Nantahala Capital Management - Q4 2022 holdings

$1.54 Billion is the total value of Nantahala Capital Management's 118 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 43.3% .

 Value Shares↓ Weighting
IWM BuyISHARES TRput$296,412,000
+58.4%
1,700,000
+49.8%
19.21%
+58.6%
IWM BuyISHARES TRrussell 2000 etf$120,496,011
+869.4%
691,076
+816.9%
7.81%
+871.4%
ESTA SellESTABLISHMENT LABS HLDGS INC$119,156,260
+15.8%
1,815,023
-3.7%
7.72%
+16.0%
QURE SellUNIQURE NV$61,214,418
+12.4%
2,700,239
-7.0%
3.97%
+12.6%
CASH SellPATHWARD FINANCIAL INC$56,016,574
+28.0%
1,301,198
-2.0%
3.63%
+28.2%
TA SellTRAVELCENTERS OF AMERICA INC$46,185,823
-21.9%
1,031,394
-6.0%
2.99%
-21.8%
IMAX BuyIMAX CORP$41,002,393
+7.4%
2,796,889
+3.5%
2.66%
+7.6%
APEN BuyAPOLLO ENDOSURGERY INC$40,444,571
+84.7%
4,056,627
+2.1%
2.62%
+85.0%
KROS SellKEROS THERAPEUTICS INC$38,036,306
+19.6%
792,093
-6.3%
2.46%
+19.7%
LXFR BuyLUXFER HLDGS PLC$33,645,817
-0.7%
2,452,319
+4.9%
2.18%
-0.5%
IMAX  IMAX CORPcall$32,124,458
+3.8%
2,191,3000.0%2.08%
+4.0%
RDVT SellRED VIOLET INC$29,352,526
+32.5%
1,275,088
-0.3%
1.90%
+32.6%
QURE BuyUNIQURE NVcall$26,925,159
+43.5%
1,187,700
+18.8%
1.74%
+43.7%
SNDX SellSYNDAX PHARMACEUTICALS INC$24,831,692
-24.9%
975,705
-29.1%
1.61%
-24.8%
IMTX BuyIMMATICS N.V$23,939,670
-11.8%
2,748,527
+1.3%
1.55%
-11.6%
RMR SellRMR GROUP INCcl a$23,904,218
+10.7%
846,167
-7.1%
1.55%
+10.9%
TNL SellTRAVEL PLUS LEISURE CO$22,876,636
-27.6%
628,479
-32.2%
1.48%
-27.5%
MLHR SellMILLERKNOLL INC$21,039,939
-13.7%
1,001,425
-35.9%
1.36%
-13.5%
CDXS SellCODEXIS INC$20,913,064
-23.4%
4,487,782
-0.4%
1.36%
-23.3%
APEN  APOLLO ENDOSURGERY INCcall$19,940,000
+80.9%
2,000,0000.0%1.29%
+81.2%
PAYA SellPAYA HOLDINGS INC$19,432,939
+8.3%
2,472,352
-15.8%
1.26%
+8.5%
DHX SellDHI GROUP INC$19,371,853
-12.0%
3,661,976
-10.5%
1.26%
-11.9%
PTON BuyPELOTON INTERACTIVE INC$19,017,761
+18.5%
2,395,184
+3.4%
1.23%
+18.7%
GDEN SellGOLDEN ENTMT INC$17,058,477
+1.4%
456,109
-5.4%
1.11%
+1.7%
HGV NewHILTON GRAND VACATIONS INC$15,924,728413,200
+100.0%
1.03%
ALTG SellALTA EQUIPMENT GROUP INC$15,682,712
+8.4%
1,188,985
-9.5%
1.02%
+8.4%
AUTL BuyAUTOLUS THERAPEUTICS PLCspon ads$14,785,834
+32.5%
7,782,018
+49.2%
0.96%
+32.7%
CBAY SellCYMABAY THERAPEUTICS INC$14,111,005
+62.9%
2,250,559
-9.1%
0.92%
+63.4%
VMD SellVIEMED HEALTHCARE INC$13,381,200
+24.6%
1,770,000
-1.1%
0.87%
+24.7%
HLF  HERBALIFE NUTRITION LTDcall$12,911,376
-25.2%
867,7000.0%0.84%
-25.1%
MAX SellMEDIAALPHA INCcl a$12,768,238
-6.4%
