$617 Million is the total value of B. Riley Financial, Inc.'s 34 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 96.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FRG | FRANCHISE GROUP INC | $138,471,000 | +20.1% | 4,547,462 | 0.0% | 22.44% | -26.1% | |
| EOSE | New | EOS ENERGY ENTERPRISES INC | $136,112,000 | – | 6,531,279 | +100.0% | 22.05% | – |
| BW | Buy | BABCOCK & WILCOX ENTERPRISES | $58,163,000 | +76.7% | 16,570,652 | +16.8% | 9.42% | +8.8% |
| ALTG | ALTA EQUIPMENT GROUP INC | $57,781,000 | +26.2% | 5,848,317 | 0.0% | 9.36% | -22.3% | |
| SQQQ | New | PROSHARES TRultrapro sht qqq | $52,821,000 | – | 3,479,630 | +100.0% | 8.56% | – |
| QMCO | QUANTUM CORP | $52,311,000 | +33.0% | 8,547,611 | 0.0% | 8.48% | -18.1% | |
| GSL | GLOBAL SHIP LEASE INC NEW | $26,113,000 | +72.3% | 2,196,224 | 0.0% | 4.23% | +6.1% | |
| SIC | SELECT INTERIOR CONCEPTS INCcl a | $23,224,000 | +3.6% | 3,248,000 | 0.0% | 3.76% | -36.2% | |
| NHLD | NATIONAL HLDGS CORP | $18,663,000 | +42.9% | 6,159,550 | 0.0% | 3.02% | -12.0% | |
| RILY | Buy | B. RILEY FINANCIAL INC | $14,058,000 | +218.4% | 317,915 | +80.4% | 2.28% | +96.0% |
| SONM | SONIM TECHNOLOGIES INC | $8,557,000 | -6.7% | 11,819,577 | 0.0% | 1.39% | -42.6% | |
| DBDRU | New | ROMAN DBDR TECH ACQUISITIONunit 99/99/9999 | $6,760,000 | – | 650,000 | +100.0% | 1.10% | – |
| DBDR | New | ROMAN DBDR TECH ACQUISITION | $6,572,000 | – | 650,000 | +100.0% | 1.06% | – |
| PLTR | New | PALANTIR TECHNOLOGIES INCput | $5,579,000 | – | 236,900 | +100.0% | 0.90% | – |
| EOSEW | New | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $2,909,000 | – | 350,000 | +100.0% | 0.47% | – |
| ALTGWS | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $2,792,000 | +19.2% | 1,399,420 | 0.0% | 0.45% | -26.6% | |
| LFAC | New | LF CAP ACQUISITION CORPcl a | $1,796,000 | – | 169,126 | +100.0% | 0.29% | – |
| TURN | Sell | 180 DEGREE CAP CORP | $1,547,000 | +15.0% | 696,659 | -2.1% | 0.25% | -29.1% |
| SGAMU | New | SEAPORT GLOBAL ACQUISITN CORunit 99/99/9999 | $1,045,000 | – | 100,000 | +100.0% | 0.17% | – |
| DBDRW | New | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $778,000 | – | 638,350 | +100.0% | 0.13% | – |
| GIFI | Sell | GULF ISLAND FABRICATION INC | $575,000 | -57.6% | 187,944 | -56.6% | 0.09% | -73.9% |
| SAIIW | New | SOFTWARE ACQUISITN GRUP INC*w exp 09/17/202 | $270,000 | – | 200,000 | +100.0% | 0.04% | – |
| Buy | INSEEGO CORPnote 3.250% 5/0 | $136,000 | +134.5% | 100,000 | +66.7% | 0.02% | +46.7% | |
| TMTSW | New | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $112,000 | – | 100,000 | +100.0% | 0.02% | – |
| TRITW | New | TRITERRAS INC*w exp 02/02/202 | $68,000 | – | 30,500 | +100.0% | 0.01% | – |
| Exit | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $0 | – | -23,000 | -100.0% | -0.01% | – | |
| Exit | HORIZON GLOBAL CORPnote 2.750% 7/0 | $0 | – | -130,000 | -100.0% | -0.02% | – | |
| ET | Exit | ENERGY TRANSFER LP | $0 | – | -40,000 | -100.0% | -0.06% | – |
| PK | Exit | PARK HOTELS RESORTS INC | $0 | – | -25,999 | -100.0% | -0.07% | – |
| SAQN | Exit | SOFTWARE ACQUISITION GROUP I | $0 | – | -92,054 | -100.0% | -0.24% | – |
| NFIN | Exit | NETFIN ACQUISITION CORP | $0 | – | -154,710 | -100.0% | -0.42% | – |
| CXDO | Exit | CREXENDO INC | $0 | – | -336,927 | -100.0% | -0.50% | – |
| SPOK | Exit | SPOK HLDGS INC | $0 | – | -212,265 | -100.0% | -0.53% | – |
| SXC | Exit | SUNCOKE ENERGY INC | $0 | – | -1,000,000 | -100.0% | -0.90% | – |
| BMRGU | Exit | B RILEY PRIN MERGER CORP IIunit 99/99/9999 | $0 | – | -700,000 | -100.0% | -1.96% | – |
| SAIIU | Exit | SOFTWARE ACQUISITN GRUP INCunit 99/99/9999 | $0 | – | -1,791,128 | -100.0% | -4.69% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -150,000 | -100.0% | -10.97% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.