$228 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 296 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 15.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | Sell | Boulder Growth and Income Fund, Inc. | $15,706,000 | +2.3% | 1,688,824 | -1.7% | 6.90% | -2.8% |
| NHF | Buy | NexPoint Credit Strategies Fund | $14,270,000 | +13.1% | 623,159 | +12.5% | 6.27% | +7.5% |
| BST | Buy | BlackRock Science and Technology Trust | $12,082,000 | +22.1% | 570,987 | +3.5% | 5.31% | +16.0% |
| THQ | Buy | Tekla Healthcare Opportunities Fund | $8,806,000 | +12.8% | 506,111 | +0.6% | 3.87% | +7.2% |
| CET | Buy | Central Securities Corp. | $7,750,000 | +32.2% | 323,401 | +20.2% | 3.41% | +25.6% |
| ADX | Buy | Adams Diversified Equity Fund, Inc. | $7,604,000 | +11.0% | 553,051 | +2.6% | 3.34% | +5.4% |
| THW | Buy | Tekla World Healthcare Fund | $6,478,000 | +13.6% | 451,401 | +1.7% | 2.85% | +8.0% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund, Inc. | $6,477,000 | +44.8% | 914,782 | +37.5% | 2.85% | +37.6% |
| AOD | Sell | Alpine Total Dynamic Dividend Fund | $5,976,000 | +7.5% | 723,522 | -1.3% | 2.63% | +2.1% |
| USA | Sell | Liberty All-Star Equity Fundsh ben int | $5,741,000 | +5.6% | 1,051,395 | -0.2% | 2.52% | +0.4% |
| GAM | Buy | General American Investors Company, Inc. | $4,492,000 | +10.1% | 134,052 | +2.4% | 1.97% | +4.6% |
| MTZ | Buy | MasTec, Inc. | $4,282,000 | +9.8% | 106,927 | +4.9% | 1.88% | +4.4% |
| TY | Sell | Tri-Continental Corp. | $4,268,000 | -13.1% | 184,604 | -17.2% | 1.88% | -17.4% |
| PEO | Buy | Adams Natural Resources Fund, Inc. | $4,217,000 | +12.1% | 217,168 | +16.5% | 1.85% | +6.5% |
| RCL | Royal Caribbean Cruises Ltd. | $4,063,000 | +19.6% | 41,413 | 0.0% | 1.79% | +13.6% | |
| TTP | Buy | Tortoise Pipeline & Energy Fund | $3,885,000 | -1.1% | 183,956 | +0.9% | 1.71% | -6.1% |
| CPA | Copa Holdings SAcl a | $3,623,000 | +23.6% | 32,273 | 0.0% | 1.59% | +17.4% | |
| AGD | Sell | Alpine Global Dynamic Dividend Fund | $3,120,000 | +8.4% | 319,697 | -2.6% | 1.37% | +2.9% |
| FDEU | Buy | First Trust Dynamic Europe Equity Income Fund | $3,058,000 | +17.8% | 177,196 | +6.0% | 1.34% | +12.0% |
| NCLH | Norwegian Cruise Line Holdings Ltd. | $2,939,000 | +19.3% | 57,943 | 0.0% | 1.29% | +13.3% | |
| MINT | Buy | PIMCO Enhanced Short Maturity Active ETFenhan shrt ma ac | $2,893,000 | +12.5% | 28,465 | +12.2% | 1.27% | +6.8% |
| RVT | Buy | Royce Value Trust Inc. | $2,795,000 | +35.4% | 199,639 | +29.4% | 1.23% | +28.6% |
| JEQ | Sell | Aberdeen Japan Equity Fund, Inc. | $2,709,000 | +6.4% | 340,316 | -1.5% | 1.19% | +1.1% |
| GRX | Sell | Gabelli Healthcare & Wellness (Rx) Trust | $2,555,000 | +5.0% | 255,756 | -0.8% | 1.12% | -0.2% |
| LEN | Lennar Corp.cl a | $2,534,000 | +19.2% | 49,500 | 0.0% | 1.11% | +13.3% | |
| SEB | Buy | Seaboard Corp. | $2,439,000 | +15.4% | 585 | +9.3% | 1.07% | +9.6% |
| CCL | Carnival Corp.unit | $2,439,000 | +13.2% | 41,400 | 0.0% | 1.07% | +7.5% | |
| SOR | Buy | Source Capital, Inc. | $2,344,000 | +30.3% | 62,418 | +24.7% | 1.03% | +23.8% |
| ACP | Buy | Avenue Income Credit Strategies Fund | $2,200,000 | +33.5% | 157,561 | +28.4% | 0.97% | +26.9% |
| GF | Buy | New Germany Fund, Inc. | $2,159,000 | +34.7% | 146,180 | +19.2% | 0.95% | +28.1% |
| CX | Cemex, S.A.B. de C.V.spon adr new | $2,142,000 | +12.9% | 236,198 | 0.0% | 0.94% | +7.3% | |
| FIF | Sell | First Trust Energy Infrastructure Fund | $2,134,000 | -4.6% | 110,592 | -10.8% | 0.94% | -9.4% |
| RMRM | Sell | RMR Real Estate Income Fund | $2,032,000 | +1.8% | 96,767 | -0.8% | 0.89% | -3.3% |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $2,026,000 | -18.2% | 233,161 | -16.7% | 0.89% | -22.3% |
| JOF | Buy | Japan Smaller Capitalization Fund Inc. | $1,939,000 | +19.1% | 178,896 | +6.9% | 0.85% | +13.1% |
| AVHOQ | Buy | Avianca Holdings S.A.spon adr rep pfd | $1,708,000 | -16.3% | 221,569 | +4.7% | 0.75% | -20.4% |
| WSO | Buy | Watsco Inc. | $1,518,000 | +1.5% | 10,600 | +5.0% | 0.67% | -3.6% |
