$1.51 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 413 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 92.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | POWERSHARES QQQ TRUSTput | $106,179,000 | +22.2% | 730,000 | +15.6% | 7.02% | +21.9% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $52,197,000 | +34.2% | 53,606 | +28.1% | 3.45% | +33.8% |
| DDC | Buy | DOMINION DIAMOND CORP | $46,979,000 | +13.6% | 3,313,017 | +0.6% | 3.11% | +13.3% |
| QCOM | Buy | QUALCOMM INCcall | $41,472,000 | +783.7% | 800,000 | +841.2% | 2.74% | +781.7% |
| C | New | CITIGROUP INCcall | $35,643,000 | – | 490,000 | +100.0% | 2.36% | – |
| TWX | Sell | TIME WARNER INC | $35,048,000 | -8.1% | 342,101 | -10.0% | 2.32% | -8.4% |
| QQQ | Sell | POWERSHARES QQQ TRUSTcall | $34,908,000 | -67.1% | 240,000 | -68.8% | 2.31% | -67.2% |
| ORCL | New | ORACLE CORPcall | $30,578,000 | – | 632,400 | +100.0% | 2.02% | – |
| BMY | Sell | BRISTOL MYERS SQUIBB COcall | $29,958,000 | -1.3% | 470,000 | -13.8% | 1.98% | -1.6% |
| GOOGL | Sell | ALPHABET INCput | $27,751,000 | -15.9% | 28,500 | -19.7% | 1.84% | -16.1% |
| VEAC | VANTAGE ENERGY ACQUISITION | $24,450,000 | +0.3% | 2,499,999 | 0.0% | 1.62% | +0.1% | |
| AABA | Sell | ALTABA INC | $22,691,000 | +0.9% | 342,552 | -17.0% | 1.50% | +0.6% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $20,956,000 | -4.3% | 185,300 | -7.4% | 1.39% | -4.5% |
| KAAC | KAYNE ANDERSON ACQUISITION | $19,500,000 | +0.3% | 2,000,000 | 0.0% | 1.29% | 0.0% | |
| NESR | Buy | NATIONAL ENERGY SERVICES REU | $19,338,000 | +1.2% | 2,010,204 | +0.5% | 1.28% | +1.0% |
| Buy | BROCADE COMMUNICATIONS SYS Inote 1.375 1/0 | $19,081,000 | +63.0% | 19,033 | +65.0% | 1.26% | +62.6% | |
| VMW | Buy | VMWARE INCput | $18,027,000 | +140.0% | 165,100 | +92.2% | 1.19% | +139.4% |
| RICE | Buy | RICE ENERGY INC | $17,698,000 | +62.7% | 611,535 | +49.7% | 1.17% | +62.3% |
| DGI | Buy | DIGITALGLOBE INC | $17,225,000 | +176.0% | 488,660 | +160.7% | 1.14% | +175.1% |
| TPGE | TPG PACE ENERGY HLDGS CORPcl a | $17,062,000 | -3.1% | 1,749,999 | 0.0% | 1.13% | -3.3% | |
| TLT | Sell | ISHARES TRput | $16,843,000 | -59.3% | 135,000 | -59.2% | 1.11% | -59.4% |
| BG | New | BUNGE LIMITEDcall | $16,705,000 | – | 240,500 | +100.0% | 1.10% | – |
| MYL | New | MYLAN N Vcall | $16,495,000 | – | 525,800 | +100.0% | 1.09% | – |
| SMH | Sell | VANECK VECTORS ETF TRput | $16,098,000 | -24.4% | 172,500 | -33.7% | 1.06% | -24.6% |
| CY | Sell | CYPRESS SEMICONDUCTOR CORP | $15,020,000 | -13.4% | 1,000,000 | -21.3% | 0.99% | -13.6% |
| WPM | Sell | WHEATON PRECIOUS METALS CORPcall | $14,872,000 | -20.3% | 779,000 | -17.0% | 0.98% | -20.5% |
| NVDA | Buy | NVIDIA CORPput | $14,749,000 | +183.4% | 82,500 | +129.2% | 0.98% | +182.6% |
| T | Buy | AT&T INCcall | $13,247,000 | +1304.8% | 338,200 | +1252.8% | 0.88% | +1290.5% |
| XLF | Sell | SELECT SECTOR SPDR TRput | $12,930,000 | -17.5% | 500,000 | -21.3% | 0.86% | -17.6% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $12,562,000 | -5.9% | 50,000 | -9.4% | 0.83% | -6.1% |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $12,025,000 | – | 140,000 | +100.0% | 0.80% | – |
| TPGH | New | TPG PACE HLDGS CORPcl a | $11,796,000 | – | 1,200,000 | +100.0% | 0.78% | – |
| Buy | PRICELINE GRP INCnote 0.900 9/1 | $11,490,000 | +300.6% | 10,000 | +300.0% | 0.76% | +300.0% | |
| DBD | Buy | DIEBOLD NXDF INCcall | $11,373,000 | +575.8% | 497,700 | +728.1% | 0.75% | +571.4% |
| SAVE | New | SPIRIT AIRLS INCcall | $11,192,000 | – | 335,000 | +100.0% | 0.74% | – |
| KITE | New | KITE PHARMA INCput | $10,878,000 | – | 60,500 | +100.0% | 0.72% | – |
| T | Sell | AT&T INCput | $10,686,000 | -61.5% | 272,800 | -62.9% | 0.71% | -61.6% |
| AMC | Buy | AMC ENTMT HLDGS INC | $10,658,000 | +128.5% | 725,000 | +253.7% | 0.70% | +128.2% |
| AMC | Buy | AMC ENTMT HLDGS INCcall | $10,290,000 | +31.7% | 700,000 | +103.8% | 0.68% | +31.3% |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $10,049,000 | +18.7% | 40,000 | +14.3% | 0.66% | +18.4% |
| WRLS | New | PENSARE ACQUISITION CORP | $9,866,000 | – | 1,020,300 | +100.0% | 0.65% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD COput | $9,717,000 | – | 260,000 | +100.0% | 0.64% | – |
| MS | New | MORGAN STANLEYcall | $9,634,000 | – | 200,000 | +100.0% | 0.64% | – |
| LPX | Buy | LOUISIANA PAC CORPcall | $9,416,000 | +56.2% | 347,700 | +39.1% | 0.62% | +55.8% |
| PRXL | Buy | PAREXEL INTL CORP | $9,355,000 | +1695.6% | 106,215 | +1670.2% | 0.62% | +1668.6% |
| HCAC | New | HENNESSY CAP ACQUSTON CORP I | $9,022,000 | – | 915,000 | +100.0% | 0.60% | – |
| DAL | New | DELTA AIR LINES INC DELcall | $8,633,000 | – | 179,000 | +100.0% | 0.57% | – |
| KITE | New | KITE PHARMA INC | $8,620,000 | – | 47,940 | +100.0% | 0.57% | – |
| XLNX | New | XILINX INCcall | $8,613,000 | – | 121,600 | +100.0% | 0.57% | – |
| BMY | Sell | BRISTOL MYERS SQUIBB COput | $8,605,000 | -44.6% | 135,000 | -51.6% | 0.57% | -44.8% |
| LPX | Sell | LOUISIANA PAC CORP | $8,259,000 | -23.9% | 305,000 | -32.2% | 0.55% | -24.1% |
| MON | Buy | MONSANTO CO NEW | $8,184,000 | +243.6% | 68,300 | +239.4% | 0.54% | +242.4% |
