$759 Million is the total value of B. Riley Financial, Inc.'s 48 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 82.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BW | BABCOCK & WILCOX ENTERPRISES | $215,057,000 | -16.8% | 27,291,437 | 0.0% | 28.35% | -1.5% | |
| EOSE | EOS ENERGY ENTERPRISES INC | $117,301,000 | -8.9% | 6,531,279 | 0.0% | 15.46% | +7.8% | |
| ALTG | Buy | ALTA EQUIPMENT GROUP INC | $82,616,000 | +8.7% | 6,216,362 | +6.3% | 10.89% | +28.6% |
| FRG | Sell | FRANCHISE GROUP INC | $56,912,000 | -56.9% | 1,613,595 | -55.9% | 7.50% | -49.0% |
| QMCO | Sell | QUANTUM CORP | $52,416,000 | -26.4% | 7,607,611 | -11.0% | 6.91% | -12.8% |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $49,637,000 | – | 13,826,538 | +100.0% | 6.54% | – |
| TTSH | New | TILE SHOP HLDGS INC | $31,676,000 | – | 3,934,919 | +100.0% | 4.18% | – |
| SIC | SELECT INTERIOR CONCEPTS INCcl a | $30,531,000 | +30.6% | 3,248,000 | 0.0% | 4.02% | +54.6% | |
| GSL | Sell | GLOBAL SHIP LEASE INC NEW | $27,344,000 | -11.4% | 1,397,256 | -36.2% | 3.60% | +4.8% |
| RILY | B. RILEY FINANCIAL INC | $24,003,000 | +33.9% | 317,915 | 0.0% | 3.16% | +58.5% | |
| CLBRU | New | COLOMBIER ACQUISITION CORPunit 99/99/9999 | $15,434,000 | – | 1,555,812 | +100.0% | 2.03% | – |
| INSE | New | INSPIRED ENTMT INC | $11,475,000 | – | 900,000 | +100.0% | 1.51% | – |
| BRIVU | New | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $7,046,000 | – | 708,177 | +100.0% | 0.93% | – |
| IMBI | New | IMEDIA BRANDS INC | $6,820,000 | – | 847,205 | +100.0% | 0.90% | – |
| MCHX | Buy | MARCHEX INCcl b | $6,729,000 | +54.3% | 2,199,098 | +41.7% | 0.89% | +82.9% |
| SONM | SONIM TECHNOLOGIES INC | $5,847,000 | -31.7% | 10,439,577 | 0.0% | 0.77% | -19.1% | |
| BRPMU | New | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $5,268,000 | – | 520,000 | +100.0% | 0.69% | – |
| EOSEW | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $2,520,000 | -20.0% | 350,000 | 0.0% | 0.33% | -5.4% | |
| CDZI | New | CADIZ INC | $2,043,000 | – | 150,252 | +100.0% | 0.27% | – |
| SRAX | New | SRAX INCcl a | $1,846,000 | – | 339,371 | +100.0% | 0.24% | – |
| AGAC | Sell | AFRICAN GOLD ACQUISITION COR | $1,448,000 | -73.0% | 150,000 | -73.3% | 0.19% | -68.1% |
| AMHC | New | AMPLITUDE HLTHCRE AQUSTIN CO | $1,237,000 | – | 124,460 | +100.0% | 0.16% | – |
| SAII | Buy | SOFTWARE ACQUISITN GRUP INC | $1,094,000 | +27.8% | 109,988 | +29.4% | 0.14% | +51.6% |
| WES | New | WESTERN MIDSTREAM PARTNERS L | $815,000 | – | 38,029 | +100.0% | 0.11% | – |
| AGACWS | Buy | AFRICAN GOLD ACQUISITION COR*w exp 03/31/202 | $422,000 | +60.5% | 669,750 | +22.2% | 0.06% | +93.1% |
| TURN | Sell | 180 DEGREE CAP CORP | $329,000 | -56.6% | 40,855 | -60.1% | 0.04% | -48.8% |
| EMPW | New | EMPOWER LTD | $262,000 | – | 26,213 | +100.0% | 0.04% | – |
| LSEA | Sell | LANDSEA HOMES CORP | $131,000 | -27.2% | 15,700 | -16.6% | 0.02% | -15.0% |
| TMTSW | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $124,000 | +93.8% | 100,000 | 0.0% | 0.02% | +128.6% | |
| New | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $102,000 | – | 100,000 | +100.0% | 0.01% | – | |
| HPX | HPX CORP | $99,000 | +1.0% | 10,000 | 0.0% | 0.01% | +18.2% | |
| DBDRW | Sell | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $31,000 | -83.9% | 18,800 | -92.6% | 0.00% | -81.0% |
| WTTR | Exit | SELECT ENERGY SVCS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| TCACU | Exit | TUATARA CAPITAL ACQUISITN COunit 99/99/9999 | $0 | – | -10,403 | -100.0% | -0.01% | – |
| Exit | GOLAR LNG LTDnote 2.750% 2/1 | $0 | – | -115,000 | -100.0% | -0.01% | – | |
| TRCAU | Exit | TWIN RIDGE CAPITAL ACQUIS COunit 99/99/9999 | $0 | – | -13,010 | -100.0% | -0.01% | – |
| RTPYU | Exit | REINVENT TECHNOLOGY PARTNERSunit 03/12/2026 | $0 | – | -24,834 | -100.0% | -0.03% | – |
| DCP | Exit | DCP MIDSTREAM LP | $0 | – | -27,252 | -100.0% | -0.07% | – |
| SPH | Exit | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $0 | – | -63,000 | -100.0% | -0.10% | – |
| APGBU | Exit | APOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999 | $0 | – | -199,598 | -100.0% | -0.22% | – |
| KVHI | Exit | KVH INDS INC | $0 | – | -201,015 | -100.0% | -0.28% | – |
| ALTGWS | Exit | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $0 | – | -1,399,420 | -100.0% | -0.54% | – |
| AGACU | Exit | AFRICAN GOLD ACQUISITION CORunit 99/99/9999 | $0 | – | -760,619 | -100.0% | -0.84% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -70,000 | -100.0% | -1.72% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -70,000 | -100.0% | -2.49% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -70,000 | -100.0% | -3.09% | – |
| SQQQ | Exit | PROSHARES TRultrapro sht qqq | $0 | – | -3,879,300 | -100.0% | -5.67% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.