| CWCO | Consolidated Water Co. Ltd.ord | $1,509,000 | +7.4% | 129,538 | 0.0% | 0.66% | +2.0% | |
| NFJ | AllianzGI NFJ Dividend, Interest & Premium Strategy Fund | $1,493,000 | +2.3% | 115,788 | 0.0% | 0.66% | -2.8% | |
| UTF | Sell | Cohen & Steers Infrastructure Fund, Inc. | $1,432,000 | +9.6% | 66,453 | -1.5% | 0.63% | +4.1% |
| SAVE | Spirit Airlines, Inc. | $1,380,000 | -8.2% | 26,000 | 0.0% | 0.61% | -12.9% | |
| DRA | Sell | Diversified Real Asset Income Fund | $1,313,000 | +9.0% | 75,694 | -2.1% | 0.58% | +3.6% |
| FMX | Buy | Fomento Economico Mexicano, S.A.B. de C.V.spon adr units | $1,293,000 | +40.1% | 14,610 | +20.6% | 0.57% | +33.0% |
| TPZ | Buy | Tortoise Power and Energy Infrastructure Fund, Inc. | $1,281,000 | +4.7% | 58,261 | +5.5% | 0.56% | -0.5% |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $1,275,000 | +126.9% | 96,910 | +123.5% | 0.56% | +115.4% |
| BPOP | Buy | Popular, Inc. | $1,222,000 | -3.9% | 30,000 | +3.4% | 0.54% | -8.7% |
| AIF | Apollo Tactical Income Fund Inc | $1,166,000 | +6.6% | 70,779 | 0.0% | 0.51% | +1.2% | |
| GPM | New | Guggenheim Enhanced Equity Income Fund | $1,087,000 | – | 134,543 | +100.0% | 0.48% | – |
| VAC | Marriott Vacations Worldwide Corp. | $1,074,000 | +17.8% | 10,745 | 0.0% | 0.47% | +11.8% | |
| NEE | NextEra Energy, Inc. | $1,070,000 | +7.4% | 8,337 | 0.0% | 0.47% | +2.0% | |
| MIE | Sell | Cohen & Steers MLP Income and Energy Opportunity Fund | $1,066,000 | -9.8% | 95,118 | -12.4% | 0.47% | -14.4% |
| SPE | Special Opportunities Fund, Inc. | $1,038,000 | +7.0% | 71,059 | 0.0% | 0.46% | +1.6% | |
| GDV | Buy | Gabelli Dividend & Income Trust | $1,020,000 | +4.2% | 48,888 | +0.0% | 0.45% | -1.1% |
| ZTR | Sell | Virtus Global Dividend & Income Fund Inc. | $945,000 | -13.0% | 80,512 | -10.7% | 0.42% | -17.3% |
| GLO | Clough Global Opportunities Fundsh ben int | $857,000 | +15.0% | 83,243 | 0.0% | 0.38% | +9.3% | |
| DSL | Buy | DoubleLine Income Solutions Fund | $853,000 | +1714.9% | 42,500 | +1600.0% | 0.38% | +1604.5% |
| ATNI | ATN International Inc. | $844,000 | -12.2% | 11,988 | 0.0% | 0.37% | -16.4% | |
| ZF | Buy | Zweig Fund, Inc. | $803,000 | +133.4% | 72,249 | +153.9% | 0.35% | +122.0% |
| CIB | Bancolombia S.A.spon adr pref | $789,000 | +8.7% | 19,780 | 0.0% | 0.35% | +3.3% | |
| FSD | Sell | First Trust High Income Long/Short Fund | $788,000 | -0.3% | 47,305 | -3.7% | 0.35% | -5.2% |
| SMM | Sell | Salient Midstream & MLP Fundsh ben int | $750,000 | -71.1% | 56,085 | -70.6% | 0.33% | -72.5% |
| TV | Grupo Televisa, S.A.B.spon adr rep ord | $737,000 | +24.3% | 28,400 | 0.0% | 0.32% | +18.2% | |
| ESRT | Empire State Realty Trust, Inc.cl a | $700,000 | +2.3% | 33,894 | 0.0% | 0.31% | -2.5% | |
| NML | Buy | Neuberger Berman MLP Income Fund Inc. | $682,000 | +55.4% | 67,367 | +44.0% | 0.30% | +47.8% |
| ASG | Buy | Liberty All-Star Growth Fund, Inc. | $682,000 | +13.1% | 150,166 | +4.1% | 0.30% | +7.5% |
| MLM | Martin Marietta Materials Inc. | $655,000 | -1.5% | 3,000 | 0.0% | 0.29% | -6.5% | |
| AMX | America Movil S.A.B. de C.V. | $633,000 | +12.6% | 44,690 | 0.0% | 0.28% | +6.9% | |
| VMC | Buy | Vulcan Materials Company | $602,000 | +20.2% | 5,000 | +25.0% | 0.26% | +14.2% |
| BSV | New | Vanguard Short-Term Bond ETFshort trm bond | $566,000 | – | 7,100 | +100.0% | 0.25% | – |
| CAF | Morgan Stanley China A Share Fund | $559,000 | +13.2% | 29,081 | 0.0% | 0.25% | +7.9% | |
| MHI | Buy | Pioneer Municipal High Income Trust | $552,000 | +210.1% | 47,490 | +216.6% | 0.24% | +196.3% |
| LAQ | New | Aberdeen Latin America Equity Fund, Inc. | $520,000 | – | 22,110 | +100.0% | 0.23% | – |
| FBP | New | First Bancorp Puerto Rico | $509,000 | – | 90,100 | +100.0% | 0.22% | – |
| NEAR | New | iShares Short Maturity Bondsh mat bd etf | $503,000 | – | 10,000 | +100.0% | 0.22% | – |
| JMM | Sell | Nuveen Multi-Market Income Fund, Inc. | $497,000 | -0.6% | 67,314 | -1.7% | 0.22% | -5.6% |
| KF | Sell | The Korea Fund, Inc. | $494,000 | -32.8% | 13,407 | -41.9% | 0.22% | -36.2% |