| MON | New | MONSANTO CO NEWput | $8,016,000 | – | 66,900 | +100.0% | 0.53% | – |
| FSACU | New | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $7,493,000 | – | 729,600 | +100.0% | 0.50% | – |
| GSHT | Buy | GORES HLDGS II INC | $7,478,000 | +14.7% | 750,000 | +15.4% | 0.49% | +14.4% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $7,330,000 | -41.8% | 115,000 | -49.1% | 0.48% | -41.9% |
| BG | Buy | BUNGE LIMITED | $7,109,000 | +73.3% | 102,349 | +86.1% | 0.47% | +72.8% |
| MMDM | Buy | MODERN MEDIA ACQUISITION | $7,012,000 | +2.5% | 718,493 | +2.6% | 0.46% | +2.4% |
| OSPRU | New | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $6,944,000 | – | 699,300 | +100.0% | 0.46% | – |
| GOOGL | Sell | ALPHABET INCcall | $6,816,000 | -63.2% | 7,000 | -64.8% | 0.45% | -63.2% |
| FPO | Buy | FIRST POTOMAC RLTY TR | $6,800,000 | +76.6% | 610,403 | +76.1% | 0.45% | +76.5% |
| RICE | New | RICE ENERGY INCput | $6,512,000 | – | 225,000 | +100.0% | 0.43% | – |
| CNAC | New | CONSTELLATION ALPHA CAP CORP | $6,457,000 | – | 665,000 | +100.0% | 0.43% | – |
| AAPL | Sell | APPLE INC | $6,298,000 | -2.7% | 40,864 | -9.1% | 0.42% | -3.0% |
| FMCI | Buy | FORUM MERGER CORP | $6,066,000 | +5.8% | 624,700 | +5.8% | 0.40% | +5.5% |
| NSC | New | NORFOLK SOUTHERN CORPcall | $5,951,000 | – | 45,000 | +100.0% | 0.39% | – |
| NCR | Buy | NCR CORP NEWcall | $5,658,000 | +454.2% | 150,800 | +503.2% | 0.37% | +450.0% |
| SLV | Sell | ISHARES SILVER TRUSTput | $5,509,000 | -54.8% | 350,000 | -54.8% | 0.36% | -54.9% |
| XLE | New | SELECT SECTOR SPDR TRput | $5,478,000 | – | 80,000 | +100.0% | 0.36% | – |
| MS | Buy | MORGAN STANLEY | $5,299,000 | +83.0% | 110,000 | +69.2% | 0.35% | +82.3% |
| Sell | B2GOLD CORPnote 3.25010/0 | $5,171,000 | -62.2% | 5,000 | -61.5% | 0.34% | -62.3% | |
| F | Buy | FORD MTR CO DELput | $5,171,000 | +54.0% | 432,000 | +44.0% | 0.34% | +53.4% |
| DBD | Sell | DIEBOLD NXDF INC | $4,993,000 | -37.7% | 218,515 | -23.7% | 0.33% | -37.9% |
| KBLM | Buy | KBL MERGER CORP IV | $4,963,000 | +0.6% | 510,700 | +0.4% | 0.33% | +0.3% |
| CY | Buy | CYPRESS SEMICONDUCTOR CORPcall | $4,957,000 | +384.1% | 330,000 | +340.0% | 0.33% | +382.4% |
| SRUN | Sell | SILVER RUN ACQUISITION | $4,879,000 | -16.1% | 479,260 | -16.5% | 0.32% | -16.3% |
| SFR | New | STARWOOD WAYPOINT HOMES | $4,791,000 | – | 131,721 | +100.0% | 0.32% | – |
| FNTE | Sell | FINTECH ACQUISITION CORP II | $4,655,000 | -5.0% | 475,000 | -5.0% | 0.31% | -5.2% |
| KS | Sell | KAPSTONE PAPER & PACKAGING C | $4,620,000 | -18.2% | 215,000 | -21.5% | 0.30% | -18.4% |
| SCAC | SABAN CAP ACQUISITION CORP | $4,523,000 | +0.5% | 450,000 | 0.0% | 0.30% | +0.3% | |
| DVMT | Sell | DELL TECHNOLOGIES INC | $4,406,000 | -55.0% | 57,064 | -64.4% | 0.29% | -55.2% |
| PX | PRAXAIR INC | $4,304,000 | +5.4% | 30,800 | 0.0% | 0.28% | +5.2% | |
| ATVI | New | ACTIVISION BLIZZARD INC | $4,264,000 | – | 66,094 | +100.0% | 0.28% | – |
| CPN | New | CALPINE CORP | $4,109,000 | – | 278,569 | +100.0% | 0.27% | – |
| MACQ | Buy | M I ACQUISITIONS INC | $4,119,000 | +1.5% | 407,824 | +0.7% | 0.27% | +1.1% |
| ORCL | New | ORACLE CORP | $4,110,000 | – | 85,000 | +100.0% | 0.27% | – |
| Sell | SILVER STD RES INCnote 2.875 2/0 | $4,011,000 | -31.1% | 4,000 | -33.3% | 0.26% | -31.3% | |
| GDXJ | New | VANECK VECTORS ETF TRjr gold miners e | $3,930,000 | – | 117,000 | +100.0% | 0.26% | – |
| COL | New | ROCKWELL COLLINS INC | $3,921,000 | – | 30,000 | +100.0% | 0.26% | – |
| MPAC | Sell | MATLIN & PARTNERS ACQUISITIOcl a | $3,879,000 | +0.4% | 399,498 | -0.1% | 0.26% | 0.0% |
| GTYH | GTY TECHNOLOGY HOLDINGS INCcl a | $3,765,000 | -1.2% | 377,259 | 0.0% | 0.25% | -1.6% | |
| NXP SEMICONDUCTORS N Vdbcv 1.00012/0 | $3,660,000 | +2.3% | 3,000 | 0.0% | 0.24% | +2.1% | ||
| DEL | Sell | DELTIC TIMBER CORP | $3,626,000 | -5.6% | 41,000 | -20.3% | 0.24% | -5.9% |
| EOG | New | EOG RES INCcall | $3,579,000 | – | 37,000 | +100.0% | 0.24% | – |
| ELEC | Buy | ELECTRUM SPL ACQUISITION COR | $3,534,000 | +2.1% | 344,807 | +0.6% | 0.23% | +2.2% |
| ROSEQ | Buy | ROSEHILL RES INCcl a | $3,534,000 | -13.1% | 577,866 | +18.5% | 0.23% | -13.3% |
| ALNY | New | ALNYLAM PHARMACEUTICALS INCput | $3,537,000 | – | 30,100 | +100.0% | 0.23% | – |
| AHPA | Sell | AVISTA HEALTHCARE PUB ACQ COcl a | $3,459,000 | +0.3% | 345,934 | -1.2% | 0.23% | 0.0% |
| WGO | Sell | WINNEBAGO INDS INCput | $3,356,000 | -16.1% | 75,000 | -34.4% | 0.22% | -16.2% |
| MSFT | Sell | MICROSOFT CORP | $3,328,000 | -20.7% | 44,681 | -26.6% | 0.22% | -20.9% |
| SBUX | New | STARBUCKS CORP | $3,313,000 | – | 61,679 | +100.0% | 0.22% | – |
| DISCK | New | DISCOVERY COMMUNICATNS NEWput | $3,303,000 | – | 163,000 | +100.0% | 0.22% | – |
| TNA | Buy | DIREXION SHS ETF TRput | $3,245,000 | +384.3% | 50,000 | +316.7% | 0.22% | +388.6% |
| CHUBK | New | COMMERCEHUB INC | $3,239,000 | – | 151,709 | +100.0% | 0.21% | – |
| XOP | New | SPDR SERIES TRUSTput | $3,239,000 | – | 95,000 | +100.0% | 0.21% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYS I | $3,221,000 | – | 269,500 | +100.0% | 0.21% | – |
| CSRA | Sell | CSRA INC | $3,227,000 | -58.5% | 100,000 | -59.2% | 0.21% | -58.7% |
