$270 Million is the total value of B. Riley Financial, Inc.'s 50 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 87.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $90,002,000 | +65.4% | 594,700 | +69.9% | 33.28% | +27.2% |
| SIC | SELECT INTERIOR CONCEPTS INCcl a | $39,771,000 | +11.3% | 3,066,351 | 0.0% | 14.71% | -14.4% | |
| BW | New | BABCOCK & WILCOX ENTERPRIS I | $33,107,000 | – | 6,911,608 | +100.0% | 12.24% | – |
| NHLD | NATIONAL HOLDINGS CORP | $16,877,000 | +1.1% | 6,159,550 | 0.0% | 6.24% | -22.2% | |
| GSL | Buy | GLOBAL SHIP LEASE INC NEW | $15,983,000 | +7851.7% | 2,089,226 | +7570.0% | 5.91% | +5992.8% |
| HCHC | HC2 HLDGS INC | $9,905,000 | -0.4% | 4,214,730 | 0.0% | 3.66% | -23.4% | |
| HIIQ | HEALTH INS INNOVATIONS INC | $9,414,000 | -3.8% | 377,608 | 0.0% | 3.48% | -26.0% | |
| VSI | VITAMIN SHOPPE INC | $6,559,000 | +65.5% | 1,006,000 | 0.0% | 2.42% | +27.2% | |
| SONM | SONIM TECHNOLOGIES INC | $6,483,000 | -77.0% | 2,212,743 | 0.0% | 2.40% | -82.3% | |
| BRPMU | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $4,600,000 | -0.3% | 462,500 | 0.0% | 1.70% | -23.3% | |
| RNGR | Sell | RANGER ENERGY SVCS INC | $4,381,000 | -20.7% | 679,234 | -1.0% | 1.62% | -39.0% |
| LONEQ | Sell | LONESTAR RES US INCcl a vtg | $4,064,000 | -10.5% | 1,493,975 | -24.7% | 1.50% | -31.2% |
| NFINU | New | NETFIN ACQUISITION CORPunit 08/01/2024 | $3,089,000 | – | 306,100 | +100.0% | 1.14% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $2,968,000 | – | 10,000 | +100.0% | 1.10% | – |
| TURN | New | 180 DEGREE CAP CORP | $2,926,000 | – | 1,369,488 | +100.0% | 1.08% | – |
| GWPH | New | GW PHARMACEUTICALS PLCput | $2,876,000 | – | 25,000 | +100.0% | 1.06% | – |
| UEPS | NET 1 UEPS TECHNOLOGIES INC | $1,887,000 | -10.7% | 528,600 | 0.0% | 0.70% | -31.3% | |
| TUESQ | Buy | TUESDAY MORNING CORP | $1,514,000 | +199.8% | 964,276 | +222.5% | 0.56% | +130.5% |
| CLW | New | CLEARWATER PAPER CORP | $1,294,000 | – | 61,260 | +100.0% | 0.48% | – |
| TSLA | Sell | TESLA INCput | $1,204,000 | -64.1% | 5,000 | -66.7% | 0.44% | -72.4% |
| RTWIQ | New | RTW RETAILWINDS INC | $1,141,000 | – | 832,996 | +100.0% | 0.42% | – |
| EHTH | New | EHEALTH INC | $1,090,000 | – | 16,318 | +100.0% | 0.40% | – |
| FCFS | New | FIRSTCASH INCput | $917,000 | – | 10,000 | +100.0% | 0.34% | – |
| AEHR | Buy | AEHR TEST SYSTEMS | $841,000 | +16.6% | 470,000 | +7.6% | 0.31% | -10.4% |
| CELH | New | CELSIUS HOLDINGS INC | $835,000 | – | 240,200 | +100.0% | 0.31% | – |
| RMD | New | RESMED INCput | $676,000 | – | 5,000 | +100.0% | 0.25% | – |
| KVHI | Buy | KVH INDS INC | $666,000 | +144.9% | 62,500 | +150.0% | 0.25% | +87.8% |
| TLRDQ | New | TAILORED BRANDS INC | $660,000 | – | 150,000 | +100.0% | 0.24% | – |
| ATEN | Buy | A10 NETWORKS INC | $607,000 | +18.6% | 87,500 | +16.7% | 0.22% | -8.9% |
| CNXM | New | CNX MIDSTREAM PARTNERS LP | $494,000 | – | 35,000 | +100.0% | 0.18% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $457,000 | – | 50,000 | +100.0% | 0.17% | – |
| FTK | New | FLOTEK INDS INC DEL | $385,000 | – | 175,000 | +100.0% | 0.14% | – |
| IMMR | IMMERSION CORP | $287,000 | +0.7% | 37,500 | 0.0% | 0.11% | -22.6% | |
