$398 Million is the total value of B. Riley Financial, Inc.'s 44 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 78.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $165,670,000 | +84.1% | 1,000,000 | +68.2% | 41.64% | +25.1% |
| FRG | New | FRANCHISE GROUP INC | $95,253,000 | – | 4,105,728 | +100.0% | 23.94% | – |
| SIC | SELECT INTERIOR CONCEPTS INCcl a | $27,566,000 | -30.7% | 3,066,351 | 0.0% | 6.93% | -52.9% | |
| BW | BABCOCK & WILCOX ENTERPRIS I | $25,158,000 | -24.0% | 6,911,608 | 0.0% | 6.32% | -48.3% | |
| GSL | GLOBAL SHIP LEASE INC NEW | $18,448,000 | +15.4% | 2,089,226 | 0.0% | 4.64% | -21.5% | |
| NHLD | NATIONAL HOLDINGS CORP | $15,707,000 | -6.9% | 6,159,550 | 0.0% | 3.95% | -36.7% | |
| HCHC | Sell | HC2 HLDGS INC | $9,029,000 | -8.8% | 4,161,055 | -1.3% | 2.27% | -38.0% |
| SONM | SONIM TECHNOLOGIES INC | $8,032,000 | +23.9% | 2,212,743 | 0.0% | 2.02% | -15.8% | |
| HIIQ | HEALTH INS INNOVATIONS INC | $7,284,000 | -22.6% | 377,608 | 0.0% | 1.83% | -47.4% | |
| BRPMU | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $4,630,000 | +0.7% | 462,500 | 0.0% | 1.16% | -31.6% | |
| RNGR | Sell | RANGER ENERGY SVCS INC | $3,156,000 | -28.0% | 490,111 | -27.8% | 0.79% | -51.0% |
| ECC | New | EAGLE PT CR CO LLC | $3,068,000 | – | 210,000 | +100.0% | 0.77% | – |
| TURN | Buy | 180 DEGREE CAP CORP | $2,967,000 | +1.4% | 1,379,915 | +0.8% | 0.75% | -31.1% |
| PBPB | New | POTBELLY CORP | $1,899,000 | – | 450,000 | +100.0% | 0.48% | – |
| TUESQ | Sell | TUESDAY MORNING CORP | $1,645,000 | +8.7% | 889,276 | -7.8% | 0.41% | -26.1% |
| LONEQ | Sell | LONESTAR RES US INCcl a vtg | $1,515,000 | -62.7% | 580,640 | -61.1% | 0.38% | -74.7% |
| IMMR | Buy | IMMERSION CORP | $650,000 | +126.5% | 87,500 | +133.3% | 0.16% | +53.8% |
| RTWIQ | Sell | RTW RETAILWINDS INC | $584,000 | -48.8% | 729,452 | -12.4% | 0.15% | -65.2% |
| VTIQ | New | VECTOIQ ACQUISITION CORP | $568,000 | – | 55,000 | +100.0% | 0.14% | – |
| LACQ | New | LEISURE ACQUISITION CORP | $521,000 | – | 50,000 | +100.0% | 0.13% | – |
| CCX | New | CHURCHILL CAP CORP IIcl a | $512,000 | – | 49,543 | +100.0% | 0.13% | – |
| UEPS | Sell | NET 1 UEPS TECHNOLOGIES INC | $513,000 | -72.8% | 137,985 | -73.9% | 0.13% | -81.5% |
| FRGI | New | FIESTA RESTAURANT GROUP INC | $495,000 | – | 50,000 | +100.0% | 0.12% | – |
| FTK | FLOTEK INDS INC DEL | $350,000 | -9.1% | 175,000 | 0.0% | 0.09% | -38.0% | |
| ATEN | Sell | A10 NETWORKS INC | $344,000 | -43.3% | 50,000 | -42.9% | 0.09% | -61.6% |
| AEHR | Sell | AEHR TEST SYSTEMS | $314,000 | -62.7% | 157,011 | -66.6% | 0.08% | -74.6% |
| EMKR | New | EMCORE CORP | $304,000 | – | 100,000 | +100.0% | 0.08% | – |
| CCH | New | COLLIER CREEK HOLDINGS | $257,000 | – | 25,000 | +100.0% | 0.06% | – |
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $250,000 | – | 25,000 | +100.0% | 0.06% | – |
| HFRO | New | HIGHLAND INCOME FUND | $249,000 | – | 20,000 | +100.0% | 0.06% | – |