1,283,240
-17.7%
0.83%
-6.2%
PTON  PELOTON INTERACTIVE INCcall$10,866,684
+14.6%
1,368,6000.0%0.70%
+14.7%
RH  RHcall$10,687,600
+8.6%
40,0000.0%0.69%
+8.8%
BuyDARIOHEALTH CORP$10,557,720
+3.9%
2,466,757
+12.4%
0.68%
+4.0%
AMYT  AMRYT PHARMA PLCsponsored ads$10,493,443
+5.5%
1,437,4580.0%0.68%
+5.6%
CNCE SellCONCERT PHARMACEUTICALS INC$10,117,146
-15.5%
1,732,388
-3.1%
0.66%
-15.4%
RMBL BuyRUMBLEON INC$9,636,360
+140.3%
1,489,391
+528.5%
0.62%
+140.4%
DXPE SellDXP ENTERPRISES INC$9,314,380
-66.1%
338,090
-70.9%
0.60%
-66.1%
BuyAURA BIOSCIENCES INC$8,386,886
+20.6%
798,751
+108.1%
0.54%
+20.9%
BVS BuyBIOVENTUS INC$8,269,978
+211.8%
3,168,574
+736.4%
0.54%
+211.6%
RDI SellREADING INTL INCcl a$8,054,534
-16.1%
2,907,774
-0.3%
0.52%
-15.9%
RH SellRH$7,694,270
-43.8%
28,797
-48.3%
0.50%
-43.7%
PAYO BuyPAYONEER GLOBAL INC$7,663,314
+228.8%
1,084,831
+181.5%
0.50%
+229.1%
LYRA SellLYRA THERAPEUTICS INC$6,973,406
-38.0%
2,220,830
-1.1%
0.45%
-37.9%
PRDO  PERDOCEO ED CORPput$6,950,000
+35.0%
500,0000.0%0.45%
+35.1%
TSHA BuyTAYSHA GENE THERAPIES INC$6,779,469
+108.9%
2,999,765
+86.2%
0.44%
+109.0%
ZM NewZOOM VIDEO COMMUNICATIONS INcall$6,774,000100,000
+100.0%
0.44%
ESTA NewESTABLISHMENT LABS HLDGS INCcall$6,565,000100,000
+100.0%
0.42%
FBIO SellFORTRESS BIOTECH INC$5,219,077
-26.6%
7,968,056
-3.6%
0.34%
-26.5%
BuyVENTYX BIOSCIENCES INC$5,181,902
+27.3%
158,033
+35.5%
0.34%
+27.3%
PWP SellPERELLA WEINBERG PARTNERS$4,941,929
+54.5%
239,819
-52.5%
0.32%
+54.6%
RNG SellRINGCENTRAL INCcl a$4,871,819
-27.3%
137,622
-17.9%
0.32%
-27.0%
IDYA  IDEAYA BIOSCIENCES INC$4,605,732
+21.8%
253,4800.0%0.30%
+22.0%
NewABEONA THERAPEUTICS INC$4,187,835272,731
+100.0%
0.27%
PNT BuyPOINT BIOPHARMA GLOBAL INC$4,171,272
+172.8%
572,191
+189.3%
0.27%
+172.7%
NewWEBER INCcl a$4,025,000500,000
+100.0%
0.26%
TELA  TELA BIO INC$4,013,523
+35.0%
349,0020.0%0.26%
+35.4%
FULC NewFULCRUM THERAPEUTICS INC$3,640,000500,000
+100.0%
0.24%
 PAR TECHNOLOGY CORPnote 2.875% 4/1$3,567,362
-5.1%
3,785,0000.0%0.23%
-4.9%
SellAPTOSE BIOSCIENCES INC$3,510,663
-14.4%
6,052,867
-12.1%
0.23%
-14.0%
SSKN  STRATA SKIN SCIENCES INC$3,471,451
-9.3%
4,393,6850.0%0.22%
-9.3%
AAN BuyTHE AARONS COMPANY INC$3,448,435
+76.1%
288,572
+43.2%
0.22%
+76.4%
MED NewMEDIFAST INC$3,460,50030,000
+100.0%
0.22%
CDTX SellCIDARA THERAPEUTICS INC$3,303,113
+13.0%
4,367,464
-4.2%
0.21%
+13.2%
MDXG NewMIMEDX GROUP INC$3,190,1171,147,524
+100.0%
0.21%
ACER BuyACER THERAPEUTICS INC$3,077,739
+217.9%
1,226,191
+76.0%
0.20%
