$380 Million is the total value of B. Riley Financial, Inc.'s 33 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 60.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FRG | FRANCHISE GROUP INC | $115,323,000 | +15.9% | 4,547,462 | 0.0% | 30.34% | -15.8% | |
| ALTG | ALTA EQUIPMENT GROUP INC | $45,792,000 | +0.8% | 5,848,317 | 0.0% | 12.05% | -26.8% | |
| QQQ | New | INVESCO QQQ TRput | $41,676,000 | – | 150,000 | +100.0% | 10.97% | – |
| QMCO | QUANTUM CORP | $39,319,000 | +19.2% | 8,547,611 | 0.0% | 10.35% | -13.4% | |
| BW | Buy | BABCOCK & WILCOX ENTERPRISES | $32,924,000 | +47.1% | 14,191,276 | +44.6% | 8.66% | +6.9% |
| SIC | Buy | SELECT INTERIOR CONCEPTS INCcl a | $22,411,000 | +103.6% | 3,248,000 | +3.3% | 5.90% | +47.9% |
| SAIIU | New | SOFTWARE ACQUISITN GRUP INCunit 99/99/9999 | $17,822,000 | – | 1,791,128 | +100.0% | 4.69% | – |
| GSL | Sell | GLOBAL SHIP LEASE INC NEW | $15,154,000 | +62.5% | 2,196,224 | -0.1% | 3.99% | +18.1% |
| NHLD | NATIONAL HOLDINGS CORP | $13,058,000 | +6.0% | 6,159,550 | 0.0% | 3.44% | -23.0% | |
| SONM | SONIM TECHNOLOGIES INC | $9,172,000 | -3.1% | 11,819,577 | 0.0% | 2.41% | -29.6% | |
| BMRGU | B RILEY PRIN MERGER CORP IIunit 99/99/9999 | $7,455,000 | -9.1% | 700,000 | 0.0% | 1.96% | -33.9% | |
| RILY | B. RILEY FINANCIAL INC | $4,415,000 | +15.2% | 176,187 | 0.0% | 1.16% | -16.3% | |
| SXC | Buy | SUNCOKE ENERGY INC | $3,420,000 | +65.1% | 1,000,000 | +42.9% | 0.90% | +19.8% |
| ALTGWS | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $2,342,000 | +59.8% | 1,399,420 | 0.0% | 0.62% | +16.0% | |
| SPOK | Sell | SPOK HLDGS INC | $2,019,000 | -42.9% | 212,265 | -43.9% | 0.53% | -58.6% |
| CXDO | New | CREXENDO INC | $1,883,000 | – | 336,927 | +100.0% | 0.50% | – |
| NFIN | Buy | NETFIN ACQUISITION CORP | $1,604,000 | +273.0% | 154,710 | +286.8% | 0.42% | +170.5% |
| GIFI | GULF ISLAND FABRICATION INC | $1,355,000 | +2.0% | 433,026 | 0.0% | 0.36% | -25.8% | |
| TURN | Sell | 180 DEGREE CAP CORP | $1,345,000 | -19.4% | 711,604 | -25.8% | 0.35% | -41.5% |
| SAQN | New | SOFTWARE ACQUISITION GROUP I | $917,000 | – | 92,054 | +100.0% | 0.24% | – |
| PK | New | PARK HOTELS RESORTS INC | $260,000 | – | 25,999 | +100.0% | 0.07% | – |
| ET | New | ENERGY TRANSFER LP | $217,000 | – | 40,000 | +100.0% | 0.06% | – |
| Buy | HORIZON GLOBAL CORPnote 2.750% 7/0 | $95,000 | +13.1% | 130,000 | +4.0% | 0.02% | -16.7% | |
| New | INSEEGO CORPnote 3.250% 5/0 | $58,000 | – | 60,000 | +100.0% | 0.02% | – | |
| New | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $19,000 | – | 23,000 | +100.0% | 0.01% | – | |
| HRTH | Exit | HARTE-HANKS INC | $0 | – | -36,470 | -100.0% | -0.04% | – |
| RTWIQ | Exit | RTW RETAILWINDS INC | $0 | – | -705,546 | -100.0% | -0.05% | – |
| Exit | INFINERA CORPnote 2.125% 9/0 | $0 | – | -210,000 | -100.0% | -0.06% | – | |
| RNGR | Exit | RANGER ENERGY SVCS INC | $0 | – | -265,062 | -100.0% | -0.28% | – |
| BFYT | Exit | BENEFYTT TECHNOLOGIES INC | $0 | – | -109,362 | -100.0% | -0.81% | – |
| SQQQ | Exit | PROSHARES TRultrapro sht qqq | $0 | – | -1,000,000 | -100.0% | -2.74% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.