$208 Million is the total value of B. Riley Financial, Inc.'s 46 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 86.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRput | $54,425,000 | – | 350,000 | +100.0% | 26.16% | – |
| SIC | SELECT INTERIOR CONCEPTS INCcl a | $35,723,000 | -6.4% | 3,066,351 | 0.0% | 17.17% | +15.6% | |
| SONM | New | SONIM TECHNOLOGIES INC | $28,168,000 | – | 2,212,743 | +100.0% | 13.54% | – |
| NHLD | NATIONAL HOLDINGS CORP | $16,692,000 | -9.7% | 6,159,550 | 0.0% | 8.02% | +11.6% | |
| HCHC | Sell | HC2 HLDGS INC | $9,947,000 | -7.5% | 4,214,730 | -4.0% | 4.78% | +14.2% |
| HIIQ | HEALTH INS INNOVATIONS INC | $9,788,000 | -3.3% | 377,608 | 0.0% | 4.71% | +19.4% | |
| RRGB | Buy | RED ROBIN GOURMET BURGERS IN | $6,673,000 | +1444.7% | 218,301 | +1355.3% | 3.21% | +1809.5% |
| RNGR | Sell | RANGER ENERGY SVCS INC | $5,524,000 | -21.8% | 686,266 | -22.6% | 2.66% | -3.5% |
| BRPMU | New | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $4,616,000 | – | 462,500 | +100.0% | 2.22% | – |
| LONEQ | Sell | LONESTAR RES US INCcl a vtg | $4,543,000 | -43.3% | 1,983,991 | -0.6% | 2.18% | -29.9% |
| VSI | New | VITAMIN SHOPPE INC | $3,964,000 | – | 1,006,000 | +100.0% | 1.91% | – |
| RUBI | Sell | RUBICON PROJ INC | $3,746,000 | -58.0% | 589,055 | -59.8% | 1.80% | -48.1% |
| BW | BABCOCK & WILCOX ENTERPRIS I | $3,741,000 | -16.6% | 10,908,713 | 0.0% | 1.80% | +3.0% | |
| TSLA | New | TESLA INCput | $3,352,000 | – | 15,000 | +100.0% | 1.61% | – |
| RRC | New | RANGE RES CORP | $2,792,000 | – | 400,000 | +100.0% | 1.34% | – |
| UEPS | Buy | NET 1 UEPS TECHNOLOGIES INC | $2,114,000 | +36.4% | 528,600 | +22.4% | 1.02% | +68.5% |
| TST | New | THESTREET INC | $2,086,000 | – | 340,363 | +100.0% | 1.00% | – |
| CCLP | New | CSI COMPRESSCO LP | $1,343,000 | – | 379,325 | +100.0% | 0.65% | – |
| SMH | New | VANECK VECTORS ETF TRput | $1,102,000 | – | 10,000 | +100.0% | 0.53% | – |
| RPLA | New | REPLAY ACQUISITION CORP | $976,000 | – | 99,900 | +100.0% | 0.47% | – |
| HESM | New | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $873,000 | – | 44,768 | +100.0% | 0.42% | – |
| AEHR | Sell | AEHR TEST SYSTEMS | $721,000 | -22.4% | 436,932 | -35.1% | 0.35% | -4.1% |
| FTACU | New | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $535,000 | – | 50,000 | +100.0% | 0.26% | – |
| ATEN | Buy | A10 NETWORKS INC | $512,000 | +60.5% | 75,000 | +66.7% | 0.25% | +98.4% |
| TUESQ | New | TUESDAY MORNING CORP | $505,000 | – | 299,000 | +100.0% | 0.24% | – |
| BBX | BBX CAP CORP NEWcl a | $491,000 | -17.1% | 100,000 | 0.0% | 0.24% | +2.6% | |
| TA | Sell | TRAVELCENTERS AMER LLC | $362,000 | -42.6% | 100,000 | -34.9% | 0.17% | -29.3% |
| HFFG | Sell | HF FOODS GROUP INC | $313,000 | +114.4% | 9,000 | -18.2% | 0.15% | +163.2% |
| IMMR | Buy | IMMERSION CORP | $285,000 | +68.6% | 37,500 | +87.5% | 0.14% | +107.6% |
| KVHI | KVH INDS INC | $272,000 | +6.7% | 25,000 | 0.0% | 0.13% | +32.3% | |
| TGE | New | TALLGRASS ENERGY LP | $270,000 | – | 12,776 | +100.0% | 0.13% | – |
