$1.2 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 378 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 106.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | POWERSHARES QQQ TRUSTput | $131,202,000 | +36.7% | 991,100 | +22.4% | 10.89% | +20.2% |
| TWX | Buy | TIME WARNER INC | $31,773,000 | +246.3% | 325,174 | +242.1% | 2.64% | +204.3% |
| DDC | Buy | DOMINION DIAMOND CORP | $31,477,000 | +29.7% | 2,588,550 | +3.3% | 2.61% | +14.0% |
| GOOGL | Buy | ALPHABET INCcall | $30,521,000 | +89.7% | 36,000 | +77.3% | 2.53% | +66.7% |
| YHOO | Buy | YAHOO INC | $27,408,000 | +48.7% | 590,555 | +23.9% | 2.28% | +30.6% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $22,636,000 | +24.2% | 26,700 | +16.1% | 1.88% | +9.1% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $21,357,000 | +31.7% | 900,000 | +29.0% | 1.77% | +15.7% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $20,038,000 | +113.4% | 85,000 | +102.4% | 1.66% | +87.6% |
| KAACU | New | KAYNE ANDERSON ACQUISITIONunit 06/30/2022 | $20,040,000 | – | 2,000,000 | +100.0% | 1.66% | – |
| MYL | Buy | MYLAN N Vcall | $19,613,000 | +64.1% | 503,000 | +60.5% | 1.63% | +44.2% |
| CWEI | New | WILLIAMS CLAYTON ENERGY INC | $17,255,000 | – | 130,638 | +100.0% | 1.43% | – |
| IWM | Sell | ISHARES TRput | $17,185,000 | -29.2% | 125,000 | -30.6% | 1.43% | -37.8% |
| T | Buy | AT&T INCput | $17,115,000 | +143.9% | 411,900 | +149.6% | 1.42% | +114.3% |
| XLF | New | SELECT SECTOR SPDR TRput | $16,141,000 | – | 680,200 | +100.0% | 1.34% | – |
| HRMN | Buy | HARMONY MERGER CORP | $15,315,000 | +68.1% | 1,500,000 | +66.7% | 1.27% | +47.8% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $15,239,000 | -26.0% | 147,233 | -29.9% | 1.26% | -34.9% |
| BMY | Buy | BRISTOL MYERS SQUIBB COcall | $14,834,000 | +915.3% | 272,800 | +991.2% | 1.23% | +792.8% |
| WWAV | Buy | WHITEWAVE FOODS CO | $14,646,000 | +23.7% | 260,843 | +22.5% | 1.22% | +8.8% |
| Buy | B2GOLD CORPnote 3.25010/0 | $13,936,000 | +19.4% | 13,000 | +13.0% | 1.16% | +4.9% | |
| SLV | Buy | ISHARES SILVER TRUSTput | $13,450,000 | +343.9% | 779,700 | +288.9% | 1.12% | +290.6% |
| QQQ | Sell | POWERSHARES QQQ TRUSTcall | $13,238,000 | -59.4% | 100,000 | -63.6% | 1.10% | -64.3% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $12,263,000 | +50.2% | 225,500 | +61.4% | 1.02% | +32.0% |
| NFLX | Buy | NETFLIX INCput | $12,061,000 | +39.2% | 81,600 | +16.6% | 1.00% | +22.2% |
| Buy | BROCADE COMMUNICATIONS SYS Inote 1.375 1/0 | $11,686,000 | +10.2% | 11,533 | +9.5% | 0.97% | -3.1% | |
| HACK | Buy | ETF MANAGERS TRput | $11,601,000 | +95.0% | 393,000 | +74.7% | 0.96% | +71.4% |
| PANW | Buy | PALO ALTO NETWORKS INCcall | $11,268,000 | +801.4% | 100,000 | +900.0% | 0.94% | +692.4% |
| TSLA | Buy | TESLA INCput | $11,132,000 | +121.7% | 40,000 | +70.2% | 0.92% | +94.9% |
| XLF | Buy | SELECT SECTOR SPDR TRcall | $10,679,000 | +141.6% | 450,000 | +136.7% | 0.89% | +112.2% |
| SMH | Sell | VANECK VECTORS ETF TRput | $10,362,000 | -23.9% | 130,000 | -31.6% | 0.86% | -33.1% |
| SHOR | SHORETEL INC | $10,288,000 | -14.0% | 1,672,909 | 0.0% | 0.85% | -24.4% | |
| GOOGL | Sell | ALPHABET INCput | $10,174,000 | -32.4% | 12,000 | -36.8% | 0.84% | -40.6% |
| WFC | Buy | WELLS FARGO AND CO NEW | $9,462,000 | +7.3% | 170,000 | +6.2% | 0.79% | -5.6% |
| PRGO | New | PERRIGO CO PLCcall | $9,055,000 | – | 136,400 | +100.0% | 0.75% | – |
| BABA | New | ALIBABA GROUP HLDG LTDput | $8,626,000 | – | 80,000 | +100.0% | 0.72% | – |
| AWHHF | Buy | ALLIED WRLD ASSUR COM HLDG A | $8,510,000 | +46.3% | 160,270 | +48.0% | 0.71% | +28.5% |
| VMW | New | VMWARE INCput | $8,504,000 | – | 92,300 | +100.0% | 0.71% | – |
| C | Buy | CITIGROUP INC | $8,076,000 | +23.5% | 135,000 | +22.7% | 0.67% | +8.4% |
| CDEV | Buy | CENTENNIAL RESOURCE DEV INCcl a | $8,011,000 | +29.8% | 439,429 | +8.5% | 0.66% | +14.1% |
| NLSN | Buy | NIELSEN HLDGS PLCcall | $7,874,000 | +120.8% | 190,600 | +124.2% | 0.65% | +94.1% |
| CY | Sell | CYPRESS SEMICONDUCTOR CORP | $7,810,000 | -40.6% | 567,555 | -50.6% | 0.65% | -47.9% |
| DVMT | Buy | DELL TECHNOLOGIES INC | $7,311,000 | +102.5% | 114,096 | +73.7% | 0.61% | +78.0% |
| XBI | Buy | SPDR SERIES TRUSTput | $7,176,000 | +142.4% | 103,500 | +107.0% | 0.60% | +112.9% |
| SLW | Buy | SILVER WHEATON CORPcall | $6,977,000 | +112.1% | 334,800 | +96.6% | 0.58% | +86.2% |
| DBD | New | DIEBOLD NXDF INC | $6,866,000 | – | 223,663 | +100.0% | 0.57% | – |
| GSHTU | New | GORES HLDGS II INCunit 99/99/9999 | $6,669,000 | – | 650,000 | +100.0% | 0.55% | – |
| PYPL | New | PAYPAL HLDGS INCcall | $6,453,000 | – | 150,000 | +100.0% | 0.54% | – |
| MJN | New | MEAD JOHNSON NUTRITION CO | $6,236,000 | – | 70,000 | +100.0% | 0.52% | – |
| PANW | Buy | PALO ALTO NETWORKS INC | $6,227,000 | +35.7% | 55,264 | +50.6% | 0.52% | +19.1% |
