$1.51 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 414 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 109.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | POWERSHARES QQQ TRUSTcall | $105,982,000 | +700.6% | 770,000 | +670.0% | 7.03% | +539.3% |
| QQQ | Sell | POWERSHARES QQQ TRUSTput | $86,906,000 | -33.8% | 631,400 | -36.3% | 5.76% | -47.1% |
| TLT | New | ISHARES TRput | $41,377,000 | – | 330,700 | +100.0% | 2.74% | – |
| DDC | Buy | DOMINION DIAMOND CORP | $41,344,000 | +31.3% | 3,291,733 | +27.2% | 2.74% | +4.9% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $38,909,000 | +71.9% | 41,852 | +56.7% | 2.58% | +37.3% |
| TWX | Buy | TIME WARNER INC | $38,156,000 | +20.1% | 380,000 | +16.9% | 2.53% | -4.1% |
| GOOGL | Buy | ALPHABET INCput | $33,004,000 | +224.4% | 35,500 | +195.8% | 2.19% | +158.9% |
| BMY | Buy | BRISTOL MYERS SQUIBB COcall | $30,367,000 | +104.7% | 545,000 | +99.8% | 2.01% | +63.4% |
| T | Buy | AT&T INCput | $27,770,000 | +62.3% | 736,000 | +78.7% | 1.84% | +29.6% |
| VEAC | New | VANTAGE ENERGY ACQUISITION | $24,375,000 | – | 2,499,999 | +100.0% | 1.62% | – |
| AABA | New | ALTABA INC | $22,497,000 | – | 412,937 | +100.0% | 1.49% | – |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $21,890,000 | +43.6% | 200,000 | +35.8% | 1.45% | +14.7% |
| XBI | Buy | SPDR SERIES TRUSTput | $21,610,000 | +201.1% | 280,000 | +170.5% | 1.43% | +140.4% |
| SMH | Buy | VANECK VECTORS ETF TRput | $21,300,000 | +105.6% | 260,200 | +100.2% | 1.41% | +64.2% |
| MBBYF | Buy | MOBILEYE N V AMSTELVEEN | $21,130,000 | +304.3% | 336,471 | +295.3% | 1.40% | +222.8% |
| KAAC | New | KAYNE ANDERSON ACQUISITION | $19,440,000 | – | 2,000,000 | +100.0% | 1.29% | – |
| NESR | New | NATIONAL ENERGY SERVICES REU | $19,100,000 | – | 2,000,004 | +100.0% | 1.27% | – |
| WPM | New | WHEATON PRECIOUS METALS CORPcall | $18,662,000 | – | 938,300 | +100.0% | 1.24% | – |
| GOOGL | Sell | ALPHABET INCcall | $18,501,000 | -39.4% | 19,900 | -44.7% | 1.23% | -51.6% |
| TPGE | New | TPG PACE ENERGY HLDGS CORPcl a | $17,605,000 | – | 1,749,999 | +100.0% | 1.17% | – |
| CY | Buy | CYPRESS SEMICONDUCTOR CORP | $17,336,000 | +122.0% | 1,270,000 | +123.8% | 1.15% | +77.3% |
| XLF | Sell | SELECT SECTOR SPDR TRput | $15,665,000 | -2.9% | 635,000 | -6.6% | 1.04% | -22.5% |
| BMY | Buy | BRISTOL MYERS SQUIBB COput | $15,545,000 | +185.9% | 279,000 | +179.0% | 1.03% | +128.6% |
| HRMN | Sell | HARMONY MERGER CORP | $14,458,000 | -5.6% | 1,399,379 | -6.7% | 0.96% | -24.6% |
| B2GOLD CORPnote 3.25010/0 | $13,666,000 | -1.9% | 13,000 | 0.0% | 0.91% | -21.7% | ||
| SPY | Sell | SPDR S&P 500 ETF TRput | $13,347,000 | -33.4% | 55,200 | -35.1% | 0.88% | -46.8% |
| WOOF | Buy | VCA INC | $12,979,000 | +1303.1% | 140,598 | +1291.5% | 0.86% | +1016.9% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $12,589,000 | +2.7% | 225,933 | +0.2% | 0.84% | -18.0% |
| TPGHU | New | TPG PACE HLDGS CORPunit 99/99/9999 | $12,312,000 | – | 1,200,000 | +100.0% | 0.82% | – |
| SLV | Sell | ISHARES SILVER TRUSTput | $12,176,000 | -9.5% | 775,000 | -0.6% | 0.81% | -27.8% |
| ELOS | New | SYNERON MEDICAL LTD | $12,076,000 | – | 1,102,828 | +100.0% | 0.80% | – |
| BROCADE COMMUNICATIONS SYS Inote 1.375 1/0 | $11,707,000 | +0.2% | 11,533 | 0.0% | 0.78% | -20.0% | ||
| RICE | New | RICE ENERGY INC | $10,880,000 | – | 408,568 | +100.0% | 0.72% | – |
| LPX | Buy | LOUISIANA PAC CORP | $10,850,000 | +118.6% | 450,000 | +125.0% | 0.72% | +74.5% |
| RAI | Buy | REYNOLDS AMERICAN INC | $10,445,000 | +107.1% | 160,595 | +100.7% | 0.69% | +65.2% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $9,868,000 | -53.8% | 400,000 | -55.6% | 0.65% | -63.1% |
| DVMT | Buy | DELL TECHNOLOGIES INC | $9,799,000 | +34.0% | 160,352 | +40.5% | 0.65% | +7.1% |
| SHOR | Sell | SHORETEL INC | $9,556,000 | -7.1% | 1,647,642 | -1.5% | 0.63% | -25.8% |
| HCACU | New | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $9,050,000 | – | 900,000 | +100.0% | 0.60% | – |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $8,463,000 | +59.6% | 35,000 | +55.6% | 0.56% | +27.5% |
| PYPL | Sell | PAYPAL HLDGS INCcall | $8,040,000 | +24.6% | 149,800 | -0.1% | 0.53% | -0.6% |
| XLF | Sell | SELECT SECTOR SPDR TRcall | $8,018,000 | -24.9% | 325,000 | -27.8% | 0.53% | -40.0% |
| DBD | Buy | DIEBOLD NXDF INC | $8,016,000 | +16.7% | 286,300 | +28.0% | 0.53% | -6.8% |
| AMC | New | AMC ENTMT HLDGS INCcall | $7,815,000 | – | 343,500 | +100.0% | 0.52% | – |
| CSRA | Buy | CSRA INC | $7,779,000 | +38.5% | 245,000 | +27.7% | 0.52% | +10.7% |
| HUN | New | HUNTSMAN CORP | $7,752,000 | – | 300,000 | +100.0% | 0.51% | – |
| VMW | Sell | VMWARE INCput | $7,510,000 | -11.7% | 85,900 | -6.9% | 0.50% | -29.5% |
| BABA | Sell | ALIBABA GROUP HLDG LTDput | $7,467,000 | -13.4% | 53,000 | -33.8% | 0.50% | -30.9% |
| VRX | New | VALEANT PHARMACEUTICALS INTLput | $6,920,000 | – | 399,900 | +100.0% | 0.46% | – |
| MMDM | New | MODERN MEDIA ACQUISITION | $6,839,000 | – | 700,000 | +100.0% | 0.45% | – |
| NFLX | Sell | NETFLIX INCput | $6,723,000 | -44.3% | 45,000 | -44.9% | 0.45% | -55.4% |
| GSHT | New | GORES HLDGS II INC | $6,520,000 | – | 650,000 | +100.0% | 0.43% | – |
| AAPL | New | APPLE INC | $6,476,000 | – | 44,964 | +100.0% | 0.43% | – |