| GSL | Sell | GLOBAL SHIP LEASE INC NEW | $201,000 | -46.0% | 27,239 | -57.6% | 0.10% | -33.1% |
| TIVO | Sell | TIVO CORP | $184,000 | -65.7% | 25,000 | -56.5% | 0.09% | -57.9% |
| Buy | VITAMIN SHOPPE INCnote 2.250%12/0 | $176,000 | +3.5% | 200,000 | +4.7% | 0.08% | +28.8% | |
| APHA | APHRIA INC | $176,000 | -43.4% | 25,000 | 0.0% | 0.08% | -29.8% | |
| GCVRZ | SANOFIright 12/31/2020 | $126,000 | +15.6% | 241,405 | 0.0% | 0.06% | +45.2% | |
| FNJN | FINJAN HLDGS INC | $111,000 | -24.5% | 50,000 | 0.0% | 0.05% | -7.0% | |
| SREV | SERVICESOURCE INTL INC | $105,000 | +4.0% | 110,000 | 0.0% | 0.05% | +28.2% | |
| VERB | New | VERB TECHNOLOGY CO INC | $101,000 | – | 50,578 | +100.0% | 0.05% | – |
| RNWK | REALNETWORKS INC | $95,000 | -39.1% | 50,000 | 0.0% | 0.05% | -24.6% | |
| AVXL | Sell | ANAVEX LIFE SCIENCES CORP | $81,000 | -76.9% | 24,000 | -79.1% | 0.04% | -71.5% |
| Buy | HORIZON GLOBAL CORPnote 2.750% 7/0 | $71,000 | +16.4% | 116,000 | +16.0% | 0.03% | +41.7% | |
| ICD | New | INDEPENDENCE CONTRACT DRIL I | $55,000 | – | 35,000 | +100.0% | 0.03% | – |
| DXLG | DESTINATION XL GROUP INC | $48,000 | -27.3% | 27,000 | 0.0% | 0.02% | -11.5% | |
| FRAN | FRANCESCAS HLDGS CORP | $10,000 | -28.6% | 20,000 | 0.0% | 0.01% | 0.0% | |
| BRPMWS | New | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $11,000 | – | 24,200 | +100.0% | 0.01% | – |
| PRTS | Exit | U.S. AUTO PARTS NETWORK INC | $0 | – | -60,931 | -100.0% | -0.02% | – |
| Exit | REDWOOD TR INCnote 4.750% 8/1 | $0 | – | -67,000 | -100.0% | -0.02% | – | |
| NVAX | Exit | NOVAVAX INC | $0 | – | -130,332 | -100.0% | -0.03% | – |
| MFIN | Exit | MEDALLION FINL CORP | $0 | – | -12,500 | -100.0% | -0.03% | – |
| BZH | Exit | BEAZER HOMES USA INC | $0 | – | -12,116 | -100.0% | -0.05% | – |
| CLDR | Exit | CLOUDERA INC | $0 | – | -15,000 | -100.0% | -0.06% | – |
| VSTM | Exit | VERASTEM INC | $0 | – | -58,900 | -100.0% | -0.07% | – |
| KIN | Exit | KINDRED BIOSCIENCES INC | $0 | – | -20,000 | -100.0% | -0.07% | – |
| FRGI | Exit | FIESTA RESTAURANT GROUP INC | $0 | – | -20,000 | -100.0% | -0.10% | – |
| SRTS | Exit | SENSUS HEATLHCARE INC | $0 | – | -40,000 | -100.0% | -0.11% | – |
| Exit | CORCEPT THERAPEUTICS INCput | $0 | – | -25,000 | -100.0% | -0.11% | – | |
| ARCH | Exit | ARCH COAL INCcl a | $0 | – | -3,273 | -100.0% | -0.12% | – |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -50,000 | -100.0% | -0.12% | – |
| ALIM | Exit | ALIMERA SCIENCES INC | $0 | – | -286,000 | -100.0% | -0.12% | – |
| PGR | Exit | PROGRESSIVE CORP OHIO | $0 | – | -4,250 | -100.0% | -0.12% | – |
| SWN | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -65,859 | -100.0% | -0.12% | – |
| COHU | Exit | COHU INC | $0 | – | -20,925 | -100.0% | -0.12% | – |
| TNAV | Exit | TELENAV INC | $0 | – | -51,162 | -100.0% | -0.12% | – |
| CRI | Exit | CARTERS INC | $0 | – | -3,108 | -100.0% | -0.12% | – |
| AROC | Exit | ARCHROCK INC | $0 | – | -32,428 | -100.0% | -0.12% | – |
