$216 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 306 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 16.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | Buy | Boulder Growth and Income Fund, Inc. | $15,359,000 | +11.8% | 1,718,039 | +4.8% | 7.10% | -2.8% |
| NHF | Buy | NexPoint Credit Strategies Fund | $12,616,000 | +55.7% | 554,056 | +52.0% | 5.84% | +35.2% |
| BST | Buy | BlackRock Science and Technology Trust | $9,896,000 | +3.8% | 551,597 | +7.8% | 4.58% | -9.8% |
| PCI | Buy | PIMCO Dynamic Credit Income Fund | $9,811,000 | +122.8% | 485,235 | +124.7% | 4.54% | +93.5% |
| THQ | Buy | Tekla Healthcare Opportunities Fund | $7,807,000 | -9.8% | 503,007 | +1.6% | 3.61% | -21.7% |
| ADX | Buy | Adams Diversified Equity Fund, Inc. | $6,853,000 | +18.7% | 539,147 | +22.8% | 3.17% | +3.1% |
| CET | Buy | Central Securities Corp. | $5,863,000 | +134.9% | 269,046 | +129.0% | 2.71% | +104.1% |
| THW | Buy | Tekla World Healthcare Fund | $5,700,000 | -9.3% | 443,894 | +3.8% | 2.64% | -21.2% |
| AOD | Buy | Alpine Total Dynamic Dividend Fund | $5,558,000 | +6.4% | 733,306 | +7.1% | 2.57% | -7.6% |
| USA | Buy | Liberty All-Star Equity Fundsh ben int | $5,435,000 | +11.9% | 1,053,338 | +12.4% | 2.51% | -2.7% |
| TY | Sell | Tri-Continental Corp. | $4,913,000 | +0.9% | 222,821 | -2.2% | 2.27% | -12.4% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund, Inc. | $4,472,000 | +68.6% | 665,494 | +57.3% | 2.07% | +46.5% |
| GAM | Buy | General American Investors Company, Inc. | $4,081,000 | +7.6% | 130,884 | +12.7% | 1.89% | -6.5% |
| TTP | Sell | Tortoise Pipeline & Energy Fund | $3,930,000 | -0.5% | 182,257 | -2.3% | 1.82% | -13.6% |
| MTZ | Sell | MasTec, Inc. | $3,899,000 | -2.8% | 101,927 | -24.5% | 1.80% | -15.6% |
| PEO | Buy | Adams Natural Resources Fund, Inc. | $3,761,000 | +43.4% | 186,470 | +41.7% | 1.74% | +24.6% |
| RCL | Royal Caribbean Cruises Ltd. | $3,398,000 | +9.5% | 41,413 | 0.0% | 1.57% | -4.9% | |
| CPA | Sell | Copa Holdings SAcl a | $2,931,000 | -21.7% | 32,273 | -24.2% | 1.36% | -31.9% |
| AGD | Sell | Alpine Global Dynamic Dividend Fund | $2,879,000 | -1.3% | 328,271 | -2.1% | 1.33% | -14.3% |
| FDEU | Buy | First Trust Dynamic Europe Equity Income Fund | $2,595,000 | +29.1% | 167,196 | +30.8% | 1.20% | +12.1% |
| SMM | Sell | Salient Midstream & MLP Fundsh ben int | $2,591,000 | -6.0% | 190,770 | -12.2% | 1.20% | -18.4% |
| MINT | Buy | PIMCO Enhanced Short Maturity Active ETFenhan shrt ma ac | $2,572,000 | +0.2% | 25,380 | +0.3% | 1.19% | -12.9% |
| JEQ | Buy | Aberdeen Japan Equity Fund, Inc. | $2,545,000 | +0.7% | 345,526 | +12.4% | 1.18% | -12.6% |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $2,477,000 | +2.1% | 279,872 | -2.2% | 1.15% | -11.3% |
| NCLH | Buy | Norwegian Cruise Line Holdings Ltd. | $2,464,000 | +17.9% | 57,943 | +4.5% | 1.14% | +2.4% |
| GRX | Buy | Gabelli Healthcare & Wellness (Rx) Trust | $2,433,000 | -3.9% | 257,822 | +6.0% | 1.12% | -16.5% |
| FIF | Sell | First Trust Energy Infrastructure Fund | $2,237,000 | -23.8% | 123,969 | -18.9% | 1.04% | -33.8% |
| CCL | Carnival Corp.unit | $2,155,000 | +6.6% | 41,400 | 0.0% | 1.00% | -7.3% | |
| LEN | Lennar Corp.cl a | $2,125,000 | +1.4% | 49,500 | 0.0% | 0.98% | -11.9% | |
| SEB | Sell | Seaboard Corp. | $2,114,000 | +6.0% | 535 | -7.8% | 0.98% | -7.9% |
| RVT | Buy | Royce Value Trust Inc. | $2,065,000 | +7.3% | 154,242 | +1.5% | 0.96% | -6.8% |
| AVHOQ | Buy | Avianca Holdings S.A.spon adr rep pfd | $2,040,000 | +63.6% | 211,569 | +10.0% | 0.94% | +42.2% |
| RMRM | Sell | RMR Real Estate Income Fund | $1,996,000 | -9.2% | 97,567 | -3.5% | 0.92% | -21.2% |
| CX | Buy | Cemex, S.A.B. de C.V.spon adr new | $1,897,000 | +17.0% | 236,198 | +15.6% | 0.88% | +1.5% |
| SOR | New | Source Capital, Inc. | $1,799,000 | – | 50,048 | +100.0% | 0.83% | – |
| ACP | Buy | Avenue Income Credit Strategies Fund | $1,648,000 | +1751.7% | 122,735 | +1688.1% | 0.76% | +1521.3% |