| WFM | New | WHOLE FOODS MKT INC | $6,380,000 | – | 151,500 | +100.0% | 0.42% | – |
| DGI | Buy | DIGITALGLOBE INC | $6,241,000 | +73.0% | 187,416 | +70.2% | 0.41% | +38.5% |
| PNRA | New | PANERA BREAD COcl a | $6,156,000 | – | 19,564 | +100.0% | 0.41% | – |
| LPX | New | LOUISIANA PAC CORPcall | $6,028,000 | – | 250,000 | +100.0% | 0.40% | – |
| New | SILVER STD RES INCnote 2.875 2/0 | $5,820,000 | – | 6,000 | +100.0% | 0.39% | – | |
| SRUN | New | SILVER RUN ACQUISITION | $5,817,000 | – | 574,260 | +100.0% | 0.39% | – |
| FMCI | New | FORUM MERGER CORP | $5,735,000 | – | 590,600 | +100.0% | 0.38% | – |
| KS | Buy | KAPSTONE PAPER & PACKAGING C | $5,649,000 | +171.7% | 273,838 | +204.3% | 0.37% | +116.2% |
| New | ENERNOC INCdbcv 2.250 8/1 | $5,470,000 | – | 5,500 | +100.0% | 0.36% | – | |
| BB | New | BLACKBERRY LTD | $5,315,000 | – | 532,000 | +100.0% | 0.35% | – |
| WCN | New | WASTE CONNECTIONS INC | $5,254,000 | – | 81,564 | +100.0% | 0.35% | – |
| NVDA | New | NVIDIA CORPput | $5,205,000 | – | 36,000 | +100.0% | 0.34% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $5,133,000 | – | 5,648 | +100.0% | 0.34% | – |
| MYL | Sell | MYLAN N V | $5,062,000 | -9.3% | 130,400 | -8.9% | 0.34% | -27.6% |
| CNACU | New | CONSTELLATION ALPHA CAPITALunit 99/99/9999 | $5,070,000 | – | 500,000 | +100.0% | 0.34% | – |
| CL | New | COLGATE PALMOLIVE COcall | $5,048,000 | – | 68,100 | +100.0% | 0.34% | – |
| DFT | New | DUPONT FABROS TECHNOLOGY INC | $4,958,000 | – | 81,073 | +100.0% | 0.33% | – |
| KBLM | New | KBL MERGER CORP IV | $4,933,000 | – | 508,600 | +100.0% | 0.33% | – |
| FNTE | FINTECH ACQUISITION CORP II | $4,900,000 | -0.5% | 500,000 | 0.0% | 0.32% | -20.5% | |
| NFLX | New | NETFLIX INCcall | $4,856,000 | – | 32,500 | +100.0% | 0.32% | – |
| LPX | New | LOUISIANA PAC CORPput | $4,822,000 | – | 200,000 | +100.0% | 0.32% | – |
| QCOM | Buy | QUALCOMM INCcall | $4,693,000 | +1535.2% | 85,000 | +1600.0% | 0.31% | +1195.8% |
| AMC | New | AMC ENTMT HLDGS INC | $4,664,000 | – | 205,000 | +100.0% | 0.31% | – |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $4,650,000 | – | 33,000 | +100.0% | 0.31% | – |
| EGAS | Sell | GAS NAT INC | $4,619,000 | -13.1% | 357,396 | -14.6% | 0.31% | -30.6% |
| SPLS | New | STAPLES INC | $4,596,000 | – | 456,400 | +100.0% | 0.30% | – |
| SCAC | SABAN CAP ACQUISITION CORP | $4,500,000 | +0.1% | 450,000 | 0.0% | 0.30% | -20.1% | |
| GM | New | GENERAL MTRS COput | $4,454,000 | – | 127,500 | +100.0% | 0.30% | – |
| PYPL | New | PAYPAL HLDGS INCput | $4,294,000 | – | 80,000 | +100.0% | 0.28% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N Vcall | $4,252,000 | – | 215,500 | +100.0% | 0.28% | – |
| WPM | New | WHEATON PRECIOUS METALS CORP | $4,216,000 | – | 211,949 | +100.0% | 0.28% | – |
| MSFT | Sell | MICROSOFT CORP | $4,197,000 | -23.1% | 60,881 | -26.5% | 0.28% | -38.6% |
| BG | New | BUNGE LIMITED | $4,103,000 | – | 55,000 | +100.0% | 0.27% | – |
| PX | New | PRAXAIR INC | $4,083,000 | – | 30,800 | +100.0% | 0.27% | – |
| ROSEQ | New | ROSEHILL RES INCcl a | $4,068,000 | – | 487,820 | +100.0% | 0.27% | – |
| UBNT | Buy | UBIQUITI NETWORKS INC | $4,052,000 | +24.0% | 77,976 | +20.0% | 0.27% | -0.7% |
| MACQ | Buy | M I ACQUISITIONS INC | $4,057,000 | +0.1% | 404,924 | +0.6% | 0.27% | -19.9% |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDord | $4,047,000 | – | 245,000 | +100.0% | 0.27% | – |
| WGO | New | WINNEBAGO INDS INCput | $4,001,000 | – | 114,300 | +100.0% | 0.26% | – |
| SYF | New | SYNCHRONY FINLcall | $3,879,000 | – | 130,100 | +100.0% | 0.26% | – |
| MPAC | New | MATLIN & PARTNERS ACQUISITIOcl a | $3,864,000 | – | 400,000 | +100.0% | 0.26% | – |
| DUST | Buy | DIREXION SHS ETF TRput | $3,843,000 | +311.0% | 123,602 | +310.6% | 0.26% | +226.9% |
| DEL | Buy | DELTIC TIMBER CORP | $3,840,000 | +1311.8% | 51,436 | +1379.3% | 0.26% | +1008.7% |
| FPO | New | FIRST POTOMAC RLTY TR | $3,850,000 | – | 346,555 | +100.0% | 0.26% | – |
| GTYH | GTY TECHNOLOGY HOLDINGS INCcl a | $3,810,000 | +1.5% | 377,259 | 0.0% | 0.25% | -18.9% | |
| TSLA | Buy | TESLA INCcall | $3,797,000 | +81.9% | 10,500 | +40.0% | 0.25% | +45.7% |
| TJX | New | TJX COS INC NEW | $3,705,000 | – | 51,342 | +100.0% | 0.25% | – |
| NVDA | New | NVIDIA CORPcall | $3,614,000 | – | 25,000 | +100.0% | 0.24% | – |
| S | New | SPRINT CORPcall | $3,603,000 | – | 438,800 | +100.0% | 0.24% | – |
| NXP SEMICONDUCTORS N Vdbcv 1.00012/0 | $3,576,000 | +2.9% | 3,000 | 0.0% | 0.24% | -17.7% | ||
| NVDQ | New | NOVADAQ TECHNOLOGIES INC | $3,516,000 | – | 300,000 | +100.0% | 0.23% | – |
| ETM | Buy | ENTERCOM COMMUNICATIONS CORPcl a | $3,493,000 | +515.0% | 337,510 | +750.4% | 0.23% | +393.6% |
| ELEC | ELECTRUM SPL ACQUISITION COR | $3,460,000 | +1.7% | 342,907 | 0.0% | 0.23% | -18.8% | |
| AHPA | AVISTA HEALTHCARE PUB ACQ COcl a | $3,448,000 | 0.0% | 350,000 | 0.0% | 0.23% | -19.9% | |
| AF | New | ASTORIA FINL CORP | $3,442,000 | – | 170,797 | +100.0% | 0.23% | – |
| AMBA | Buy | AMBARELLA INC | $3,399,000 | +123.9% | 70,000 | +152.3% | 0.22% | +78.6% |
| F | New | FORD MTR CO DELput | $3,357,000 | – | 300,000 | +100.0% | 0.22% | – |
| SAVE | New | SPIRIT AIRLS INC | $3,284,000 | – | 63,584 | +100.0% | 0.22% | – |
| F | Buy | FORD MTR CO DELcall | $3,196,000 | +484.3% | 285,600 | +507.7% | 0.21% | +371.1% |