| BCAC | New | BISON CAP ACQUISITION CORP | $3,184,000 | – | 322,600 | +100.0% | 0.21% | – |
| S | Buy | SPRINT CORP | $3,112,000 | +283.7% | 400,000 | +304.9% | 0.21% | +281.5% |
| GIS | New | GENERAL MLS INCput | $3,106,000 | – | 60,000 | +100.0% | 0.20% | – |
| CNK | New | CINEMARK HOLDINGS INCput | $3,078,000 | – | 85,000 | +100.0% | 0.20% | – |
| RLJ | New | RLJ LODGING TR | $3,003,000 | – | 136,485 | +100.0% | 0.20% | – |
| PCBK | Buy | PACIFIC CONTINENTAL CORP | $3,005,000 | +264.2% | 111,516 | +245.6% | 0.20% | +261.8% |
| TESO | New | TESCO CORP | $2,976,000 | – | 545,985 | +100.0% | 0.20% | – |
| TWX | New | TIME WARNER INCcall | $2,971,000 | – | 29,000 | +100.0% | 0.20% | – |
| ATAC | New | ATLANTIC ACQUISITION CORP | $2,946,000 | – | 300,000 | +100.0% | 0.20% | – |
| DLTR | New | DOLLAR TREE INCput | $2,882,000 | – | 33,200 | +100.0% | 0.19% | – |
| CAKE | New | CHEESECAKE FACTORY INCcall | $2,890,000 | – | 68,600 | +100.0% | 0.19% | – |
| OIH | Buy | VANECK VECTORS ETF TRput | $2,894,000 | +233.4% | 111,000 | +217.1% | 0.19% | +229.3% |
| MOS | New | MOSAIC CO NEWput | $2,869,000 | – | 132,900 | +100.0% | 0.19% | – |
| GPIA | GP INVTS ACQUISITION COR | $2,842,000 | -5.1% | 299,200 | 0.0% | 0.19% | -5.5% | |
| CICU | New | CAPITOL INVT CORP IVunit 99/99/9999 | $2,793,000 | – | 276,000 | +100.0% | 0.18% | – |
| BHAC | Sell | BARINGTON HILCO ACQUISITION | $2,770,000 | +0.3% | 270,209 | -0.2% | 0.18% | 0.0% |
| CUNB | New | CU BANCORP CALIF | $2,761,000 | – | 71,207 | +100.0% | 0.18% | – |
| GNRC | New | GENERAC HLDGS INCput | $2,756,000 | – | 60,000 | +100.0% | 0.18% | – |
| V | New | VISA INCcall | $2,631,000 | – | 25,000 | +100.0% | 0.17% | – |
| VWR | VWR CORP | $2,622,000 | +0.3% | 79,201 | 0.0% | 0.17% | 0.0% | |
| ANDA | Buy | ANDINA ACQUISITION CORP II | $2,574,000 | +501.4% | 253,360 | +498.3% | 0.17% | +507.1% |
| LCA | LANDCADIA HLDGS INCcl a | $2,505,000 | -1.0% | 250,000 | 0.0% | 0.17% | -1.2% | |
| LSXMA | Buy | LIBERTY MEDIA CORP DELAWARE | $2,443,000 | +20.0% | 58,300 | +20.2% | 0.16% | +20.0% |
| GM | Sell | GENERAL MTRS COput | $2,423,000 | -45.6% | 60,000 | -52.9% | 0.16% | -45.8% |
| AAVVF | New | ADVANTAGE OIL & GAS LTD | $2,348,000 | – | 372,662 | +100.0% | 0.16% | – |
| NKE | New | NIKE INCcall | $2,333,000 | – | 45,000 | +100.0% | 0.15% | – |
| MCK | New | MCKESSON CORPcall | $2,304,000 | – | 15,000 | +100.0% | 0.15% | – |
| DRI | New | DARDEN RESTAURANTS INCcall | $2,285,000 | – | 29,000 | +100.0% | 0.15% | – |
| EA | New | ELECTRONIC ARTS INC | $2,272,000 | – | 19,245 | +100.0% | 0.15% | – |
| GPC | New | GENUINE PARTS COcall | $2,248,000 | – | 23,500 | +100.0% | 0.15% | – |
| AAN | Buy | AARONS INCput | $2,221,000 | +88.4% | 50,900 | +68.0% | 0.15% | +88.5% |
| FWONA | Buy | LIBERTY MEDIA CORP DELAWARE | $2,189,000 | +38.9% | 60,000 | +33.3% | 0.14% | +39.4% |
| FORESTAR GROUP INCnote 3.750 3/0 | $2,175,000 | -1.3% | 2,153 | 0.0% | 0.14% | -1.4% | ||
| EFX | New | EQUIFAX INCput | $2,120,000 | – | 20,000 | +100.0% | 0.14% | – |
| PE | New | PARSLEY ENERGY INCcall | $2,073,000 | – | 78,700 | +100.0% | 0.14% | – |
| UAL | New | UNITED CONTL HLDGS INCcall | $2,070,000 | – | 34,000 | +100.0% | 0.14% | – |
| MGPI | Buy | MGP INGREDIENTS INC NEWput | $2,031,000 | +561.6% | 33,500 | +458.3% | 0.13% | +570.0% |
| MYL | Sell | MYLAN N V | $2,027,000 | -60.0% | 64,600 | -50.5% | 0.13% | -60.1% |
| BDX | New | BECTON DICKINSON & CO | $1,990,000 | – | 10,156 | +100.0% | 0.13% | – |
| BX | Buy | BLACKSTONE GROUP L Pcall | $1,989,000 | +150.5% | 59,600 | +150.4% | 0.13% | +149.1% |
| CLR | New | CONTINENTAL RESOURCES INCcall | $1,931,000 | – | 50,000 | +100.0% | 0.13% | – |
| ALLY | ALLY FINL INC | $1,941,000 | +16.1% | 80,000 | 0.0% | 0.13% | +15.3% | |
| THO | Buy | THOR INDS INC | $1,899,000 | +66.0% | 15,081 | +37.7% | 0.13% | +65.8% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,910,000 | +142.4% | 20,000 | +132.1% | 0.13% | +142.3% |
| AABA | ALTABA INCcall | $1,888,000 | +21.6% | 28,500 | 0.0% | 0.12% | +21.4% | |
| TKF | Buy | TURKISH INVT FD INC | $1,859,000 | +8.4% | 204,450 | +14.9% | 0.12% | +7.9% |
| LGFA | New | LIONS GATE ENTMNT CORPcl a vtg | $1,863,000 | – | 55,698 | +100.0% | 0.12% | – |
| WMT | New | WAL-MART STORES INC | $1,813,000 | – | 23,200 | +100.0% | 0.12% | – |
| MIII | M III ACQUISITION CORP | $1,808,000 | 0.0% | 184,500 | 0.0% | 0.12% | 0.0% | |
| HORIZON PHARMA INVT LTDnote 2.500 3/1 | $1,816,000 | +5.3% | 2,000 | 0.0% | 0.12% | +5.3% | ||
| OIBRC | Sell | OI S Asponsored adr ne | $1,798,000 | +7.3% | 230,856 | -16.8% | 0.12% | +7.2% |
| LTRPA | Buy | LIBERTY TRIPADVISOR HLDGS IN | $1,806,000 | +48.3% | 146,211 | +39.2% | 0.12% | +46.9% |
| BB | New | BLACKBERRY LTDput | $1,782,000 | – | 159,400 | +100.0% | 0.12% | – |
| CF | New | CF INDS HLDGS INCput | $1,758,000 | – | 50,000 | +100.0% | 0.12% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWAR | $1,728,000 | – | 16,903 | +100.0% | 0.11% | – |
| CLGX | New | CORELOGIC INCput | $1,719,000 | – | 37,200 | +100.0% | 0.11% | – |
| WFC | Buy | WELLS FARGO CO NEW | $1,655,000 | +198.7% | 30,000 | +200.0% | 0.11% | +194.6% |