| JOF | Buy | Japan Smaller Capitalization Fund Inc. | $1,628,000 | +22.0% | 167,384 | +32.4% | 0.75% | +6.1% |
| GF | Buy | New Germany Fund, Inc. | $1,603,000 | +0.7% | 122,616 | +10.5% | 0.74% | -12.6% |
| SAVE | Spirit Airlines, Inc. | $1,504,000 | +36.0% | 26,000 | 0.0% | 0.70% | +18.2% | |
| WSO | Watsco Inc. | $1,496,000 | +5.1% | 10,100 | 0.0% | 0.69% | -8.7% | |
| NFJ | Buy | AllianzGI NFJ Dividend, Interest & Premium Strategy Fund | $1,460,000 | +86.9% | 115,788 | +87.4% | 0.68% | +62.3% |
| CWCO | Consolidated Water Co. Ltd.ord | $1,405,000 | -6.6% | 129,538 | 0.0% | 0.65% | -18.9% | |
| BXMX | New | Nuveen S&P 500 Buy-Write Income Fund | $1,370,000 | – | 107,686 | +100.0% | 0.63% | – |
| UTF | Sell | Cohen & Steers Infrastructure Fund, Inc. | $1,306,000 | -12.5% | 67,453 | -2.7% | 0.60% | -24.0% |
| BPOP | Popular, Inc. | $1,271,000 | +14.7% | 29,000 | 0.0% | 0.59% | -0.3% | |
| TPZ | Buy | Tortoise Power and Energy Infrastructure Fund, Inc. | $1,224,000 | +50.2% | 55,206 | +51.3% | 0.57% | +30.4% |
| DRA | Sell | Diversified Real Asset Income Fund | $1,205,000 | -12.7% | 77,312 | -3.4% | 0.56% | -24.2% |
| MIE | Buy | Cohen & Steers MLP Income and Energy Opportunity Fund | $1,182,000 | +51.3% | 108,534 | +49.5% | 0.55% | +31.5% |
| AIF | Buy | Apollo Tactical Income Fund Inc | $1,094,000 | +17.3% | 70,779 | +17.3% | 0.51% | +1.8% |
| ZTR | Buy | Virtus Global Dividend & Income Fund Inc. | $1,086,000 | +1.4% | 90,190 | +1.4% | 0.50% | -11.9% |
| NEE | NextEra Energy, Inc. | $996,000 | -2.4% | 8,337 | 0.0% | 0.46% | -15.1% | |
| GGE | Sell | Guggenheim Enhanced Equity Strategy Fund | $991,000 | +0.5% | 61,363 | -0.2% | 0.46% | -12.8% |
| GDV | Buy | Gabelli Dividend & Income Trust | $979,000 | +4.3% | 48,872 | +0.0% | 0.45% | -9.4% |
| SPE | Sell | Special Opportunities Fund, Inc. | $970,000 | -27.1% | 71,059 | -20.4% | 0.45% | -36.7% |
| ATNI | ATN International Inc. | $961,000 | +23.2% | 11,988 | 0.0% | 0.44% | +7.0% | |
| FMX | Fomento Economico Mexicano, S.A.B. de C.V.spon adr units | $923,000 | -17.2% | 12,110 | 0.0% | 0.43% | -28.1% | |
| VAC | Marriott Vacations Worldwide Corp. | $912,000 | +15.7% | 10,745 | 0.0% | 0.42% | +0.5% | |
| RDSB | Sell | Royal Dutch Shell PLCspon adr b | $826,000 | -48.5% | 351 | -56.3% | 0.38% | -55.3% |
| FSD | Buy | First Trust High Income Long/Short Fund | $790,000 | +13.2% | 49,105 | +9.7% | 0.36% | -1.9% |
| GLO | Buy | Clough Global Opportunities Fundsh ben int | $745,000 | -0.5% | 83,243 | +7.4% | 0.34% | -13.5% |
| KF | The Korea Fund, Inc. | $735,000 | -11.4% | 23,056 | 0.0% | 0.34% | -23.1% | |
| CIB | Bancolombia S.A.spon adr pref | $726,000 | -6.0% | 19,780 | 0.0% | 0.34% | -18.2% | |
| ESRT | Empire State Realty Trust, Inc.cl a | $684,000 | -3.7% | 33,894 | 0.0% | 0.32% | -16.4% | |
| MLM | Martin Marietta Materials Inc. | $665,000 | +23.8% | 3,000 | 0.0% | 0.31% | +7.7% | |
| KYE | New | Kayne Anderson Energy Total Return Fund, Inc. | $632,000 | – | 53,522 | +100.0% | 0.29% | – |
| ASG | Liberty All-Star Growth Fund, Inc. | $603,000 | -3.1% | 144,302 | 0.0% | 0.28% | -15.7% | |
| TV | Grupo Televisa, S.A.B.spon adr rep ord | $593,000 | -18.8% | 28,400 | 0.0% | 0.27% | -29.6% | |
| AMX | America Movil S.A.B. de C.V. | $562,000 | +10.0% | 44,690 | 0.0% | 0.26% | -4.4% | |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $562,000 | +116.2% | 43,358 | +122.6% | 0.26% | +88.4% |
| VMC | Vulcan Materials Company | $501,000 | +10.1% | 4,000 | 0.0% | 0.23% | -4.1% | |
| JMM | Sell | Nuveen Multi-Market Income Fund, Inc. | $500,000 | -4.0% | 68,474 | -1.4% | 0.23% | -16.6% |
| CAF | Sell | Morgan Stanley China A Share Fund | $494,000 | -17.7% | 29,081 | -9.4% | 0.23% | -28.8% |
| LCM | Advent/Claymore Enhanced Growth & Income Fund | $441,000 | -0.7% | 53,177 | 0.0% | 0.20% | -13.6% | |
| NML | Buy | Neuberger Berman MLP Income Fund Inc. | $439,000 | +33.0% | 46,785 | +31.4% | 0.20% | +15.3% |
| FCX | Freeport McMoran Copper & Goldcl b | $422,000 | +21.3% | 32,000 | 0.0% | 0.20% | +5.4% | |