| TWN | Buy | Taiwan Fund, Inc. | $471,000 | +34.2% | 25,804 | +18.3% | 0.21% | +27.8% |
| SGBK | New | Stonegate Bank | $471,000 | – | 10,000 | +100.0% | 0.21% | – |
| LCM | Advent/Claymore Enhanced Growth & Income Fund | $449,000 | +1.8% | 53,177 | 0.0% | 0.20% | -3.4% | |
| BXMX | Sell | Nuveen S&P 500 Buy-Write Income Fund | $446,000 | -67.4% | 33,624 | -68.8% | 0.20% | -69.1% |
| TDF | Buy | Templeton Dragon Fund, Inc. | $435,000 | +95.1% | 23,135 | +69.9% | 0.19% | +85.4% |
| IHI | iShares US Medical Devicesu.s. med dvc etf | $432,000 | +14.0% | 2,850 | 0.0% | 0.19% | +8.6% | |
| FCX | Freeport McMoran Copper & Goldcl b | $428,000 | +1.4% | 32,000 | 0.0% | 0.19% | -3.6% | |
| DEX | Delaware Enhanced Global Dividend & Income Fund | $416,000 | +8.6% | 37,855 | 0.0% | 0.18% | +3.4% | |
| SCD | LMP Capital and Income Fund, Inc. | $409,000 | +7.1% | 28,740 | 0.0% | 0.18% | +1.7% | |
| LIVN | LivaNova PLC | $408,000 | +8.8% | 8,330 | 0.0% | 0.18% | +3.5% | |
| MXE | Buy | Mexico Equity and Income Fund, Inc. | $381,000 | +65.7% | 35,117 | +39.8% | 0.17% | +57.5% |
| EVTC | Evertec Inc. | $376,000 | -10.5% | 23,643 | 0.0% | 0.16% | -14.9% | |
| CBA | ClearBridge American Energy MLP Fund Inc. | $370,000 | +8.2% | 37,262 | 0.0% | 0.16% | +3.2% | |
| ASR | Grupo Aeroportuario del Sureste, S.A.B. de C.V.spon adr ser b | $364,000 | +20.5% | 2,100 | 0.0% | 0.16% | +14.3% | |
| MGU | Sell | Macquarie Global Infrastructure Total Return Fund Inc. | $365,000 | +13.7% | 15,984 | -1.8% | 0.16% | +8.1% |
| FUND | Buy | Sprott Focus Trust, Inc. | $362,000 | +8.4% | 48,706 | +1.2% | 0.16% | +3.2% |
| NXR | Nuveen Select Tax-Free Income Portfolio 3sh ben int | $348,000 | +0.3% | 24,493 | 0.0% | 0.15% | -4.4% | |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $343,000 | +46.6% | 30,700 | +46.2% | 0.15% | +39.8% |
| FTF | New | Franklin Limited Duration Income Trust | $343,000 | – | 28,651 | +100.0% | 0.15% | – |
| JGH | Sell | Nuveen Global High Income Fund | $325,000 | -4.7% | 19,725 | -7.4% | 0.14% | -9.5% |
| DMB | Buy | Dreyfus Municipal Bond Infrastructure Fund, Inc. | $305,000 | +148.0% | 24,037 | +139.5% | 0.13% | +135.1% |
| AFB | Buy | AllianceBernstein National Municipal Income Fund | $303,000 | +46.4% | 22,655 | +44.7% | 0.13% | +38.5% |
| MAV | New | Pioneer Municipal High Income Advantage Trust | $301,000 | – | 27,405 | +100.0% | 0.13% | – |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $297,000 | +41.4% | 25,799 | +41.0% | 0.13% | +35.1% |
| FDP | Fresh Del Monte Produce Inc.ord | $296,000 | -2.3% | 5,000 | 0.0% | 0.13% | -7.1% | |
| WU | The Western Union Company | $285,000 | -6.2% | 14,000 | 0.0% | 0.12% | -11.3% | |
| ERA | Era Group Inc. | $285,000 | -21.9% | 21,515 | 0.0% | 0.12% | -26.0% | |
| ABE | Buy | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | $279,000 | +493.6% | 21,384 | +415.6% | 0.12% | +459.1% |
| NXQ | Buy | Nuveen Select Tax-Free Income Portfolio 2sh ben int | $273,000 | +4.2% | 20,338 | +3.1% | 0.12% | -0.8% |
| KYN | Sell | Kayne Anderson MLP Investment Company | $269,000 | -0.7% | 13,073 | -5.5% | 0.12% | -5.6% |
| TAHO | Tahoe Resources Inc. | $256,000 | -14.7% | 31,900 | 0.0% | 0.11% | -18.7% | |
| BIT | BlackRock Multi-Sector Income Trust | $250,000 | +5.0% | 14,441 | 0.0% | 0.11% | 0.0% | |
| NXP | Buy | NXP Semiconductors N.V.sh ben int | $249,000 | +43.1% | 17,745 | +41.4% | 0.11% | +36.2% |
| SZC | Cushing Renaissance Fund | $238,000 | +6.2% | 12,905 | 0.0% | 0.10% | +1.0% | |
| NYH | Eaton Vance New York Municipal Bond Fund II | $236,000 | +1.3% | 20,000 | 0.0% | 0.10% | -3.7% | |
| AKP | Buy | Alliance California Municipal Income Fund, Inc. | $233,000 | +150.5% | 17,511 | +149.4% | 0.10% | +137.2% |
| ADM | Archer Daniels Midland Company | $230,000 | +0.9% | 5,000 | 0.0% | 0.10% | -3.8% | |
| MXF | The Mexico Fund, Inc. | $219,000 | +16.5% | 13,345 | 0.0% | 0.10% | +10.3% | |
| NSC | Sell | Norfolk Southern Corp. | $216,000 | -31.6% | 1,928 | -34.2% | 0.10% | -34.9% |