| SHLDQ | Sell | SEARS HLDGS CORPput | $3,114,000 | -24.8% | 351,400 | -2.5% | 0.21% | -40.1% |
| KS | New | KAPSTONE PAPER & PACKAGING Ccall | $3,066,000 | – | 148,600 | +100.0% | 0.20% | – |
| EAGL | Buy | DOUBLE EAGLE ACQUISITION COR | $3,059,000 | +0.1% | 305,867 | +0.1% | 0.20% | -20.1% |
| GPIA | Buy | GP INVTS ACQUISITION COR | $2,995,000 | +0.7% | 299,200 | +0.2% | 0.20% | -19.4% |
| MS | Buy | MORGAN STANLEY | $2,896,000 | +12.7% | 65,000 | +8.3% | 0.19% | -9.9% |
| AAPL | New | APPLE INCcall | $2,880,000 | – | 20,000 | +100.0% | 0.19% | – |
| New | PRICELINE GRP INCnote 0.900 9/1 | $2,868,000 | – | 2,500 | +100.0% | 0.19% | – | |
| GM | New | GENERAL MTRS COcall | $2,794,000 | – | 80,000 | +100.0% | 0.18% | – |
| OB | New | ONEBEACON INSURANCE GROUP LTcl a | $2,762,000 | – | 151,510 | +100.0% | 0.18% | – |
| BHAC | New | BARINGTON HILCO ACQUISITION | $2,762,000 | – | 270,805 | +100.0% | 0.18% | – |
| UPS | New | UNITED PARCEL SERVICE INCput | $2,743,000 | – | 24,800 | +100.0% | 0.18% | – |
| UBNT | Buy | UBIQUITI NETWORKS INCcall | $2,708,000 | +7.8% | 52,100 | +4.2% | 0.18% | -13.9% |
| TDG | New | TRANSDIGM GROUP INCcall | $2,689,000 | – | 10,000 | +100.0% | 0.18% | – |
| Sell | AEGERION PHARMACEUTICALS INCnote 2.000 8/1 | $2,686,000 | -52.6% | 3,400 | -51.4% | 0.18% | -62.2% | |
| DIS | New | DISNEY WALT COcall | $2,656,000 | – | 25,000 | +100.0% | 0.18% | – |
| VWR | New | VWR CORP | $2,614,000 | – | 79,201 | +100.0% | 0.17% | – |
| INTC | New | INTEL CORP | $2,531,000 | – | 75,000 | +100.0% | 0.17% | – |
| LCA | LANDCADIA HLDGS INCcl a | $2,530,000 | +1.5% | 250,000 | 0.0% | 0.17% | -18.8% | |
| QCOM | New | QUALCOMM INC | $2,485,000 | – | 45,000 | +100.0% | 0.16% | – |
| GPC | New | GENUINE PARTS CO | $2,419,000 | – | 26,080 | +100.0% | 0.16% | – |
| MON | Sell | MONSANTO CO NEW | $2,382,000 | -48.6% | 20,122 | -50.8% | 0.16% | -58.9% |
| WBMD | New | WEBMD HEALTH CORP | $2,346,000 | – | 40,000 | +100.0% | 0.16% | – |
| WFM | New | WHOLE FOODS MKT INCcall | $2,359,000 | – | 56,000 | +100.0% | 0.16% | – |
| HRL | Sell | HORMEL FOODS CORP | $2,343,000 | -19.3% | 68,687 | -18.0% | 0.16% | -35.7% |
| KLAC | New | KLA-TENCOR CORP | $2,288,000 | – | 25,000 | +100.0% | 0.15% | – |
| MXIM | Sell | MAXIM INTEGRATED PRODS INCcall | $2,245,000 | -50.1% | 50,000 | -50.0% | 0.15% | -60.1% |
| WTTR | New | SELECT ENERGY SVCS INC | $2,219,000 | – | 182,607 | +100.0% | 0.15% | – |
| New | FORESTAR GROUP INCnote 3.750 3/0 | $2,204,000 | – | 2,153 | +100.0% | 0.15% | – | |
| TSLA | Sell | TESLA INCput | $2,170,000 | -80.5% | 6,000 | -85.0% | 0.14% | -84.4% |
| UPS | New | UNITED PARCEL SERVICE INCcall | $2,123,000 | – | 19,200 | +100.0% | 0.14% | – |
| GSTCQ | Sell | GASTAR EXPL INC NEW | $2,091,000 | -46.0% | 2,257,617 | -10.2% | 0.14% | -56.8% |
| LVLT | Sell | LEVEL 3 COMMUNICATIONS INC | $2,076,000 | -57.6% | 35,000 | -59.1% | 0.14% | -66.0% |
| QPAC | QUINPARIO ACQUISITION CORP 2 | $2,073,000 | -0.5% | 208,957 | 0.0% | 0.14% | -20.8% | |
| BX | New | BLACKSTONE GROUP L P | $2,051,000 | – | 61,500 | +100.0% | 0.14% | – |
| FEYE | Sell | FIREEYE INCcall | $2,052,000 | -63.8% | 134,900 | -70.0% | 0.14% | -71.1% |
| LSXMA | Buy | LIBERTY MEDIA CORP DELAWARE | $2,036,000 | +88.3% | 48,499 | +74.6% | 0.14% | +50.0% |
| HRG | Buy | HRG GROUP INC | $2,011,000 | +890.6% | 113,566 | +981.6% | 0.13% | +682.4% |
| PAAC | Buy | PACIFIC SPL ACQUISITION CORP | $2,012,000 | +89.3% | 201,153 | +95.9% | 0.13% | +51.1% |
| ENB | New | ENBRIDGE INC | $1,964,000 | – | 49,334 | +100.0% | 0.13% | – |
| NKE | Sell | NIKE INCcl b | $1,956,000 | -4.1% | 33,148 | -9.4% | 0.13% | -23.1% |
| SNAP | New | SNAP INCput | $1,955,000 | – | 110,000 | +100.0% | 0.13% | – |
| BCACU | New | BISON CAP ACQUISITION CORPunit 99/99/9999t | $1,887,000 | – | 185,000 | +100.0% | 0.12% | – |
| DISH | New | DISH NETWORK CORPcl a | $1,883,000 | – | 30,000 | +100.0% | 0.12% | – |
| FCH | Buy | FELCOR LODGING TR INC | $1,853,000 | +24.3% | 257,071 | +29.5% | 0.12% | -0.8% |
| SNOW | New | INTRAWEST RESORTS HLDGS INC | $1,813,000 | – | 76,389 | +100.0% | 0.12% | – |
| MIII | M III ACQUISITION CORP | $1,808,000 | 0.0% | 184,500 | 0.0% | 0.12% | -20.0% | |
| ORLY | New | O REILLY AUTOMOTIVE INC NEWcall | $1,749,000 | – | 8,000 | +100.0% | 0.12% | – |
| TKF | Buy | TURKISH INVT FD INC | $1,715,000 | +98.5% | 177,872 | +71.2% | 0.11% | +58.3% |
| HORIZON PHARMA INVT LTDnote 2.500 3/1 | $1,725,000 | -6.6% | 2,000 | 0.0% | 0.11% | -25.5% | ||
| DBD | Sell | DIEBOLD NXDF INCcall | $1,683,000 | -26.9% | 60,100 | -19.9% | 0.11% | -41.4% |
| OIBRC | Sell | OI S Asponsored adr ne | $1,676,000 | -15.1% | 277,414 | -8.4% | 0.11% | -32.3% |
| ALLY | New | ALLY FINL INC | $1,672,000 | – | 80,000 | +100.0% | 0.11% | – |
| QSR | Sell | RESTAURANT BRANDS INTL INC | $1,625,000 | -2.8% | 25,982 | -13.4% | 0.11% | -22.3% |
| WR | New | WESTAR ENERGY INC | $1,591,000 | – | 30,000 | +100.0% | 0.10% | – |
| CAB | New | CABELAS INCcall | $1,581,000 | – | 26,600 | +100.0% | 0.10% | – |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,565,000 | +151.2% | 9,238 | +147.1% | 0.10% | +100.0% |
| FWONA | New | LIBERTY MEDIA CORP DELAWARE | $1,576,000 | – | 45,000 | +100.0% | 0.10% | – |
| WY | Sell | WEYERHAEUSER CO | $1,563,000 | -11.2% | 46,645 | -10.0% | 0.10% | -28.8% |
