Nantahala Capital Management - Q3 2022 holdings

$1.55 Billion is the total value of Nantahala Capital Management's 120 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 37.1% .

 Value Shares↓ Weighting
IWM SellISHARES TRput$187,184,000
-55.8%
1,135,000
-54.6%
12.11%
-42.9%
IWM NewISHARES TRcall$131,936,000800,000
+100.0%
8.54%
ESTA SellESTABLISHMENT LABS HLDGS INC$102,909,000
-5.7%
1,884,430
-6.1%
6.66%
+21.7%
TA SellTRAVELCENTERS OF AMERICA INC$59,172,000
+34.9%
1,097,201
-13.8%
3.83%
+74.0%
QURE SellUNIQURE NV$54,440,000
-5.5%
2,901,929
-6.1%
3.52%
+21.9%
CASH BuyPATHWARD FINANCIAL INC$43,770,000
+14.9%
1,327,968
+34.8%
2.83%
+48.2%
COST SellCOSTCO WHSL CORP NEWput$43,071,000
-10.1%
91,200
-8.8%
2.79%
+16.0%
COST BuyCOSTCO WHSL CORP NEW$40,917,000
+19.4%
86,640
+21.2%
2.65%
+54.1%
IMAX SellIMAX CORP$38,171,000
-17.2%
2,703,336
-1.0%
2.47%
+6.8%
LXFR BuyLUXFER HLDGS PLC$33,895,000
-3.7%
2,337,605
+0.4%
2.19%
+24.2%
SNDX SellSYNDAX PHARMACEUTICALS INC$33,052,000
-35.5%
1,375,428
-48.4%
2.14%
-16.7%
KROS SellKEROS THERAPEUTICS INC$31,815,000
+26.3%
845,692
-7.3%
2.06%
+63.0%
TNL SellTRAVEL PLUS LEISURE CO$31,606,000
-16.5%
926,313
-5.0%
2.04%
+7.7%
TNL  TRAVEL PLUS LEISURE COcall$31,360,000
-12.1%
919,1000.0%2.03%
+13.4%
IMAX  IMAX CORPcall$30,941,000
-16.4%
2,191,3000.0%2.00%
+7.9%
SGMS SellLIGHT & WONDER INC$29,808,000
-42.9%
695,155
-37.4%
1.93%
-26.3%
DXPE SellDXP ENTERPRISES INC$27,499,000
-25.5%
1,161,280
-3.6%
1.78%
-3.8%
CDXS BuyCODEXIS INC$27,294,000
-36.7%
4,504,009
+9.3%
1.77%
-18.3%
IMTX SellIMMATICS N.V$27,140,000
-0.2%
2,713,968
-13.1%
1.76%
+28.7%
DRI  DARDEN RESTAURANTS INCput$25,264,000
+11.7%
200,0000.0%1.64%
+44.2%
MLHR SellMILLERKNOLL INC$24,370,000
-45.7%
1,562,174
-8.5%
1.58%
-29.9%
RDVT SellRED VIOLET INC$22,157,000
-9.9%
1,279,254
-1.0%
1.43%
+16.3%
DHX SellDHI GROUP INC$22,014,000
+7.0%
4,091,744
-1.1%
1.42%
+38.2%
APEN BuyAPOLLO ENDOSURGERY INC$21,896,000
+61.1%
3,973,906
+6.7%
1.42%
+108.1%
RMR SellRMR GROUP INCcl a$21,589,000
-21.5%
911,305
-6.1%
1.40%
+1.2%
QURE BuyUNIQURE NVcall$18,760,000
+25.8%
1,000,000
+25.0%
1.21%
+62.3%
PAYA SellPAYA HOLDINGS INC$17,947,000
-7.7%
2,937,353
-0.8%
1.16%
+19.1%
HLF  HERBALIFE NUTRITION LTDcall$17,259,000
-2.7%
867,7000.0%1.12%
+25.5%
GDEN SellGOLDEN ENTMT INC$16,816,000
-12.3%
481,965
-0.6%
1.09%
+13.1%
PTON SellPELOTON INTERACTIVE INC$16,052,000
-28.6%
2,316,342
-5.4%
1.04%
-7.8%
ALTG SellALTA EQUIPMENT GROUP INC$14,472,000
-3.5%
1,314,421
-21.4%
0.94%
+24.6%
RH SellRH$13,698,000
-28.3%
55,669
-38.1%
0.89%
-7.5%