| EVTC | Evertec Inc. | $420,000 | +5.8% | 23,643 | 0.0% | 0.19% | -8.1% | |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $415,000 | +1437.0% | 22,347 | +1495.1% | 0.19% | +1271.4% |
| DEX | Buy | Delaware Enhanced Global Dividend & Income Fund | $383,000 | +1.1% | 37,855 | +1.1% | 0.18% | -12.4% |
| SCD | Sell | LMP Capital and Income Fund, Inc. | $382,000 | -9.0% | 28,740 | -6.7% | 0.18% | -21.0% |
| IHI | Buy | iShares US Medical Devicesu.s. med dvc etf | $379,000 | +108.2% | 2,850 | +128.0% | 0.18% | +80.4% |
| LIVN | LivaNova PLC | $375,000 | -25.1% | 8,330 | 0.0% | 0.17% | -35.2% | |
| ERA | Era Group Inc. | $365,000 | +111.0% | 21,515 | 0.0% | 0.17% | +83.7% | |
| TWN | Buy | Taiwan Fund, Inc. | $351,000 | +48.7% | 21,821 | +59.9% | 0.16% | +28.6% |
| HTD | Buy | John Hancock Tax-Advantaged Dividend Income Fund | $350,000 | +2087.5% | 15,179 | +2217.4% | 0.16% | +1700.0% |
| NXR | Buy | Nuveen Select Tax-Free Income Portfolio 3sh ben int | $347,000 | +189.2% | 24,493 | +215.1% | 0.16% | +150.0% |
| ZF | Buy | Zweig Fund, Inc. | $344,000 | +173.0% | 28,460 | +193.1% | 0.16% | +137.3% |
| CBA | Buy | ClearBridge American Energy MLP Fund Inc. | $342,000 | +267.7% | 37,262 | +259.6% | 0.16% | +216.0% |
| JGH | Sell | Nuveen Global High Income Fund | $341,000 | -1.2% | 21,302 | -3.1% | 0.16% | -14.1% |
| DIAX | New | Nuveen Dow 30 Dynamic Overwrite Fund | $334,000 | – | 22,254 | +100.0% | 0.15% | – |
| FUND | Sell | Sprott Focus Trust, Inc. | $334,000 | -3.5% | 48,144 | -3.9% | 0.15% | -16.3% |
| MGU | Macquarie Global Infrastructure Total Return Fund Inc. | $321,000 | -9.6% | 16,273 | 0.0% | 0.15% | -21.7% | |
| NSC | Sell | Norfolk Southern Corp. | $316,000 | -31.5% | 2,928 | -38.4% | 0.15% | -40.4% |
| WU | The Western Union Company | $304,000 | +4.5% | 14,000 | 0.0% | 0.14% | -9.0% | |
| ASR | New | Grupo Aeroportuario del Sureste, S.A.B. de C.V.spon adr ser b | $302,000 | – | 2,100 | +100.0% | 0.14% | – |
| FDP | Fresh Del Monte Produce Inc.ord | $303,000 | +1.0% | 5,000 | 0.0% | 0.14% | -12.5% | |
| TAHO | Tahoe Resources Inc. | $300,000 | -26.7% | 31,900 | 0.0% | 0.14% | -36.2% | |
| NZF | Nuveen Dividend Advantage Municipal Fund 3 | $287,000 | -10.0% | 20,284 | 0.0% | 0.13% | -21.8% | |
| KYN | New | Kayne Anderson MLP Investment Company | $271,000 | – | 13,827 | +100.0% | 0.12% | – |
| NXQ | New | Nuveen Select Tax-Free Income Portfolio 2sh ben int | $262,000 | – | 19,722 | +100.0% | 0.12% | – |
| BIT | Sell | BlackRock Multi-Sector Income Trust | $238,000 | -10.5% | 14,441 | -7.4% | 0.11% | -22.5% |
| NYH | New | Eaton Vance New York Municipal Bond Fund II | $233,000 | – | 20,000 | +100.0% | 0.11% | – |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $234,000 | +588.2% | 21,000 | +600.0% | 0.11% | +500.0% |
| MXE | Buy | Mexico Equity and Income Fund, Inc. | $230,000 | +0.4% | 25,117 | +13.6% | 0.11% | -13.1% |
| ADM | Archer Daniels Midland Company | $228,000 | +8.1% | 5,000 | 0.0% | 0.10% | -6.2% | |
| SZC | Cushing Renaissance Fund | $224,000 | +5.2% | 12,905 | 0.0% | 0.10% | -8.0% | |
| TDF | Sell | Templeton Dragon Fund, Inc. | $223,000 | -8.6% | 13,617 | -1.6% | 0.10% | -20.8% |
| FOF | Sell | Cohen & Steers Closed-End Opportunity Fund, Inc. | $223,000 | -21.8% | 19,048 | -18.0% | 0.10% | -32.2% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $210,000 | +1300.0% | 18,291 | +1288.8% | 0.10% | +1112.5% |
| AFB | Buy | AllianceBernstein National Municipal Income Fund | $207,000 | -1.9% | 15,655 | +9.1% | 0.10% | -14.3% |
| NVG | Sell | Nuveen Dividend Advantage Municipal Income Fund | $198,000 | -17.8% | 13,677 | -8.7% | 0.09% | -28.1% |
| BGB | Buy | Blackstone/GSO Strategic Credit Fund | $191,000 | +4.4% | 12,481 | +1.6% | 0.09% | -9.3% |
| MXF | The Mexico Fund, Inc. | $188,000 | -11.7% | 13,345 | 0.0% | 0.09% | -23.0% | |
| DMF | New | Dreyfus Municipal Income, Inc. | $178,000 | – | 20,630 | +100.0% | 0.08% | – |
| MHI | New | Pioneer Municipal High Income Trust | $178,000 | – | 15,000 | +100.0% | 0.08% | – |