| XLU | Sell | SELECT SECTOR SPDR TRput | $6,157,000 | -9.5% | 120,000 | -14.3% | 0.51% | -20.4% |
| PHM | Sell | PULTE GROUP INCcall | $5,770,000 | +1.9% | 245,000 | -20.5% | 0.48% | -10.5% |
| NCR | Sell | NCR CORP NEWput | $5,710,000 | -42.6% | 125,000 | -49.0% | 0.47% | -49.5% |
| FEYE | New | FIREEYE INCcall | $5,675,000 | – | 450,000 | +100.0% | 0.47% | – |
| Buy | AEGERION PHARMACEUTICALS INCnote 2.000 8/1 | $5,670,000 | +30.3% | 7,000 | +16.7% | 0.47% | +14.6% | |
| CSRA | New | CSRA INC | $5,618,000 | – | 191,800 | +100.0% | 0.47% | – |
| MYL | New | MYLAN N V | $5,583,000 | – | 143,200 | +100.0% | 0.46% | – |
| JPM | Buy | JPMORGAN CHASE AND CO | $5,575,000 | +535.7% | 63,467 | +524.2% | 0.46% | +457.8% |
| MSFT | Sell | MICROSOFT CORP | $5,459,000 | -26.1% | 82,881 | -30.3% | 0.45% | -35.1% |
| BMY | Buy | BRISTOL MYERS SQUIBB COput | $5,438,000 | +106.8% | 100,000 | +122.2% | 0.45% | +81.9% |
| RSG | Sell | REPUBLIC SVCS INCput | $5,414,000 | -11.7% | 86,200 | -19.8% | 0.45% | -22.5% |
| EGAS | Buy | GAS NAT INC | $5,315,000 | +36.0% | 418,520 | +34.4% | 0.44% | +19.5% |
| SPY | New | SPDR S&P 500 ETF TRcall | $5,304,000 | – | 22,500 | +100.0% | 0.44% | – |
| TXN | Sell | TEXAS INSTRS INCput | $5,236,000 | -60.1% | 65,000 | -63.9% | 0.44% | -64.9% |
| MBBYF | New | MOBILEYE N V AMSTELVEEN | $5,226,000 | – | 85,121 | +100.0% | 0.43% | – |
| SRUNU | New | SILVER RUN ACQUISITIONunit 99/99/9999 | $5,215,000 | – | 500,000 | +100.0% | 0.43% | – |
| RAI | New | REYNOLDS AMERICAN INC | $5,043,000 | – | 80,020 | +100.0% | 0.42% | – |
| KLRE | Sell | KLR ENERGY ACQUISITION CORPcl a | $4,990,000 | -16.3% | 483,117 | -52.0% | 0.41% | -26.5% |
| LPX | Sell | LOUISIANA PAC CORP | $4,964,000 | -48.9% | 200,000 | -61.0% | 0.41% | -55.1% |
| FNTE | New | FINTECH ACQUISITION CORP II | $4,925,000 | – | 500,000 | +100.0% | 0.41% | – |
| LVLT | Buy | LEVEL 3 COMMUNICATIONS INC | $4,896,000 | +550.2% | 85,558 | +540.5% | 0.41% | +471.8% |
| MON | Buy | MONSANTO CO NEW | $4,631,000 | +1193.6% | 40,908 | +1103.2% | 0.38% | +1029.4% |
| NLSN | Buy | NIELSEN HLDGS PLC | $4,544,000 | +54.7% | 110,000 | +57.1% | 0.38% | +36.1% |
| MXIM | Buy | MAXIM INTEGRATED PRODS INCcall | $4,496,000 | +133.2% | 100,000 | +100.0% | 0.37% | +104.9% |
| SCAC | New | SABAN CAP ACQUISITION CORP | $4,496,000 | – | 450,000 | +100.0% | 0.37% | – |
| NBR | New | NABORS INDUSTRIES LTDput | $4,314,000 | – | 330,000 | +100.0% | 0.36% | – |
| WNR | Buy | WESTERN REFNG INC | $4,286,000 | +1030.9% | 122,208 | +1122.1% | 0.36% | +888.9% |
| SHLDQ | Buy | SEARS HLDGS CORPput | $4,141,000 | +46.3% | 360,400 | +18.3% | 0.34% | +28.8% |
| MXIM | Sell | MAXIM INTEGRATED PRODS INC | $4,046,000 | -43.4% | 90,000 | -51.5% | 0.34% | -50.3% |
| MACQ | New | M I ACQUISITIONS INC | $4,053,000 | – | 402,464 | +100.0% | 0.34% | – |
| MPACU | New | MATLIN AND PARTNERS ACQUISITIOunit 05/28/2021a | $4,008,000 | – | 400,000 | +100.0% | 0.33% | – |
| CFCO | CF CORP | $4,004,000 | +0.9% | 400,000 | 0.0% | 0.33% | -11.5% | |
| MRO | New | MARATHON OIL CORPput | $3,920,000 | – | 248,100 | +100.0% | 0.32% | – |
| GSTCQ | Buy | GASTAR EXPL INC NEW | $3,874,000 | +257.1% | 2,515,441 | +259.3% | 0.32% | +215.7% |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $3,869,000 | – | 65,000 | +100.0% | 0.32% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $3,872,000 | +554.1% | 90,000 | +500.0% | 0.32% | +473.2% |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INCcl a | $3,754,000 | – | 377,259 | +100.0% | 0.31% | – |
| RRGB | Buy | RED ROBIN GOURMET BURGERS IN | $3,722,000 | +305.9% | 63,672 | +291.8% | 0.31% | +255.2% |
| BX | New | BLACKSTONE GROUP L Pcall | $3,605,000 | – | 121,400 | +100.0% | 0.30% | – |
| DGI | New | DIGITALGLOBE INC | $3,607,000 | – | 110,123 | +100.0% | 0.30% | – |
| ISLE | Buy | ISLE OF CAPRI CASINOS INC | $3,550,000 | +105.4% | 134,689 | +92.4% | 0.30% | +81.0% |
| NYRT | Sell | NEW YORK REIT INC | $3,479,000 | -46.8% | 359,008 | -44.4% | 0.29% | -53.2% |
| New | NXP SEMICONDUCTORS N Vdbcv 1.00012/0 | $3,474,000 | – | 3,000 | +100.0% | 0.29% | – | |
| INCY | New | INCYTE CORPcall | $3,449,000 | – | 25,800 | +100.0% | 0.29% | – |
| AHPA | New | AVISTA HEALTHCARE PUB ACQ COcl a | $3,448,000 | – | 350,000 | +100.0% | 0.29% | – |
| PCH | Buy | POTLATCH CORP NEW | $3,428,000 | +119.7% | 75,000 | +100.2% | 0.28% | +93.9% |
| CY | New | CYPRESS SEMICONDUCTOR CORPcall | $3,424,000 | – | 248,900 | +100.0% | 0.28% | – |
| ELEC | Buy | ELECTRUM SPL ACQUISITION COR | $3,402,000 | +0.3% | 342,907 | +0.1% | 0.28% | -12.1% |
| UBNT | New | UBIQUITI NETWORKS INCput | $3,322,000 | – | 66,100 | +100.0% | 0.28% | – |
| UBNT | New | UBIQUITI NETWORKS INC | $3,267,000 | – | 65,000 | +100.0% | 0.27% | – |
| TWX | New | TIME WARNER INCcall | $3,146,000 | – | 32,200 | +100.0% | 0.26% | – |
