeguro Digital Ltd. | $7,000 | – | 146 | +100.0% | 0.00% | – |
| AEP | American Electric Power Co Inc | $8,000 | +14.3% | 83 | 0.0% | 0.00% | 0.0% | |
| CYBR | Buy | CyberArk Software Ltd. | $8,000 | -11.1% | 76 | +10.1% | 0.00% | 0.0% |
| APD | Air products and Chemicals, Inc. | $7,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| RY | Buy | Royal Bk Cda Montreal Que | $9,000 | +28.6% | 106 | +12.8% | 0.00% | 0.0% |
| QSR | New | Restaurant Brands International Inc | $8,000 | – | 112 | +100.0% | 0.00% | – |
| PFE | Sell | Pfizer Inc | $5,000 | -37.5% | 129 | -29.9% | 0.00% | -33.3% |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $6,000 | 0.0% | 110 | 0.0% | 0.00% | 0.0% | |
| ERJ | Sell | Embraer S A | $6,000 | -14.3% | 325 | -1.5% | 0.00% | -33.3% |
| OPP | Rivernorth Doubleline Strate | $5,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| WIX | Sell | Wix Com Ltd | $5,000 | -28.6% | 42 | -19.2% | 0.00% | -33.3% |
| PUK | Sell | Prudential PLCadr | $5,000 | -44.4% | 136 | -37.0% | 0.00% | -33.3% |
| SPG | Simon Property Group Inc | $6,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| SNY | Sanofisponsored adr | $6,000 | 0.0% | 135 | 0.0% | 0.00% | 0.0% | |
| EDU | Sell | New Oriental Education & Technology Group Incspon adr | $6,000 | -25.0% | 56 | -32.5% | 0.00% | -33.3% |
| IRL | The New Ireland Fund Inc | $5,000 | 0.0% | 546 | 0.0% | 0.00% | 0.0% | |
| INTU | Sell | Intuit | $6,000 | -25.0% | 24 | -20.0% | 0.00% | -33.3% |
| TJX | TJX Cos Inc | $6,000 | 0.0% | 116 | 0.0% | 0.00% | 0.0% | |
| TSM | Sell | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $6,000 | 0.0% | 139 | -6.1% | 0.00% | 0.0% |
| GWPH | GW Pharmaceuticals PLCads | $4,000 | -33.3% | 32 | 0.0% | 0.00% | -50.0% | |
| TRV | The Travelers Companies, Inc. | $4,000 | 0.0% | 29 | 0.0% | 0.00% | -50.0% | |
| BNS | New | The Bank of Nova Scotia | $4,000 | – | 73 | +100.0% | 0.00% | – |
| BBD | Sell | Banco Bradesco S.A.sp adr pfd | $4,000 | -33.3% | 456 | -27.6% | 0.00% | -50.0% |
| NXR | Sell | Nuveen Select Tax-Free Income 3 Portfoliosh ben int | $3,000 | -99.3% | 186 | -99.3% | 0.00% | -99.4% |
| NBO | Neuberger Brman NY Muni Fd | $3,000 | 0.0% | 241 | 0.0% | 0.00% | 0.0% | |
| XOM | Sell | Exxon Mobil Corp | $3,000 | -50.0% | 45 | -38.4% | 0.00% | -50.0% |
| SKM | SK Telecom Co Ltdsponsored adr | $3,000 | -25.0% | 153 | 0.0% | 0.00% | -50.0% | |
| DBL | Exit | Doubleline Opportunitic Cr | $0 | – | -56 | -100.0% | 0.00% | – |
| SNP | Exit | China Petroleum & Chemical Corp | $0 | – | -51 | -100.0% | -0.00% | – |
| ABB | Exit | ABB Ltdsponsored adr | $0 | – | -150 | -100.0% | -0.00% | – |
| PNC | Exit | The PNC Financial Services Group Inc | $0 | – | -47 | -100.0% | -0.00% | – |
| ADP | Exit | Automatic Data Processing, Inc. | $0 | – | -38 | -100.0% | -0.00% | – |
| CNQ | Exit | Canadian Natural Resources Ltd | $0 | – | -145 | -100.0% | -0.00% | – |
| BHP | Exit | BHP Billiton Ltdsponsored adr | $0 | – | -212 | -100.0% | -0.01% | – |
| Exit | Flaherty & Crumrine Dynamic Preferred and Income Fund | $0 | – | -815 | -100.0% | -0.01% | – | |
| EFF | Exit | Eaton Vance Fltg Rate Income Tr | $0 | – | -1,335 | -100.0% | -0.01% | – |
| FPF | Exit | First Tr Inter Dur Pfd & In | $0 | – | -969 | -100.0% | -0.01% | – |
| ABEV | Exit | Ambev SA | $0 | – | -7,250 | -100.0% | -0.01% | – |
| NMT | Exit | Nuveen Massachusets Qlt Mun | $0 | – | -2,983 | -100.0% | -0.02% | – |
| EOS | Exit | Eaton Vance Enh Eqty Inc. | $0 | – | -2,396 | -100.0% | -0.02% | – |
| DMF | Exit | Dreyfus Mun Income Inc | $0 | – | -5,000 | -100.0% | -0.02% | – |
| PCK | Exit | PIMCO California Municipal Income Fund II | $0 | – | -4,600 | -100.0% | -0.02% | – |
| TIP | Exit | iShares TIPS Bond ETFtips bd etf | $0 | – | -410 | -100.0% | -0.02% | – |
| Exit | ASA Gold and Precious Metals Ltd | $0 | – | -5,021 | -100.0% | -0.02% | – | |
| NXP | Exit | Nuveen Select Tax-Free Income Portfoliosh ben int | $0 | – | -5,386 | -100.0% | -0.03% | – |
| FLC | Exit | Flaherty & Crumine Total Return | $0 | – | -4,361 | -100.0% | -0.03% | – |
| JPI | Exit | Nuveen Pfd & Income Term Fd | $0 | – | -4,456 | -100.0% | -0.04% | – |
| JMLP | Exit | Nuveen All Cap Ene MLP Oppo | $0 | – | -20,729 | -100.0% | -0.05% | – |
| NKX | Exit | Nuveen California Amt Qlt Mu | $0 | – | -10,000 | -100.0% | -0.06% | – |
| EXD | Exit | Eaton Vance Tax Adv Bd Opt S | $0 | – | -16,009 | -100.0% | -0.06% | – |
| HIX | Exit | Western Asset High Incm Fd | $0 | – | -24,805 | -100.0% | -0.07% | – |
| CBH | Exit | AllianzGI Convertible & Income 2024 Target Term Fund | $0 | – | -18,896 | -100.0% | -0.07% | – |
| NXQ | Exit | Nuveen Select Tax-Free Income 2 Portfoliosh ben int | $0 | – | -19,746 | -100.0% | -0.11% | – |
| VMO | Exit | Invesco Municipal Opportunity Trust | $0 | – | -23,131 | -100.0% | -0.11% | – |
| CEM | Exit | Clearbridge MLP and Midstrm | $0 | – | -54,769 | -100.0% | -0.25% | – |
| TTP | Exit | Tortoise Pipeline & Energy Fund Inc | $0 | – | -78,117 | -100.0% | -0.43% | – |
| SMM | Exit | Salient Midstream & MLP Fundsh ben int | $0 | – | -153,746 | -100.0% | -0.50% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.