| MMM | Buy | 3M Company | $174,000 | +1.8% | 977 | +0.5% | 0.08% | -12.1% |
| NXP | New | NXP Semiconductors N.V.sh ben int | $174,000 | – | 12,546 | +100.0% | 0.08% | – |
| GS | Buy | The Goldman Sachs Group, Inc. | $166,000 | +49.5% | 693 | +0.3% | 0.08% | +30.5% |
| IBB | Buy | iShares Nasdaq Biotechnologynasdq biotec etf | $159,000 | +26.2% | 600 | +37.6% | 0.07% | +10.4% |
| MRK | Buy | Merck & Co. Inc. | $159,000 | -5.4% | 2,696 | +0.2% | 0.07% | -16.9% |
| APF | Morgan Stanley Asia Pacific Fund | $161,000 | -10.6% | 11,901 | 0.0% | 0.07% | -22.9% | |
| EGIF | New | Eagle Growth & Income Opportunities Fund | $156,000 | – | 9,589 | +100.0% | 0.07% | – |
| TTF | Thai Fund, Inc. | $154,000 | -7.2% | 20,286 | 0.0% | 0.07% | -19.3% | |
| PHF | Pacholder High Yield Fund, Inc. | $154,000 | +0.7% | 21,390 | 0.0% | 0.07% | -12.3% | |
| GILD | Gilead Sciences Inc. | $143,000 | -9.5% | 2,000 | 0.0% | 0.07% | -21.4% | |
| CKH | Seacor Holdings, Inc. | $143,000 | +20.2% | 2,000 | 0.0% | 0.07% | +4.8% | |
| SGF | Sell | Aberdeen Singapore Fund, Inc. | $142,000 | -15.5% | 16,417 | -8.4% | 0.07% | -25.8% |
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $141,000 | +35.6% | 15,000 | +50.0% | 0.06% | +18.2% |
| NAD | Nuveen Dividend Advantage Municipal Fund | $141,000 | -7.2% | 10,085 | 0.0% | 0.06% | -19.8% | |
| TGP | Teekay LNG Partners LPprtnrsp units | $139,000 | -4.1% | 9,589 | 0.0% | 0.06% | -16.9% | |
| SRV | Cushing MLP Total Return Fund | $135,000 | +4.7% | 9,899 | 0.0% | 0.06% | -10.1% | |
| HD | Buy | The Home Depot, Inc. | $131,000 | +4.8% | 975 | +0.3% | 0.06% | -9.0% |
| MCD | Buy | McDonald's Corp. | $131,000 | +5.6% | 1,077 | +0.5% | 0.06% | -7.6% |
| BCX | BlackRock Resources & Commodities Strategy Trust | $130,000 | +1.6% | 15,756 | 0.0% | 0.06% | -11.8% | |
| IIF | Morgan Stanley India Investment Fund | $127,000 | -9.9% | 4,967 | 0.0% | 0.06% | -21.3% | |
| RA | New | Brookfield Real Assets Income Fund Inc. | $125,000 | – | 5,597 | +100.0% | 0.06% | – |
| JPM | Buy | JPMorgan Chase & Co. | $125,000 | +28.9% | 1,454 | +0.3% | 0.06% | +11.5% |
| DMB | Buy | Dreyfus Municipal Bond Infrastructure Fund, Inc. | $123,000 | +12200.0% | 10,037 | +27027.0% | 0.06% | +5600.0% |
| NUV | New | Nuveen Municipal Value Fund, Inc. | $124,000 | – | 13,000 | +100.0% | 0.06% | – |
| JPW | Nuveen Flexible Investment Income Fund | $124,000 | -3.9% | 7,481 | 0.0% | 0.06% | -17.4% | |
| RGT | Buy | Royce Global Value Trust, Inc. | $123,000 | -0.8% | 15,313 | +0.7% | 0.06% | -13.6% |
| EQS | Buy | Equus Total Return, Inc. | $124,000 | +9.7% | 61,909 | +1.9% | 0.06% | -5.0% |
| SPEPRB | Sell | Special Opportunities Fund, Inc. Preferredpfd conv se b | $119,000 | -83.7% | 4,699 | -83.3% | 0.06% | -85.8% |
| UTX | Buy | United Technologies Corporation | $118,000 | +8.3% | 1,079 | +0.4% | 0.06% | -5.2% |
| IBM | Buy | International Business Machines Corporation | $117,000 | +5.4% | 704 | +0.9% | 0.05% | -8.5% |
| TSI | TCW Strategic Income Fund, Inc. | $117,000 | 0.0% | 22,000 | 0.0% | 0.05% | -12.9% | |
| JNJ | Buy | Johnson & Johnson | $117,000 | -1.7% | 1,012 | +0.5% | 0.05% | -14.3% |
| ETJ | Eaton Vance Risk-Managed Diversified Equity Income Fund | $112,000 | -5.1% | 12,500 | 0.0% | 0.05% | -17.5% | |
| GGT | Sell | Gabelli Multimedia Trust Inc. | $112,000 | -71.6% | 15,423 | -70.0% | 0.05% | -75.2% |
| DIS | The Walt Disney Company | $110,000 | +12.2% | 1,057 | 0.0% | 0.05% | -1.9% | |
| UNH | Buy | UnitedHealth Group Incorporated | $111,000 | +14.4% | 694 | +0.3% | 0.05% | -1.9% |
| BA | Buy | The Boeing Company | $109,000 | +18.5% | 702 | +0.7% | 0.05% | +2.0% |
| JTD | Nuveen Tax-Advantaged Dividend Growth Fund | $107,000 | -6.1% | 7,665 | 0.0% | 0.05% | -19.7% | |
| INO | Inovio Pharmaceuticals, Inc. | $104,000 | -25.7% | 15,000 | 0.0% | 0.05% | -36.0% | |
| CHW | Calamos Global Dynamic Income Fund | $103,000 | -7.2% | 14,800 | 0.0% | 0.05% | -18.6% | |
| AMGN | Amgen Inc. | $102,000 | -12.8% | 700 | 0.0% | 0.05% | -24.2% | |