| AABA | New | ALTABA INCcall | $1,553,000 | – | 28,500 | +100.0% | 0.10% | – |
| NRG | New | NRG ENERGY INCcall | $1,550,000 | – | 90,000 | +100.0% | 0.10% | – |
| AMZN | Sell | AMAZON COM INC | $1,545,000 | -27.3% | 1,596 | -33.4% | 0.10% | -42.0% |
| CAKE | New | CHEESECAKE FACTORY INC | $1,524,000 | – | 30,300 | +100.0% | 0.10% | – |
| BB | New | BLACKBERRY LTDcall | $1,499,000 | – | 150,000 | +100.0% | 0.10% | – |
| X | New | UNITED STATES STL CORP NEWcall | $1,439,000 | – | 65,000 | +100.0% | 0.10% | – |
| TQQQ | Sell | PROSHARES TRput | $1,397,000 | +9.2% | 14,300 | -1.4% | 0.09% | -12.3% |
| AXL | Buy | AMERICAN AXLE & MFG HLDGS INput | $1,390,000 | +236.6% | 89,100 | +305.0% | 0.09% | +170.6% |
| HRL | New | HORMEL FOODS CORPcall | $1,364,000 | – | 40,000 | +100.0% | 0.09% | – |
| ABUS | Sell | ARBUTUS BIOPHARMA CORP | $1,353,000 | -2.7% | 375,854 | -12.2% | 0.09% | -21.7% |
| MNKKQ | New | MALLINCKRODT PUB LTD CO | $1,344,000 | – | 30,000 | +100.0% | 0.09% | – |
| TDG | New | TRANSDIGM GROUP INCput | $1,344,000 | – | 5,000 | +100.0% | 0.09% | – |
| DLTR | Sell | DOLLAR TREE INCcall | $1,328,000 | -23.1% | 19,000 | -13.6% | 0.09% | -38.5% |
| THO | New | THOR INDS INCcall | $1,307,000 | – | 12,500 | +100.0% | 0.09% | – |
| CHRW | New | C H ROBINSON WORLDWIDE INC | $1,303,000 | – | 18,971 | +100.0% | 0.09% | – |
| UAL | Sell | UNITED CONTL HLDGS INC | $1,287,000 | -32.5% | 17,100 | -36.7% | 0.08% | -46.2% |
| ROSWQ | New | ROSEHILL RES INCw exp 09/16/202 | $1,282,000 | – | 1,165,848 | +100.0% | 0.08% | – |
| QSR | RESTAURANT BRANDS INTL INCput | $1,251,000 | +12.2% | 20,000 | 0.0% | 0.08% | -10.8% | |
| TJX | New | TJX COS INC NEWcall | $1,234,000 | – | 17,100 | +100.0% | 0.08% | – |
| V | VISA INC | $1,238,000 | +5.5% | 13,200 | 0.0% | 0.08% | -15.5% | |
| TRCO | New | TRIBUNE MEDIA COcl a | $1,223,000 | – | 30,000 | +100.0% | 0.08% | – |
| AYX | Sell | ALTERYX INC | $1,227,000 | -7.7% | 62,873 | -26.0% | 0.08% | -26.4% |
| LTRPA | New | LIBERTY TRIPADVISOR HLDGS IN | $1,218,000 | – | 105,000 | +100.0% | 0.08% | – |
| CLNS | Sell | COLONY NORTHSTAR INC | $1,188,000 | -7.3% | 84,332 | -15.0% | 0.08% | -25.5% |
| CFCO | Sell | CF CORP | $1,177,000 | -70.6% | 104,582 | -73.9% | 0.08% | -76.5% |
| AAN | New | AARONS INCput | $1,179,000 | – | 30,300 | +100.0% | 0.08% | – |
| KATE | New | KATE SPADE & CO | $1,177,000 | – | 63,677 | +100.0% | 0.08% | – |
| THO | New | THOR INDS INC | $1,144,000 | – | 10,950 | +100.0% | 0.08% | – |
| MOS | New | MOSAIC CO NEWcall | $1,142,000 | – | 50,000 | +100.0% | 0.08% | – |
| MS | New | MORGAN STANLEYput | $1,114,000 | – | 25,000 | +100.0% | 0.07% | – |
| NESRW | New | NATIONAL ENERGY SERVICES REUw exp 05/05/202 | $1,100,000 | – | 2,000,000 | +100.0% | 0.07% | – |
| DAL | Sell | DELTA AIR LINES INC DEL | $1,105,000 | -9.5% | 20,556 | -22.6% | 0.07% | -27.7% |
| TJX | New | TJX COS INC NEWput | $1,083,000 | – | 15,000 | +100.0% | 0.07% | – |
| HEIA | Sell | HEICO CORP NEWcl a | $1,040,000 | -45.8% | 16,757 | -34.6% | 0.07% | -56.6% |
| VEACW | New | VANTAGE ENERGY ACQUISITIONw exp 04/12/202 | $1,042,000 | – | 833,333 | +100.0% | 0.07% | – |
| NCR | NCR CORP NEWcall | $1,021,000 | -10.6% | 25,000 | 0.0% | 0.07% | -28.4% | |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $1,019,000 | +19.5% | 65,472 | +19.0% | 0.07% | -4.2% |
| CY | Sell | CYPRESS SEMICONDUCTOR CORPcall | $1,024,000 | -70.1% | 75,000 | -69.9% | 0.07% | -76.1% |
| NVDA | New | NVIDIA CORP | $1,012,000 | – | 7,000 | +100.0% | 0.07% | – |
| WBKC | New | WOLVERINE BANCORP INC | $1,008,000 | – | 25,124 | +100.0% | 0.07% | – |
| FRP | Buy | FAIRPOINT COMMUNICATIONS INC | $996,000 | +83.1% | 63,646 | +94.0% | 0.07% | +46.7% |
| NSR | NEUSTAR INCcl a | $990,000 | +0.6% | 29,678 | 0.0% | 0.07% | -19.5% | |
| BIIB | Sell | BIOGEN INC | $977,000 | -18.8% | 3,600 | -18.2% | 0.06% | -35.0% |
| AMZN | New | AMAZON COM INCput | $968,000 | – | 1,000 | +100.0% | 0.06% | – |
| T | New | AT&T INCcall | $943,000 | – | 25,000 | +100.0% | 0.06% | – |
| ARIS | New | ARI NETWORK SVCS INC | $936,000 | – | 132,765 | +100.0% | 0.06% | – |
| KHC | Sell | KRAFT HEINZ CO | $907,000 | -31.1% | 10,594 | -27.0% | 0.06% | -45.0% |
| OIH | New | VANECK VECTORS ETF TRput | $868,000 | – | 35,000 | +100.0% | 0.06% | – |
| NRG | New | NRG ENERGY INC | $853,000 | – | 49,514 | +100.0% | 0.06% | – |
| BWA | New | BORGWARNER INCput | $847,000 | – | 20,000 | +100.0% | 0.06% | – |
| PCBK | New | PACIFIC CONTINENTAL CORP | $825,000 | – | 32,272 | +100.0% | 0.06% | – |
| TPGEWS | New | TPG PACE ENERGY HLDGS CORPw exp 99/99/999 | $822,000 | – | 583,333 | +100.0% | 0.05% | – |
| JWN | Sell | NORDSTROM INCput | $818,000 | -47.1% | 17,100 | -48.5% | 0.05% | -57.8% |
| NCR | Sell | NCR CORP NEWput | $817,000 | -85.7% | 20,000 | -84.0% | 0.05% | -88.6% |
| ATW | New | ATWOOD OCEANICS INCput | $815,000 | – | 100,000 | +100.0% | 0.05% | – |
| FOX | New | TWENTY FIRST CENTY FOX INCcall | $817,000 | – | 29,300 | +100.0% | 0.05% | – |
| S | New | SPRINT CORP | $811,000 | – | 98,800 | +100.0% | 0.05% | – |
| NLSN | Sell | NIELSEN HLDGS PLC | $809,000 | -82.2% | 20,936 | -81.0% | 0.05% | -85.7% |
| BX | Sell | BLACKSTONE GROUP L Pcall | $794,000 | -78.0% | 23,800 | -80.4% | 0.05% | -82.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $788,000 | -85.9% | 8,617 | -86.4% | 0.05% | -88.8% |