| CBS | New | CBS CORP NEWput | $3,121,000 | – | 45,000 | +100.0% | 0.26% | – |
| EAGL | DOUBLE EAGLE ACQUISITION COR | $3,055,000 | +1.0% | 305,451 | 0.0% | 0.25% | -11.2% | |
| GPIA | GP INVTS ACQUISITION COR | $2,975,000 | +0.6% | 298,700 | 0.0% | 0.25% | -11.5% | |
| M | New | MACYS INCcall | $2,911,000 | – | 98,200 | +100.0% | 0.24% | – |
| NKE | New | NIKE INCcall | $2,898,000 | – | 52,000 | +100.0% | 0.24% | – |
| HRL | Buy | HORMEL FOODS CORP | $2,902,000 | +108.5% | 83,800 | +109.5% | 0.24% | +84.0% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDcall | $2,818,000 | – | 87,800 | +100.0% | 0.23% | – |
| FMSA | Buy | FAIRMOUNT SANTROL HLDGS INC | $2,789,000 | +12.2% | 380,527 | +80.5% | 0.23% | -1.3% |
| WFC | New | WELLS FARGO AND CO NEWcall | $2,783,000 | – | 50,000 | +100.0% | 0.23% | – |
| HW | New | HEADWATERS INC | $2,760,000 | – | 117,531 | +100.0% | 0.23% | – |
| CTAS | New | CINTAS CORP | $2,721,000 | – | 21,500 | +100.0% | 0.23% | – |
| MPG | Buy | METALDYNE PERFORMANCE GROUP | $2,694,000 | +10.0% | 117,916 | +10.5% | 0.22% | -3.0% |
| MS | New | MORGAN STANLEY | $2,570,000 | – | 60,000 | +100.0% | 0.21% | – |
| CST | New | CST BRANDS INC | $2,518,000 | – | 52,351 | +100.0% | 0.21% | – |
| UBNT | New | UBIQUITI NETWORKS INCcall | $2,513,000 | – | 50,000 | +100.0% | 0.21% | – |
| LCA | Sell | LANDCADIA HLDGS INCcl a | $2,493,000 | -4.6% | 250,000 | -50.0% | 0.21% | -16.2% |
| BHI | New | BAKER HUGHES INCput | $2,417,000 | – | 40,400 | +100.0% | 0.20% | – |
| KR | New | KROGER COcall | $2,418,000 | – | 82,000 | +100.0% | 0.20% | – |
| CACC | New | CREDIT ACCEP CORP MICHput | $2,393,000 | – | 12,000 | +100.0% | 0.20% | – |
| LOW | New | LOWES COS INCcall | $2,384,000 | – | 29,000 | +100.0% | 0.20% | – |
| DBD | Sell | DIEBOLD NXDF INCcall | $2,303,000 | -36.9% | 75,000 | -48.3% | 0.19% | -44.6% |
| CLR | New | CONTINENTAL RESOURCES INC | $2,271,000 | – | 50,000 | +100.0% | 0.19% | – |
| MAC | New | MACERICH COput | $2,170,000 | – | 33,700 | +100.0% | 0.18% | – |
| AMZN | New | AMAZON COM INC | $2,124,000 | – | 2,396 | +100.0% | 0.18% | – |
| XLE | New | SELECT SECTOR SPDR TRput | $2,098,000 | – | 30,000 | +100.0% | 0.17% | – |
| TSLA | New | TESLA INCcall | $2,087,000 | – | 7,500 | +100.0% | 0.17% | – |
| QPAC | Sell | QUINPARIO ACQUISITION CORP 2 | $2,083,000 | -0.8% | 208,957 | -48.7% | 0.17% | -12.6% |
| KS | New | KAPSTONE PAPER AND PACKAGING C | $2,079,000 | – | 90,000 | +100.0% | 0.17% | – |
| BEAV | New | B/E AEROSPACE INC | $2,051,000 | – | 31,999 | +100.0% | 0.17% | – |
| NKE | Buy | NIKE INCcl b | $2,040,000 | +101.6% | 36,600 | +83.9% | 0.17% | +76.0% |
| OIBRC | Sell | OI S Asponsored adr ne | $1,973,000 | +7.5% | 303,006 | -34.5% | 0.16% | -5.2% |
| ANWWQ | New | AEGEAN MARINE PETROLEUM NETW | $1,958,000 | – | 162,500 | +100.0% | 0.16% | – |
| VIAB | New | VIACOM INC NEWcall | $1,939,000 | – | 41,600 | +100.0% | 0.16% | – |
| HEIA | New | HEICO CORP NEWcl a | $1,920,000 | – | 25,603 | +100.0% | 0.16% | – |
| UAL | New | UNITED CONTL HLDGS INC | $1,907,000 | – | 27,000 | +100.0% | 0.16% | – |
| HORIZON PHARMA INVT LTDnote 2.500 3/1 | $1,846,000 | -3.1% | 2,000 | 0.0% | 0.15% | -15.0% | ||
| MIII | Sell | M III ACQUISITION CORP | $1,808,000 | +0.8% | 184,500 | -48.6% | 0.15% | -11.2% |
| FEYE | New | FIREEYE INC | $1,765,000 | – | 140,000 | +100.0% | 0.15% | – |
| WY | New | WEYERHAEUSER CO | $1,760,000 | – | 51,800 | +100.0% | 0.15% | – |
| AVGO | New | BROADCOM LTDput | $1,752,000 | – | 8,000 | +100.0% | 0.14% | – |
| NBL | New | NOBLE ENERGY INCput | $1,717,000 | – | 50,000 | +100.0% | 0.14% | – |
| DLTR | Sell | DOLLAR TREE INCcall | $1,726,000 | -51.4% | 22,000 | -95.2% | 0.14% | -57.3% |
| POT | Sell | POTASH CORP SASK INCcall | $1,708,000 | -76.9% | 100,000 | -75.5% | 0.14% | -79.7% |
| DIS | New | DISNEY WALT COput | $1,701,000 | – | 15,000 | +100.0% | 0.14% | – |
| QSR | New | RESTAURANT BRANDS INTL INC | $1,672,000 | – | 30,000 | +100.0% | 0.14% | – |
| LB | New | L BRANDS INCput | $1,649,000 | – | 35,000 | +100.0% | 0.14% | – |
| CAH | Sell | CARDINAL HEALTH INCcall | $1,655,000 | -54.0% | 20,300 | -59.4% | 0.14% | -59.7% |
| AAL | New | AMERICAN AIRLS GROUP INC | $1,625,000 | – | 38,416 | +100.0% | 0.14% | – |
| SMH | New | VANECK VECTORS ETF TRcall | $1,594,000 | – | 20,000 | +100.0% | 0.13% | – |
| CPAA | Sell | CONYERS PK ACQUISITION | $1,575,000 | -3.7% | 150,000 | -25.0% | 0.13% | -14.9% |
| CABO | New | CABLE ONE INC | $1,561,000 | – | 2,500 | +100.0% | 0.13% | – |
| JWN | New | NORDSTROM INCput | $1,546,000 | – | 33,200 | +100.0% | 0.13% | – |
| AMBA | New | AMBARELLA INC | $1,518,000 | – | 27,750 | +100.0% | 0.13% | – |
| VAL | Sell | VALSPAR CORP | $1,517,000 | -39.6% | 13,676 | -43.6% | 0.13% | -46.8% |
| WM | Sell | WASTE MGMT INC DELput | $1,509,000 | -58.3% | 20,700 | -59.4% | 0.12% | -63.5% |