MAX SellMEDIAALPHA INCcl a$13,637,000
-15.6%
1,558,508
-5.0%
0.88%
+9.0%
IWM BuyISHARES TRrussell 2000 etf$12,430,000
+207.4%
75,370
+215.7%
0.80%
+296.1%
CNCE BuyCONCERT PHARMACEUTICALS INC$11,974,000
+71.4%
1,787,159
+7.7%
0.78%
+121.4%
LYRA SellLYRA THERAPEUTICS INC$11,252,000
-16.0%
2,245,830
-5.2%
0.73%
+8.5%
AUTL BuyAUTOLUS THERAPEUTICS PLCspon ads$11,162,000
-23.3%
5,215,788
+1.4%
0.72%
-1.1%
APEN BuyAPOLLO ENDOSURGERY INCcall$11,020,000
+88.7%
2,000,000
+25.0%
0.71%
+143.3%
VMD BuyVIEMED HEALTHCARE INC$10,743,000
+16.4%
1,790,505
+4.4%
0.70%
+50.1%
BuyDARIOHEALTH CORP$10,165,000
-4.3%
2,195,373
+26.8%
0.66%
+23.5%
AMYT SellAMRYT PHARMA PLCsponsored ads$9,947,000
-8.9%
1,437,458
-8.0%
0.64%
+17.5%
RH NewRHcall$9,843,00040,000
+100.0%
0.64%
RDI SellREADING INTL INCcl a$9,596,000
-17.1%
2,916,575
-9.1%
0.62%
+6.9%
PTON BuyPELOTON INTERACTIVE INCcall$9,484,000
-9.3%
1,368,600
+20.2%
0.61%
+17.2%
CBAY SellCYMABAY THERAPEUTICS INC$8,661,000
+11.0%
2,474,659
-6.4%
0.56%
+43.2%
SellARYA SCIENCES ACQUISITN CORP$7,478,000
-10.8%
759,572
-11.9%
0.48%
+15.2%
SellAKUMIN INC$7,277,000
+118.9%
4,255,572
-23.3%
0.47%
+182.0%
FBIO SellFORTRESS BIOTECH INC$7,106,000
-3.4%
8,263,052
-5.7%
0.46%
+24.7%
BuyAURA BIOSCIENCES INC$6,954,000
+43.0%
383,764
+11.8%
0.45%
+84.4%
RNG BuyRINGCENTRAL INCcl a$6,698,000
-14.6%
167,622
+11.7%
0.43%
+10.2%
SBTX SellSILVERBACK THERAPEUTICS INC$6,599,000
+12.3%
1,249,863
-9.8%
0.43%
+44.7%
PRDO  PERDOCEO ED CORPput$5,150,000
-12.6%
500,0000.0%0.33%
+12.9%
ONTF SellON24 INC$4,742,000
-12.4%
538,906
-5.5%
0.31%
+13.3%
SellAPTOSE BIOSCIENCES INC$4,099,000
-23.6%
6,888,822
-4.8%
0.26%
-1.5%
NewVENTYX BIOSCIENCES INC$4,072,000116,633
+100.0%
0.26%
RMBL BuyRUMBLEON INC$4,010,000
+36.3%
236,975
+18.5%
0.26%
+75.7%
SSKN SellSTRATA SKIN SCIENCES INC$3,827,000
-13.0%
4,393,685
-4.0%
0.25%
+12.7%
IDYA NewIDEAYA BIOSCIENCES INC$3,782,000253,480
+100.0%
0.24%
SellPAR TECHNOLOGY CORPnote 2.875% 4/1$3,759,000
-43.7%
3,785,000
-34.6%
0.24%
-27.5%
TSHA SellTAYSHA GENE THERAPIES INC$3,246,000
-46.9%
1,610,822
-2.0%
0.21%
-31.6%
PWP BuyPERELLA WEINBERG PARTNERS$3,199,000
+9.1%
505,293
+0.5%
0.21%
+40.8%
RILY SellB. RILEY FINANCIAL INC$3,041,000
-6.6%
68,296
-11.4%
0.20%
+20.9%
TELA NewTELA BIO INC$2,973,000349,002
+100.0%
0.19%
CDTX SellCIDARA THERAPEUTICS INC$2,924,000
+24.2%
4,559,201
-5.4%
0.19%
+60.2%
ARYD SellARYA SCIENCES ACQU CORP IVcl a$2,833,000
-10.6%
285,730
-11.5%
0.18%
+15.1%
SMLR SellSEMLER SCIENTIFIC INC$2,719,000
-72.2%
72,397
-79.1%
0.18%
-64.1%
IMTXW SellIMMATICS N.V*w exp 07/01/202$2,676,000