| EDGW | Buy | EDGEWATER TECHNOLOGY INC | $747,000 | +0.5% | 109,890 | +10.2% | 0.05% | -19.4% |
| ATW | New | ATWOOD OCEANICS INC | $740,000 | – | 90,753 | +100.0% | 0.05% | – |
| BGCP | Sell | BGC PARTNERS INCcl a | $736,000 | -22.0% | 58,209 | -29.9% | 0.05% | -37.2% |
| FL | New | FOOT LOCKER INC | $724,000 | – | 14,700 | +100.0% | 0.05% | – |
| BWA | New | BORGWARNER INCcall | $720,000 | – | 17,000 | +100.0% | 0.05% | – |
| PFE | New | PFIZER INC | $725,000 | – | 21,575 | +100.0% | 0.05% | – |
| PTHN | New | PATHEON N V | $719,000 | – | 20,613 | +100.0% | 0.05% | – |
| ENOC | New | ENERNOC INC | $702,000 | – | 90,600 | +100.0% | 0.05% | – |
| PANL | Sell | PANGAEA LOGISTICS SOLUTION L | $708,000 | -32.7% | 254,794 | -17.4% | 0.05% | -46.0% |
| FOXA | TWENTY FIRST CENTY FOX INCput | $709,000 | -12.5% | 25,000 | 0.0% | 0.05% | -29.9% | |
| AAP | New | ADVANCE AUTO PARTS INCput | $700,000 | – | 6,000 | +100.0% | 0.05% | – |
| CELG | Sell | CELGENE CORP | $684,000 | -23.3% | 5,265 | -26.5% | 0.04% | -39.2% |
| DLTR | Buy | DOLLAR TREE INC | $676,000 | +125.3% | 9,668 | +152.8% | 0.04% | +80.0% |
| TNA | New | DIREXION SHS ETF TRput | $670,000 | – | 12,000 | +100.0% | 0.04% | – |
| RSG | Sell | REPUBLIC SVCS INCput | $637,000 | -88.2% | 10,000 | -88.4% | 0.04% | -90.6% |
| AZO | New | AUTOZONE INCput | $627,000 | – | 1,100 | +100.0% | 0.04% | – |
| VALE | New | VALE S Aadr | $613,000 | – | 70,065 | +100.0% | 0.04% | – |
| DKS | New | DICKS SPORTING GOODS INC | $620,000 | – | 15,562 | +100.0% | 0.04% | – |
| KCG | Buy | KCG HLDGS INCcl a | $609,000 | +19.6% | 30,551 | +7.0% | 0.04% | -4.8% |
| EC | Buy | ECOPETROL S Acall | $605,000 | +29.8% | 66,600 | +33.2% | 0.04% | +2.6% |
| MAC | Sell | MACERICH COput | $581,000 | -73.2% | 10,000 | -70.3% | 0.04% | -78.3% |
| ROST | New | ROSS STORES INC | $577,000 | – | 10,000 | +100.0% | 0.04% | – |
| GNCIQ | New | GNC HLDGS INCput | $577,000 | – | 68,500 | +100.0% | 0.04% | – |
| WFC | Sell | WELLS FARGO CO NEW | $554,000 | -94.1% | 10,000 | -94.1% | 0.04% | -95.3% |
| FNFV | New | FIDELITY NATIONAL FINANCIAL | $559,000 | – | 35,356 | +100.0% | 0.04% | – |
| TWTR | New | TWITTER INC | $536,000 | – | 30,000 | +100.0% | 0.04% | – |
| TWNKW | HOSTESS BRANDS INCw exp 11/04/202 | $524,000 | +3.1% | 180,000 | 0.0% | 0.04% | -16.7% | |
| PRXL | New | PAREXEL INTL CORP | $521,000 | – | 6,000 | +100.0% | 0.04% | – |
| CHKP | Sell | CHECK POINT SOFTWARE TECH LTord | $530,000 | -46.8% | 4,857 | -50.0% | 0.04% | -57.8% |
| ALR | New | ALERE INC | $528,000 | – | 10,516 | +100.0% | 0.04% | – |
| KAACW | New | KAYNE ANDERSON ACQUISITIONw exp 06/30/202 | $514,000 | – | 658,866 | +100.0% | 0.03% | – |
| XENE | Buy | XENON PHARMACEUTICALS INC | $518,000 | +10.7% | 164,510 | +40.6% | 0.03% | -12.8% |
| OCLR | New | OCLARO INCcall | $467,000 | – | 50,000 | +100.0% | 0.03% | – |
| GOOS | New | CANADA GOOSE HOLDINGS INCput | $475,000 | – | 24,000 | +100.0% | 0.03% | – |
| MRO | Sell | MARATHON OIL CORPput | $457,000 | -88.3% | 38,600 | -84.4% | 0.03% | -90.8% |
| JPM | New | JPMORGAN CHASE & COput | $457,000 | – | 5,000 | +100.0% | 0.03% | – |
| CFCOW | Buy | CF CORPw exp 05/25/202 | $453,000 | +69.0% | 210,500 | +5.2% | 0.03% | +36.4% |
| SNAP | New | SNAP INCcall | $435,000 | – | 24,500 | +100.0% | 0.03% | – |
| TCX | New | TUCOWS INC | $433,000 | – | 8,100 | +100.0% | 0.03% | – |
| IRT | Sell | INDEPENDENCE RLTY TR INC | $437,000 | -9.0% | 44,290 | -13.5% | 0.03% | -27.5% |
| LBTYK | New | LIBERTY GLOBAL PLC | $433,000 | – | 13,900 | +100.0% | 0.03% | – |
| ALJ | Sell | ALON USA ENERGY INC | $442,000 | -19.6% | 33,160 | -26.5% | 0.03% | -37.0% |
| ORLY | New | O REILLY AUTOMOTIVE INC NEW | $437,000 | – | 2,000 | +100.0% | 0.03% | – |
| BLK | Sell | BLACKROCK INC | $422,000 | -26.6% | 1,000 | -33.3% | 0.03% | -41.7% |
| KGC | New | KINROSS GOLD CORPcall | $423,000 | – | 104,000 | +100.0% | 0.03% | – |
| ANDA | ANDINA ACQUISITION CORP II | $428,000 | +0.5% | 42,349 | 0.0% | 0.03% | -20.0% | |
| FSM | Sell | FORTUNA SILVER MINES INC | $418,000 | -52.7% | 85,532 | -49.7% | 0.03% | -61.6% |
| PEGI | Buy | PATTERN ENERGY GROUP INCcl a | $418,000 | +29.4% | 17,554 | +9.6% | 0.03% | +3.7% |
| GNCIQ | New | GNC HLDGS INC | $412,000 | – | 48,908 | +100.0% | 0.03% | – |
| LGFB | Buy | LIONS GATE ENTMNT CORPcl b non vtg | $394,000 | +61.5% | 15,000 | +50.0% | 0.03% | +30.0% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $397,000 | +92.7% | 7,625 | +86.9% | 0.03% | +52.9% |
| FOX | Sell | TWENTY FIRST CENTY FOX INCcl b | $390,000 | -38.7% | 14,000 | -30.0% | 0.03% | -50.9% |
| TQQQ | New | PROSHARES TRultrapro qqq | $396,000 | – | 4,059 | +100.0% | 0.03% | – |
| ENPH | Buy | ENPHASE ENERGY INC | $381,000 | +259.4% | 440,810 | +470.1% | 0.02% | +177.8% |
| RNG | New | RINGCENTRAL INCput | $366,000 | – | 10,000 | +100.0% | 0.02% | – |
| UAA | New | UNDER ARMOUR INCcl a | $355,000 | – | 16,300 | +100.0% | 0.02% | – |
| DISCK | New | DISCOVERY COMMUNICATNS NEW | $358,000 | – | 14,200 | +100.0% | 0.02% | – |
| COVS | New | COVISINT CORP | $352,000 | – | 143,500 | +100.0% | 0.02% | – |
| MSFT | New | MICROSOFT CORPput | $345,000 | – | 5,000 | +100.0% | 0.02% | – |
| SA | New | SEABRIDGE GOLD INCput | $327,000 | – | 30,300 | +100.0% | 0.02% | – |
