$889 Million is the total value of B. Riley Financial, Inc.'s 54 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 87.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BW | Sell | BABCOCK & WILCOX ENTERPRISES | $225,912,000 | +29.1% | 25,045,673 | -8.2% | 25.42% | +14.8% |
| IWM | New | ISHARES TRrussell 2000 etf | $160,164,000 | – | 720,000 | +100.0% | 18.02% | – |
| ALTG | Sell | ALTA EQUIPMENT GROUP INC | $74,478,000 | -13.3% | 5,087,263 | -18.7% | 8.38% | -22.9% |
| Buy | DOUBLEDOWN INTERACTIVE CO LTads | $58,652,000 | +75.1% | 3,784,036 | +98.9% | 6.60% | +55.7% | |
| GSL | Sell | GLOBAL SHIP LEASE INC NEW | $52,971,000 | -13.6% | 2,312,133 | -10.6% | 5.96% | -23.2% |
| EOSE | Sell | EOS ENERGY ENTERPRISES INC | $40,381,000 | -53.4% | 5,369,778 | -13.1% | 4.54% | -58.6% |
| FRG | Sell | FRANCHISE GROUP INC | $39,526,000 | -21.4% | 757,775 | -46.6% | 4.45% | -30.1% |
| TZA | New | DIREXION SHS ETF TRdaily sm cp bear | $35,015,000 | – | 1,294,920 | +100.0% | 3.94% | – |
| SQQQ | New | PROSHARES TRultrapro sht qqq | $29,700,000 | – | 5,000,000 | +100.0% | 3.34% | – |
| SNCR | Sell | SYNCHRONOSS TECHNOLOGIES INC | $28,154,000 | -15.2% | 11,538,462 | -16.5% | 3.17% | -24.6% |
| QMCO | Sell | QUANTUM CORP | $27,158,000 | -31.1% | 4,919,866 | -35.3% | 3.06% | -38.7% |
| PPTA | Sell | PERPETUA RESOURCES CORP | $15,547,000 | -15.3% | 2,734,122 | -25.8% | 1.75% | -24.7% |
| TTSH | Sell | TILE SHOP HLDGS INC | $15,536,000 | -45.9% | 2,179,018 | -41.8% | 1.75% | -51.9% |
| LAZY | Buy | LAZYDAYS HLDGS INC | $15,052,000 | +174.1% | 698,791 | +171.5% | 1.69% | +143.6% |
| Buy | INNOVATE CORP | $10,078,000 | +21.6% | 2,723,942 | +34.7% | 1.13% | +8.1% | |
| MCHX | Buy | MARCHEX INCcl b | $7,370,000 | +3.2% | 2,971,911 | +24.2% | 0.83% | -8.3% |
| INSE | Sell | INSPIRED ENTMT INC | $7,358,000 | -23.3% | 567,772 | -30.8% | 0.83% | -31.8% |
| BRIVU | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $5,934,000 | -0.3% | 600,000 | 0.0% | 0.67% | -11.3% | |
| BRPMU | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $5,517,000 | +6.0% | 520,000 | 0.0% | 0.62% | -5.8% | |
| XELA | New | EXELA TECHNOLOGIES INC | $5,159,000 | – | 5,879,941 | +100.0% | 0.58% | – |
| New | JOURNEY MED CORP | $4,652,000 | – | 864,695 | +100.0% | 0.52% | – | |
| LFMD | Sell | LIFEMD INC | $4,416,000 | -50.9% | 1,141,101 | -21.1% | 0.50% | -56.3% |
| New | COMPOSECURE INC | $2,697,000 | – | 328,477 | +100.0% | 0.30% | – | |
| AGAC | New | AFRICAN GOLD ACQUISITION COR | $2,371,000 | – | 244,907 | +100.0% | 0.27% | – |
| MMAT | New | META MATERIALS INC | $2,050,000 | – | 833,333 | +100.0% | 0.23% | – |
| New | MOTIVE CAPITAL CORP IIunit 99/99/9999 | $1,994,000 | – | 200,000 | +100.0% | 0.22% | – | |
| MINM | Sell | MINIM INC | $1,957,000 | -62.0% | 1,565,364 | -43.4% | 0.22% | -66.2% |
| DCP | New | DCP MIDSTREAM LP | $1,374,000 | – | 50,000 | +100.0% | 0.16% | – |
| IN8BIO INC | $1,130,000 | -35.9% | 257,378 | 0.0% | 0.13% | -43.0% | ||
| New | ST ENERGY TRANSITION I LTDunit 99/99/9999 | $1,067,000 | – | 106,600 | +100.0% | 0.12% | – | |