+26.6%
987,432
-4.7%
0.17%
+63.2%
BVS NewBIOVENTUS INC$2,652,000378,839
+100.0%
0.17%
CRIS SellCURIS INC$2,434,000
-31.9%
3,420,510
-5.7%
0.16%
-11.7%
TCDA NewTRICIDA INC$2,406,000229,610
+100.0%
0.16%
SRL SellSCULLY ROYALTY LTD$2,357,000
-61.9%
318,493
-58.7%
0.15%
-50.6%
PAYO  PAYONEER GLOBAL INC$2,331,000
+54.3%
385,3660.0%0.15%
+98.7%
AAN NewTHE AARONS COMPANY INC$1,958,000201,467
+100.0%
0.13%
RZLT NewREZOLUTE INC$1,969,000718,736
+100.0%
0.13%
AGLE SellAEGLEA BIOTHERAPEUTICS INC$1,952,000
-0.3%
3,710,778
-4.3%
0.13%
+28.6%
NewAVALO THERAPEUTICS INC$1,819,000547,814
+100.0%
0.12%
VRM  VROOM INCcall$1,740,000
-7.2%
1,500,0000.0%0.11%
+20.2%
NPCE SellNEUROPACE INC$1,663,000
-29.8%
443,502
-7.3%
0.11%
-9.2%
MACK SellMERRIMACK PHARMACEUTICALS IN$1,611,000
-44.9%
429,596
-12.6%
0.10%
-29.3%
IDWM SellIDW MEDIA HLDGS INCcl b$1,601,000
+13.5%
1,039,830
-1.2%
0.10%
+46.5%
KROS  KEROS THERAPEUTICS INCcall$1,576,000
+36.1%
41,9000.0%0.10%
+75.9%
PNT NewPOINT BIOPHARMA GLOBAL INC$1,529,000197,783
+100.0%
0.10%
ANEB NewANEBULO PHARMACEUTICALS INC$1,431,000511,073
+100.0%
0.09%
NAUT SellNAUTILUS BIOTECHNOLOGY INC$1,389,000
-34.2%
655,338
-16.5%
0.09%
-15.1%
CBIO SellCATALYST BIOSCIENCES INC$1,288,000
-73.7%
2,554,735
-7.3%
0.08%
-66.3%
STIM SellNEURONETICS INC$1,209,000
-50.9%
380,325
-50.4%
0.08%
-37.1%
AGS NewPLAYAGS INC$1,179,000222,518
+100.0%
0.08%
NewSOLENO THERAPEUTICS INC$1,009,000604,179
+100.0%
0.06%
ANGN SellANGION BIOMEDICA CORP$981,000
-23.9%
1,066,012
-5.7%
0.06%
-3.1%
ACER SellACER THERAPEUTICS INC$968,000
+3.6%
696,538
-6.0%
0.06%
+34.0%
LQDA NewLIQUIDIA CORPORATION$799,000146,792
+100.0%
0.05%
ALEC SellALECTOR INC$809,000
-13.7%
85,514
-7.2%
0.05%
+10.6%
 HELIOGEN INC$807,000
-11.9%
433,9090.0%0.05%
+13.0%
SGRP NewSPAR GROUP INC$781,000538,427
+100.0%
0.05%
SNDX NewSYNDAX PHARMACEUTICALS INCcall$721,00030,000
+100.0%
0.05%
IMAC SellIMAC HLDGS INC$466,000
-55.4%
1,229,665
-2.4%
0.03%
-42.3%
 HYPERFINE INC$448,000
-63.1%
544,9300.0%0.03%
-52.5%
SellLUCID DIAGNOSTICS INC$438,000
-37.2%
286,432
-7.3%
0.03%
-20.0%
GMTX NewGEMINI THERAPEUTICS INC$423,000257,672
+100.0%
0.03%
SellUNICYCIVE THERAPEUTICS INC$419,000
-30.9%
710,542
-2.6%
0.03%
-10.0%
XGN SellEXAGEN INC$408,000
-54.5%
150,535
-3.6%
0.03%
-42.2%
CDXS  CODEXIS INCcall$303,000
-42.1%
50,0000.0%0.02%
-23.1%
IDN NewINTELLICHECK INC$314,000124,594
+100.0%
0.02%
ZVO BuyZOVIO INC$281,000
-82.5%
1,961,635
+18.5%
0.02%
-77.8%
TACT SellTRANSACT TECHNOLOGIES INC$240,000
-14.0%
65,738
-6.1%
0.02%
+14.3%
CUE SellCUE BIOPHARMA INC$208,000