| SRUNW | New | SILVER RUN ACQUISITIONw exp 03/28/202 | $317,000 | – | 176,666 | +100.0% | 0.02% | – |
| GSHTW | New | GORES HLDGS II INCw exp 03/06/202 | $323,000 | – | 216,666 | +100.0% | 0.02% | – |
| STLR | STELLAR ACQUISITION III INC | $321,000 | -0.3% | 32,000 | 0.0% | 0.02% | -22.2% | |
| LEXEA | New | LIBERTY EXPEDIA HOLDINGS | $322,000 | – | 5,967 | +100.0% | 0.02% | – |
| MGPI | New | MGP INGREDIENTS INC NEWput | $307,000 | – | 6,000 | +100.0% | 0.02% | – |
| SCACW | SABAN CAP ACQUISITION CORPw exp 09/21/202 | $281,000 | -7.6% | 225,000 | 0.0% | 0.02% | -24.0% | |
| MGA | New | MAGNA INTL INCcall | $278,000 | – | 6,000 | +100.0% | 0.02% | – |
| HRMNW | Sell | HARMONY MERGER CORPw exp 01/01/202 | $279,000 | -55.3% | 348,486 | -72.1% | 0.02% | -65.4% |
| New | TRILLIUM THERAPEUTICS INC | $264,000 | – | 60,013 | +100.0% | 0.02% | – | |
| MMDMR | New | MODERN MEDIA ACQUISITIONright 99/99/9999 | $266,000 | – | 700,000 | +100.0% | 0.02% | – |
| FNTEW | FINTECH ACQUISITION CORP IIw exp 01/19/202 | $275,000 | -4.5% | 250,000 | 0.0% | 0.02% | -25.0% | |
| SAND | New | SANDSTORM GOLD LTDput | $251,000 | – | 64,900 | +100.0% | 0.02% | – |
| CACC | New | CREDIT ACCEP CORP MICHcall | $257,000 | – | 1,000 | +100.0% | 0.02% | – |
| EC | Sell | ECOPETROL S Aput | $263,000 | -51.4% | 28,900 | -50.2% | 0.02% | -62.2% |
| SNAP | New | SNAP INCcl a | $234,000 | – | 13,158 | +100.0% | 0.02% | – |
| BYD | Sell | BOYD GAMING CORP | $241,000 | -60.9% | 9,705 | -65.3% | 0.02% | -68.6% |
| RLJ | New | RLJ LODGING TRput | $219,000 | – | 11,000 | +100.0% | 0.02% | – |
| LILAK | New | LIBERTY GLOBAL PLC | $214,000 | – | 10,000 | +100.0% | 0.01% | – |
| NWS | New | NEWS CORP NEWcl b | $204,000 | – | 14,400 | +100.0% | 0.01% | – |
| FMCIR | New | FORUM MERGER CORPright 06/01/2019 | $207,000 | – | 590,600 | +100.0% | 0.01% | – |
| AXTA | New | AXALTA COATING SYS LTD | $202,000 | – | 6,293 | +100.0% | 0.01% | – |
| LCAHW | LANDCADIA HLDGS INCw exp 06/01/202 | $190,000 | +11.8% | 250,000 | 0.0% | 0.01% | -7.1% | |
| FOR | Sell | FORESTAR GROUP INC | $180,000 | -53.2% | 10,500 | -62.7% | 0.01% | -62.5% |
| KBLMR | New | KBL MERGER CORP IVright 03/22/2019 | $178,000 | – | 508,600 | +100.0% | 0.01% | – |
| F | New | FORD MTR CO DEL | $163,000 | – | 14,600 | +100.0% | 0.01% | – |
| NSU | New | NEVSUN RES LTD | $169,000 | – | 70,100 | +100.0% | 0.01% | – |
| AHPAW | AVISTA HEALTHCARE PUB ACQ COw exp 99/99/999 | $158,000 | -9.7% | 350,000 | 0.0% | 0.01% | -33.3% | |
| GTYHW | GTY TECHNOLOGY HOLDINGS INCw exp 99/99/999 | $138,000 | -2.1% | 125,753 | 0.0% | 0.01% | -25.0% | |
| NXEOW | NEXEO SOLUTIONS INCw exp 06/09/202 | $132,000 | -26.3% | 248,817 | 0.0% | 0.01% | -40.0% | |
| CPAAW | CONYERS PK ACQUISITIONw exp 07/20/202 | $131,000 | +27.2% | 50,000 | 0.0% | 0.01% | 0.0% | |
| MMDMW | New | MODERN MEDIA ACQUISITIONw exp 05/17/202 | $126,000 | – | 350,000 | +100.0% | 0.01% | – |
| MACQW | M I ACQUISITIONS INCw exp 99/99/999 | $122,000 | -4.7% | 400,000 | 0.0% | 0.01% | -27.3% | |
| XRA | New | EXETER RES CORP | $127,000 | – | 82,223 | +100.0% | 0.01% | – |
| WIN | Sell | WINDSTREAM HLDGS INC | $111,000 | -52.2% | 28,694 | -32.7% | 0.01% | -63.2% |
| FMCIW | New | FORUM MERGER CORPw exp 06/01/202 | $100,000 | – | 292,900 | +100.0% | 0.01% | – |
| EACQ | New | EASTERLY ACQUISITION CORP | $113,000 | – | 11,209 | +100.0% | 0.01% | – |
| AKG | New | ASANKO GOLD INCput | $107,000 | – | 70,000 | +100.0% | 0.01% | – |
| ANWWQ | Sell | AEGEAN MARINE PETROLEUM NETW | $100,000 | -94.9% | 17,100 | -89.5% | 0.01% | -95.7% |
| ODP | OFFICE DEPOT INC | $86,000 | +21.1% | 15,243 | 0.0% | 0.01% | 0.0% | |
| KBLMW | New | KBL MERGER CORP IVw exp 01/15/202 | $90,000 | – | 508,600 | +100.0% | 0.01% | – |
| IAG | IAMGOLD CORP | $74,000 | +27.6% | 14,394 | 0.0% | 0.01% | 0.0% | |
| MIIIW | M III ACQUISITION CORPw exp 10/10/202 | $81,000 | +32.8% | 179,500 | 0.0% | 0.01% | 0.0% | |
| WIN | WINDSTREAM HLDGS INCput | $75,000 | -29.2% | 19,400 | 0.0% | 0.01% | -44.4% | |
| MPACW | New | MATLIN & PARTNERS ACQUISITIOw exp 03/15/202 | $74,000 | – | 195,100 | +100.0% | 0.01% | – |
| AEZS | New | AETERNA ZENTARIS INC | $60,000 | – | 60,226 | +100.0% | 0.00% | – |
| GTE | New | GRAN TIERRA ENERGY INCput | $27,000 | – | 12,200 | +100.0% | 0.00% | – |
| STLRW | STELLAR ACQUISITION III INCw exp 03/22/202 | $10,000 | -9.1% | 32,000 | 0.0% | 0.00% | 0.0% | |
| GPIAW | Exit | GP INVTS ACQUISITION COR*w exp 05/19/202 | $0 | – | -120,250 | -100.0% | -0.00% | – |
| ARLZ | Exit | ARALEZ PHARMACEUTICALS INC | $0 | – | -29,060 | -100.0% | -0.01% | – |
| GIG | Exit | GIGPEAK INC | $0 | – | -22,954 | -100.0% | -0.01% | – |
| PLYAW | Exit | PLAYA HOTELS AND RESORTS NV*w exp 03/10/202 | $0 | – | -174,900 | -100.0% | -0.01% | – |
| PLYA | Exit | PLAYA HOTELS AND RESORTS NV | $0 | – | -13,946 | -100.0% | -0.01% | – |
| DBRT | Exit | DEUTSCHE BK AGright 04/06/2017 | $0 | – | -60,000 | -100.0% | -0.01% | – |
| EAGLW | Exit | DOUBLE EAGLE ACQUISITION COR*w exp 09/16/202 | $0 | – | -294,917 | -100.0% | -0.01% | – |
| LMIA | Exit | LMI AEROSPACE INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
| RIO | Exit | RIO TINTO PLCput | $0 | – | -5,100 | -100.0% | -0.02% | – |
| GES | Exit | GUESS INC | $0 | – | -21,000 | -100.0% | -0.02% | – |