| XOM | Buy | Exxon Mobil Corporation | $101,000 | +4.1% | 1,118 | +0.5% | 0.05% | -9.6% |
| ARDC | Buy | Ares Dynamic Credit Allocation Fund, Inc. | $99,000 | +312.5% | 6,596 | +313.3% | 0.05% | +253.8% |
| CTR | Buy | ClearBridge Energy MLP Total Return Fund Inc. | $100,000 | +75.4% | 7,826 | +80.9% | 0.05% | +53.3% |
| BMY | Bristol-Myers Squibb Company | $99,000 | +7.6% | 1,700 | 0.0% | 0.05% | -6.1% | |
| SPXX | Sell | Nuveen S&P 500 Dynamic Overwrite Fund | $96,000 | -39.2% | 6,645 | -42.1% | 0.04% | -47.6% |
| PG | Buy | The Procter & Gamble Company | $95,000 | -5.9% | 1,129 | +0.4% | 0.04% | -18.5% |
| AKP | Alliance California Municipal Income Fund, Inc. | $93,000 | -13.9% | 7,021 | 0.0% | 0.04% | -25.9% | |
| DD | Buy | E.I. du Pont de Nemours and Company | $92,000 | +9.5% | 1,253 | +0.3% | 0.04% | -4.4% |
| CELG | Celgene Corporation | $93,000 | +10.7% | 800 | 0.0% | 0.04% | -4.4% | |
| IRL | Sell | New Ireland Fund, Inc. | $93,000 | -12.3% | 7,728 | -11.0% | 0.04% | -23.2% |
| CEF | New | Central Fund of Canada Limitedcl a | $90,000 | – | 8,000 | +100.0% | 0.04% | – |
| IF | Aberdeen Indonesia Fund, Inc. | $89,000 | -4.3% | 14,020 | 0.0% | 0.04% | -18.0% | |
| WMT | Wal-Mart Stores Inc. | $88,000 | -3.3% | 1,266 | 0.0% | 0.04% | -14.6% | |
| TRV | Buy | The Travelers Company, Inc. | $85,000 | +7.6% | 693 | +0.6% | 0.04% | -7.1% |
| MSFT | Buy | Microsoft Corporation | $84,000 | +7.7% | 1,357 | +0.3% | 0.04% | -7.1% |
| PSMT | PriceSmart Inc. | $84,000 | 0.0% | 1,000 | 0.0% | 0.04% | -13.3% | |
| CVX | Buy | Chevron Corporation | $83,000 | +15.3% | 706 | +0.9% | 0.04% | 0.0% |
| AAPL | Buy | Apple Inc. | $80,000 | +2.6% | 693 | +0.6% | 0.04% | -11.9% |
| GE | Buy | General Electric Company | $75,000 | +7.1% | 2,369 | +0.2% | 0.04% | -5.4% |
| NXJ | Nuveen New Jersey Dividend Advantage Municipal Fund | $75,000 | -11.8% | 5,702 | 0.0% | 0.04% | -22.2% | |
| PFN | Buy | PIMCO Income Strategy Fund II | $75,000 | +15.4% | 7,923 | +16.1% | 0.04% | 0.0% |
| VZ | Buy | Verizon Communications Inc. | $76,000 | +2.7% | 1,427 | +0.6% | 0.04% | -10.3% |
| GEQ | New | Guggenheim Equal Weight Enhanced Equity Income Fund | $75,000 | – | 4,571 | +100.0% | 0.04% | – |
| RCG | Buy | RENN Global Entrepreneurs Fund, Inc. | $71,000 | +54.3% | 58,150 | +64.7% | 0.03% | +37.5% |
| EEA | European Equity Fund, Inc. | $72,000 | -2.7% | 9,358 | 0.0% | 0.03% | -15.4% | |
| INTC | Buy | Intel Corporation | $69,000 | -2.8% | 1,892 | +0.3% | 0.03% | -15.8% |
| CEV | Buy | Eaton Vance California Municipal Income Trustsh ben int | $67,000 | +86.1% | 5,483 | +110.2% | 0.03% | +63.2% |
| PFE | Buy | Pfizer Inc. | $65,000 | -3.0% | 1,992 | +0.4% | 0.03% | -16.7% |
| KO | Buy | The Coca-Cola Company | $64,000 | -1.5% | 1,538 | +0.7% | 0.03% | -14.3% |
| CAT | Buy | Caterpillar Inc. | $65,000 | +6.6% | 697 | +0.7% | 0.03% | -6.2% |
| GDX | New | VanEck Vectors Gold Miners ETFgold miners etf | $63,000 | – | 3,000 | +100.0% | 0.03% | – |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $62,000 | -3.1% | 4,731 | +0.8% | 0.03% | -14.7% |
| PHG | Buy | Koninklijke Philips N.V.ny reg sh new | $61,000 | +32.6% | 2,011 | +28.4% | 0.03% | +16.7% |
| MET | Sell | MetLife, Inc. | $56,000 | +5.7% | 1,040 | -12.1% | 0.03% | -7.1% |
| CHN | China Fund, Inc. | $53,000 | -8.6% | 3,500 | 0.0% | 0.02% | -19.4% | |
| KHC | The Kraft Heinz Company | $53,000 | -1.9% | 608 | 0.0% | 0.02% | -13.8% | |
| V | Buy | Visa Inc. | $54,000 | -5.3% | 689 | +0.1% | 0.02% | -16.7% |
| ING | Sell | ING Groep N.V.sponsored adr | $53,000 | -3.6% | 3,789 | -15.3% | 0.02% | -13.8% |
| ASA | New | ASA Gold and Precious Metals Limited | $55,000 | – | 5,000 | +100.0% | 0.02% | – |
| AXP | Buy | American Express Company | $51,000 | +15.9% | 692 | +0.4% | 0.02% | +4.3% |
| GDL | Buy | GDL Fund | $49,000 | +390.0% | 5,000 | +400.0% | 0.02% | +360.0% |
| APB | Asia Pacific Fund | $50,000 | -7.4% | 5,150 | 0.0% | 0.02% | -20.7% | |