| PICU | New | PIVOTAL INVT CORP IIunit 06/01/2025 | $255,000 | – | 25,000 | +100.0% | 0.09% | – |
| VG | New | VONAGE HLDGS CORP | $255,000 | – | 22,600 | +100.0% | 0.09% | – |
| TA | New | TRAVELCENTERS OF AMERICA INC | $247,000 | – | 20,000 | +100.0% | 0.09% | – |
| FTACU | Sell | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $212,000 | -60.4% | 19,817 | -60.4% | 0.08% | -69.6% |
| LOV | New | SPARK NETWORKS SEsponsored adr | $208,000 | – | 37,566 | +100.0% | 0.08% | – |
| CCLP | Sell | CSI COMPRESSCO LP | $209,000 | -84.4% | 70,650 | -81.4% | 0.08% | -88.1% |
| NFIN | New | NETFIN ACQUISITION CORP | $191,000 | – | 19,600 | +100.0% | 0.07% | – |
| TIVO | TIVO CORP | $190,000 | +3.3% | 25,000 | 0.0% | 0.07% | -20.5% | |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $144,000 | +14.3% | 256,219 | +6.1% | 0.05% | -13.1% |
| HRTH | New | HARTE-HANKS INC | $137,000 | – | 45,000 | +100.0% | 0.05% | – |
| FNJN | FINJAN HLDGS INC | $101,000 | -9.0% | 50,000 | 0.0% | 0.04% | -30.2% | |
| SREV | SERVICESOURCE INTL INC | $97,000 | -7.6% | 110,000 | 0.0% | 0.04% | -28.0% | |
| RNWK | REALNETWORKS INC | $83,000 | -12.6% | 50,000 | 0.0% | 0.03% | -32.6% | |
| BBX | Sell | BBX CAP CORP NEWcl a | $83,000 | -83.1% | 17,880 | -82.1% | 0.03% | -86.9% |
| DXLG | DESTINATION XL GROUP INC | $46,000 | -4.2% | 27,000 | 0.0% | 0.02% | -26.1% | |
| BRPMWS | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $11,000 | 0.0% | 24,200 | 0.0% | 0.00% | -20.0% | |
| NFINW | New | NETFIN ACQUISITION CORP*w exp 08/01/202 | $7,000 | – | 22,992 | +100.0% | 0.00% | – |
| FRAN | Exit | FRANCESCAS HLDGS CORP | $0 | – | -20,000 | -100.0% | -0.01% | – |
| ICD | Exit | INDEPENDENCE CONTRACT DRIL I | $0 | – | -35,000 | -100.0% | -0.03% | – |
| Exit | HORIZON GLOBAL CORPnote 2.750% 7/0 | $0 | – | -116,000 | -100.0% | -0.03% | – | |
| AVXL | Exit | ANAVEX LIFE SCIENCES CORP | $0 | – | -24,000 | -100.0% | -0.04% | – |
| VERB | Exit | VERB TECHNOLOGY CO INC | $0 | – | -50,578 | -100.0% | -0.05% | – |
| Exit | VITAMIN SHOPPE INCnote 2.250%12/0 | $0 | – | -200,000 | -100.0% | -0.08% | – | |
| APHA | Exit | APHRIA INC | $0 | – | -25,000 | -100.0% | -0.08% | – |
| TGE | Exit | TALLGRASS ENERGY LP | $0 | – | -12,776 | -100.0% | -0.13% | – |
| HFFG | Exit | HF FOODS GROUP INC | $0 | – | -9,000 | -100.0% | -0.15% | – |
| TA | Exit | TRAVELCENTERS AMER LLC | $0 | – | -100,000 | -100.0% | -0.17% | – |
| HESM | Exit | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $0 | – | -44,768 | -100.0% | -0.42% | – |
| RPLA | Exit | REPLAY ACQUISITION CORP | $0 | – | -99,900 | -100.0% | -0.47% | – |
| SMH | Exit | VANECK VECTORS ETF TRput | $0 | – | -10,000 | -100.0% | -0.53% | – |
| TST | Exit | THESTREET INC | $0 | – | -340,363 | -100.0% | -1.00% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -400,000 | -100.0% | -1.34% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRIS I | $0 | – | -10,908,713 | -100.0% | -1.80% | – |
| RUBI | Exit | RUBICON PROJ INC | $0 | – | -589,055 | -100.0% | -1.80% | – |
| RRGB | Exit | RED ROBIN GOURMET BURGERS IN | $0 | – | -218,301 | -100.0% | -3.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.