| SLV | New | ISHARES SILVER TRUSTishares | $1,489,000 | – | 86,300 | +100.0% | 0.12% | – |
| FCH | Buy | FELCOR LODGING TR INC | $1,491,000 | +138.2% | 198,489 | +154.1% | 0.12% | +110.2% |
| TSCO | New | TRACTOR SUPPLY COcall | $1,455,000 | – | 21,100 | +100.0% | 0.12% | – |
| RAD | Sell | RITE AID CORP | $1,446,000 | -75.9% | 340,272 | -53.2% | 0.12% | -78.8% |
| SLG | Buy | SL GREEN RLTY CORP | $1,446,000 | +362.0% | 13,561 | +366.3% | 0.12% | +300.0% |
| AIRM | New | AIR METHODS CORPcall | $1,406,000 | – | 32,700 | +100.0% | 0.12% | – |
| GLNG | New | GOLAR LNG LTD BERMUDA | $1,397,000 | – | 50,000 | +100.0% | 0.12% | – |
| VIAB | New | VIACOM INC NEWput | $1,399,000 | – | 30,000 | +100.0% | 0.12% | – |
| ABUS | Sell | ARBUTUS BIOPHARMA CORP | $1,391,000 | +27.8% | 427,967 | -3.6% | 0.12% | +11.7% |
| MDLZ | New | MONDELEZ INTL INCcl a | $1,331,000 | – | 30,900 | +100.0% | 0.11% | – |
| AYX | New | ALTERYX INC | $1,329,000 | – | 85,000 | +100.0% | 0.11% | – |
| CF | Sell | CF INDS HLDGS INCput | $1,321,000 | -64.3% | 45,000 | -61.7% | 0.11% | -68.6% |
| KHC | Buy | KRAFT HEINZ CO | $1,317,000 | +355.7% | 14,507 | +338.8% | 0.11% | +303.7% |
| NMBL | New | NIMBLE STORAGE INC | $1,313,000 | – | 105,000 | +100.0% | 0.11% | – |
| CLNS | New | COLONY NORTHSTAR INC | $1,281,000 | – | 99,246 | +100.0% | 0.11% | – |
| TQQQ | Buy | PROSHARES TRput | $1,279,000 | -28.2% | 14,500 | +3.6% | 0.11% | -36.9% |
| DAL | New | DELTA AIR LINES INC DEL | $1,221,000 | – | 26,566 | +100.0% | 0.10% | – |
| BIIB | Buy | BIOGEN INC | $1,203,000 | +76.7% | 4,400 | +83.3% | 0.10% | +56.2% |
| SYT | SYNGENTA AGsponsored adr | $1,204,000 | +12.0% | 13,600 | 0.0% | 0.10% | -2.0% | |
| V | Sell | VISA INC | $1,173,000 | -27.4% | 13,200 | -36.2% | 0.10% | -36.6% |
| HRB | New | BLOCK H AND R INCput | $1,163,000 | – | 50,000 | +100.0% | 0.10% | – |
| NCR | New | NCR CORP NEWcall | $1,142,000 | – | 25,000 | +100.0% | 0.10% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $1,141,000 | – | 29,300 | +100.0% | 0.10% | – |
| WGL | New | WGL HLDGS INC | $1,132,000 | – | 13,712 | +100.0% | 0.09% | – |
| IYZ | New | ISHARES TRput | $1,132,000 | – | 35,000 | +100.0% | 0.09% | – |
| QSR | New | RESTAURANT BRANDS INTL INCput | $1,115,000 | – | 20,000 | +100.0% | 0.09% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $1,108,000 | – | 30,900 | +100.0% | 0.09% | – |
| AMBA | New | AMBARELLA INCcall | $1,094,000 | – | 20,000 | +100.0% | 0.09% | – |
| LSXMA | New | LIBERTY MEDIA CORP DELAWARE | $1,081,000 | – | 27,774 | +100.0% | 0.09% | – |
| ZLTQ | New | ZELTIQ AESTHETICS INC | $1,069,000 | – | 19,216 | +100.0% | 0.09% | – |
| AEM | New | AGNICO EAGLE MINES LTD | $1,074,000 | – | 25,300 | +100.0% | 0.09% | – |
| PAAC | PACIFIC SPL ACQUISITION CORP | $1,063,000 | +1.0% | 102,680 | 0.0% | 0.09% | -11.1% | |
| PANL | Sell | PANGAEA LOGISTICS SOLUTION L | $1,052,000 | -14.8% | 308,414 | -15.1% | 0.09% | -25.6% |
| INFO | Sell | IHS MARKIT LTD | $1,049,000 | -50.8% | 25,000 | -58.5% | 0.09% | -56.7% |
| IWM | New | ISHARES TRrussell 2000 etf | $1,031,000 | – | 7,500 | +100.0% | 0.09% | – |
| PVTB | New | PRIVATEBANCORP INC | $1,019,000 | – | 17,159 | +100.0% | 0.08% | – |
| CEB | New | CEB INC | $1,029,000 | – | 13,087 | +100.0% | 0.08% | – |
| CHKP | New | CHECK POINT SOFTWARE TECH LTord | $997,000 | – | 9,707 | +100.0% | 0.08% | – |
| NSR | Sell | NEUSTAR INCcl a | $984,000 | -66.4% | 29,678 | -66.2% | 0.08% | -70.4% |
| GIS | Sell | GENERAL MLS INCcall | $944,000 | -23.6% | 16,000 | -20.0% | 0.08% | -33.3% |
| DUST | Sell | DIREXION SHS ETF TRput | $935,000 | -55.1% | 30,100 | -30.0% | 0.08% | -60.4% |
| BGCP | Sell | BGC PARTNERS INCcl a | $943,000 | -18.6% | 83,002 | -26.7% | 0.08% | -28.4% |
| WOOF | New | VCA INC | $925,000 | – | 10,104 | +100.0% | 0.08% | – |
| CELG | Sell | CELGENE CORP | $892,000 | -1.2% | 7,165 | -8.1% | 0.07% | -12.9% |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $888,000 | – | 21,000 | +100.0% | 0.07% | – |
| FSM | New | FORTUNA SILVER MINES INC | $884,000 | – | 170,000 | +100.0% | 0.07% | – |
| TKF | Buy | TURKISH INVT FD INC | $864,000 | +203.2% | 103,919 | +147.3% | 0.07% | +166.7% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $853,000 | -35.3% | 55,012 | -38.6% | 0.07% | -43.2% |
| SLG | Sell | SL GREEN RLTY CORPput | $853,000 | -85.9% | 8,000 | -85.8% | 0.07% | -87.6% |
| NBL | New | NOBLE ENERGY INCcall | $859,000 | – | 25,000 | +100.0% | 0.07% | – |
| SWC | New | STILLWATER MNG CO | $851,000 | – | 49,257 | +100.0% | 0.07% | – |
| DISCA | New | DISCOVERY COMMUNICATNS NEW | $815,000 | – | 28,000 | +100.0% | 0.07% | – |
| IGT | INTERNATIONAL GAME TECHNOLOGput | $813,000 | -7.1% | 34,300 | 0.0% | 0.07% | -19.3% | |
| FOXA | New | TWENTY FIRST CENTY FOX INCput | $810,000 | – | 25,000 | +100.0% | 0.07% | – |