| BGB | Blackstone/GSO Strategic Credit Fund | $198,000 | +3.7% | 12,481 | 0.0% | 0.09% | -1.1% | |
| SGF | Buy | Aberdeen Singapore Fund, Inc. | $196,000 | +38.0% | 18,335 | +11.7% | 0.09% | +30.3% |
| MMM | Buy | 3M Company | $188,000 | +8.0% | 981 | +0.4% | 0.08% | +3.8% |
| CEV | Buy | Eaton Vance California Municipal Income Trustsh ben int | $184,000 | +174.6% | 14,983 | +173.3% | 0.08% | +161.3% |
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $185,000 | +31.2% | 19,157 | +27.7% | 0.08% | +24.6% |
| NEA | Buy | Nuveen AMT-Free Quality Municipal Income Fund | $181,000 | +285.1% | 13,553 | +281.5% | 0.08% | +263.6% |
| IBB | iShares Nasdaq Biotechnologynasdq biotec etf | $176,000 | +10.7% | 600 | 0.0% | 0.08% | +4.1% | |
| TTF | Thai Fund, Inc. | $174,000 | +13.0% | 20,286 | 0.0% | 0.08% | +7.0% | |
| MRK | Buy | Merck & Co. Inc. | $172,000 | +8.2% | 2,701 | +0.2% | 0.08% | +2.7% |
| APF | Sell | Morgan Stanley Asia Pacific Fund | $173,000 | +7.5% | 11,286 | -5.2% | 0.08% | +2.7% |
| TGP | Teekay LNG Partners LPprtnrsp units | $168,000 | +20.9% | 9,589 | 0.0% | 0.07% | +15.6% | |
| NUV | Buy | Nuveen Municipal Value Fund, Inc. | $166,000 | +33.9% | 17,000 | +30.8% | 0.07% | +28.1% |
| JPC | New | Nuveen Preferred Income Oppportunities Fund | $167,000 | – | 17,030 | +100.0% | 0.07% | – |
| GS | Buy | The Goldman Sachs Group, Inc. | $160,000 | -3.6% | 695 | +0.3% | 0.07% | -9.1% |
| UNH | Buy | UnitedHealth Group Incorporated | $153,000 | +37.8% | 935 | +34.7% | 0.07% | +31.4% |
| HD | Buy | The Home Depot, Inc. | $144,000 | +9.9% | 980 | +0.5% | 0.06% | +3.3% |
| MCD | Buy | McDonald's Corp. | $140,000 | +6.9% | 1,082 | +0.5% | 0.06% | +1.6% |
| SRV | Cushing MLP Total Return Fund | $138,000 | +2.2% | 9,899 | 0.0% | 0.06% | -1.6% | |
| CKH | Seacor Holdings, Inc. | $138,000 | -3.5% | 2,000 | 0.0% | 0.06% | -7.6% | |
| NAD | Sell | Nuveen Dividend Advantage Municipal Fund | $137,000 | -2.8% | 10,000 | -0.8% | 0.06% | -7.7% |
| GILD | Gilead Sciences Inc. | $136,000 | -4.9% | 2,000 | 0.0% | 0.06% | -9.1% | |
| BCX | BlackRock Resources & Commodities Strategy Trust | $136,000 | +4.6% | 15,756 | 0.0% | 0.06% | 0.0% | |
| EQS | Sell | Equus Total Return, Inc. | $134,000 | +8.1% | 53,796 | -13.1% | 0.06% | +3.5% |
| MUI | Buy | BlackRock Muni Intermediate Duration Fund, Inc. | $133,000 | +269.4% | 9,580 | +271.3% | 0.06% | +241.2% |
| JNJ | Buy | Johnson & Johnson | $127,000 | +8.5% | 1,016 | +0.4% | 0.06% | +3.7% |
| BA | Buy | The Boeing Company | $125,000 | +14.7% | 707 | +0.7% | 0.06% | +10.0% |
| RGT | Sell | Royce Global Value Trust, Inc. | $125,000 | +1.6% | 14,254 | -6.9% | 0.06% | -3.5% |
| IF | Buy | Aberdeen Indonesia Fund, Inc. | $123,000 | +38.2% | 17,020 | +21.4% | 0.05% | +31.7% |
| IBM | Buy | International Business Machines Corporation | $123,000 | +5.1% | 709 | +0.7% | 0.05% | 0.0% |
| UTX | Buy | United Technologies Corporation | $122,000 | +3.4% | 1,084 | +0.5% | 0.05% | -1.8% |
| GGT | Gabelli Multimedia Trust Inc. | $124,000 | +10.7% | 15,423 | 0.0% | 0.05% | +3.8% | |
| CTR | Buy | ClearBridge Energy MLP Total Return Fund Inc. | $122,000 | +22.0% | 8,926 | +14.1% | 0.05% | +17.4% |
| DIS | Buy | The Walt Disney Company | $120,000 | +9.1% | 1,062 | +0.5% | 0.05% | +3.9% |
| TSI | TCW Strategic Income Fund, Inc. | $119,000 | +1.7% | 22,000 | 0.0% | 0.05% | -3.7% | |
| JTD | Nuveen Tax-Advantaged Dividend Growth Fund | $115,000 | +7.5% | 7,665 | 0.0% | 0.05% | +4.1% | |
| AMGN | Amgen Inc. | $115,000 | +12.7% | 700 | 0.0% | 0.05% | +8.5% | |
| IIF | Sell | Morgan Stanley India Investment Fund | $116,000 | -8.7% | 3,674 | -26.0% | 0.05% | -13.6% |
| JPM | Sell | JPMorgan Chase & Co. | $115,000 | -8.0% | 1,306 | -10.2% | 0.05% | -12.1% |
| CHW | Calamos Global Dynamic Income Fund | $115,000 | +11.7% | 14,800 | 0.0% | 0.05% | +6.2% | |
| RA | Sell | Brookfield Real Assets Income Fund Inc. | $113,000 | -9.6% | 4,941 | -11.7% | 0.05% | -13.8% |