| DISH | DISH NETWORK CORPcl a | $1,627,000 | -13.6% | 30,000 | 0.0% | 0.11% | -13.6% | |
| WR | Buy | WESTAR ENERGY INC | $1,621,000 | +1.9% | 32,676 | +8.9% | 0.11% | +1.9% |
| F | Buy | FORD MTR CO DEL | $1,596,000 | +879.1% | 133,374 | +813.5% | 0.11% | +863.6% |
| ORLY | Buy | O REILLY AUTOMOTIVE INC NEW | $1,590,000 | +263.8% | 7,383 | +269.2% | 0.10% | +262.1% |
| EAGL | Sell | DOUBLE EAGLE ACQUISITION COR | $1,576,000 | -48.5% | 156,067 | -49.0% | 0.10% | -48.8% |
| ENB | Sell | ENBRIDGE INC | $1,564,000 | -20.4% | 37,391 | -24.2% | 0.10% | -20.8% |
| ABUS | Sell | ARBUTUS BIOPHARMA CORP | $1,550,000 | +14.6% | 250,015 | -33.5% | 0.10% | +13.3% |
| HRG | Sell | HRG GROUP INC | $1,549,000 | -23.0% | 99,224 | -12.6% | 0.10% | -23.3% |
| CNK | New | CINEMARK HOLDINGS INCcall | $1,532,000 | – | 42,300 | +100.0% | 0.10% | – |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,492,000 | -4.7% | 8,138 | -11.9% | 0.10% | -4.8% |
| UTX | New | UNITED TECHNOLOGIES CORPput | $1,497,000 | – | 12,900 | +100.0% | 0.10% | – |
| DISCK | Buy | DISCOVERY COMMUNICATNS NEW | $1,485,000 | +314.8% | 73,300 | +416.2% | 0.10% | +308.3% |
| SYF | Sell | SYNCHRONY FINLcall | $1,478,000 | -61.9% | 47,600 | -63.4% | 0.10% | -61.9% |
| MERC | New | MERCER INTL INC | $1,484,000 | – | 125,268 | +100.0% | 0.10% | – |
| GSTCQ | Sell | GASTAR EXPL INC NEW | $1,445,000 | -30.9% | 1,642,717 | -27.2% | 0.10% | -30.9% |
| EQT | New | EQT CORPput | $1,448,000 | – | 22,200 | +100.0% | 0.10% | – |
| AKRXQ | New | AKORN INC | $1,430,000 | – | 43,100 | +100.0% | 0.10% | – |
| EC | Buy | ECOPETROL S Aput | $1,383,000 | +425.9% | 145,700 | +404.2% | 0.09% | +435.3% |
| TJX | Buy | TJX COS INC NEWput | $1,364,000 | +25.9% | 18,500 | +23.3% | 0.09% | +25.0% |
| TRI | New | THOMSON REUTERS CORP | $1,340,000 | – | 29,200 | +100.0% | 0.09% | – |
| AMZN | Sell | AMAZON COM INC | $1,342,000 | -13.1% | 1,396 | -12.5% | 0.09% | -12.7% |
| JPM | Buy | JPMORGAN CHASE & COput | $1,328,000 | +190.6% | 13,900 | +178.0% | 0.09% | +193.3% |
| ETM | Sell | ENTERCOM COMMUNICATIONS CORPcl a | $1,330,000 | -61.9% | 116,116 | -65.6% | 0.09% | -62.1% |
| NMRX | New | NUMEREX CORP PAcl a | $1,337,000 | – | 351,730 | +100.0% | 0.09% | – |
| NEFF | New | NEFF CORP | $1,315,000 | – | 52,600 | +100.0% | 0.09% | – |
| VVC | New | VECTREN CORPcall | $1,296,000 | – | 19,700 | +100.0% | 0.09% | – |
| FOX | Buy | TWENTY FIRST CENTY FOX INCcl b | $1,290,000 | +230.8% | 50,000 | +257.1% | 0.08% | +226.9% |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $1,249,000 | – | 20,000 | +100.0% | 0.08% | – |
| CLNS | Buy | COLONY NORTHSTAR INC | $1,255,000 | +5.6% | 99,919 | +18.5% | 0.08% | +5.1% |
| BATRA | New | LIBERTY MEDIA CORP DELAWARE | $1,255,000 | – | 49,480 | +100.0% | 0.08% | – |
| KS | Sell | KAPSTONE PAPER & PACKAGING Ccall | $1,244,000 | -59.4% | 57,900 | -61.0% | 0.08% | -59.6% |
| SNBC | New | SUN BANCORP INC | $1,176,000 | – | 47,325 | +100.0% | 0.08% | – |
| RLJ | New | RLJ LODGING TRcall | $1,179,000 | – | 53,600 | +100.0% | 0.08% | – |
| UNP | New | UNION PAC CORPput | $1,160,000 | – | 10,000 | +100.0% | 0.08% | – |
| WGO | New | WINNEBAGO INDS INCcall | $1,119,000 | – | 25,000 | +100.0% | 0.07% | – |
| WTTR | Sell | SELECT ENERGY SVCS INC | $1,111,000 | -49.9% | 69,771 | -61.8% | 0.07% | -50.3% |
| TJX | Sell | TJX COS INC NEWcall | $1,106,000 | -10.4% | 15,000 | -12.3% | 0.07% | -11.0% |
| UAL | New | UNITED CONTL HLDGS INCput | $1,096,000 | – | 18,000 | +100.0% | 0.07% | – |
| HRL | Sell | HORMEL FOODS CORP | $1,083,000 | -53.8% | 33,701 | -50.9% | 0.07% | -53.5% |
| SBUX | New | STARBUCKS CORPcall | $1,075,000 | – | 20,000 | +100.0% | 0.07% | – |
| VEACW | VANTAGE ENERGY ACQUISITIONw exp 04/12/202 | $1,051,000 | +0.9% | 833,333 | 0.0% | 0.07% | 0.0% | |
| NWS | Buy | NEWS CORP NEWcl b | $1,051,000 | +415.2% | 76,981 | +434.6% | 0.07% | +392.9% |
| ROSWQ | Sell | ROSEHILL RES INCw exp 09/16/202 | $1,038,000 | -19.0% | 1,164,548 | -0.1% | 0.07% | -18.8% |
| GIS | New | GENERAL MLS INC | $1,034,000 | – | 19,981 | +100.0% | 0.07% | – |
| AYX | Sell | ALTERYX INC | $1,019,000 | -17.0% | 50,000 | -20.5% | 0.07% | -17.3% |
| VALEP | New | VALE S Aadr repstg pfd | $999,000 | – | 106,846 | +100.0% | 0.07% | – |
| NESRW | NATIONAL ENERGY SERVICES REUw exp 05/05/202 | $1,000,000 | -9.1% | 2,000,000 | 0.0% | 0.07% | -9.6% | |
| UAL | Sell | UNITED CONTL HLDGS INC | $981,000 | -23.8% | 16,118 | -5.7% | 0.06% | -23.5% |
| XL | New | XL GROUP LTDput | $986,000 | – | 25,000 | +100.0% | 0.06% | – |
| OKSB | New | SOUTHWEST BANCORP INC OKLA | $964,000 | – | 35,000 | +100.0% | 0.06% | – |
| DMTX | New | DIMENSION THERAPEUTICS INC | $960,000 | – | 160,000 | +100.0% | 0.06% | – |
| HSNI | New | HSN INC | $922,000 | – | 23,617 | +100.0% | 0.06% | – |
| RDNT | New | RADNET INCput | $901,000 | – | 78,000 | +100.0% | 0.06% | – |
| STRP | New | STRAIGHT PATH COMMUNICATNS Icl b | $871,000 | – | 4,823 | +100.0% | 0.06% | – |
| QCOM | Sell | QUALCOMM INC | $880,000 | -64.6% | 16,972 | -62.3% | 0.06% | -64.8% |
| CBF | New | CAPITAL BK FINL CORP | $868,000 | – | 21,142 | +100.0% | 0.06% | – |
| BABA | Sell | ALIBABA GROUP HLDG LTDput | $864,000 | -88.4% | 5,000 | -90.6% | 0.06% | -88.5% |