+215.9%
NewDISC MEDICINE INC$3,063,181162,762
+100.0%
0.20%
SellAVALO THERAPEUTICS INC$2,725,016
+49.8%
540,667
-1.3%
0.18%
+50.0%
DHC NewDIVERSIFIED HEALTHCARE TR$2,726,2624,215,000
+100.0%
0.18%
OPTN NewOPTINOSE INC$2,682,5001,450,000
+100.0%
0.17%
IMTXW SellIMMATICS N.V*w exp 07/01/202$2,475,114
-7.5%
986,101
-0.1%
0.16%
-7.5%
SRL SellSCULLY ROYALTY LTD$2,436,437
+3.4%
316,010
-0.8%
0.16%
+3.3%
MACK SellMERRIMACK PHARMACEUTICALS IN$2,406,600
+49.4%
210,000
-51.1%
0.16%
+50.0%
RILY  B. RILEY FINANCIAL INC$2,335,723
-23.2%
68,2960.0%0.15%
-23.4%
AGLE BuyAEGLEA BIOTHERAPEUTICS INC$2,074,625
+6.3%
4,611,302
+24.3%
0.13%
+6.3%
ENVA NewENOVA INTL INC$2,043,20253,250
+100.0%
0.13%
KROS  KEROS THERAPEUTICS INCcall$2,012,038
+27.7%
41,9000.0%0.13%
+27.5%
BMTX NewBM TECHNOLOGIES INC$1,603,513307,776
+100.0%
0.10%
NewAKUMIN INC$1,586,3632,206,960
+100.0%
0.10%
VRM  VROOM INCcall$1,530,000
-12.1%
1,500,0000.0%0.10%
-12.4%
WNC NewWABASH NATL CORPput$1,507,42066,700
+100.0%
0.10%
RZLT  REZOLUTE INC$1,487,784
-24.4%
718,7360.0%0.10%
-24.4%
ANEB  ANEBULO PHARMACEUTICALS INC$1,238,688
-13.4%
511,0730.0%0.08%
-14.0%
 SOLENO THERAPEUTICS INC$1,196,274
+18.6%
604,1790.0%0.08%
+20.0%
AGS  PLAYAGS INC$1,134,842
-3.7%
222,5180.0%0.07%
-2.6%
CRMT NewAMERICAS CAR-MART INC$1,083,90015,000
+100.0%
0.07%
DS NewDRIVE SHACK INC$1,072,8256,500,000
+100.0%
0.07%
LQDA  LIQUIDIA CORPORATION$935,065
+17.0%
146,7920.0%0.06%
+17.3%
ADCT NewADC THERAPEUTICS SA$934,234243,290
+100.0%
0.06%
ANGN SellANGION BIOMEDICA CORP$838,500
-14.5%
1,033,145
-3.1%
0.05%
-14.3%
DAKT NewDAKTRONICS INC$823,967292,187
+100.0%
0.05%
IDWM SellIDW MEDIA HLDGS INCcl b$785,857
-50.9%
836,019
-19.6%
0.05%
-51.0%
CVNA NewCARVANA COcall$711,000150,000
+100.0%
0.05%
SGRP  SPAR GROUP INC$699,955
-10.4%
538,4270.0%0.04%
-11.8%
NPCE SellNEUROPACE INC$646,037
-61.2%
433,582
-2.2%
0.04%
-61.1%
NAUT SellNAUTILUS BIOTECHNOLOGY INC$521,721
-62.4%
289,845
-55.8%
0.03%
-62.2%
AVTE NewAEROVATE THERAPEUTICS INC$460,01015,700
+100.0%
0.03%
 HYPERFINE INC$457,741
+2.2%
544,9300.0%0.03%
+3.4%
NewJOURNEY MED CORP$433,912225,996
+100.0%
0.03%
CRIS SellCURIS INC$437,933
-82.0%
796,241
-76.7%
0.03%
-82.3%
TACT  TRANSACT TECHNOLOGIES INC$415,464
+73.1%
65,7380.0%0.03%
+68.8%
SellLUCID DIAGNOSTICS INC$380,170
-13.2%
279,537
-2.4%
0.02%
-10.7%
SellUNICYCIVE THERAPEUTICS INC$349,605
-16.6%
647,416
-8.9%
0.02%
-14.8%
XGN SellEXAGEN INC$351,742
-13.8%
146,559
-2.6%
0.02%
-11.5%
CUE  CUE BIOPHARMA INC$265,896
+27.8%
93,2970.0%0.02%