| SPEPRB | Sell | Special Opportunities Fund, Inc. Preferredpfd conv se b | $112,000 | -5.9% | 4,397 | -6.4% | 0.05% | -10.9% |
| ARDC | Ares Dynamic Credit Allocation Fund, Inc. | $106,000 | +7.1% | 6,596 | 0.0% | 0.05% | +2.2% | |
| CEF | Central Fund of Canada Limitedcl a | $103,000 | +14.4% | 8,000 | 0.0% | 0.04% | +7.1% | |
| PG | Buy | The Procter & Gamble Company | $102,000 | +7.4% | 1,134 | +0.4% | 0.04% | +2.3% |
| INO | Inovio Pharmaceuticals, Inc. | $99,000 | -4.8% | 15,000 | 0.0% | 0.04% | -8.3% | |
| DD | Buy | E.I. du Pont de Nemours and Company | $101,000 | +9.8% | 1,256 | +0.2% | 0.04% | +2.3% |
| AAPL | Buy | Apple Inc. | $100,000 | +25.0% | 696 | +0.4% | 0.04% | +18.9% |
| CELG | Celgene Corporation | $100,000 | +7.5% | 800 | 0.0% | 0.04% | +2.3% | |
| IRL | New Ireland Fund, Inc. | $98,000 | +5.4% | 7,728 | 0.0% | 0.04% | 0.0% | |
| AXP | Buy | American Express Company | $95,000 | +86.3% | 1,199 | +73.3% | 0.04% | +75.0% |
| RCG | Buy | RENN Global Entrepreneurs Fund, Inc. | $96,000 | +35.2% | 73,851 | +27.0% | 0.04% | +27.3% |
| WMT | Buy | Wal-Mart Stores Inc. | $92,000 | +4.5% | 1,271 | +0.4% | 0.04% | -2.4% |
| NZF | Sell | Nuveen Dividend Advantage Municipal Fund 3 | $91,000 | -68.3% | 6,352 | -68.7% | 0.04% | -69.9% |
| MSFT | Buy | Microsoft Corporation | $90,000 | +7.1% | 1,361 | +0.3% | 0.04% | +2.6% |
| PSMT | PriceSmart Inc. | $92,000 | +9.5% | 1,000 | 0.0% | 0.04% | +2.6% | |
| XOM | Buy | Exxon Mobil Corporation | $92,000 | -8.9% | 1,124 | +0.5% | 0.04% | -14.9% |
| BMY | Bristol-Myers Squibb Company | $92,000 | -7.1% | 1,700 | 0.0% | 0.04% | -13.0% | |
| JPW | Sell | Nuveen Flexible Investment Income Fund | $88,000 | -29.0% | 5,206 | -30.4% | 0.04% | -31.6% |
| TRV | Buy | The Travelers Company, Inc. | $84,000 | -1.2% | 697 | +0.6% | 0.04% | -5.1% |
| CVX | Buy | Chevron Corporation | $77,000 | -7.2% | 713 | +1.0% | 0.03% | -10.5% |
| EEA | European Equity Fund, Inc. | $78,000 | +8.3% | 9,358 | 0.0% | 0.03% | +3.0% | |
| AEF | Buy | Aberdeen Chile Fund Inc. | $76,000 | +130.3% | 10,959 | +97.1% | 0.03% | +120.0% |
| NXJ | Nuveen New Jersey Dividend Advantage Municipal Fund | $76,000 | +1.3% | 5,702 | 0.0% | 0.03% | -5.7% | |
| SONY | Buy | Sony Corporationadr new | $73,000 | +217.4% | 2,166 | +168.4% | 0.03% | +190.9% |
| IBN | Buy | ICIC Bank Ltd.adr | $71,000 | +54.3% | 8,225 | +34.3% | 0.03% | +47.6% |
| GE | Buy | General Electric Company | $71,000 | -5.3% | 2,375 | +0.3% | 0.03% | -11.4% |
| VZ | Buy | Verizon Communications Inc. | $70,000 | -7.9% | 1,436 | +0.6% | 0.03% | -11.4% |
| PFE | Buy | Pfizer Inc. | $68,000 | +4.6% | 1,999 | +0.4% | 0.03% | 0.0% |
| INTC | Buy | Intel Corporation | $68,000 | -1.4% | 1,897 | +0.3% | 0.03% | -6.2% |
| GDX | VanEck Vectors Gold Miners ETFgold miners etf | $68,000 | +7.9% | 3,000 | 0.0% | 0.03% | +3.4% | |
| KO | The Coca-Cola Company | $65,000 | +1.6% | 1,538 | 0.0% | 0.03% | -3.3% | |
| CAT | Buy | Caterpillar Inc. | $65,000 | 0.0% | 703 | +0.9% | 0.03% | -3.3% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $66,000 | +6.5% | 4,772 | +0.9% | 0.03% | 0.0% |
| KPTI | Karyopharm Therapeutics Inc. | $63,000 | +37.0% | 4,868 | 0.0% | 0.03% | +33.3% | |
| APB | Asia Pacific Fund | $63,000 | +26.0% | 5,150 | 0.0% | 0.03% | +21.7% | |
| VALE | Buy | Vale S.A.adr | $62,000 | +63.2% | 6,492 | +28.5% | 0.03% | +50.0% |
| ISL | Buy | Aberdeen Israel Fund, Inc. | $62,000 | +87.9% | 3,550 | +73.2% | 0.03% | +80.0% |
| MCR | Buy | MFS Charter Income Trustsh ben int | $61,000 | +74.3% | 7,057 | +73.9% | 0.03% | +68.8% |
| V | Buy | Visa Inc. | $61,000 | +13.0% | 691 | +0.3% | 0.03% | +8.0% |
| ASA | ASA Gold and Precious Metals Limited | $60,000 | +9.1% | 5,000 | 0.0% | 0.03% | +4.0% | |
| CHN | China Fund, Inc. | $58,000 | +9.4% | 3,500 | 0.0% | 0.02% | 0.0% | |
| MET | MetLife, Inc. | $55,000 | -1.8% | 1,040 | 0.0% | 0.02% | -7.7% | |
| ABT | Abbott Laboratories | $55,000 | +14.6% | 1,249 | 0.0% | 0.02% | +9.1% | |