| EDGW | New | EDGEWATER TECHNOLOGY INC | $743,000 | – | 99,738 | +100.0% | 0.06% | – |
| CSRA | New | CSRA INCcall | $732,000 | – | 25,000 | +100.0% | 0.06% | – |
| PRGO | Sell | PERRIGO CO PLC | $724,000 | -79.0% | 10,901 | -73.7% | 0.06% | -81.6% |
| OCLR | New | OCLARO INC | $687,000 | – | 70,000 | +100.0% | 0.06% | – |
| EXAR | New | EXAR CORP | $651,000 | – | 50,000 | +100.0% | 0.05% | – |
| AMTD | New | TD AMERITRADE HLDG CORP | $649,000 | – | 16,706 | +100.0% | 0.05% | – |
| FOX | New | TWENTY FIRST CENTY FOX INCcl b | $636,000 | – | 20,000 | +100.0% | 0.05% | – |
| HRMNW | Buy | HARMONY MERGER CORP*w exp 01/01/202 | $624,000 | +100.6% | 1,247,449 | +40.1% | 0.05% | +79.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $623,000 | -19.3% | 3,738 | -21.1% | 0.05% | -28.8% |
| KLREW | New | KLR ENERGY ACQUISITION CORP*w exp 09/16/202 | $632,000 | – | 535,581 | +100.0% | 0.05% | – |
| DEPO | Buy | DEPOMED INC | $630,000 | +141.4% | 50,200 | +246.2% | 0.05% | +108.0% |
| BYD | Buy | BOYD GAMING CORP | $616,000 | +87.2% | 28,000 | +71.8% | 0.05% | +64.5% |
| LCUT | New | LIFETIME BRANDS INC | $612,000 | – | 30,451 | +100.0% | 0.05% | – |
| BKFS | New | BLACK KNIGHT FINL SVCS INCput | $613,000 | – | 16,000 | +100.0% | 0.05% | – |
| EEM | New | ISHARES TRput | $591,000 | – | 15,000 | +100.0% | 0.05% | – |
| BAC | New | BANK AMER CORPcall | $590,000 | – | 25,000 | +100.0% | 0.05% | – |
| BLK | Sell | BLACKROCK INC | $575,000 | -78.9% | 1,500 | -79.1% | 0.05% | -81.4% |
| LUMN | Sell | CENTURYLINK INC | $567,000 | -81.0% | 24,042 | -80.9% | 0.05% | -83.4% |
| ETM | New | ENTERCOM COMMUNICATIONS CORPcl a | $568,000 | – | 39,688 | +100.0% | 0.05% | – |
| RPXC | Sell | RPX CORP | $569,000 | -23.8% | 47,425 | -31.4% | 0.05% | -33.8% |
| HEOP | New | HERITAGE OAKS BANCORP | $572,000 | – | 42,812 | +100.0% | 0.05% | – |
| ALJ | New | ALON USA ENERGY INC | $550,000 | – | 45,087 | +100.0% | 0.05% | – |
| F | New | FORD MTR CO DELcall | $547,000 | – | 47,000 | +100.0% | 0.04% | – |
| FRP | New | FAIRPOINT COMMUNICATIONS INC | $544,000 | – | 32,800 | +100.0% | 0.04% | – |
| EC | Buy | ECOPETROL S Aput | $541,000 | +12.7% | 58,000 | +9.4% | 0.04% | 0.0% |
| NVLNF | Sell | NOVELION THERAPEUTICS INC | $530,000 | -76.7% | 49,350 | -81.7% | 0.04% | -79.4% |
| DB | New | DEUTSCHE BANK AGput | $515,000 | – | 30,000 | +100.0% | 0.04% | – |
| TWNKW | New | HOSTESS BRANDS INC*w exp 11/04/202 | $508,000 | – | 180,000 | +100.0% | 0.04% | – |
| FOSL | New | FOSSIL GROUP INCput | $505,000 | – | 28,900 | +100.0% | 0.04% | – |
| KCG | New | KCG HLDGS INCcl a | $509,000 | – | 28,551 | +100.0% | 0.04% | – |
| IRT | New | INDEPENDENCE RLTY TR INC | $480,000 | – | 51,200 | +100.0% | 0.04% | – |
| KR | New | KROGER CO | $480,000 | – | 16,267 | +100.0% | 0.04% | – |
| XENE | Buy | XENON PHARMACEUTICALS INC | $468,000 | +6.1% | 116,975 | +104.4% | 0.04% | -7.1% |
| EC | New | ECOPETROL S Acall | $466,000 | – | 50,000 | +100.0% | 0.04% | – |
| CDEV | CENTENNIAL RESOURCE DEV INCput | $456,000 | -7.5% | 25,000 | 0.0% | 0.04% | -19.1% | |
| SQQQ | New | PROSHARES TRultrapro short q | $445,000 | – | 12,000 | +100.0% | 0.04% | – |
| ANDA | Buy | ANDINA ACQUISITION CORP II | $426,000 | +2.4% | 42,349 | +1.1% | 0.04% | -10.3% |
| AXL | Sell | AMERICAN AXLE AND MFG HLDGS INput | $413,000 | -92.2% | 22,000 | -92.0% | 0.03% | -93.2% |
| RIO | Sell | RIO TINTO PLCcall | $407,000 | -64.7% | 10,000 | -66.7% | 0.03% | -68.8% |
| AKAM | New | AKAMAI TECHNOLOGIES INCcall | $382,000 | – | 6,400 | +100.0% | 0.03% | – |
| FOR | Sell | FORESTAR GROUP INC | $385,000 | -7.2% | 28,170 | -9.6% | 0.03% | -17.9% |
| SQQQ | New | PROSHARES TRput | $371,000 | – | 10,000 | +100.0% | 0.03% | – |
| CELG | New | CELGENE CORPput | $373,000 | – | 3,000 | +100.0% | 0.03% | – |
| HLT | Sell | HILTON WORLDWIDE HLDGS INC | $374,000 | -52.2% | 6,400 | -77.8% | 0.03% | -58.1% |
| DHI | Sell | D R HORTON INCput | $333,000 | -78.7% | 10,000 | -82.5% | 0.03% | -81.1% |
| PEGI | Sell | PATTERN ENERGY GROUP INCcl a | $323,000 | -73.9% | 16,023 | -75.4% | 0.03% | -76.9% |
| STLR | STELLAR ACQUISITION III INC | $322,000 | +0.6% | 32,000 | 0.0% | 0.03% | -10.0% | |
| CHKP | New | CHECK POINT SOFTWARE TECH LTput | $308,000 | – | 3,000 | +100.0% | 0.03% | – |
| RAD | New | RITE AID CORPput | $319,000 | – | 75,000 | +100.0% | 0.03% | – |
| ELECW | Buy | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $299,000 | +239.8% | 665,000 | +111.1% | 0.02% | +212.5% |
| SCACW | New | SABAN CAP ACQUISITION CORP*w exp 09/21/202 | $304,000 | – | 225,000 | +100.0% | 0.02% | – |
| DLTR | Sell | DOLLAR TREE INC | $300,000 | -44.5% | 3,825 | -45.5% | 0.02% | -51.0% |
| FNTEW | New | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $288,000 | – | 250,000 | +100.0% | 0.02% | – |
| QCOM | New | QUALCOMM INCcall | $287,000 | – | 5,000 | +100.0% | 0.02% | – |