| HRTH | Buy | HARTE-HANKS INC | $233,000 | +70.1% | 65,000 | +44.4% | 0.06% | +15.7% |
| BRMKWS | New | BROADMARK RLTY CAP INC*w exp 11/15/202 | $209,000 | – | 550,000 | +100.0% | 0.05% | – |
| RNWK | Buy | REALNETWORKS INC | $180,000 | +116.9% | 150,000 | +200.0% | 0.04% | +45.2% |
| New | HORIZON GLOBAL CORPnote 2.750% 7/0 | $105,000 | – | 132,000 | +100.0% | 0.03% | – | |
| FNJN | FINJAN HLDGS INC | $101,000 | 0.0% | 50,000 | 0.0% | 0.02% | -32.4% | |
| DXLG | DESTINATION XL GROUP INC | $35,000 | -23.9% | 27,000 | 0.0% | 0.01% | -47.1% | |
| BRPMWS | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $20,000 | +81.8% | 24,200 | 0.0% | 0.01% | +25.0% | |
| NFINW | Exit | NETFIN ACQUISITION CORP*w exp 08/01/202 | $0 | – | -22,992 | -100.0% | -0.00% | – |
| BBX | Exit | BBX CAP CORP NEWcl a | $0 | – | -17,880 | -100.0% | -0.03% | – |
| SREV | Exit | SERVICESOURCE INTL INC | $0 | – | -110,000 | -100.0% | -0.04% | – |
| GCVRZ | Exit | SANOFIright 12/31/2020 | $0 | – | -256,219 | -100.0% | -0.05% | – |
| TIVO | Exit | TIVO CORP | $0 | – | -25,000 | -100.0% | -0.07% | – |
| NFIN | Exit | NETFIN ACQUISITION CORP | $0 | – | -19,600 | -100.0% | -0.07% | – |
| CCLP | Exit | CSI COMPRESSCO LP | $0 | – | -70,650 | -100.0% | -0.08% | – |
| LOV | Exit | SPARK NETWORKS SEsponsored adr | $0 | – | -37,566 | -100.0% | -0.08% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -19,817 | -100.0% | -0.08% | – |
| TA | Exit | TRAVELCENTERS OF AMERICA INC | $0 | – | -20,000 | -100.0% | -0.09% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -22,600 | -100.0% | -0.09% | – |
| PICU | Exit | PIVOTAL INVT CORP IIunit 06/01/2025 | $0 | – | -25,000 | -100.0% | -0.09% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -50,000 | -100.0% | -0.17% | – |
| CNXM | Exit | CNX MIDSTREAM PARTNERS LP | $0 | – | -35,000 | -100.0% | -0.18% | – |
| TLRDQ | Exit | TAILORED BRANDS INC | $0 | – | -150,000 | -100.0% | -0.24% | – |
| KVHI | Exit | KVH INDS INC | $0 | – | -62,500 | -100.0% | -0.25% | – |
| RMD | Exit | RESMED INCput | $0 | – | -5,000 | -100.0% | -0.25% | – |
| CELH | Exit | CELSIUS HOLDINGS INC | $0 | – | -240,200 | -100.0% | -0.31% | – |
| FCFS | Exit | FIRSTCASH INCput | $0 | – | -10,000 | -100.0% | -0.34% | – |
| EHTH | Exit | EHEALTH INC | $0 | – | -16,318 | -100.0% | -0.40% | – |
| TSLA | Exit | TESLA INCput | $0 | – | -5,000 | -100.0% | -0.44% | – |
| CLW | Exit | CLEARWATER PAPER CORP | $0 | – | -61,260 | -100.0% | -0.48% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCput | $0 | – | -25,000 | -100.0% | -1.06% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -10,000 | -100.0% | -1.10% | – |
| NFINU | Exit | NETFIN ACQUISITION CORPunit 08/01/2024 | $0 | – | -306,100 | -100.0% | -1.14% | – |
| VSI | Exit | VITAMIN SHOPPE INC | $0 | – | -1,006,000 | -100.0% | -2.42% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.