| BBVA | Buy | Banco Bilbao Vizcaya Argentaria, S.A.sponsored adr | $53,000 | +32.5% | 6,927 | +16.0% | 0.02% | +21.1% |
| LLY | Eli Lilly and Company | $50,000 | +13.6% | 600 | 0.0% | 0.02% | +10.0% | |
| GDL | GDL Fund | $49,000 | 0.0% | 5,000 | 0.0% | 0.02% | -4.3% | |
| BWG | Legg Mason BW Global Income Opportunities Fund | $49,000 | +6.5% | 3,864 | 0.0% | 0.02% | +4.8% | |
| TIP | iShares TIPS Bondtips bd etf | $47,000 | +2.2% | 410 | 0.0% | 0.02% | 0.0% | |
| BTTGY | Buy | BT Group PLCadr | $47,000 | -2.1% | 2,322 | +10.4% | 0.02% | -4.5% |
| AGC | Advent Claymore Convertible Securities & Income Fund II | $46,000 | +4.5% | 7,516 | 0.0% | 0.02% | 0.0% | |
| KHC | Sell | The Kraft Heinz Company | $45,000 | -15.1% | 498 | -18.1% | 0.02% | -20.0% |
| USB | U.S. Bancorp | $43,000 | 0.0% | 831 | 0.0% | 0.02% | -5.0% | |
| SPG | Simon Property Group Inc. | $44,000 | -2.2% | 253 | 0.0% | 0.02% | -9.5% | |
| PHG | Sell | Koninklijke Philips N.V.ny reg sh new | $43,000 | -29.5% | 1,335 | -33.6% | 0.02% | -32.1% |
| LYB | LyondellBasell Industries N.V. | $40,000 | +5.3% | 442 | 0.0% | 0.02% | 0.0% | |
| KMM | Deutsche Multi-Market Income Trust | $41,000 | +2.5% | 4,751 | 0.0% | 0.02% | -5.3% | |
| ITUB | Sell | Itau Unibanco Holding S.A.spon adr rep pfd | $41,000 | +5.1% | 3,405 | -9.7% | 0.02% | 0.0% |
| MA | Buy | MasterCard Incorporatedcl a | $41,000 | +51.9% | 366 | +40.8% | 0.02% | +50.0% |
| RMT | Royce Micro-Cap Trust, Inc. | $40,000 | +2.6% | 4,780 | 0.0% | 0.02% | 0.0% | |
| GLV | Clough Global Allocation Fund | $40,000 | +11.1% | 3,000 | 0.0% | 0.02% | +5.9% | |
| AWF | New | AllianceBernstein Global High Income Fund | $38,000 | – | 3,000 | +100.0% | 0.02% | – |
| NKE | Buy | Nike, Inc.cl b | $39,000 | +11.4% | 692 | +0.3% | 0.02% | +6.2% |
| PAM | New | Pampa Energia S.A.spon adr lvl i | $39,000 | – | 718 | +100.0% | 0.02% | – |
| PM | Sell | Philip Morris International, Inc. | $39,000 | -11.4% | 348 | -27.8% | 0.02% | -15.0% |
| SNP | China Petroleum & Chemical Corp. | $38,000 | +15.2% | 466 | 0.0% | 0.02% | +13.3% | |
| TD | The Toronto-Dominion Bank | $39,000 | +2.6% | 771 | 0.0% | 0.02% | -5.6% | |
| NIE | AllianzGI Equity & Convertible Income Fund | $39,000 | +5.4% | 2,000 | 0.0% | 0.02% | 0.0% | |
| RACE | Ferrari N.V. | $36,000 | +28.6% | 489 | 0.0% | 0.02% | +23.1% | |
| LDF | Latin American Discovery Fund Inc. | $36,000 | +12.5% | 3,393 | 0.0% | 0.02% | +6.7% | |
| CEE | Buy | Central Europe Russia and Turkey Fund | $37,000 | 0.0% | 1,779 | +0.2% | 0.02% | -5.9% |
| BTI | Buy | British America Tobacco PLCsponsored adr | $36,000 | +20.0% | 546 | +105.3% | 0.02% | +14.3% |
| FMY | First Trust Mortgage Income Fund | $36,000 | 0.0% | 2,535 | 0.0% | 0.02% | -5.9% | |
| BCV | Bancroft Fund Ltd. | $37,000 | +5.7% | 1,746 | 0.0% | 0.02% | 0.0% | |
| BMRN | BioMarin Pharmaceutical Inc. | $35,000 | +6.1% | 400 | 0.0% | 0.02% | 0.0% | |
| SLB | Schlumberger Limited | $35,000 | -7.9% | 449 | 0.0% | 0.02% | -16.7% | |
| OXLC | New | Oxford Lane Capital Corp. | $33,000 | – | 3,000 | +100.0% | 0.02% | – |
| AEP | American Electric Power Co., Inc. | $35,000 | +6.1% | 528 | 0.0% | 0.02% | 0.0% | |
| DEO | Buy | Diageo PLCspon adr new | $34,000 | +21.4% | 293 | +9.3% | 0.02% | +15.4% |
| CB | Chubb Limited | $34,000 | +3.0% | 246 | 0.0% | 0.02% | 0.0% | |
| D | Dominion Resources, Inc. | $34,000 | +3.0% | 435 | 0.0% | 0.02% | 0.0% | |
| CNQ | Buy | Canadian Natural Resources Limited | $33,000 | +13.8% | 998 | +11.6% | 0.02% | +15.4% |
| CVS | CVS Health Corporation | $31,000 | 0.0% | 389 | 0.0% | 0.01% | 0.0% | |
| IR | Ingersoll-Rand PLC | $31,000 | +6.9% | 382 | 0.0% | 0.01% | +7.7% | |
| BAP | Credicorp Ltd. | $31,000 | +3.3% | 187 | 0.0% | 0.01% | 0.0% | |
| SNY | Buy | Sanofisponsored adr | $31,000 | +24.0% | 682 | +11.4% | 0.01% | +16.7% |
| INCY | Incyte Corporation | $32,000 | +33.3% | 242 | 0.0% | 0.01% | +27.3% | |
| NTES | Buy | NetEase, Inc.sponsored adr | $32,000 | +45.5% | 111 | +9.9% | 0.01% | +40.0% |
