$146 Million is the total value of B. Riley Financial, Inc.'s 31 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 108.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FRG | FRANCHISE GROUP INC | $35,802,000 | -62.4% | 4,105,728 | 0.0% | 24.48% | +2.2% | |
| ALTG | New | ALTA EQUIPMENT GROUP INC | $24,972,000 | – | 5,848,317 | +100.0% | 17.07% | – |
| QMCO | New | QUANTUM CORP | $23,690,000 | – | 8,030,501 | +100.0% | 16.20% | – |
| NHLD | NATIONAL HOLDINGS CORP | $9,609,000 | -38.8% | 6,159,550 | 0.0% | 6.57% | +66.4% | |
| GSL | Buy | GLOBAL SHIP LEASE INC NEW | $8,137,000 | -55.9% | 2,199,070 | +5.3% | 5.56% | +20.0% |
| BW | BABCOCK & WILCOX ENTERPRIS I | $7,050,000 | -72.0% | 6,911,608 | 0.0% | 4.82% | -23.8% | |
| SIC | SELECT INTERIOR CONCEPTS INCcl a | $6,347,000 | -77.0% | 3,066,351 | 0.0% | 4.34% | -37.4% | |
| SPOK | New | SPOK HLDGS INC | $5,208,000 | – | 487,189 | +100.0% | 3.56% | – |
| EXTR | New | EXTREME NETWORKS INC | $4,178,000 | – | 1,352,100 | +100.0% | 2.86% | – |
| PBPB | Buy | POTBELLY CORP | $2,456,000 | +29.3% | 794,750 | +76.6% | 1.68% | +252.0% |
| BFYT | New | BENEFYTT TECHNOLOGIES INC | $2,449,000 | – | 109,362 | +100.0% | 1.67% | – |
| UEPS | Buy | NET 1 UEPS TECHNOLOGIES INC | $2,103,000 | +309.9% | 722,688 | +423.7% | 1.44% | +1014.7% |
| WTTR | New | SELECT ENERGY SVCS INC | $1,764,000 | – | 546,177 | +100.0% | 1.21% | – |
| TURN | Sell | 180 DEGREE CAP CORP | $1,652,000 | -44.3% | 1,216,354 | -11.9% | 1.13% | +51.3% |
| RRGB | New | RED ROBIN GOURMET BURGERS IN | $1,589,000 | – | 186,447 | +100.0% | 1.09% | – |
| SONM | SONIM TECHNOLOGIES INC | $1,549,000 | -80.7% | 2,212,743 | 0.0% | 1.06% | -47.5% | |
| RNGR | Sell | RANGER ENERGY SVCS INC | $1,491,000 | -52.8% | 367,163 | -25.1% | 1.02% | +28.5% |
| RILY | New | B. RILEY FINANCIAL INC | $1,453,000 | – | 78,882 | +100.0% | 0.99% | – |
| GIFI | New | GULF ISLAND FABRICATION INC | $1,299,000 | – | 433,026 | +100.0% | 0.89% | – |
| ALTGWS | New | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $1,092,000 | – | 1,399,420 | +100.0% | 0.75% | – |
| LOV | New | SPARK NETWORKS SEsponsored adr | $699,000 | – | 270,740 | +100.0% | 0.48% | – |
| IVAC | New | INTEVAC INC | $615,000 | – | 150,367 | +100.0% | 0.42% | – |
| TS | New | TENARIS S Asponsored ads | $180,000 | – | 14,921 | +100.0% | 0.12% | – |
| New | INFINERA CORPnote2.125% 9/0 | $176,000 | – | 210,000 | +100.0% | 0.12% | – | |
| RTWIQ | Sell | RTW RETAILWINDS INC | $148,000 | -74.7% | 705,546 | -3.3% | 0.10% | -31.3% |
| RNWK | Buy | REALNETWORKS INC | $136,000 | -24.4% | 185,895 | +23.9% | 0.09% | +106.7% |
| KVHI | New | KVH INDS INC | $118,000 | – | 12,500 | +100.0% | 0.08% | – |
| Buy | HORIZON GLOBAL CORPnote2.750% 7/0 | $112,000 | +6.7% | 144,000 | +9.1% | 0.08% | +196.2% | |
| HRTH | HARTE-HANKS INC | $102,000 | -56.2% | 65,000 | 0.0% | 0.07% | +18.6% | |
| WES | New | WESTERN MIDSTREAM PARTNERS L | $94,000 | – | 28,900 | +100.0% | 0.06% | – |
| New | GREEN PLAINS INCnote4.125% 9/0 | $8,000 | – | 12,000 | +100.0% | 0.01% | – | |
| BRPMWS | Exit | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $0 | – | -24,200 | -100.0% | -0.01% | – |
| DXLG | Exit | DESTINATION XL GROUP INC | $0 | – | -27,000 | -100.0% | -0.01% | – |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -50,000 | -100.0% | -0.02% | – |
| BRMKWS | Exit | BROADMARK RLTY CAP INC*w exp 11/15/202 | $0 | – | -550,000 | -100.0% | -0.05% | – |
| BRPM | Exit | B RILEY PRINCIPAL MERGER CORcl a | $0 | – | -25,000 | -100.0% | -0.06% | – |
| HFRO | Exit | HIGHLAND INCOME FUND | $0 | – | -20,000 | -100.0% | -0.06% | – |
| CCH | Exit | COLLIER CREEK HOLDINGS | $0 | – | -25,000 | -100.0% | -0.06% | – |
| EMKR | Exit | EMCORE CORP | $0 | – | -100,000 | -100.0% | -0.08% | – |
| AEHR | Exit | AEHR TEST SYSTEMS | $0 | – | -157,011 | -100.0% | -0.08% | – |
| ATEN | Exit | A10 NETWORKS INC | $0 | – | -50,000 | -100.0% | -0.09% | – |
| FTK | Exit | FLOTEK INDS INC DEL | $0 | – | -175,000 | -100.0% | -0.09% | – |
| FRGI | Exit | FIESTA RESTAURANT GROUP INC | $0 | – | -50,000 | -100.0% | -0.12% | – |
| CCX | Exit | CHURCHILL CAP CORP IIcl a | $0 | – | -49,543 | -100.0% | -0.13% | – |
| LACQ | Exit | LEISURE ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.13% | – |
| VTIQ | Exit | VECTOIQ ACQUISITION CORP | $0 | – | -55,000 | -100.0% | -0.14% | – |
| IMMR | Exit | IMMERSION CORP | $0 | – | -87,500 | -100.0% | -0.16% | – |
| LONEQ | Exit | LONESTAR RES US INCcl a vtg | $0 | – | -580,640 | -100.0% | -0.38% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -889,276 | -100.0% | -0.41% | – |
| ECC | Exit | EAGLE PT CR CO LLC | $0 | – | -210,000 | -100.0% | -0.77% | – |
| BRPMU | Exit | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $0 | – | -462,500 | -100.0% | -1.16% | – |
| HIIQ | Exit | HEALTH INS INNOVATIONS INC | $0 | – | -377,608 | -100.0% | -1.83% | – |
| HCHC | Exit | HC2 HLDGS INC | $0 | – | -4,161,055 | -100.0% | -2.27% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -1,000,000 | -100.0% | -41.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.