$790 Million is the total value of B. Riley Financial, Inc.'s 56 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 106.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BW | BABCOCK & WILCOX ENTERPRISES | $174,937,000 | -18.7% | 27,291,437 | 0.0% | 22.14% | -21.9% | |
| EOSE | Sell | EOS ENERGY ENTERPRISES INC | $86,681,000 | -26.1% | 6,178,250 | -5.4% | 10.97% | -29.1% |
| ALTG | Buy | ALTA EQUIPMENT GROUP INC | $85,918,000 | +4.0% | 6,257,729 | +0.7% | 10.87% | -0.2% |
| GSL | Buy | GLOBAL SHIP LEASE INC NEW | $61,327,000 | +124.3% | 2,586,542 | +85.1% | 7.76% | +115.3% |
| FRG | Sell | FRANCHISE GROUP INC | $50,257,000 | -11.7% | 1,419,294 | -12.0% | 6.36% | -15.2% |
| SIC | SELECT INTERIOR CONCEPTS INCcl a | $46,837,000 | +53.4% | 3,248,000 | 0.0% | 5.93% | +47.2% | |
| QMCO | QUANTUM CORP | $39,407,000 | -24.8% | 7,607,611 | 0.0% | 4.99% | -27.8% | |
| New | DOUBLEDOWN INTERACTIVE CO LTads | $33,500,000 | – | 1,902,324 | +100.0% | 4.24% | – | |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | $33,183,000 | -33.1% | 13,826,538 | 0.0% | 4.20% | -35.8% | |
| TTSH | Sell | TILE SHOP HLDGS INC | $28,713,000 | -9.4% | 3,743,576 | -4.9% | 3.63% | -13.0% |
| TLS | New | TELOS CORP MD | $25,580,000 | – | 900,083 | +100.0% | 3.24% | – |
| RILY | B. RILEY FINANCIAL INC | $18,770,000 | -21.8% | 317,915 | 0.0% | 2.38% | -24.9% | |
| PPTA | New | PERPETUA RESOURCES CORP | $18,361,000 | – | 3,686,960 | +100.0% | 2.32% | – |
| RMBL | New | RUMBLEON INC | $12,279,000 | – | 315,010 | +100.0% | 1.55% | – |
| INSE | Sell | INSPIRED ENTMT INC | $9,594,000 | -16.4% | 820,000 | -8.9% | 1.21% | -19.8% |
| LFMD | New | LIFEMD INC | $8,986,000 | – | 1,446,966 | +100.0% | 1.14% | – |
| New | INNOVATE CORP | $8,291,000 | – | 2,022,252 | +100.0% | 1.05% | – | |
| MCHX | Buy | MARCHEX INCcl b | $7,141,000 | +6.1% | 2,392,179 | +8.8% | 0.90% | +1.9% |
| New | GREENIDGE GENERATION HLDGS I | $6,168,000 | – | 241,502 | +100.0% | 0.78% | – | |
| BRIVU | Sell | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $5,952,000 | -15.5% | 600,000 | -15.3% | 0.75% | -18.9% |
| LAZY | New | LAZYDAYS HLDGS INC | $5,492,000 | – | 257,347 | +100.0% | 0.70% | – |
| New | PARABELLUM ACQUISITION CORPunit 99/99/9999 | $5,330,000 | – | 534,600 | +100.0% | 0.67% | – | |
| BRPMU | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $5,205,000 | -1.2% | 520,000 | 0.0% | 0.66% | -5.0% | |
| MINM | New | MINIM INC | $5,148,000 | – | 2,767,896 | +100.0% | 0.65% | – |
| New | IN8BIO INC | $1,763,000 | – | 257,378 | +100.0% | 0.22% | – | |
| EOSEW | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $1,761,000 | -30.1% | 350,000 | 0.0% | 0.22% | -32.8% | |
| GTX | New | GARRETT MOTION INC | $656,000 | – | 89,790 | +100.0% | 0.08% | – |
| IMBI | Sell | IMEDIA BRANDS INC | $528,000 | -92.3% | 91,911 | -89.2% | 0.07% | -92.5% |
| New | TILRAY INCnote 5.000%10/0 | $516,000 | – | 528,000 | +100.0% | 0.06% | – | |
| DRAYU | New | MACONDRAY CAP ACQUISITN CORPunit 05/31/2028 | $367,000 | – | 36,757 | +100.0% | 0.05% | – |
| SPAQU | New | SPARTAN ACQUISITION CORP IIIunit 99/99/9999 | $350,000 | – | 34,316 | +100.0% | 0.04% | – |
| AGACWS | Sell | AFRICAN GOLD ACQUISITION COR*w exp 03/31/202 | $318,000 | -24.6% | 661,700 | -1.2% | 0.04% | -28.6% |
| TURN | 180 DEGREE CAP CORP | $296,000 | -10.0% | 40,855 | 0.0% | 0.04% | -14.0% | |
| MNR | New | MONMOUTH REAL ESTATE INVT COcl a | $244,000 | – | 13,061 | +100.0% | 0.03% | – |
| GPP | New | GREEN PLAINS PARTNERS LP | $221,000 | – | 16,668 | +100.0% | 0.03% | – |
| HPX | HPX CORP | $98,000 | -1.0% | 10,000 | 0.0% | 0.01% | -7.7% | |
| CLBRWS | New | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $76,000 | – | 136,281 | +100.0% | 0.01% | – |
| KIIIW | New | KISMET ACQUISITION THREE COR*w exp 06/30/202 | $37,000 | – | 70,181 | +100.0% | 0.01% | – |
| New | OTONOMO TECHNOLOGIES LTD*w exp 08/13/202 | $24,000 | – | 29,400 | +100.0% | 0.00% | – | |
| New | MACONDRAY CAP ACQUISITN CORP*w exp 05/31/202 | $12,000 | – | 22,538 | +100.0% | 0.00% | – | |
| DBDRW | Exit | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $0 | – | -18,800 | -100.0% | -0.00% | – |
| Exit | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| TMTSW | Exit | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $0 | – | -100,000 | -100.0% | -0.02% | – |
| LSEA | Exit | LANDSEA HOMES CORP | $0 | – | -15,700 | -100.0% | -0.02% | – |
| EMPW | Exit | EMPOWER LTD | $0 | – | -26,213 | -100.0% | -0.04% | – |
| WES | Exit | WESTERN MIDSTREAM PARTNERS L | $0 | – | -38,029 | -100.0% | -0.11% | – |
| SAII | Exit | SOFTWARE ACQUISITN GRUP INC | $0 | – | -109,988 | -100.0% | -0.14% | – |
| AMHC | Exit | AMPLITUDE HLTHCRE AQUSTIN CO | $0 | – | -124,460 | -100.0% | -0.16% | – |
| AGAC | Exit | AFRICAN GOLD ACQUISITION COR | $0 | – | -150,000 | -100.0% | -0.19% | – |
| SRAX | Exit | SRAX INCcl a | $0 | – | -339,371 | -100.0% | -0.24% | – |
| CDZI | Exit | CADIZ INC | $0 | – | -150,252 | -100.0% | -0.27% | – |
| SONM | Exit | SONIM TECHNOLOGIES INC | $0 | – | -10,439,577 | -100.0% | -0.77% | – |
| CLBRU | Exit | COLOMBIER ACQUISITION CORPunit 99/99/9999 | $0 | – | -1,555,812 | -100.0% | -2.03% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.