+30.8%
IDN  INTELLICHECK INC$249,188
-20.6%
124,5940.0%0.02%
-20.0%
CBIO SellCATALYST BIOSCIENCES INC$231,074
-82.1%
438,055
-82.9%
0.02%
-81.9%
IMAC SellIMAC HLDGS INC$234,263
-49.7%
1,174,253
-4.5%
0.02%
-50.0%
CYTK NewCYTOKINETICS INC$220,0284,802
+100.0%
0.01%
SGU NewSTAR GROUP L Punit ltd partnr$152,80612,681
+100.0%
0.01%
RFL  RAFAEL HLDGS INC$135,908
+3.7%
72,6780.0%0.01%
+12.5%
NewKINTARA THERAPEUTICS INC$81,99811,901
+100.0%
0.01%
SellCYREN LTD$71,983
-48.2%
116,214
-17.9%
0.01%
-44.4%
SFT  SHIFT TECHNOLOGIES INCcl a$45,620
-67.4%
200,0000.0%0.00%
-66.7%
 TC BIOPHARM HOLDINGS PLC*w exp 02/08/202$21,047
-27.4%
235,2940.0%0.00%
-50.0%
 GUARDFORCE AI CO LTD*w exp 10/01/202$3,084
-86.0%
154,2050.0%0.00%
-100.0%
HERAW  FTAC HERA ACQUISITION CORP*w exp 02/28/202$6,131
-67.7%
222,9490.0%0.00%
-100.0%
 QUALTEK SERVICES INC*w exp 02/14/202$3,956
-84.8%
96,2440.0%0.00%
-100.0%
FTCVW ExitFINTECH ACQUISITION CORP V*w exp 12/31/202$0-333,331
-100.0%
-0.00%
IIIIW ExitINSU ACQUISITION CORP III*w exp 12/31/202$0-333,332
-100.0%
-0.00%
ExitFINTECH ACQUISITION CORP VI*w exp 03/31/202$0-240,600
-100.0%
-0.00%
KTRA ExitKINTARA THERAPEUTICS INC$0-594,813
-100.0%
-0.00%
ExitSITIO ROYALTIES CORP*w exp 08/23/202$0-582,350
-100.0%
-0.01%
ExitWEJO GROUP LIMITED$0-118,175
-100.0%
-0.01%
AUTL ExitAUTOLUS THERAPEUTICS PLCcall$0-70,300
-100.0%
-0.01%
ZVO ExitZOVIO INC$0-1,961,635
-100.0%
-0.02%
CDXS ExitCODEXIS INCcall$0-50,000
-100.0%
-0.02%
GMTX ExitGEMINI THERAPEUTICS INC$0-257,672
-100.0%
-0.03%
SNDX ExitSYNDAX PHARMACEUTICALS INCcall$0-30,000
-100.0%
-0.05%
ExitHELIOGEN INC$0-433,909
-100.0%
-0.05%
ALEC ExitALECTOR INC$0-85,514
-100.0%
-0.05%
STIM ExitNEURONETICS INC$0-380,325
-100.0%
-0.08%
TCDA ExitTRICIDA INC$0-229,610
-100.0%
-0.16%
SMLR ExitSEMLER SCIENTIFIC INC$0-72,397
-100.0%
-0.18%
ARYD ExitARYA SCIENCES ACQU CORP IVcl a$0-285,730
-100.0%
-0.18%
ONTF ExitON24 INC$0-538,906
-100.0%
-0.31%
SBTX ExitSILVERBACK THERAPEUTICS INC$0-1,249,863
-100.0%
-0.43%
ExitAKUMIN INC$0-4,255,572
-100.0%
-0.47%
ExitARYA SCIENCES ACQUISITN CORP$0-759,572
-100.0%
-0.48%
DRI ExitDARDEN RESTAURANTS INCput$0-200,000
-100.0%
-1.64%
SGMS ExitLIGHT & WONDER INC$0-695,155
-100.0%
-1.93%
TNL ExitTRAVEL PLUS LEISURE COcall$0-919,100
-100.0%
-2.03%
COST ExitCOSTCO WHSL CORP NEW$0-86,640
-100.0%
-2.65%
COST ExitCOSTCO WHSL CORP NEWput$0-91,200
-100.0%
-2.79%
IWM ExitISHARES TRcall$0-800,000
-100.0%
-8.54%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-02-14
Signatures