| DSL | DoubleLine Income Solutions Fund | $47,000 | -2.1% | 2,500 | 0.0% | 0.02% | -15.4% | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | $47,000 | -9.6% | 3,553 | 0.0% | 0.02% | -21.4% | |
| BTTGY | New | BT Group PLCadr | $48,000 | – | 2,104 | +100.0% | 0.02% | – |
| ABE | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | $47,000 | -9.6% | 4,147 | 0.0% | 0.02% | -21.4% | |
| ABT | Abbott Laboratories | $48,000 | -9.4% | 1,249 | 0.0% | 0.02% | -21.4% | |
| KPTI | Karyopharm Therapeutics Inc. | $46,000 | -2.1% | 4,868 | 0.0% | 0.02% | -16.0% | |
| BWG | Legg Mason BW Global Income Opportunities Fund | $46,000 | -11.5% | 3,864 | 0.0% | 0.02% | -25.0% | |
| SPG | Simon Property Group Inc. | $45,000 | -13.5% | 253 | 0.0% | 0.02% | -25.0% | |
| TIP | iShares TIPS Bondtips bd etf | $46,000 | -4.2% | 410 | 0.0% | 0.02% | -19.2% | |
| IBN | ICIC Bank Ltd.adr | $46,000 | 0.0% | 6,123 | 0.0% | 0.02% | -12.5% | |
| USB | U.S. Bancorp | $43,000 | +19.4% | 831 | 0.0% | 0.02% | +5.3% | |
| AGC | Advent Claymore Convertible Securities & Income Fund II | $44,000 | +2.3% | 7,516 | 0.0% | 0.02% | -13.0% | |
| SBSAA | Buy | Spanish Broadcasting System Inc.cl a new | $44,000 | +4.8% | 14,272 | +35.5% | 0.02% | -9.1% |
| LLY | Eli Lilly and Company | $44,000 | -8.3% | 600 | 0.0% | 0.02% | -23.1% | |
| PM | Philip Morris International, Inc. | $44,000 | -6.4% | 482 | 0.0% | 0.02% | -20.0% | |
| KMM | Sell | Deutsche Multi-Market Income Trust | $40,000 | -61.5% | 4,751 | -60.8% | 0.02% | -65.5% |
| BBVA | Buy | Banco Bilbao Vizcaya Argentaria, S.A.sponsored adr | $40,000 | +66.7% | 5,971 | +46.4% | 0.02% | +46.2% |
| PPT | Putnam Premier Income Trustsh ben int | $42,000 | +2.4% | 8,382 | 0.0% | 0.02% | -13.6% | |
| ITUB | Buy | Itau Unibanco Holding S.A.spon adr rep pfd | $39,000 | +62.5% | 3,769 | +75.1% | 0.02% | +38.5% |
| VALE | Vale S.A.adr | $38,000 | +35.7% | 5,052 | 0.0% | 0.02% | +20.0% | |
| TD | Sell | The Toronto-Dominion Bank | $38,000 | 0.0% | 771 | -10.6% | 0.02% | -10.0% |
| LYB | Buy | LyondellBasell Industries N.V. | $38,000 | +22.6% | 442 | +14.5% | 0.02% | +5.9% |
| RMT | Royce Micro-Cap Trust, Inc. | $39,000 | +5.4% | 4,780 | 0.0% | 0.02% | -10.0% | |
| SLB | Buy | Schlumberger Limited | $38,000 | +31.0% | 449 | +21.4% | 0.02% | +20.0% |
| NIE | AllianzGI Equity & Convertible Income Fund | $37,000 | 0.0% | 2,000 | 0.0% | 0.02% | -15.0% | |
| GLV | Clough Global Allocation Fund | $36,000 | 0.0% | 3,000 | 0.0% | 0.02% | -10.5% | |
| MUI | Sell | BlackRock Muni Intermediate Duration Fund, Inc. | $36,000 | -73.5% | 2,580 | -71.3% | 0.02% | -76.4% |
| EVV | Eaton Vance Limited Duration Income Fund | $36,000 | 0.0% | 2,600 | 0.0% | 0.02% | -10.5% | |
| CEE | Central Europe Russia and Turkey Fund | $37,000 | +8.8% | 1,776 | 0.0% | 0.02% | -5.6% | |
| FMY | First Trust Mortgage Income Fund | $36,000 | -2.7% | 2,535 | 0.0% | 0.02% | -15.0% | |
| TMO | Thermo Fisher Scientific, Inc. | $35,000 | -10.3% | 247 | 0.0% | 0.02% | -23.8% | |
| NKE | Buy | Nike, Inc.cl b | $35,000 | -2.8% | 690 | +0.4% | 0.02% | -15.8% |
| MCR | Sell | MFS Charter Income Trustsh ben int | $35,000 | -18.6% | 4,057 | -18.9% | 0.02% | -30.4% |
| BCV | Buy | Bancroft Fund Ltd. | $35,000 | -2.8% | 1,746 | +2.5% | 0.02% | -15.8% |
| SNP | China Petroleum & Chemical Corp. | $33,000 | -2.9% | 466 | 0.0% | 0.02% | -16.7% | |
| AEF | Aberdeen Chile Fund Inc. | $33,000 | -5.7% | 5,560 | 0.0% | 0.02% | -21.1% | |
| BMRN | BioMarin Pharmaceutical Inc. | $33,000 | -10.8% | 400 | 0.0% | 0.02% | -25.0% | |
| D | Dominion Resources, Inc. | $33,000 | +3.1% | 435 | 0.0% | 0.02% | -11.8% | |
| LDF | Latin American Discovery Fund Inc. | $32,000 | -5.9% | 3,393 | 0.0% | 0.02% | -16.7% | |
| CB | Chubb Limited | $33,000 | +6.5% | 246 | 0.0% | 0.02% | -11.8% | |
| AEP | American Electric Power Co., Inc. | $33,000 | -2.9% | 528 | 0.0% | 0.02% | -16.7% | |
| OXY | Occidental Petroleum Corporation | $33,000 | -2.9% | 470 | 0.0% | 0.02% | -16.7% | |
| ISL | Aberdeen Israel Fund, Inc. | $33,000 | -2.9% | 2,050 | 0.0% | 0.02% | -16.7% | |