| EOSEW | Sell | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $926,000 | -47.4% | 325,000 | -7.1% | 0.10% | -53.4% |
| PSAGU | New | PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026 | $916,000 | – | 92,654 | +100.0% | 0.10% | – |
| IMBI | IMEDIA BRANDS INC | $551,000 | +4.4% | 91,911 | 0.0% | 0.06% | -7.5% | |
| New | STRONGHOLD DIGITAL MINING IN | $430,000 | – | 33,457 | +100.0% | 0.05% | – | |
| KVHI | New | KVH INDS INC | $401,000 | – | 43,631 | +100.0% | 0.04% | – |
| CLBR | New | COLOMBIER ACQUISITION CORPcl a | $387,000 | – | 40,106 | +100.0% | 0.04% | – |
| GTXAP | New | GARRETT MOTION INCpfd conv ser a | $376,000 | – | 44,895 | +100.0% | 0.04% | – |
| AGACWS | AFRICAN GOLD ACQUISITION COR*w exp 03/31/202 | $325,000 | +2.2% | 661,700 | 0.0% | 0.04% | -7.5% | |
| TURN | 180 DEGREE CAP CORP | $300,000 | +1.4% | 40,855 | 0.0% | 0.03% | -8.1% | |
| New | COGNITION THERAPEUTICS INC | $195,000 | – | 30,904 | +100.0% | 0.02% | – | |
| LSEA | New | LANDSEA HOMES CORP | $164,000 | – | 22,409 | +100.0% | 0.02% | – |
| New | PROOF ACQUISITION CORP Iunit 99/99/9999 | $106,000 | – | 10,623 | +100.0% | 0.01% | – | |
| HPX | HPX CORP | $99,000 | +1.0% | 10,000 | 0.0% | 0.01% | -8.3% | |
| New | NEXTNAV INC | $88,000 | – | 10,000 | +100.0% | 0.01% | – | |
| CLBRWS | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $72,000 | -5.3% | 136,281 | 0.0% | 0.01% | -20.0% | |
| New | APOLLO COML REAL ESTATE FINnote 4.750% 8/2 | $43,000 | – | 43,000 | +100.0% | 0.01% | – | |
| KIIIW | KISMET ACQUISITION THREE COR*w exp 06/30/202 | $35,000 | -5.4% | 70,181 | 0.0% | 0.00% | -20.0% | |
| New | IQIYI INCnote 2.000% 4/0 | $36,000 | – | 50,000 | +100.0% | 0.00% | – | |
| Sell | OTONOMO TECHNOLOGIES LTD*w exp 08/13/202 | $9,000 | -62.5% | 27,401 | -6.8% | 0.00% | -66.7% | |
| Exit | MACONDRAY CAP ACQUISITN CORP*w exp 05/31/202 | $0 | – | -22,538 | -100.0% | -0.00% | – | |
| GPP | Exit | GREEN PLAINS PARTNERS LP | $0 | – | -16,668 | -100.0% | -0.03% | – |
| MNR | Exit | MONMOUTH REAL ESTATE INVT COcl a | $0 | – | -13,061 | -100.0% | -0.03% | – |
| SPAQU | Exit | SPARTAN ACQUISITION CORP IIIunit 99/99/9999 | $0 | – | -34,316 | -100.0% | -0.04% | – |
| DRAYU | Exit | MACONDRAY CAP ACQUISITN CORPunit 05/31/2028 | $0 | – | -36,757 | -100.0% | -0.05% | – |
| Exit | TILRAY INCnote 5.000%10/0 | $0 | – | -528,000 | -100.0% | -0.06% | – | |
| GTX | Exit | GARRETT MOTION INC | $0 | – | -89,790 | -100.0% | -0.08% | – |
| Exit | PARABELLUM ACQUISITION CORPunit 99/99/9999 | $0 | – | -534,600 | -100.0% | -0.67% | – | |
| Exit | GREENIDGE GENERATION HLDGS I | $0 | – | -241,502 | -100.0% | -0.78% | – | |
| RMBL | Exit | RUMBLEON INC | $0 | – | -315,010 | -100.0% | -1.55% | – |
| RILY | Exit | B. RILEY FINANCIAL INC | $0 | – | -317,915 | -100.0% | -2.38% | – |
| TLS | Exit | TELOS CORP MD | $0 | – | -900,083 | -100.0% | -3.24% | – |
| SIC | Exit | SELECT INTERIOR CONCEPTS INCcl a | $0 | – | -3,248,000 | -100.0% | -5.93% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.