The EDGAR filing(s) were signed by:

About Nantahala Capital Management

Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.

Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.

Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.

Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.

It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR42Q3 202327.2%
CODEXIS INC42Q3 20233.9%
PATHWARD FINANCIAL INC35Q3 20236.3%
SCIENTIFIC GAMES CORP34Q3 20225.3%
DOVER MOTORSPORTS INC34Q3 20210.5%
GOLDEN ENTMT INC33Q3 20232.1%
QAD INC32Q3 20212.6%
SCIENTIFIC GAMES CORP31Q4 20217.7%
DOLBY LABORATORIES INC31Q4 20205.6%
LINCOLN EDL SVCS CORP31Q4 20210.7%

View Nantahala Capital Management's complete holdings history.

Latest significant ownerships (13-D/G)
Nantahala Capital Management Q4 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
AYTU BIOPHARMA, INCJune 16, 20231,086,81219.7%
Acer Therapeutics Inc.February 14, 20231,226,1917.5%
Aeglea BioTherapeutics, Inc.February 14, 20234,611,3027.5%
AKUMIN INC.February 14, 20232,206,9602.5%
ALTA EQUIPMENT GROUP INC.February 14, 20231,188,9853.7%
Apollo Endosurgery, Inc.February 14, 20234,056,6279.9%
Autolus Therapeutics plcFebruary 14, 20237,782,0184.7%
Bioventus Inc.February 14, 20233,168,5745.1%
CATALYST BIOSCIENCES, INC.February 14, 2023438,0551.4%
Drive Shack Inc.February 14, 20236,500,0007.0%

View Nantahala Capital Management's complete significant-ownership history.

Latest filings
TypeFiled
42024-03-21
42024-03-15
SC 13G2024-03-11
13F-HR/A2024-02-15
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14

View Nantahala Capital Management's complete filings history.

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