| SBCF | Exit | SEACOAST BKG CORP FLA | $0 | – | -12,005 | -100.0% | -0.12% | – |
| ILPT | Exit | INDUSTRIAL LOGISTICS PPTYS T | $0 | – | -15,803 | -100.0% | -0.12% | – |
| KOP | Exit | KOPPERS HOLDINGS INC | $0 | – | -12,259 | -100.0% | -0.12% | – |
| ROG | Exit | ROGERS CORP | $0 | – | -2,000 | -100.0% | -0.12% | – |
| GVA | Exit | GRANITE CONSTR INC | $0 | – | -7,367 | -100.0% | -0.12% | – |
| VSAT | Exit | VIASAT INC | $0 | – | -4,118 | -100.0% | -0.12% | – |
| USX | Exit | US XPRESS ENTERPRISES INC | $0 | – | -48,651 | -100.0% | -0.12% | – |
| CCS | Exit | CENTURY CMNTYS INC | $0 | – | -13,439 | -100.0% | -0.12% | – |
| CNO | Exit | CNO FINL GROUP INC | $0 | – | -19,800 | -100.0% | -0.12% | – |
| UMH | Exit | UMH PPTYS INC | $0 | – | -22,874 | -100.0% | -0.12% | – |
| SANW | Exit | S&W SEED CO | $0 | – | -120,989 | -100.0% | -0.13% | – |
| LLNW | Exit | LIMELIGHT NETWORKS INC | $0 | – | -101,740 | -100.0% | -0.13% | – |
| CLPR | Exit | CLIPPER RLTY INC | $0 | – | -24,691 | -100.0% | -0.13% | – |
| PFBC | Exit | PREFERRED BK LOS ANGELES CA | $0 | – | -7,357 | -100.0% | -0.13% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -5,941 | -100.0% | -0.13% | – |
| PLCE | Exit | CHILDRENS PL INC | $0 | – | -3,458 | -100.0% | -0.13% | – |
| MATW | Exit | MATTHEWS INTL CORPcl a | $0 | – | -9,145 | -100.0% | -0.13% | – |
| MCFT | Exit | MASTERCRAFT BOAT HLDGS INC | $0 | – | -15,000 | -100.0% | -0.13% | – |
| ARTX | Exit | AROTECH CORP | $0 | – | -117,101 | -100.0% | -0.13% | – |
| Exit | AKCEA THERAPEUTICS INCput | $0 | – | -15,000 | -100.0% | -0.16% | – | |
| BPMP | Exit | BP MIDSTREAM PARTNERS LPunit ltd ptnr | $0 | – | -33,970 | -100.0% | -0.19% | – |
| IDSY | Exit | I D SYSTEMS INC | $0 | – | -100,052 | -100.0% | -0.23% | – |
| FRSH | Exit | PAPA MURPHYS HLDGS INC | $0 | – | -125,000 | -100.0% | -0.26% | – |
| Exit | WAYFAIR INCput | $0 | – | -5,000 | -100.0% | -0.29% | – | |
| TURN | Exit | 180 DEGREE CAP CORP | $0 | – | -465,602 | -100.0% | -0.34% | – |
| BBW | Exit | BUILD A BEAR WORKSHOP | $0 | – | -300,000 | -100.0% | -0.71% | – |
| Exit | BEIGENE LTDput | $0 | – | -15,000 | -100.0% | -0.77% | – | |
| Exit | MALLINCKRODT PUB LTD COput | $0 | – | -125,000 | -100.0% | -1.06% | – | |
| IMI | Exit | INTERMOLECULAR INC | $0 | – | -2,432,592 | -100.0% | -1.09% | – |
| ITI | Exit | ITERIS INC | $0 | – | -1,004,034 | -100.0% | -1.63% | – |
| Exit | TESLA INCput | $0 | – | -15,000 | -100.0% | -1.63% | – | |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -25,000 | -100.0% | -1.75% | – |
| TPX | Exit | TEMPUR SEALY INTL INC | $0 | – | -95,736 | -100.0% | -2.15% | – |
| LEGH | Exit | LEGACY HOUSING CORP | $0 | – | -627,054 | -100.0% | -2.90% | – |
| TST | Exit | THESTREET INC | $0 | – | -3,504,014 | -100.0% | -3.18% | – |
| Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -55,000 | -100.0% | -3.91% | – | |
| Exit | ISHARES TRput | $0 | – | -200,000 | -100.0% | -11.92% | – | |
| Exit | INVESCO QQQ TRput | $0 | – | -250,000 | -100.0% | -17.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.