| ABCO | New | ADVISORY BRD CO | $848,000 | – | 15,805 | +100.0% | 0.06% | – |
| WGL | New | WGL HLDGS INC | $842,000 | – | 10,000 | +100.0% | 0.06% | – |
| WGL | New | WGL HLDGS INCput | $842,000 | – | 10,000 | +100.0% | 0.06% | – |
| FSBK | New | FIRST SOUTH BANCORP INC VA | $796,000 | – | 42,966 | +100.0% | 0.05% | – |
| SRG | New | SERITAGE GROWTH PPTYScl a | $797,000 | – | 17,303 | +100.0% | 0.05% | – |
| CZR | New | CAESARS ENTMT CORPcall | $805,000 | – | 60,300 | +100.0% | 0.05% | – |
| HZNP | New | HORIZON PHARMA PLCput | $792,000 | – | 62,500 | +100.0% | 0.05% | – |
| TPGEWS | TPG PACE ENERGY HLDGS CORPw exp 99/99/999 | $776,000 | -5.6% | 583,333 | 0.0% | 0.05% | -5.6% | |
| ENPH | Buy | ENPHASE ENERGY INC | $770,000 | +102.1% | 506,570 | +14.9% | 0.05% | +104.0% |
| HEIA | Sell | HEICO CORP NEWcl a | $768,000 | -26.2% | 10,085 | -39.8% | 0.05% | -26.1% |
| MGPI | New | MGP INGREDIENTS INC NEWcall | $758,000 | – | 12,500 | +100.0% | 0.05% | – |
| YRCW | New | YRC WORLDWIDE INCput | $759,000 | – | 55,000 | +100.0% | 0.05% | – |
| EDGW | Sell | EDGEWATER TECHNOLOGY INC | $694,000 | -7.1% | 106,427 | -3.2% | 0.05% | -8.0% |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $682,000 | – | 20,000 | +100.0% | 0.04% | – |
| OACQ | New | ORIGO ACQUISITION CORP | $658,000 | – | 62,108 | +100.0% | 0.04% | – |
| OIH | New | VANECK VECTORS ETF TRoil svcs etf | $665,000 | – | 25,500 | +100.0% | 0.04% | – |
| AAN | New | AARONS INC | $654,000 | – | 15,000 | +100.0% | 0.04% | – |
| NVLNF | New | NOVELION THERAPEUTICS INCput | $632,000 | – | 89,900 | +100.0% | 0.04% | – |
| SHLDQ | Sell | SEARS HLDGS CORPput | $631,000 | -79.7% | 86,500 | -75.4% | 0.04% | -79.6% |
| GNCIQ | Buy | GNC HLDGS INC | $620,000 | +50.5% | 70,128 | +43.4% | 0.04% | +51.9% |
| IXYS | New | IXYS CORP | $617,000 | – | 26,013 | +100.0% | 0.04% | – |
| TPGHWS | New | TPG PACE HLDGS CORPw exp 99/99/999 | $580,000 | – | 400,000 | +100.0% | 0.04% | – |
| DISH | New | DISH NETWORK CORPcall | $542,000 | – | 10,000 | +100.0% | 0.04% | – |
| SAVE | New | SPIRIT AIRLS INCput | $538,000 | – | 16,100 | +100.0% | 0.04% | – |
| LBTYK | Buy | LIBERTY GLOBAL PLC | $530,000 | +22.4% | 16,205 | +16.6% | 0.04% | +20.7% |
| TJX | Sell | TJX COS INC NEW | $533,000 | -85.6% | 7,224 | -85.9% | 0.04% | -85.8% |
| XL | New | XL GROUP LTDcall | $513,000 | – | 13,000 | +100.0% | 0.03% | – |
| ODP | New | OFFICE DEPOT INCput | $515,000 | – | 113,600 | +100.0% | 0.03% | – |
| AF | Sell | ASTORIA FINL CORP | $521,000 | -84.9% | 24,222 | -85.8% | 0.03% | -85.1% |
| KAACW | KAYNE ANDERSON ACQUISITIONw exp 06/30/202 | $494,000 | -3.9% | 658,866 | 0.0% | 0.03% | -2.9% | |
| ELLI | New | ELLIE MAE INCput | $493,000 | – | 6,000 | +100.0% | 0.03% | – |
| GHL | New | GREENHILL & CO INC | $498,000 | – | 30,000 | +100.0% | 0.03% | – |
| HCACWS | New | HENNESSY CAP ACQUSTON CORP Iw exp 06/15/202 | $493,000 | – | 675,000 | +100.0% | 0.03% | – |
| EXA | New | EXA CORP | $491,000 | – | 20,316 | +100.0% | 0.03% | – |
| XENE | XENON PHARMACEUTICALS INC | $485,000 | -6.4% | 164,510 | 0.0% | 0.03% | -5.9% | |
| AXTA | Buy | AXALTA COATING SYS LTD | $471,000 | +133.2% | 16,300 | +159.0% | 0.03% | +138.5% |
| SYF | New | SYNCHRONY FINL | $466,000 | – | 15,000 | +100.0% | 0.03% | – |
| HCOM | New | HAWAIIAN TELCOM HOLDCO INC | $472,000 | – | 15,819 | +100.0% | 0.03% | – |
| CLS | New | CELESTICA INC | $446,000 | – | 36,000 | +100.0% | 0.03% | – |
| CFCOW | CF CORPw exp 05/25/202 | $444,000 | -2.0% | 210,500 | 0.0% | 0.03% | -3.3% | |
| SNAP | Buy | SNAP INCcall | $436,000 | +0.2% | 30,000 | +22.4% | 0.03% | 0.0% |
| SA | Buy | SEABRIDGE GOLD INCput | $417,000 | +27.5% | 34,200 | +12.9% | 0.03% | +27.3% |
| ORLY | Sell | O REILLY AUTOMOTIVE INC NEWcall | $431,000 | -75.4% | 2,000 | -75.0% | 0.03% | -75.9% |
| WSTC | New | WEST CORP | $390,000 | – | 16,607 | +100.0% | 0.03% | – |
| GTE | New | GRAN TIERRA ENERGY INCcall | $377,000 | – | 165,100 | +100.0% | 0.02% | – |
| SRG | New | SERITAGE GROWTH PPTYSput | $382,000 | – | 8,300 | +100.0% | 0.02% | – |
| EFX | New | EQUIFAX INC | $382,000 | – | 3,600 | +100.0% | 0.02% | – |
| AKRXQ | New | AKORN INCput | $365,000 | – | 11,000 | +100.0% | 0.02% | – |
| TWNKW | HOSTESS BRANDS INCw exp 11/04/202 | $367,000 | -30.0% | 180,000 | 0.0% | 0.02% | -31.4% | |
| TXRH | New | TEXAS ROADHOUSE INCput | $344,000 | – | 7,000 | +100.0% | 0.02% | – |
| DLTR | Sell | DOLLAR TREE INC | $339,000 | -49.9% | 3,900 | -59.7% | 0.02% | -51.1% |
| TRCO | Sell | TRIBUNE MEDIA COcl a | $340,000 | -72.2% | 8,324 | -72.3% | 0.02% | -72.8% |
| BGS | New | B & G FOODS INC NEWput | $319,000 | – | 10,000 | +100.0% | 0.02% | – |
| STLR | STELLAR ACQUISITION III INC | $325,000 | +1.2% | 32,000 | 0.0% | 0.02% | 0.0% | |
| FNTEW | FINTECH ACQUISITION CORP IIw exp 01/19/202 | $310,000 | +12.7% | 250,000 | 0.0% | 0.02% | +11.1% | |
| WRLSW | New | PENSARE ACQUISITION CORPw exp 07/27/202 | $306,000 | – | 611,900 | +100.0% | 0.02% | – |
| GSHTW | GORES HLDGS II INCw exp 03/06/202 | $308,000 | -4.6% | 216,666 | 0.0% | 0.02% | -4.8% | |
| SRUNW | Buy | SILVER RUN ACQUISITIONw exp 03/28/202 | $284,000 | -10.4% | 186,666 | +5.7% | 0.02% | -9.5% |