| DEL | New | DELTIC TIMBER CORP | $272,000 | – | 3,477 | +100.0% | 0.02% | – |
| CFCOW | CF CORP*w exp 05/25/202 | $268,000 | +8.1% | 200,000 | 0.0% | 0.02% | -4.3% | |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $257,000 | – | 5,000 | +100.0% | 0.02% | – |
| JNS | New | JANUS CAP GROUP INC | $251,000 | – | 19,000 | +100.0% | 0.02% | – |
| LGFB | New | LIONS GATE ENTMNT CORPcl b non vtg | $244,000 | – | 10,000 | +100.0% | 0.02% | – |
| PTEN | New | PATTERSON UTI ENERGY INCput | $243,000 | – | 10,000 | +100.0% | 0.02% | – |
| CFCOU | CF CORPunit 99/99/9999e | $225,000 | +2.3% | 21,000 | 0.0% | 0.02% | -9.5% | |
| WIN | New | WINDSTREAM HLDGS INC | $232,000 | – | 42,612 | +100.0% | 0.02% | – |
| GES | Buy | GUESS INC | $234,000 | +18.2% | 21,000 | +28.0% | 0.02% | 0.0% |
| HRG | Buy | HRG GROUP INC | $203,000 | +30.1% | 10,500 | +5.0% | 0.02% | +13.3% |
| LMIA | New | LMI AEROSPACE INC | $207,000 | – | 15,000 | +100.0% | 0.02% | – |
| RIO | Sell | RIO TINTO PLCput | $207,000 | -96.5% | 5,100 | -96.7% | 0.02% | -96.9% |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $206,000 | – | 4,079 | +100.0% | 0.02% | – |
| AHPAW | New | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $175,000 | – | 350,000 | +100.0% | 0.02% | – |
| NXEOW | New | NEXEO SOLUTIONS INC*w exp 06/09/202 | $179,000 | – | 248,817 | +100.0% | 0.02% | – |
| EAGLW | DOUBLE EAGLE ACQUISITION COR*w exp 09/16/202 | $165,000 | +18.7% | 294,917 | 0.0% | 0.01% | +7.7% | |
| LCAHW | New | LANDCADIA HLDGS INC*w exp 06/01/202 | $170,000 | – | 250,000 | +100.0% | 0.01% | – |
| PLYA | New | PLAYA HOTELS AND RESORTS NV | $146,000 | – | 13,946 | +100.0% | 0.01% | – |
| DBRT | New | DEUTSCHE BK AGright 04/06/2017 | $142,000 | – | 60,000 | +100.0% | 0.01% | – |
| GTYHW | New | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $141,000 | – | 125,753 | +100.0% | 0.01% | – |
| PLYAW | New | PLAYA HOTELS AND RESORTS NV*w exp 03/10/202 | $134,000 | – | 174,900 | +100.0% | 0.01% | – |
| MACQW | New | M I ACQUISITIONS INC*w exp 99/99/999 | $128,000 | – | 400,000 | +100.0% | 0.01% | – |
| WIN | New | WINDSTREAM HLDGS INCput | $106,000 | – | 19,400 | +100.0% | 0.01% | – |
| CPAAW | New | CONYERS PK ACQUISITION*w exp 07/20/202 | $103,000 | – | 50,000 | +100.0% | 0.01% | – |
| ENPH | New | ENPHASE ENERGY INC | $106,000 | – | 77,320 | +100.0% | 0.01% | – |
| ODP | Sell | OFFICE DEPOT INC | $71,000 | -14.5% | 15,243 | -17.4% | 0.01% | -25.0% |
| GIG | New | GIGPEAK INC | $71,000 | – | 22,954 | +100.0% | 0.01% | – |
| IAG | Sell | IAMGOLD CORP | $58,000 | -77.9% | 14,394 | -78.9% | 0.01% | -80.0% |
| MIIIW | New | M III ACQUISITION CORP*w exp 10/10/202 | $61,000 | – | 179,500 | +100.0% | 0.01% | – |
| ARLZ | Sell | ARALEZ PHARMACEUTICALS INC | $62,000 | -85.7% | 29,060 | -70.5% | 0.01% | -87.8% |
| GPIAW | GP INVTS ACQUISITION COR*w exp 05/19/202 | $48,000 | -11.1% | 120,250 | 0.0% | 0.00% | -20.0% | |
| STLRW | STELLAR ACQUISITION III INC*w exp 03/22/202 | $11,000 | +83.3% | 32,000 | 0.0% | 0.00% | 0.0% | |
| WPRT | Exit | WESTPORT FUEL SYSTEMS INC | $0 | – | -46,679 | -100.0% | -0.01% | – |
| PACEW | Exit | PACE HLDGS CORPw exp 99/99/999 | $0 | – | -134,000 | -100.0% | -0.01% | – |
| IAG | Exit | IAMGOLD CORPput | $0 | – | -22,000 | -100.0% | -0.01% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -16,239 | -100.0% | -0.01% | – | |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -13,098 | -100.0% | -0.01% | – |
| ELNK | Exit | EARTHLINK HLDGS CORP | $0 | – | -18,000 | -100.0% | -0.01% | – |
| CLS | Exit | CELESTICA INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| LIOX | Exit | LIONBRIDGE TECHNOLOGIES INC | $0 | – | -20,800 | -100.0% | -0.01% | – |
| SAND | Exit | SANDSTORM GOLD LTDput | $0 | – | -33,000 | -100.0% | -0.01% | – |
| DDC | Exit | DOMINION DIAMOND CORPcall | $0 | – | -12,700 | -100.0% | -0.01% | – |
| BGCP | Exit | BGC PARTNERS INCcall | $0 | – | -14,000 | -100.0% | -0.01% | – |
| NXEO | Exit | NEXEO SOLUTIONS INC | $0 | – | -248,817 | -100.0% | -0.02% | – |
| HL | Exit | HECLA MNG COput | $0 | – | -32,400 | -100.0% | -0.02% | – |
| CDE | Exit | COEUR MNG INCput | $0 | – | -20,000 | -100.0% | -0.02% | – |
| AXL | Exit | AMERICAN AXLE AND MFG HLDGS IN | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ILF | Exit | ISHARES TRput | $0 | – | -7,500 | -100.0% | -0.02% | – |
| RNG | Exit | RINGCENTRAL INCput | $0 | – | -11,100 | -100.0% | -0.02% | – |
| BLL | Exit | BALL CORP | $0 | – | -3,100 | -100.0% | -0.02% | – |
| NUGT | Exit | DIREXION SHS ETF TRcall | $0 | – | -32,100 | -100.0% | -0.02% | – |
| GK | Exit | G AND K SVCS INCcl a | $0 | – | -2,554 | -100.0% | -0.02% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -10,000 | -100.0% | -0.02% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -8,000 | -100.0% | -0.02% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLCput | $0 | – | -4,000 | -100.0% | -0.02% | – |