| BAP | Credicorp Ltd. | $30,000 | +7.1% | 187 | 0.0% | 0.01% | -6.7% | |
| HQH | Buy | Tekla Healthcare Investorssh ben int | $30,000 | +328.6% | 1,433 | +397.6% | 0.01% | +250.0% |
| CVS | CVS Health Corporation | $31,000 | -11.4% | 389 | 0.0% | 0.01% | -26.3% | |
| BTI | British America Tobacco PLCsponsored adr | $30,000 | -11.8% | 266 | 0.0% | 0.01% | -22.2% | |
| IR | Ingersoll-Rand PLC | $29,000 | +11.5% | 382 | 0.0% | 0.01% | -7.1% | |
| CNQ | Canadian Natural Resources Limited | $29,000 | 0.0% | 894 | 0.0% | 0.01% | -13.3% | |
| BIDU | Baidu, Inc.spon adr rep a | $29,000 | -9.4% | 176 | 0.0% | 0.01% | -23.5% | |
| ICB | Sell | Morgan Stanley Income Securities Inc. | $28,000 | -30.0% | 1,555 | -26.8% | 0.01% | -38.1% |
| RACE | New | Ferrari N.V. | $28,000 | – | 489 | +100.0% | 0.01% | – |
| CS | New | Credit Suisse Group AGsponsored adr | $28,000 | – | 1,978 | +100.0% | 0.01% | – |
| DEO | Diageo PLCspon adr new | $28,000 | -9.7% | 268 | 0.0% | 0.01% | -23.5% | |
| NGG | National Grid PLCspon adr new | $25,000 | -16.7% | 428 | 0.0% | 0.01% | -25.0% | |
| BTT | BlackRock Municipal 2030 Target Term Trust | $27,000 | -10.0% | 1,241 | 0.0% | 0.01% | -25.0% | |
| SNY | Sanofisponsored adr | $25,000 | +8.7% | 612 | 0.0% | 0.01% | 0.0% | |
| MA | New | MasterCard Incorporatedcl a | $27,000 | – | 260 | +100.0% | 0.01% | – |
| LYG | Lloyds Banking Group PLCsponsored adr | $25,000 | +8.7% | 7,926 | 0.0% | 0.01% | 0.0% | |
| ALLE | Allegion PLC | $25,000 | -7.4% | 386 | 0.0% | 0.01% | -14.3% | |
| DDF | Delaware Investments Dividend and Income Fund, Inc. | $26,000 | 0.0% | 2,624 | 0.0% | 0.01% | -14.3% | |
| SHPG | Buy | Shire PLCsponsored adr | $26,000 | -3.7% | 155 | +10.7% | 0.01% | -14.3% |
| ST | Sensata Technologies Holding NV | $26,000 | 0.0% | 660 | 0.0% | 0.01% | -14.3% | |
| GLU | Gabelli Global Utility & Income Trust | $25,000 | -7.4% | 1,463 | 0.0% | 0.01% | -14.3% | |
| EFF | Eaton Vance Floating-Rate Income Plus Fund | $25,000 | +8.7% | 1,471 | 0.0% | 0.01% | 0.0% | |
| JDD | Nuveen Diversified Dividend and Income Fund | $24,000 | -4.0% | 2,114 | 0.0% | 0.01% | -15.4% | |
| SWZ | Swiss Helvetia Fund Inc. | $24,000 | -4.0% | 2,316 | 0.0% | 0.01% | -15.4% | |
| GAB | Buy | Gabelli Equity Trust, Inc. | $23,000 | 0.0% | 4,097 | +2.7% | 0.01% | -8.3% |
| PUK | Prudential PLCadr | $24,000 | +9.1% | 605 | 0.0% | 0.01% | -8.3% | |
| CCEP | Coca-Cola European Partners PLC | $24,000 | -22.6% | 774 | 0.0% | 0.01% | -35.3% | |
| LTS | New | Ladenburg Thalmann Financial Services Inc. | $24,000 | – | 10,000 | +100.0% | 0.01% | – |
| INCY | Incyte Corporation | $24,000 | +4.3% | 242 | 0.0% | 0.01% | -8.3% | |
| SONY | Sony Corporationadr new | $23,000 | -14.8% | 807 | 0.0% | 0.01% | -21.4% | |
| MVC | Buy | MVC Capital, Inc. | $22,000 | +29.4% | 2,618 | +29.7% | 0.01% | +11.1% |
| NTES | Sell | NetEase, Inc.sponsored adr | $22,000 | -33.3% | 101 | -25.2% | 0.01% | -44.4% |
| SAP | New | SAP SEspon adr | $21,000 | – | 243 | +100.0% | 0.01% | – |
| GIL | Gildan Activewear Inc. | $22,000 | -8.3% | 851 | 0.0% | 0.01% | -23.1% | |
| GWPH | Sell | GW Pharmaceuticals PLCads | $22,000 | -35.3% | 201 | -20.6% | 0.01% | -44.4% |
| TIIAY | New | Telecom Italia S.P.A.spon adr ord | $22,000 | – | 2,428 | +100.0% | 0.01% | – |
| CSCO | Buy | Cisco Systems, Inc. | $21,000 | -4.5% | 697 | +0.9% | 0.01% | -16.7% |
| VIPS | Vipshop Holdings Limitedsponsored adr | $21,000 | -25.0% | 1,926 | 0.0% | 0.01% | -33.3% | |
| AZN | Buy | AstraZeneca PLCsponsored adr | $21,000 | -8.7% | 778 | +12.8% | 0.01% | -16.7% |
| ASML | Sell | ASML Holding NV | $20,000 | -42.9% | 180 | -43.2% | 0.01% | -52.6% |
| PCF | Putnam High Income Securities Fund | $19,000 | 0.0% | 2,356 | 0.0% | 0.01% | -10.0% | |
| TKF | Turkish Investment Fund, Inc. | $20,000 | -16.7% | 2,944 | 0.0% | 0.01% | -30.8% | |
| ALXN | Buy | Alexion Pharmaceuticals, Inc. | $19,000 | +58.3% | 152 | +55.1% | 0.01% | +50.0% |