| CCEP | Buy | Coca-Cola European Partners PLC | $32,000 | +33.3% | 842 | +8.8% | 0.01% | +27.3% |
| DMF | Sell | Dreyfus Municipal Income, Inc. | $31,000 | -82.6% | 3,441 | -83.3% | 0.01% | -82.9% |
| SAP | Buy | SAP SEspon adr | $29,000 | +38.1% | 292 | +20.2% | 0.01% | +30.0% |
| CS | Credit Suisse Group AGsponsored adr | $29,000 | +3.6% | 1,978 | 0.0% | 0.01% | 0.0% | |
| OXY | Occidental Petroleum Corporation | $30,000 | -9.1% | 470 | 0.0% | 0.01% | -13.3% | |
| ST | Sensata Technologies Holding NV | $29,000 | +11.5% | 660 | 0.0% | 0.01% | +8.3% | |
| QQQX | Sell | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $30,000 | -92.8% | 1,453 | -93.5% | 0.01% | -93.2% |
| ALLE | Allegion PLC | $29,000 | +16.0% | 386 | 0.0% | 0.01% | +8.3% | |
| BIDU | Baidu, Inc.spon adr rep a | $30,000 | +3.4% | 176 | 0.0% | 0.01% | 0.0% | |
| ICB | Morgan Stanley Income Securities Inc. | $28,000 | 0.0% | 1,555 | 0.0% | 0.01% | -7.7% | |
| DDF | Delaware Investments Dividend and Income Fund, Inc. | $27,000 | +3.8% | 2,624 | 0.0% | 0.01% | 0.0% | |
| SWZ | Swiss Helvetia Fund Inc. | $27,000 | +12.5% | 2,316 | 0.0% | 0.01% | +9.1% | |
| EL | Buy | The Estee Lauder Companies Inc.cl a | $28,000 | +64.7% | 326 | +50.9% | 0.01% | +50.0% |
| ASML | Buy | ASML Holding NV | $27,000 | +35.0% | 200 | +11.1% | 0.01% | +33.3% |
| SHPG | Shire PLCsponsored adr | $27,000 | +3.8% | 155 | 0.0% | 0.01% | 0.0% | |
| GLU | Gabelli Global Utility & Income Trust | $27,000 | +8.0% | 1,463 | 0.0% | 0.01% | 0.0% | |
| LTS | Ladenburg Thalmann Financial Services Inc. | $25,000 | +4.2% | 10,000 | 0.0% | 0.01% | 0.0% | |
| IFN | New | The India Fund, Inc. | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| GWPH | GW Pharmaceuticals PLCads | $24,000 | +9.1% | 201 | 0.0% | 0.01% | +10.0% | |
| PUK | Prudential PLCadr | $26,000 | +8.3% | 605 | 0.0% | 0.01% | 0.0% | |
| SBSAA | Buy | Spanish Broadcasting System Inc.cl a new | $24,000 | -45.5% | 32,272 | +126.1% | 0.01% | -45.0% |
| GAB | Buy | Gabelli Equity Trust, Inc. | $25,000 | +8.7% | 4,202 | +2.6% | 0.01% | 0.0% |
| CSCO | Buy | Cisco Systems, Inc. | $24,000 | +14.3% | 703 | +0.9% | 0.01% | +10.0% |
| GIL | Buy | Gildan Activewear Inc. | $26,000 | +18.2% | 959 | +12.7% | 0.01% | +10.0% |
| SKM | Buy | SK Telecom Co. Ltd.sponsored adr | $26,000 | +44.4% | 1,049 | +19.1% | 0.01% | +37.5% |
| GRR | New | Asia Tigers Fund, Inc. | $23,000 | – | 2,000 | +100.0% | 0.01% | – |
| VEON | New | Veon Ltd.sponsored adr | $23,000 | – | 5,568 | +100.0% | 0.01% | – |
| ING | Sell | ING Groep N.V.sponsored adr | $23,000 | -56.6% | 1,536 | -59.5% | 0.01% | -60.0% |
| GCH | New | Aberdeen Greater China Fund, Inc. | $21,000 | – | 2,000 | +100.0% | 0.01% | – |
| PCF | Putnam High Income Securities Fund | $20,000 | +5.3% | 2,356 | 0.0% | 0.01% | 0.0% | |
| AZN | Sell | AstraZeneca PLCsponsored adr | $18,000 | -14.3% | 585 | -24.8% | 0.01% | -20.0% |
| MVC | Sell | MVC Capital, Inc. | $18,000 | -18.2% | 2,018 | -22.9% | 0.01% | -20.0% |
| ALXN | Alexion Pharmaceuticals, Inc. | $18,000 | -5.3% | 152 | 0.0% | 0.01% | -11.1% | |
| MELI | New | Mercadolibre, Inc. | $17,000 | – | 82 | +100.0% | 0.01% | – |
| SPXX | Sell | Nuveen S&P 500 Dynamic Overwrite Fund | $15,000 | -84.4% | 1,040 | -84.3% | 0.01% | -84.1% |
| GMZ | New | Goldman Sachs MLP Income Opportunities Fund | $15,000 | – | 1,451 | +100.0% | 0.01% | – |
| CLM | Buy | Cornerstone Strategic Value Fund Inc. | $15,000 | +15.4% | 898 | +5.0% | 0.01% | +16.7% |
| HTD | Sell | John Hancock Tax-Advantaged Dividend Income Fund | $16,000 | -95.4% | 656 | -95.7% | 0.01% | -95.7% |
| VRX | Buy | Valeant Pharmaceuticals International, Inc. | $14,000 | -6.7% | 1,300 | +30.0% | 0.01% | -14.3% |
| USO | United States Oilunits | $11,000 | -8.3% | 1,000 | 0.0% | 0.01% | -16.7% | |
| MSF | Morgan Stanley Emerging Markets Fund, Inc. | $11,000 | +22.2% | 716 | 0.0% | 0.01% | +25.0% | |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $12,000 | +9.1% | 1,346 | +1.7% | 0.01% | 0.0% |