| QUAD | Exit | QUAD / GRAPHICS INCcall | $0 | – | -10,300 | -100.0% | -0.03% | – |
| BCS | Exit | BARCLAYS PLCcall | $0 | – | -25,000 | -100.0% | -0.03% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INCcall | $0 | – | -14,400 | -100.0% | -0.03% | – |
| AAN | Exit | AARONS INCput | $0 | – | -9,000 | -100.0% | -0.03% | – |
| AAN | Exit | AARONS INC | $0 | – | -9,000 | -100.0% | -0.03% | – |
| GCI | Exit | GANNETT CO INC | $0 | – | -29,186 | -100.0% | -0.03% | – |
| FB | Exit | FACEBOOK INCput | $0 | – | -2,500 | -100.0% | -0.03% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -5,146 | -100.0% | -0.03% | – |
| APOL | Exit | APOLLO ED GROUP INCcl a | $0 | – | -31,882 | -100.0% | -0.03% | – |
| TWNK | Exit | HOSTESS BRANDS INCcl a | $0 | – | -180,000 | -100.0% | -0.03% | – |
| NILE | Exit | BLUE NILE INC | $0 | – | -8,065 | -100.0% | -0.03% | – |
| XLRE | Exit | SELECT SECTOR SPDR TRrl est sel sec | $0 | – | -10,825 | -100.0% | -0.03% | – |
| INFO | Exit | IHS MARKIT LTDcall | $0 | – | -10,000 | -100.0% | -0.03% | – |
| INFO | Exit | IHS MARKIT LTDput | $0 | – | -10,000 | -100.0% | -0.03% | – |
| BASX | Exit | BASIC ENERGY SVCS INC NEWcall | $0 | – | -10,000 | -100.0% | -0.03% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -8,448 | -100.0% | -0.03% | – |
| KEYPRG | Exit | KEYCORP NEWpfd 7.75 sr a | $0 | – | -2,726 | -100.0% | -0.04% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INCput | $0 | – | -20,000 | -100.0% | -0.04% | – |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -150,000 | -100.0% | -0.04% | – |
| WCN | Exit | WASTE CONNECTIONS INCcall | $0 | – | -5,000 | -100.0% | -0.04% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N Vput | $0 | – | -4,000 | -100.0% | -0.04% | – |
| DKS | Exit | DICKS SPORTING GOODS INC | $0 | – | -7,500 | -100.0% | -0.04% | – |
| AUPH | Exit | AURINIA PHARMACEUTICALS INC | $0 | – | -201,522 | -100.0% | -0.04% | – |
| KNX | Exit | KNIGHT TRANSN INCput | $0 | – | -13,000 | -100.0% | -0.04% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -22,292 | -100.0% | -0.04% | – |
| TRIP | Exit | TRIPADVISOR INCcall | $0 | – | -10,000 | -100.0% | -0.04% | – |
| WM | Exit | WASTE MGMT INC DELcall | $0 | – | -7,000 | -100.0% | -0.05% | – |
| OIH | Exit | VANECK VECTORS ETF TRput | $0 | – | -15,000 | -100.0% | -0.05% | – |
| WCN | Exit | WASTE CONNECTIONS INCput | $0 | – | -6,500 | -100.0% | -0.05% | – |
| PFE | Exit | PFIZER INC | $0 | – | -16,200 | -100.0% | -0.05% | – |
| MSFT | Exit | MICROSOFT CORPput | $0 | – | -9,000 | -100.0% | -0.05% | – |
| BID | Exit | SOTHEBYSput | $0 | – | -14,000 | -100.0% | -0.05% | – |
| LKQ | Exit | LKQ CORPput | $0 | – | -19,200 | -100.0% | -0.06% | – |
| SPLS | Exit | STAPLES INCcall | $0 | – | -66,000 | -100.0% | -0.06% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -7,000 | -100.0% | -0.06% | – |
| CAKE | Exit | CHEESECAKE FACTORY INCput | $0 | – | -10,500 | -100.0% | -0.06% | – |
| MEG | Exit | MEDIA GEN INC NEW | $0 | – | -34,400 | -100.0% | -0.06% | – |
| PAY | Exit | VERIFONE SYS INCcall | $0 | – | -38,300 | -100.0% | -0.06% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG COcall | $0 | – | -10,200 | -100.0% | -0.07% | – |
| MRK | Exit | MERCK AND CO INC | $0 | – | -12,000 | -100.0% | -0.07% | – |
| WCIC | Exit | WCI CMNTYS INC | $0 | – | -30,500 | -100.0% | -0.07% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -10,679 | -100.0% | -0.07% | – |
| BWA | Exit | BORGWARNER INCcall | $0 | – | -20,800 | -100.0% | -0.08% | – |
| LUMN | Exit | CENTURYLINK INCcall | $0 | – | -35,000 | -100.0% | -0.08% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCcall | $0 | – | -18,000 | -100.0% | -0.08% | – |
| AXTA | Exit | AXALTA COATING SYS LTD | $0 | – | -32,103 | -100.0% | -0.08% | – |
| BLL | Exit | BALL CORPcall | $0 | – | -11,700 | -100.0% | -0.08% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLCcall | $0 | – | -13,000 | -100.0% | -0.08% | – |
| YRCW | Exit | YRC WORLDWIDE INCput | $0 | – | -66,000 | -100.0% | -0.08% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORPcall | $0 | – | -21,000 | -100.0% | -0.09% | – |
| CBOE | Exit | CBOE HLDGS INC | $0 | – | -12,804 | -100.0% | -0.09% | – |
| LPX | Exit | LOUISIANA PAC CORPcall | $0 | – | -50,000 | -100.0% | -0.09% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCcall | $0 | – | -12,000 | -100.0% | -0.09% | – |
| CAB | Exit | CABELAS INC | $0 | – | -16,958 | -100.0% | -0.09% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -55,729 | -100.0% | -0.10% | – |
| HZNP | Exit | HORIZON PHARMA PLCcall | $0 | – | -62,000 | -100.0% | -0.10% | – |
| PACE | Exit | PACE HLDGS CORPcl a | $0 | – | -101,500 | -100.0% | -0.10% | – |
| MORN | Exit | MORNINGSTAR INCcall | $0 | – | -13,900 | -100.0% | -0.10% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -9,600 | -100.0% | -0.10% | – |