-16.8%
93,297
-7.1%
0.01%0.0%
AUTL NewAUTOLUS THERAPEUTICS PLCcall$150,00070,300
+100.0%
0.01%
NewCYREN LTD$139,000141,615
+100.0%
0.01%
SFT SellSHIFT TECHNOLOGIES INCcl a$140,000
-92.2%
200,000
-92.5%
0.01%
-90.0%
RFL BuyRAFAEL HLDGS INC$131,000
+263.9%
72,678
+274.0%
0.01%
+300.0%
SellWEJO GROUP LIMITED$129,000
-18.4%
118,175
-11.0%
0.01%0.0%
 SITIO ROYALTIES CORP*w exp 08/23/202$99,000
+6.5%
582,3500.0%0.01%
+20.0%
KTRA BuyKINTARA THERAPEUTICS INC$64,000
+100.0%
594,813
+411.7%
0.00%
+100.0%
 TC BIOPHARM HOLDINGS PLC*w exp 02/08/202$29,000
-48.2%
235,2940.0%0.00%
-33.3%
 QUALTEK SERVICES INC*w exp 02/14/202$26,000
+73.3%
96,2440.0%0.00%
+100.0%
FTCVW  FINTECH ACQUISITION CORP V*w exp 12/31/202$13,000
-56.7%
333,3310.0%0.00%
-50.0%
IIIIW  INSU ACQUISITION CORP III*w exp 12/31/202$23,000
-23.3%
333,3320.0%0.00%
-50.0%
 FINTECH ACQUISITION CORP VI*w exp 03/31/202$10,000
-74.4%
240,6000.0%0.00%
-50.0%
HERAW  FTAC HERA ACQUISITION CORP*w exp 02/28/202$19,000
-64.2%
222,9490.0%0.00%
-66.7%
 GUARDFORCE AI CO LTD*w exp 10/01/202$22,000
+15.8%
154,2050.0%0.00%0.0%
MILEW ExitMETROMILE INC*w exp 02/09/202$0-507,460
-100.0%
-0.00%
BRPMW ExitB RILEY PRINCIPAL 150 MERGER*w exp 03/01/202$0-185,653
-100.0%
-0.00%
PWPPW ExitPERELLA WEINBERG PARTNERS*w exp 12/31/202$0-409,128
-100.0%
-0.01%
MILE ExitMETROMILE INC$0-325,002
-100.0%
-0.02%
ExitIN8BIO INC$0-148,801
-100.0%
-0.02%
ExitCOGNITION THERAPEUTICS INC$0-192,752
-100.0%
-0.02%
EAR ExitEARGO INC$0-1,028,965
-100.0%
-0.04%
ExitFARADAY FUTRE INTLGT ELCTR I$0-350,000
-100.0%
-0.05%
IMV ExitIMV INC$0-1,424,676
-100.0%
-0.05%
LVTX ExitLAVA THERAPEUTICS NV$0-322,980
-100.0%
-0.05%
FVAM Exit5 01 ACQUISITION CORP$0-157,044
-100.0%
-0.08%
SLNO ExitSOLENO THERAPEUTICS INC$0-9,436,512
-100.0%
-0.08%
KR ExitKROGER COcall$0-50,000
-100.0%
-0.12%
BRPM ExitB RILEY PRINCIPAL 150 MERGER$0-297,727
-100.0%
-0.15%
ExitAVALO THERAPEUTICS INC$0-6,710,327
-100.0%
-0.17%
INMD ExitINMODE LTD$0-158,154
-100.0%
-0.18%
SYK ExitSTRYKER CORPORATION$0-23,000
-100.0%
-0.23%
HERA ExitFTAC HERA ACQUISITION CORP$0-787,130
-100.0%
-0.39%
GOGO ExitGOGO INCput$0-500,000
-100.0%
-0.41%
IIII ExitINSU ACQUISITION CORP III$0-980,183
-100.0%
-0.48%
BBQ ExitBBQ HLDGS INC$0-948,254
-100.0%
-0.50%
SYK ExitSTRYKER CORPORATIONput$0-120,000
-100.0%
-1.20%
ATGE ExitADTALEM GLOBAL ED INCput$0-900,000
-100.0%
-1.62%
AMPH ExitAMPHASTAR PHARMACEUTICALS INput$0-1,000,000
-100.0%
-1.74%
LLY ExitLILLY ELI & COput$0-350,000
-100.0%
-5.69%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2022-11-10
Signatures