| GGZ | Gabelli Global Small and Mid-Cap Value Fund | $8,000 | +14.3% | 700 | 0.0% | 0.00% | +33.3% | |
| INB | Cohen & Steers Global Income Builder, Inc. | $6,000 | +20.0% | 635 | 0.0% | 0.00% | +50.0% | |
| DIAX | Sell | Nuveen Dow 30 Dynamic Overwrite Fund | $5,000 | -98.5% | 300 | -98.7% | 0.00% | -98.7% |
| BLW | BlackRock Limited Duration Income Trust | $4,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| KST | Deutsche Strategic Income Trust | $5,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| JDD | Sell | Nuveen Diversified Dividend and Income Fund | $4,000 | -83.3% | 309 | -85.4% | 0.00% | -81.8% |
| ERC | Wells Fargo Advantage Multi-Sector Income Fund | $3,000 | 0.0% | 234 | 0.0% | 0.00% | 0.0% | |
| HNW | Pioneer Diversified High Income Trust | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| EOI | Eaton Vance Enhanced Equity Income Fund | $3,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| WEN | The Wendy's Company | $1,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| HQL | Buy | Tekla Life Sciences Investorssh ben int | $1,000 | 0.0% | 67 | +1.5% | 0.00% | – |
| QSR | New | Restaurant Brands International Inc. | $1,000 | – | 10 | +100.0% | 0.00% | – |
| MNKD | Exit | MannKind Corp. | $0 | – | -1,000 | -100.0% | 0.00% | – |
| NDP | Exit | Tortoise Energy Independence Fund, Inc. | $0 | – | -180 | -100.0% | -0.00% | – |
| RAND | Exit | Rand Capital Corporation | $0 | – | -2,000 | -100.0% | -0.00% | – |
| EXG | Exit | Eaton Vance Tax-Managed Global Diversified Equity Income Fund | $0 | – | -1,300 | -100.0% | -0.01% | – |
| TEVA | Exit | Teva Pharmaceutical Industries Limitedadr | $0 | – | -430 | -100.0% | -0.01% | – |
| TRIP | Exit | TripAdvisor Inc. | $0 | – | -385 | -100.0% | -0.01% | – |
| VOD | Exit | Vodafone Group PLCspnsr adr | $0 | – | -781 | -100.0% | -0.01% | – |
| TKF | Exit | Turkish Investment Fund, Inc. | $0 | – | -2,944 | -100.0% | -0.01% | – |
| VIPS | Exit | Vipshop Holdings Limitedsponsored adr | $0 | – | -1,926 | -100.0% | -0.01% | – |
| TIIAY | Exit | Telecom Italia S.P.A.spon adr ord | $0 | – | -2,428 | -100.0% | -0.01% | – |
| EFF | Exit | Eaton Vance Floating-Rate Income Plus Fund | $0 | – | -1,471 | -100.0% | -0.01% | – |
| NGG | Exit | National Grid PLCspon adr new | $0 | – | -428 | -100.0% | -0.01% | – |
| BTT | Exit | BlackRock Municipal 2030 Target Term Trust | $0 | – | -1,241 | -100.0% | -0.01% | – |
| LYG | Exit | Lloyds Banking Group PLCsponsored adr | $0 | – | -7,926 | -100.0% | -0.01% | – |
| HQH | Exit | Tekla Healthcare Investorssh ben int | $0 | – | -1,433 | -100.0% | -0.01% | – |
| TMO | Exit | Thermo Fisher Scientific, Inc. | $0 | – | -247 | -100.0% | -0.02% | – |
| EVV | Exit | Eaton Vance Limited Duration Income Fund | $0 | – | -2,600 | -100.0% | -0.02% | – |
| PPT | Exit | Putnam Premier Income Trustsh ben int | $0 | – | -8,382 | -100.0% | -0.02% | – |
| PFN | Exit | PIMCO Income Strategy Fund II | $0 | – | -7,923 | -100.0% | -0.04% | – |
| GEQ | Exit | Guggenheim Equal Weight Enhanced Equity Income Fund | $0 | – | -4,571 | -100.0% | -0.04% | – |
| ETJ | Exit | Eaton Vance Risk-Managed Diversified Equity Income Fund | $0 | – | -12,500 | -100.0% | -0.05% | – |
| PHF | Exit | Pacholder High Yield Fund, Inc. | $0 | – | -21,390 | -100.0% | -0.07% | – |
| EGIF | Exit | Eagle Growth & Income Opportunities Fund | $0 | – | -9,589 | -100.0% | -0.07% | – |
| NVG | Exit | Nuveen Dividend Advantage Municipal Income Fund | $0 | – | -13,677 | -100.0% | -0.09% | – |
| FOF | Exit | Cohen & Steers Closed-End Opportunity Fund, Inc. | $0 | – | -19,048 | -100.0% | -0.10% | – |
| KYE | Exit | Kayne Anderson Energy Total Return Fund, Inc. | $0 | – | -53,522 | -100.0% | -0.29% | – |
| RDSB | Exit | Royal Dutch Shell PLCspon adr b | $0 | – | -351 | -100.0% | -0.38% | – |
| GGE | Exit | Guggenheim Enhanced Equity Strategy Fund | $0 | – | -61,363 | -100.0% | -0.46% | – |
| PCI | Exit | PIMCO Dynamic Credit Income Fund | $0 | – | -485,235 | -100.0% | -4.54% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.