| SCACW | SABAN CAP ACQUISITION CORPw exp 09/21/202 | $266,000 | -5.3% | 225,000 | 0.0% | 0.02% | -5.3% | |
| HZNP | New | HORIZON PHARMA PLC | $254,000 | – | 20,000 | +100.0% | 0.02% | – |
| BYD | Sell | BOYD GAMING CORP | $248,000 | +2.9% | 9,505 | -2.1% | 0.02% | 0.0% |
| DAL | Sell | DELTA AIR LINES INC DEL | $241,000 | -78.2% | 5,000 | -75.7% | 0.02% | -78.1% |
| ACTA | New | ACTUA CORP | $241,000 | – | 15,760 | +100.0% | 0.02% | – |
| LILAK | Buy | LIBERTY GLOBAL PLC | $247,000 | +15.4% | 10,600 | +6.0% | 0.02% | +14.3% |
| MMDMR | Sell | MODERN MEDIA ACQUISITIONright 99/99/9999 | $225,000 | -15.4% | 660,672 | -5.6% | 0.02% | -16.7% |
| AUPH | New | AURINIA PHARMACEUTICALS INCput | $231,000 | – | 36,900 | +100.0% | 0.02% | – |
| PANL | Sell | PANGAEA LOGISTICS SOLUTION L | $224,000 | -68.4% | 91,075 | -64.3% | 0.02% | -68.1% |
| BFB | New | BROWN FORMAN CORPcl b | $221,000 | – | 4,065 | +100.0% | 0.02% | – |
| YUME | New | YUME INC | $232,000 | – | 50,000 | +100.0% | 0.02% | – |
| BLBD | New | BLUE BIRD CORP | $215,000 | – | 10,415 | +100.0% | 0.01% | – |
| EAGLW | New | DOUBLE EAGLE ACQUISITION CORw exp 09/16/202 | $204,000 | – | 295,700 | +100.0% | 0.01% | – |
| CZR | New | CAESARS ENTMT CORPput | $200,000 | – | 15,000 | +100.0% | 0.01% | – |
| MMDMW | Sell | MODERN MEDIA ACQUISITIONw exp 05/17/202 | $189,000 | +50.0% | 349,600 | -0.1% | 0.01% | +50.0% |
| LCAHW | LANDCADIA HLDGS INCw exp 06/01/202 | $178,000 | -6.3% | 250,000 | 0.0% | 0.01% | -7.7% | |
| NAK | New | NORTHERN DYNASTY MINERALS LTcall | $159,000 | – | 88,400 | +100.0% | 0.01% | – |
| GTE | Buy | GRAN TIERRA ENERGY INCput | $161,000 | +496.3% | 71,000 | +482.0% | 0.01% | +450.0% |
| CNACW | New | CONSTELLATION ALPHA CAP CORPw exp 03/23/202 | $155,000 | – | 675,000 | +100.0% | 0.01% | – |
| FMCIW | Buy | FORUM MERGER CORPw exp 06/01/202 | $153,000 | +53.0% | 492,900 | +68.3% | 0.01% | +42.9% |
| GTYHW | GTY TECHNOLOGY HOLDINGS INCw exp 99/99/999 | $147,000 | +6.5% | 125,753 | 0.0% | 0.01% | +11.1% | |
| NEXTW | New | NEXTDECADE CORPw exp 07/23/202 | $147,000 | – | 158,592 | +100.0% | 0.01% | – |
| MACQW | M I ACQUISITIONS INCw exp 99/99/999 | $138,000 | +13.1% | 400,000 | 0.0% | 0.01% | +12.5% | |
| AHPAW | AVISTA HEALTHCARE PUB ACQ COw exp 99/99/999 | $140,000 | -11.4% | 350,000 | 0.0% | 0.01% | -10.0% | |
| SMPLW | New | SIMPLY GOOD FOODS COw exp 07/07/202 | $119,000 | – | 50,000 | +100.0% | 0.01% | – |
| FMCIR | Sell | FORUM MERGER CORPright 06/01/2019 | $105,000 | -49.3% | 390,600 | -33.9% | 0.01% | -50.0% |
| NXEOW | NEXEO SOLUTIONS INCw exp 06/09/202 | $109,000 | -17.4% | 248,817 | 0.0% | 0.01% | -22.2% | |
| PVG | New | PRETIUM RES INC | $109,000 | – | 11,822 | +100.0% | 0.01% | – |
| NAK | New | NORTHERN DYNASTY MINERALS LT | $90,000 | – | 50,000 | +100.0% | 0.01% | – |
| MIIIW | M III ACQUISITION CORPw exp 10/10/202 | $97,000 | +19.8% | 179,500 | 0.0% | 0.01% | +20.0% | |
| KBLMW | KBL MERGER CORP IVw exp 01/15/202 | $87,000 | -3.3% | 508,600 | 0.0% | 0.01% | 0.0% | |
| PVG | New | PRETIUM RES INCcall | $94,000 | – | 10,100 | +100.0% | 0.01% | – |
| ATACR | New | ATLANTIC ACQUISITION CORPright 02/08/2019 | $78,000 | – | 141,950 | +100.0% | 0.01% | – |
| MPACW | MATLIN & PARTNERS ACQUISITIOw exp 05/28/202 | $68,000 | -8.1% | 195,100 | 0.0% | 0.00% | -20.0% | |
| ELECW | New | ELECTRUM SPL ACQUISITION CORw exp 99/99/999 | $46,000 | – | 143,202 | +100.0% | 0.00% | – |
| BCACW | New | BISON CAP ACQUISITION CORPw exp 06/20/202 | $31,000 | – | 92,200 | +100.0% | 0.00% | – |
| STLRW | STELLAR ACQUISITION III INCw exp 03/22/202 | $12,000 | +20.0% | 32,000 | 0.0% | 0.00% | 0.0% | |
| NAK | New | NORTHERN DYNASTY MINERALS LTput | $22,000 | – | 12,000 | +100.0% | 0.00% | – |
| AEZS | Exit | AETERNA ZENTARIS INC | $0 | – | -60,226 | -100.0% | -0.00% | – |
| WIN | Exit | WINDSTREAM HLDGS INCput | $0 | – | -19,400 | -100.0% | -0.01% | – |
| IAG | Exit | IAMGOLD CORP | $0 | – | -14,394 | -100.0% | -0.01% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -15,243 | -100.0% | -0.01% | – |
| AKG | Exit | ASANKO GOLD INCput | $0 | – | -70,000 | -100.0% | -0.01% | – |
| WIN | Exit | WINDSTREAM HLDGS INC | $0 | – | -28,694 | -100.0% | -0.01% | – |
| EACQ | Exit | EASTERLY ACQUISITION CORP | $0 | – | -11,209 | -100.0% | -0.01% | – |
| ANWWQ | Exit | AEGEAN MARINE PETROLEUM NETW | $0 | – | -17,100 | -100.0% | -0.01% | – |
| XRA | Exit | EXETER RES CORP | $0 | – | -82,223 | -100.0% | -0.01% | – |
| CPAAW | Exit | CONYERS PK ACQUISITIONw exp 07/20/202 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -70,100 | -100.0% | -0.01% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -10,500 | -100.0% | -0.01% | – |
| KBLMR | Exit | KBL MERGER CORP IVright 03/22/2019 | $0 | – | -508,600 | -100.0% | -0.01% | – |
| RLJ | Exit | RLJ LODGING TRput | $0 | – | -11,000 | -100.0% | -0.02% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -13,158 | -100.0% | -0.02% | – |
| SAND | Exit | SANDSTORM GOLD LTDput | $0 | – | -64,900 | -100.0% | -0.02% | – |
| CACC | Exit | CREDIT ACCEP CORP MICHcall | $0 | – | -1,000 | -100.0% | -0.02% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -60,013 | -100.0% | -0.02% | – | |