| VOD | Sell | Vodafone Group PLCspnsr adr | $19,000 | -65.5% | 781 | -58.6% | 0.01% | -69.0% |
| TRIP | TripAdvisor Inc. | $18,000 | -25.0% | 385 | 0.0% | 0.01% | -38.5% | |
| SKM | Sell | SK Telecom Co. Ltd.sponsored adr | $18,000 | -60.0% | 881 | -55.5% | 0.01% | -66.7% |
| EL | The Estee Lauder Companies Inc.cl a | $17,000 | -10.5% | 216 | 0.0% | 0.01% | -20.0% | |
| VRX | New | Valeant Pharmaceuticals International, Inc. | $15,000 | – | 1,000 | +100.0% | 0.01% | – |
| TEVA | Sell | Teva Pharmaceutical Industries Limitedadr | $16,000 | -62.8% | 430 | -54.5% | 0.01% | -69.6% |
| USO | New | United States Oilunits | $12,000 | – | 1,000 | +100.0% | 0.01% | – |
| CLM | Buy | Cornerstone Strategic Value Fund Inc. | $13,000 | +8.3% | 855 | +5.7% | 0.01% | 0.0% |
| EXG | Eaton Vance Tax-Managed Global Diversified Equity Income Fund | $10,000 | -9.1% | 1,300 | 0.0% | 0.01% | -16.7% | |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $11,000 | +10.0% | 1,323 | +1.8% | 0.01% | 0.0% |
| MSF | Morgan Stanley Emerging Markets Fund, Inc. | $9,000 | -10.0% | 716 | 0.0% | 0.00% | -20.0% | |
| GGZ | Gabelli Global Small and Mid-Cap Value Fund | $7,000 | -12.5% | 700 | 0.0% | 0.00% | -25.0% | |
| RAND | New | Rand Capital Corporation | $6,000 | – | 2,000 | +100.0% | 0.00% | – |
| BLW | BlackRock Limited Duration Income Trust | $4,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| KST | Deutsche Strategic Income Trust | $5,000 | 0.0% | 400 | 0.0% | 0.00% | -33.3% | |
| INB | Cohen & Steers Global Income Builder, Inc. | $5,000 | -16.7% | 635 | 0.0% | 0.00% | -33.3% | |
| NDP | Tortoise Energy Independence Fund, Inc. | $3,000 | 0.0% | 180 | 0.0% | 0.00% | -50.0% | |
| HNW | Pioneer Diversified High Income Trust | $3,000 | 0.0% | 200 | 0.0% | 0.00% | -50.0% | |
| ERC | Wells Fargo Advantage Multi-Sector Income Fundwf mlt sectr inc | $3,000 | 0.0% | 234 | 0.0% | 0.00% | -50.0% | |
| EOI | New | Eaton Vance Enhanced Equity Income Fund | $3,000 | – | 250 | +100.0% | 0.00% | – |
| MNKD | MannKind Corp. | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | -100.0% | |
| WEN | New | The Wendy's Company | $1,000 | – | 42 | +100.0% | 0.00% | – |
| HQL | Buy | Tekla Life Sciences Investorssh ben int | $1,000 | 0.0% | 66 | +1.5% | 0.00% | -100.0% |
| APHB | Exit | AmpliPhi Biosciences Corporation | $0 | – | -1,000 | -100.0% | -0.00% | – |
| DXJ | Exit | WisdomTree Japan Hedged Equityjapn hedge eqt | $0 | – | -143 | -100.0% | -0.00% | – |
| XLV | Exit | Health Care Select Sector SPDR ETFsbi healthcare | $0 | – | -111 | -100.0% | -0.00% | – |
| SKYY | Exit | First Trust ISE Cloud Computing Index | $0 | – | -209 | -100.0% | -0.00% | – |
| VGT | Exit | Vanguard Information Technology ETFinf tech etf | $0 | – | -100 | -100.0% | -0.01% | – |
| ULTRF | Exit | Ultrapetrol (Bahamas) Ltd. | $0 | – | -36,000 | -100.0% | -0.01% | – |
| CHKP | Exit | Check Point Software Technologies Ltd.ord | $0 | – | -202 | -100.0% | -0.01% | – |
| LBTYA | Exit | Liberty Global PLC | $0 | – | -545 | -100.0% | -0.01% | – |
| HHY | Exit | Brookfield High Income Fund Inc. | $0 | – | -2,931 | -100.0% | -0.01% | – |
| 3106PS | Exit | Delphi Automotive PLC | $0 | – | -279 | -100.0% | -0.01% | – |
| CXE | Exit | MFS High Income Municipal Trustsh ben int | $0 | – | -4,687 | -100.0% | -0.01% | – |
| BOI | Exit | Brookfield Mortgage Opportunity Income Fund | $0 | – | -1,835 | -100.0% | -0.02% | – |
| HDB | Exit | HDFC Bank Ltd. | $0 | – | -487 | -100.0% | -0.02% | – |
| INF | Exit | Brookfield Global Listed Infrastructure Income Fund | $0 | – | -4,561 | -100.0% | -0.03% | – |
| MSD | Exit | Morgan Stanley Emerging Market Debt Fund, Inc. | $0 | – | -19,899 | -100.0% | -0.10% | – |
| BNS | Exit | The Bank of Nova Scotia | $0 | – | -6,000 | -100.0% | -0.17% | – |
| EWW | Exit | iShares MSCI Mexico Cappedmsci mex cap etf | $0 | – | -10,800 | -100.0% | -0.28% | – |
| KOF | Exit | Coca Cola Femsa S.A.B. de C.V.spon adr rep l | $0 | – | -8,799 | -100.0% | -0.35% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.