| CFCOU | Exit | CF CORPunit 99/99/9999e | $0 | – | -21,000 | -100.0% | -0.02% | – |
| PTEN | Exit | PATTERSON UTI ENERGY INCput | $0 | – | -10,000 | -100.0% | -0.02% | – |
| JNS | Exit | JANUS CAP GROUP INC | $0 | – | -19,000 | -100.0% | -0.02% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -5,000 | -100.0% | -0.02% | – |
| ELECW | Exit | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $0 | – | -665,000 | -100.0% | -0.02% | – |
| CHKP | Exit | CHECK POINT SOFTWARE TECH LTput | $0 | – | -3,000 | -100.0% | -0.03% | – |
| RAD | Exit | RITE AID CORPput | $0 | – | -75,000 | -100.0% | -0.03% | – |
| DHI | Exit | D R HORTON INCput | $0 | – | -10,000 | -100.0% | -0.03% | – |
| CELG | Exit | CELGENE CORPput | $0 | – | -3,000 | -100.0% | -0.03% | – |
| HLT | Exit | HILTON WORLDWIDE HLDGS INC | $0 | – | -6,400 | -100.0% | -0.03% | – |
| SQQQ | Exit | PROSHARES TRput | $0 | – | -10,000 | -100.0% | -0.03% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INCcall | $0 | – | -6,400 | -100.0% | -0.03% | – |
| RIO | Exit | RIO TINTO PLCcall | $0 | – | -10,000 | -100.0% | -0.03% | – |
| SQQQ | Exit | PROSHARES TRultrapro short q | $0 | – | -12,000 | -100.0% | -0.04% | – |
| CDEV | Exit | CENTENNIAL RESOURCE DEV INCput | $0 | – | -25,000 | -100.0% | -0.04% | – |
| KR | Exit | KROGER CO | $0 | – | -16,267 | -100.0% | -0.04% | – |
| FOSL | Exit | FOSSIL GROUP INCput | $0 | – | -28,900 | -100.0% | -0.04% | – |
| DB | Exit | DEUTSCHE BANK AGput | $0 | – | -30,000 | -100.0% | -0.04% | – |
| NVLNF | Exit | NOVELION THERAPEUTICS INC | $0 | – | -49,350 | -100.0% | -0.04% | – |
| RPXC | Exit | RPX CORP | $0 | – | -47,425 | -100.0% | -0.05% | – |
| HEOP | Exit | HERITAGE OAKS BANCORP | $0 | – | -42,812 | -100.0% | -0.05% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -24,042 | -100.0% | -0.05% | – |
| EEM | Exit | ISHARES TRput | $0 | – | -15,000 | -100.0% | -0.05% | – |
| BAC | Exit | BANK AMER CORPcall | $0 | – | -25,000 | -100.0% | -0.05% | – |
| BKFS | Exit | BLACK KNIGHT FINL SVCS INCput | $0 | – | -16,000 | -100.0% | -0.05% | – |
| LCUT | Exit | LIFETIME BRANDS INC | $0 | – | -30,451 | -100.0% | -0.05% | – |
| DEPO | Exit | DEPOMED INC | $0 | – | -50,200 | -100.0% | -0.05% | – |
| KLREW | Exit | KLR ENERGY ACQUISITION CORP*w exp 09/16/202 | $0 | – | -535,581 | -100.0% | -0.05% | – |
| EXAR | Exit | EXAR CORP | $0 | – | -50,000 | -100.0% | -0.05% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORP | $0 | – | -16,706 | -100.0% | -0.05% | – |
| OCLR | Exit | OCLARO INC | $0 | – | -70,000 | -100.0% | -0.06% | – |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -10,901 | -100.0% | -0.06% | – |
| CSRA | Exit | CSRA INCcall | $0 | – | -25,000 | -100.0% | -0.06% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOGput | $0 | – | -34,300 | -100.0% | -0.07% | – |
| DISCA | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -28,000 | -100.0% | -0.07% | – |
| NBL | Exit | NOBLE ENERGY INCcall | $0 | – | -25,000 | -100.0% | -0.07% | – |
| SWC | Exit | STILLWATER MNG CO | $0 | – | -49,257 | -100.0% | -0.07% | – |
| SLG | Exit | SL GREEN RLTY CORPput | $0 | – | -8,000 | -100.0% | -0.07% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INCcall | $0 | – | -21,000 | -100.0% | -0.07% | – |
| GIS | Exit | GENERAL MLS INCcall | $0 | – | -16,000 | -100.0% | -0.08% | – |
| CEB | Exit | CEB INC | $0 | – | -13,087 | -100.0% | -0.08% | – |
| PVTB | Exit | PRIVATEBANCORP INC | $0 | – | -17,159 | -100.0% | -0.08% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -7,500 | -100.0% | -0.09% | – |
| INFO | Exit | IHS MARKIT LTD | $0 | – | -25,000 | -100.0% | -0.09% | – |
| ZLTQ | Exit | ZELTIQ AESTHETICS INC | $0 | – | -19,216 | -100.0% | -0.09% | – |
| AEM | Exit | AGNICO EAGLE MINES LTD | $0 | – | -25,300 | -100.0% | -0.09% | – |
| AMBA | Exit | AMBARELLA INCcall | $0 | – | -20,000 | -100.0% | -0.09% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -30,900 | -100.0% | -0.09% | – |
| WGL | Exit | WGL HLDGS INC | $0 | – | -13,712 | -100.0% | -0.09% | – |
| IYZ | Exit | ISHARES TRput | $0 | – | -35,000 | -100.0% | -0.09% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -29,300 | -100.0% | -0.10% | – |
| HRB | Exit | BLOCK H AND R INCput | $0 | – | -50,000 | -100.0% | -0.10% | – |
| SYT | Exit | SYNGENTA AGsponsored adr | $0 | – | -13,600 | -100.0% | -0.10% | – |
| NMBL | Exit | NIMBLE STORAGE INC | $0 | – | -105,000 | -100.0% | -0.11% | – |
| CF | Exit | CF INDS HLDGS INCput | $0 | – | -45,000 | -100.0% | -0.11% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -30,900 | -100.0% | -0.11% | – |
| GLNG | Exit | GOLAR LNG LTD BERMUDA | $0 | – | -50,000 | -100.0% | -0.12% | – |
| VIAB | Exit | VIACOM INC NEWput | $0 | – | -30,000 | -100.0% | -0.12% | – |
| AIRM | Exit | AIR METHODS CORPcall | $0 | – | -32,700 | -100.0% | -0.12% | – |
| SLG | Exit | SL GREEN RLTY CORP | $0 | – | -13,561 | -100.0% | -0.12% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -340,272 | -100.0% | -0.12% | – |
| TSCO | Exit | TRACTOR SUPPLY COcall | $0 | – | -21,100 | -100.0% | -0.12% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -86,300 | -100.0% | -0.12% | – |
| WM | Exit | WASTE MGMT INC DELput | $0 | – | -20,700 | -100.0% | -0.12% | – |
| VAL | Exit | VALSPAR CORP | $0 | – | -13,676 | -100.0% | -0.13% | – |