| HRMNW | Exit | HARMONY MERGER CORPw exp 01/01/202 | $0 | – | -348,486 | -100.0% | -0.02% | – |
| MGA | Exit | MAGNA INTL INCcall | $0 | – | -6,000 | -100.0% | -0.02% | – |
| LEXEA | Exit | LIBERTY EXPEDIA HOLDINGS | $0 | – | -5,967 | -100.0% | -0.02% | – |
| COVS | Exit | COVISINT CORP | $0 | – | -143,500 | -100.0% | -0.02% | – |
| MSFT | Exit | MICROSOFT CORPput | $0 | – | -5,000 | -100.0% | -0.02% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -16,300 | -100.0% | -0.02% | – |
| RNG | Exit | RINGCENTRAL INCput | $0 | – | -10,000 | -100.0% | -0.02% | – |
| TQQQ | Exit | PROSHARES TRultrapro qqq | $0 | – | -4,059 | -100.0% | -0.03% | – |
| DXJ | Exit | WISDOMTREE TRjapn hedge eqt | $0 | – | -7,625 | -100.0% | -0.03% | – |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl b non vtg | $0 | – | -15,000 | -100.0% | -0.03% | – |
| FSM | Exit | FORTUNA SILVER MINES INC | $0 | – | -85,532 | -100.0% | -0.03% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INCcl a | $0 | – | -17,554 | -100.0% | -0.03% | – |
| BLK | Exit | BLACKROCK INC | $0 | – | -1,000 | -100.0% | -0.03% | – |
| KGC | Exit | KINROSS GOLD CORPcall | $0 | – | -104,000 | -100.0% | -0.03% | – |
| TCX | Exit | TUCOWS INC | $0 | – | -8,100 | -100.0% | -0.03% | – |
| ALJ | Exit | ALON USA ENERGY INC | $0 | – | -33,160 | -100.0% | -0.03% | – |
| IRT | Exit | INDEPENDENCE RLTY TR INC | $0 | – | -44,290 | -100.0% | -0.03% | – |
| MRO | Exit | MARATHON OIL CORPput | $0 | – | -38,600 | -100.0% | -0.03% | – |
| GOOS | Exit | CANADA GOOSE HOLDINGS INCput | $0 | – | -24,000 | -100.0% | -0.03% | – |
| OCLR | Exit | OCLARO INCcall | $0 | – | -50,000 | -100.0% | -0.03% | – |
| ALR | Exit | ALERE INC | $0 | – | -10,516 | -100.0% | -0.04% | – |
| CHKP | Exit | CHECK POINT SOFTWARE TECH LTord | $0 | – | -4,857 | -100.0% | -0.04% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -30,000 | -100.0% | -0.04% | – |
| FNFV | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -35,356 | -100.0% | -0.04% | – |
| ROST | Exit | ROSS STORES INC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| GNCIQ | Exit | GNC HLDGS INCput | $0 | – | -68,500 | -100.0% | -0.04% | – |
| MAC | Exit | MACERICH COput | $0 | – | -10,000 | -100.0% | -0.04% | – |
| KCG | Exit | KCG HLDGS INCcl a | $0 | – | -30,551 | -100.0% | -0.04% | – |
| EC | Exit | ECOPETROL S Acall | $0 | – | -66,600 | -100.0% | -0.04% | – |
| DKS | Exit | DICKS SPORTING GOODS INC | $0 | – | -15,562 | -100.0% | -0.04% | – |
| VALE | Exit | VALE S Aadr | $0 | – | -70,065 | -100.0% | -0.04% | – |
| RSG | Exit | REPUBLIC SVCS INCput | $0 | – | -10,000 | -100.0% | -0.04% | – |
| AZO | Exit | AUTOZONE INCput | $0 | – | -1,100 | -100.0% | -0.04% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -5,265 | -100.0% | -0.04% | – |
| AAP | Exit | ADVANCE AUTO PARTS INCput | $0 | – | -6,000 | -100.0% | -0.05% | – |
| FOXA | Exit | TWENTY FIRST CENTY FOX INCput | $0 | – | -25,000 | -100.0% | -0.05% | – |
| ENOC | Exit | ENERNOC INC | $0 | – | -90,600 | -100.0% | -0.05% | – |
| PFE | Exit | PFIZER INC | $0 | – | -21,575 | -100.0% | -0.05% | – |
| PTHN | Exit | PATHEON N V | $0 | – | -20,613 | -100.0% | -0.05% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -14,700 | -100.0% | -0.05% | – |
| BWA | Exit | BORGWARNER INCcall | $0 | – | -17,000 | -100.0% | -0.05% | – |
| ATW | Exit | ATWOOD OCEANICS INC | $0 | – | -90,753 | -100.0% | -0.05% | – |
| BGCP | Exit | BGC PARTNERS INCcl a | $0 | – | -58,209 | -100.0% | -0.05% | – |
| FOX | Exit | TWENTY FIRST CENTY FOX INCcall | $0 | – | -29,300 | -100.0% | -0.05% | – |
| NCR | Exit | NCR CORP NEWput | $0 | – | -20,000 | -100.0% | -0.05% | – |
| ATW | Exit | ATWOOD OCEANICS INCput | $0 | – | -100,000 | -100.0% | -0.05% | – |
| NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -20,936 | -100.0% | -0.05% | – |
| JWN | Exit | NORDSTROM INCput | $0 | – | -17,100 | -100.0% | -0.05% | – |
| BWA | Exit | BORGWARNER INCput | $0 | – | -20,000 | -100.0% | -0.06% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -49,514 | -100.0% | -0.06% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -10,594 | -100.0% | -0.06% | – |
| ARIS | Exit | ARI NETWORK SVCS INC | $0 | – | -132,765 | -100.0% | -0.06% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -1,000 | -100.0% | -0.06% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -3,600 | -100.0% | -0.06% | – |
| NSR | Exit | NEUSTAR INCcl a | $0 | – | -29,678 | -100.0% | -0.07% | – |
| FRP | Exit | FAIRPOINT COMMUNICATIONS INC | $0 | – | -63,646 | -100.0% | -0.07% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -7,000 | -100.0% | -0.07% | – |
| WBKC | Exit | WOLVERINE BANCORP INC | $0 | – | -25,124 | -100.0% | -0.07% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -65,472 | -100.0% | -0.07% | – |
| MS | Exit | MORGAN STANLEYput | $0 | – | -25,000 | -100.0% | -0.07% | – |
| MOS | Exit | MOSAIC CO NEWcall | $0 | – | -50,000 | -100.0% | -0.08% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -63,677 | -100.0% | -0.08% | – |
| CFCO | Exit | CF CORP | $0 | – | -104,582 | -100.0% | -0.08% | – |