| CSX | Exit | CSX CORPput | $0 | – | -30,000 | -100.0% | -0.10% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORPput | $0 | – | -100,000 | -100.0% | -0.11% | – |
| HCAC | Exit | HENNESSY CAP ACQUISITION COR | $0 | – | -113,172 | -100.0% | -0.11% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORPcall | $0 | – | -5,000 | -100.0% | -0.11% | – |
| LLY | Exit | LILLY ELI AND CO | $0 | – | -20,000 | -100.0% | -0.14% | – |
| ARCC | Exit | ARES CAP CORPput | $0 | – | -89,500 | -100.0% | -0.14% | – |
| SWN | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -140,000 | -100.0% | -0.14% | – |
| VMW | Exit | VMWARE INC | $0 | – | -19,460 | -100.0% | -0.14% | – |
| BASX | Exit | BASIC ENERGY SVCS INC NEWput | $0 | – | -44,500 | -100.0% | -0.15% | – |
| NVDA | Exit | NVIDIA CORPput | $0 | – | -15,000 | -100.0% | -0.15% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -15,000 | -100.0% | -0.16% | – |
| PANW | Exit | PALO ALTO NETWORKS INCput | $0 | – | -14,000 | -100.0% | -0.16% | – |
| CDE | Exit | COEUR MNG INCcall | $0 | – | -199,000 | -100.0% | -0.17% | – |
| SLG | Exit | SL GREEN RLTY CORPcall | $0 | – | -17,000 | -100.0% | -0.17% | – |
| EWW | Exit | ISHARESput | $0 | – | -42,000 | -100.0% | -0.17% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -55,000 | -100.0% | -0.18% | – |
| LPX | Exit | LOUISIANA PAC CORPput | $0 | – | -100,000 | -100.0% | -0.18% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -308,280 | -100.0% | -0.18% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fput | $0 | – | -54,000 | -100.0% | -0.18% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -58,400 | -100.0% | -0.20% | – |
| AGN | Exit | ALLERGAN PLCcall | $0 | – | -10,000 | -100.0% | -0.20% | – |
| CHKP | Exit | CHECK POINT SOFTWARE TECH LTcall | $0 | – | -25,000 | -100.0% | -0.20% | – |
| RRGB | Exit | RED ROBIN GOURMET BURGERS INcall | $0 | – | -38,000 | -100.0% | -0.20% | – |
| CLC | Exit | CLARCOR INC | $0 | – | -26,850 | -100.0% | -0.21% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -20,000 | -100.0% | -0.22% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -32,900 | -100.0% | -0.22% | – |
| Exit | STILLWATER MNG COnote 1.75010/1 | $0 | – | -2,000 | -100.0% | -0.24% | – | |
| DKS | Exit | DICKS SPORTING GOODS INCcall | $0 | – | -57,200 | -100.0% | -0.29% | – |
| C | Exit | CITIGROUP INCput | $0 | – | -55,000 | -100.0% | -0.31% | – |
| TNA | Exit | DIREXION SHS ETF TRput | $0 | – | -33,000 | -100.0% | -0.32% | – |
| F | Exit | FORD MTR CO DELput | $0 | – | -281,300 | -100.0% | -0.32% | – |
| AHPAU | Exit | AVISTA HEALTHCARE PUB ACQ COunit 99/99/9999 | $0 | – | -350,000 | -100.0% | -0.34% | – |
| TMH | Exit | TEAM HEALTH HOLDINGS INC | $0 | – | -84,663 | -100.0% | -0.35% | – |
| GTYHU | Exit | GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999 | $0 | – | -377,260 | -100.0% | -0.37% | – |
| MACQU | Exit | M I ACQUISITIONS INCunit 99/99/9999 | $0 | – | -400,000 | -100.0% | -0.38% | – |
| BWA | Exit | BORGWARNER INCput | $0 | – | -104,000 | -100.0% | -0.39% | – |
| SCACU | Exit | SABAN CAP ACQUISITION CORPunit 99/99/9999 | $0 | – | -450,000 | -100.0% | -0.44% | – |
| AGU | Exit | AGRIUM INC | $0 | – | -49,958 | -100.0% | -0.48% | – |
| FXI | Exit | ISHARES TRput | $0 | – | -155,000 | -100.0% | -0.51% | – |
| TRP | Exit | TRANSCANADA CORP | $0 | – | -120,600 | -100.0% | -0.51% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORP | $0 | – | -24,000 | -100.0% | -0.52% | – |
| PHM | Exit | PULTE GROUP INC | $0 | – | -302,035 | -100.0% | -0.52% | – |
| HRMNU | Exit | HARMONY MERGER CORPunit 99/99/9999 | $0 | – | -600,000 | -100.0% | -0.58% | – |
| KLAC | Exit | KLA-TENCOR CORP | $0 | – | -86,782 | -100.0% | -0.64% | – |
| MYL | Exit | MYLAN N Vput | $0 | – | -190,000 | -100.0% | -0.68% | – |
| NUGT | Exit | DIREXION SHS ETF TRput | $0 | – | -1,087,000 | -100.0% | -0.78% | – |
| C | Exit | CITIGROUP INCcall | $0 | – | -140,000 | -100.0% | -0.79% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -75,000 | -100.0% | -0.84% | – |
| TRP | Exit | TRANSCANADA CORPput | $0 | – | -215,300 | -100.0% | -0.92% | – |
| WFC | Exit | WELLS FARGO AND CO NEWput | $0 | – | -185,000 | -100.0% | -0.96% | – |
| BASX | Exit | BASIC ENERGY SVCS INC NEW | $0 | – | -293,033 | -100.0% | -0.98% | – |
| GM | Exit | GENERAL MTRS COput | $0 | – | -360,000 | -100.0% | -1.18% | – |
| WCN | Exit | WASTE CONNECTIONS INC | $0 | – | -173,364 | -100.0% | -1.29% | – |
| IOC | Exit | INTEROIL CORP | $0 | – | -305,993 | -100.0% | -1.38% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -125,000 | -100.0% | -1.41% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -1,395,078 | -100.0% | -2.36% | – |
| STJ | Exit | ST JUDE MED INC | $0 | – | -391,861 | -100.0% | -2.97% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.