The EDGAR filing(s) were signed by:

About Nantahala Capital Management

Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.

Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.

Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.

Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.

It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR42Q3 202327.2%
CODEXIS INC42Q3 20233.9%
PATHWARD FINANCIAL INC35Q3 20236.3%
SCIENTIFIC GAMES CORP34Q3 20225.3%
DOVER MOTORSPORTS INC34Q3 20210.5%
GOLDEN ENTMT INC33Q3 20232.1%
QAD INC32Q3 20212.6%
SCIENTIFIC GAMES CORP31Q4 20217.7%
DOLBY LABORATORIES INC31Q4 20205.6%
LINCOLN EDL SVCS CORP31Q4 20210.7%

View Nantahala Capital Management's complete holdings history.

Latest significant ownerships (13-D/G)
Nantahala Capital Management Q3 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
AYTU BIOPHARMA, INCJune 16, 20231,086,81219.7%
Acer Therapeutics Inc.February 14, 20231,226,1917.5%
Aeglea BioTherapeutics, Inc.February 14, 20234,611,3027.5%
AKUMIN INC.February 14, 20232,206,9602.5%
ALTA EQUIPMENT GROUP INC.February 14, 20231,188,9853.7%
Apollo Endosurgery, Inc.February 14, 20234,056,6279.9%
Autolus Therapeutics plcFebruary 14, 20237,782,0184.7%
Bioventus Inc.February 14, 20233,168,5745.1%
CATALYST BIOSCIENCES, INC.February 14, 2023438,0551.4%
Drive Shack Inc.February 14, 20236,500,0007.0%

View Nantahala Capital Management's complete significant-ownership history.

Latest filings
TypeFiled
42024-03-21
42024-03-15
SC 13G2024-03-11
13F-HR/A2024-02-15
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14

View Nantahala Capital Management's complete filings history.

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Export Nantahala Capital Management's holdings