$898 Million is the total value of B. Riley Financial, Inc.'s 49 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 124.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BW | Buy | BABCOCK & WILCOX ENTERPRISES | $258,450,000 | +344.4% | 27,291,437 | +64.7% | 28.78% | +205.4% |
| FRG | Sell | FRANCHISE GROUP INC | $132,094,000 | -4.6% | 3,658,103 | -19.6% | 14.71% | -34.4% |
| EOSE | EOS ENERGY ENTERPRISES INC | $128,797,000 | -5.4% | 6,531,279 | 0.0% | 14.34% | -35.0% | |
| ALTG | ALTA EQUIPMENT GROUP INC | $76,028,000 | +31.6% | 5,848,317 | 0.0% | 8.46% | -9.6% | |
| QMCO | QUANTUM CORP | $71,201,000 | +36.1% | 8,547,611 | 0.0% | 7.93% | -6.5% | |
| SQQQ | Buy | PROSHARES TRultrapro sht qqq | $50,896,000 | -3.6% | 3,879,300 | +11.5% | 5.67% | -33.8% |
| GSL | Sell | GLOBAL SHIP LEASE INC NEW | $30,876,000 | +18.2% | 2,189,824 | -0.3% | 3.44% | -18.7% |
| SPY | New | SPDR S&P 500 ETF TRput | $27,743,000 | – | 70,000 | +100.0% | 3.09% | – |
| SIC | SELECT INTERIOR CONCEPTS INCcl a | $23,386,000 | +0.7% | 3,248,000 | 0.0% | 2.60% | -30.8% | |
| QQQ | New | INVESCO QQQ TRput | $22,339,000 | – | 70,000 | +100.0% | 2.49% | – |
| RILY | B. RILEY FINANCIAL INC | $17,924,000 | +27.5% | 317,915 | 0.0% | 2.00% | -12.4% | |
| IWM | New | ISHARES TRput | $15,466,000 | – | 70,000 | +100.0% | 1.72% | – |
| SONM | Sell | SONIM TECHNOLOGIES INC | $8,560,000 | +0.0% | 10,439,577 | -11.7% | 0.95% | -31.2% |
| AGACU | New | AFRICAN GOLD ACQUISITION CORunit 99/99/9999 | $7,515,000 | – | 760,619 | +100.0% | 0.84% | – |
| AGAC | New | AFRICAN GOLD ACQUISITION COR | $5,370,000 | – | 561,112 | +100.0% | 0.60% | – |
| ALTGWS | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $4,898,000 | +75.4% | 1,399,420 | 0.0% | 0.54% | +20.6% | |
| MCHX | New | MARCHEX INCcl b | $4,360,000 | – | 1,551,550 | +100.0% | 0.48% | – |
| EOSEW | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $3,150,000 | +8.3% | 350,000 | 0.0% | 0.35% | -25.5% | |
| KVHI | New | KVH INDS INC | $2,549,000 | – | 201,015 | +100.0% | 0.28% | – |
| APGBU | New | APOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999 | $1,992,000 | – | 199,598 | +100.0% | 0.22% | – |
| SPH | New | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $934,000 | – | 63,000 | +100.0% | 0.10% | – |
| SAII | New | SOFTWARE ACQUISITN GRUP INC | $856,000 | – | 84,988 | +100.0% | 0.10% | – |
| TURN | New | 180 DEGREE CAP CORP | $758,000 | – | 102,455 | +100.0% | 0.08% | – |
| DCP | New | DCP MIDSTREAM LP | $590,000 | – | 27,252 | +100.0% | 0.07% | – |
| AGACWS | New | AFRICAN GOLD ACQUISITION COR*w exp 03/31/202 | $263,000 | – | 548,018 | +100.0% | 0.03% | – |
| RTPYU | New | REINVENT TECHNOLOGY PARTNERSunit 03/12/2026 | $249,000 | – | 24,834 | +100.0% | 0.03% | – |
| DBDRW | Sell | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $193,000 | -75.2% | 254,539 | -60.1% | 0.02% | -83.3% |
| LSEA | New | LANDSEA HOMES CORP | $180,000 | – | 18,815 | +100.0% | 0.02% | – |
| TRCAU | New | TWIN RIDGE CAPITAL ACQUIS COunit 99/99/9999 | $129,000 | – | 13,010 | +100.0% | 0.01% | – |
| TCACU | New | TUATARA CAPITAL ACQUISITN COunit 99/99/9999 | $104,000 | – | 10,403 | +100.0% | 0.01% | – |
| New | GOLAR LNG LTDnote 2.750% 2/1 | $111,000 | – | 115,000 | +100.0% | 0.01% | – | |
| HPX | New | HPX CORP | $98,000 | – | 10,000 | +100.0% | 0.01% | – |
| TMTSW | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $64,000 | -42.9% | 100,000 | 0.0% | 0.01% | -61.1% | |
| WTTR | New | SELECT ENERGY SVCS INC | $50,000 | – | 10,000 | +100.0% | 0.01% | – |
| TRITW | Exit | TRITERRAS INC*w exp 02/02/202 | $0 | – | -30,500 | -100.0% | -0.01% | – |
| Exit | INSEEGO CORPnote 3.250% 5/0 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| SAIIW | Exit | SOFTWARE ACQUISITN GRUP INC*w exp 09/17/202 | $0 | – | -200,000 | -100.0% | -0.04% | – |
| GIFI | Exit | GULF ISLAND FABRICATION INC | $0 | – | -187,944 | -100.0% | -0.09% | – |
| SGAMU | Exit | SEAPORT GLOBAL ACQUISITN CORunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.17% | – |
| TURN | Exit | 180 DEGREE CAP CORP | $0 | – | -696,659 | -100.0% | -0.25% | – |
| LFAC | Exit | LF CAP ACQUISITION CORPcl a | $0 | – | -169,126 | -100.0% | -0.29% | – |
| PLTR | Exit | PALANTIR TECHNOLOGIES INCput | $0 | – | -236,900 | -100.0% | -0.90% | – |
| DBDR | Exit | ROMAN DBDR TECH ACQUISITION | $0 | – | -650,000 | -100.0% | -1.06% | – |
| DBDRU | Exit | ROMAN DBDR TECH ACQUISITIONunit 99/99/9999 | $0 | – | -650,000 | -100.0% | -1.10% | – |
| NHLD | Exit | NATIONAL HLDGS CORP | $0 | – | -6,159,550 | -100.0% | -3.02% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.