| CABO | Exit | CABLE ONE INC | $0 | – | -2,500 | -100.0% | -0.13% | – |
| CPAA | Exit | CONYERS PK ACQUISITION | $0 | – | -150,000 | -100.0% | -0.13% | – |
| SMH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -20,000 | -100.0% | -0.13% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -38,416 | -100.0% | -0.14% | – |
| LB | Exit | L BRANDS INCput | $0 | – | -35,000 | -100.0% | -0.14% | – |
| CAH | Exit | CARDINAL HEALTH INCcall | $0 | – | -20,300 | -100.0% | -0.14% | – |
| DIS | Exit | DISNEY WALT COput | $0 | – | -15,000 | -100.0% | -0.14% | – |
| POT | Exit | POTASH CORP SASK INCcall | $0 | – | -100,000 | -100.0% | -0.14% | – |
| NBL | Exit | NOBLE ENERGY INCput | $0 | – | -50,000 | -100.0% | -0.14% | – |
| AVGO | Exit | BROADCOM LTDput | $0 | – | -8,000 | -100.0% | -0.14% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -140,000 | -100.0% | -0.15% | – |
| VIAB | Exit | VIACOM INC NEWcall | $0 | – | -41,600 | -100.0% | -0.16% | – |
| BEAV | Exit | B/E AEROSPACE INC | $0 | – | -31,999 | -100.0% | -0.17% | – |
| XLE | Exit | SELECT SECTOR SPDR TRput | $0 | – | -30,000 | -100.0% | -0.17% | – |
| CLR | Exit | CONTINENTAL RESOURCES INC | $0 | – | -50,000 | -100.0% | -0.19% | – |
| LOW | Exit | LOWES COS INCcall | $0 | – | -29,000 | -100.0% | -0.20% | – |
| CACC | Exit | CREDIT ACCEP CORP MICHput | $0 | – | -12,000 | -100.0% | -0.20% | – |
| KR | Exit | KROGER COcall | $0 | – | -82,000 | -100.0% | -0.20% | – |
| BHI | Exit | BAKER HUGHES INCput | $0 | – | -40,400 | -100.0% | -0.20% | – |
| CST | Exit | CST BRANDS INC | $0 | – | -52,351 | -100.0% | -0.21% | – |
| MPG | Exit | METALDYNE PERFORMANCE GROUP | $0 | – | -117,916 | -100.0% | -0.22% | – |
| CTAS | Exit | CINTAS CORP | $0 | – | -21,500 | -100.0% | -0.23% | – |
| HW | Exit | HEADWATERS INC | $0 | – | -117,531 | -100.0% | -0.23% | – |
| WFC | Exit | WELLS FARGO AND CO NEWcall | $0 | – | -50,000 | -100.0% | -0.23% | – |
| FMSA | Exit | FAIRMOUNT SANTROL HLDGS INC | $0 | – | -380,527 | -100.0% | -0.23% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDcall | $0 | – | -87,800 | -100.0% | -0.23% | – |
| NKE | Exit | NIKE INCcall | $0 | – | -52,000 | -100.0% | -0.24% | – |
| M | Exit | MACYS INCcall | $0 | – | -98,200 | -100.0% | -0.24% | – |
| CBS | Exit | CBS CORP NEWput | $0 | – | -45,000 | -100.0% | -0.26% | – |
| TWX | Exit | TIME WARNER INCcall | $0 | – | -32,200 | -100.0% | -0.26% | – |
| UBNT | Exit | UBIQUITI NETWORKS INCput | $0 | – | -66,100 | -100.0% | -0.28% | – |
| PCH | Exit | POTLATCH CORP NEW | $0 | – | -75,000 | -100.0% | -0.28% | – |
| INCY | Exit | INCYTE CORPcall | $0 | – | -25,800 | -100.0% | -0.29% | – |
| NYRT | Exit | NEW YORK REIT INC | $0 | – | -359,008 | -100.0% | -0.29% | – |
| ISLE | Exit | ISLE OF CAPRI CASINOS INC | $0 | – | -134,689 | -100.0% | -0.30% | – |
| RRGB | Exit | RED ROBIN GOURMET BURGERS IN | $0 | – | -63,672 | -100.0% | -0.31% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -90,000 | -100.0% | -0.32% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -65,000 | -100.0% | -0.32% | – |
| MPACU | Exit | MATLIN AND PARTNERS ACQUISITIOunit 05/28/2021a | $0 | – | -400,000 | -100.0% | -0.33% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INC | $0 | – | -90,000 | -100.0% | -0.34% | – |
| WNR | Exit | WESTERN REFNG INC | $0 | – | -122,208 | -100.0% | -0.36% | – |
| NBR | Exit | NABORS INDUSTRIES LTDput | $0 | – | -330,000 | -100.0% | -0.36% | – |
| KLRE | Exit | KLR ENERGY ACQUISITION CORPcl a | $0 | – | -483,117 | -100.0% | -0.41% | – |
| SRUNU | Exit | SILVER RUN ACQUISITIONunit 99/99/9999 | $0 | – | -500,000 | -100.0% | -0.43% | – |
| TXN | Exit | TEXAS INSTRS INCput | $0 | – | -65,000 | -100.0% | -0.44% | – |
| PHM | Exit | PULTE GROUP INCcall | $0 | – | -245,000 | -100.0% | -0.48% | – |
| XLU | Exit | SELECT SECTOR SPDR TRput | $0 | – | -120,000 | -100.0% | -0.51% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -55,264 | -100.0% | -0.52% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -70,000 | -100.0% | -0.52% | – |
| GSHTU | Exit | GORES HLDGS II INCunit 99/99/9999 | $0 | – | -650,000 | -100.0% | -0.55% | – |
| SLW | Exit | SILVER WHEATON CORPcall | $0 | – | -334,800 | -100.0% | -0.58% | – |
| NLSN | Exit | NIELSEN HLDGS PLCcall | $0 | – | -190,600 | -100.0% | -0.65% | – |
| CDEV | Exit | CENTENNIAL RESOURCE DEV INCcl a | $0 | – | -439,429 | -100.0% | -0.66% | – |
| C | Exit | CITIGROUP INC | $0 | – | -135,000 | -100.0% | -0.67% | – |
| AWHHF | Exit | ALLIED WRLD ASSUR COM HLDG A | $0 | – | -160,270 | -100.0% | -0.71% | – |
| PRGO | Exit | PERRIGO CO PLCcall | $0 | – | -136,400 | -100.0% | -0.75% | – |
| PANW | Exit | PALO ALTO NETWORKS INCcall | $0 | – | -100,000 | -100.0% | -0.94% | – |
| HACK | Exit | ETF MANAGERS TRput | $0 | – | -393,000 | -100.0% | -0.96% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -260,843 | -100.0% | -1.22% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -125,000 | -100.0% | -1.43% | – |
| CWEI | Exit | WILLIAMS CLAYTON ENERGY INC | $0 | – | -130,638 | -100.0% | -1.43% | – |
| MYL | Exit | MYLAN N Vcall | $0 | – | -503,000 | -100.0% | -1.63% | – |
| KAACU | Exit | KAYNE ANDERSON ACQUISITIONunit 06/30/2022 | $0 | – | -2,000,000 | -100.0% | -1.66% | – |
| YHOO | Exit | YAHOO INC | $0 | – | -590,555 | -100.0% | -2.28% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.