| V | Exit | VISA INC | $0 | – | -13,200 | -100.0% | -0.08% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCput | $0 | – | -20,000 | -100.0% | -0.08% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INC | $0 | – | -18,971 | -100.0% | -0.09% | – |
| THO | Exit | THOR INDS INCcall | $0 | – | -12,500 | -100.0% | -0.09% | – |
| DLTR | Exit | DOLLAR TREE INCcall | $0 | – | -19,000 | -100.0% | -0.09% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD CO | $0 | – | -30,000 | -100.0% | -0.09% | – |
| TDG | Exit | TRANSDIGM GROUP INCput | $0 | – | -5,000 | -100.0% | -0.09% | – |
| HRL | Exit | HORMEL FOODS CORPcall | $0 | – | -40,000 | -100.0% | -0.09% | – |
| AXL | Exit | AMERICAN AXLE & MFG HLDGS INput | $0 | – | -89,100 | -100.0% | -0.09% | – |
| TQQQ | Exit | PROSHARES TRput | $0 | – | -14,300 | -100.0% | -0.09% | – |
| X | Exit | UNITED STATES STL CORP NEWcall | $0 | – | -65,000 | -100.0% | -0.10% | – |
| BB | Exit | BLACKBERRY LTDcall | $0 | – | -150,000 | -100.0% | -0.10% | – |
| CAKE | Exit | CHEESECAKE FACTORY INC | $0 | – | -30,300 | -100.0% | -0.10% | – |
| NRG | Exit | NRG ENERGY INCcall | $0 | – | -90,000 | -100.0% | -0.10% | – |
| WY | Exit | WEYERHAEUSER CO | $0 | – | -46,645 | -100.0% | -0.10% | – |
| CAB | Exit | CABELAS INCcall | $0 | – | -26,600 | -100.0% | -0.10% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INC | $0 | – | -25,982 | -100.0% | -0.11% | – |
| SNOW | Exit | INTRAWEST RESORTS HLDGS INC | $0 | – | -76,389 | -100.0% | -0.12% | – |
| FCH | Exit | FELCOR LODGING TR INC | $0 | – | -257,071 | -100.0% | -0.12% | – |
| BCACU | Exit | BISON CAP ACQUISITION CORPunit 99/99/9999t | $0 | – | -185,000 | -100.0% | -0.12% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -33,148 | -100.0% | -0.13% | – |
| SNAP | Exit | SNAP INCput | $0 | – | -110,000 | -100.0% | -0.13% | – |
| PAAC | Exit | PACIFIC SPL ACQUISITION CORP | $0 | – | -201,153 | -100.0% | -0.13% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -61,500 | -100.0% | -0.14% | – |
| FEYE | Exit | FIREEYE INCcall | $0 | – | -134,900 | -100.0% | -0.14% | – |
| QPAC | Exit | QUINPARIO ACQUISITION CORP 2 | $0 | – | -208,957 | -100.0% | -0.14% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -35,000 | -100.0% | -0.14% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcall | $0 | – | -19,200 | -100.0% | -0.14% | – |
| TSLA | Exit | TESLA INCput | $0 | – | -6,000 | -100.0% | -0.14% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INCcall | $0 | – | -50,000 | -100.0% | -0.15% | – |
| KLAC | Exit | KLA-TENCOR CORP | $0 | – | -25,000 | -100.0% | -0.15% | – |
| WBMD | Exit | WEBMD HEALTH CORP | $0 | – | -40,000 | -100.0% | -0.16% | – |
| WFM | Exit | WHOLE FOODS MKT INCcall | $0 | – | -56,000 | -100.0% | -0.16% | – |
| GPC | Exit | GENUINE PARTS CO | $0 | – | -26,080 | -100.0% | -0.16% | – |
| INTC | Exit | INTEL CORP | $0 | – | -75,000 | -100.0% | -0.17% | – |
| DIS | Exit | DISNEY WALT COcall | $0 | – | -25,000 | -100.0% | -0.18% | – |
| TDG | Exit | TRANSDIGM GROUP INCcall | $0 | – | -10,000 | -100.0% | -0.18% | – |
| Exit | AEGERION PHARMACEUTICALS INCnote 2.000 8/1 | $0 | – | -3,400 | -100.0% | -0.18% | – | |
| UBNT | Exit | UBIQUITI NETWORKS INCcall | $0 | – | -52,100 | -100.0% | -0.18% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCput | $0 | – | -24,800 | -100.0% | -0.18% | – |
| OB | Exit | ONEBEACON INSURANCE GROUP LTcl a | $0 | – | -151,510 | -100.0% | -0.18% | – |
| GM | Exit | GENERAL MTRS COcall | $0 | – | -80,000 | -100.0% | -0.18% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -20,000 | -100.0% | -0.19% | – |
| F | Exit | FORD MTR CO DELcall | $0 | – | -285,600 | -100.0% | -0.21% | – |
| SAVE | Exit | SPIRIT AIRLS INC | $0 | – | -63,584 | -100.0% | -0.22% | – |
| AMBA | Exit | AMBARELLA INC | $0 | – | -70,000 | -100.0% | -0.22% | – |
| NVDQ | Exit | NOVADAQ TECHNOLOGIES INC | $0 | – | -300,000 | -100.0% | -0.23% | – |
| S | Exit | SPRINT CORPcall | $0 | – | -438,800 | -100.0% | -0.24% | – |
| NVDA | Exit | NVIDIA CORPcall | $0 | – | -25,000 | -100.0% | -0.24% | – |
| TSLA | Exit | TESLA INCcall | $0 | – | -10,500 | -100.0% | -0.25% | – |
| DUST | Exit | DIREXION SHS ETF TRput | $0 | – | -123,602 | -100.0% | -0.26% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -245,000 | -100.0% | -0.27% | – |
| UBNT | Exit | UBIQUITI NETWORKS INC | $0 | – | -77,976 | -100.0% | -0.27% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -211,949 | -100.0% | -0.28% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N Vcall | $0 | – | -215,500 | -100.0% | -0.28% | – |
| PYPL | Exit | PAYPAL HLDGS INCput | $0 | – | -80,000 | -100.0% | -0.28% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -456,400 | -100.0% | -0.30% | – |
| EGAS | Exit | GAS NAT INC | $0 | – | -357,396 | -100.0% | -0.31% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -33,000 | -100.0% | -0.31% | – |
| LPX | Exit | LOUISIANA PAC CORPput | $0 | – | -200,000 | -100.0% | -0.32% | – |
| NFLX | Exit | NETFLIX INCcall | $0 | – | -32,500 | -100.0% | -0.32% | – |
| DFT | Exit | DUPONT FABROS TECHNOLOGY INC | $0 | – | -81,073 | -100.0% | -0.33% | – |
| CL | Exit | COLGATE PALMOLIVE COcall | $0 | – | -68,100 | -100.0% | -0.34% | – |
| CNACU | Exit | CONSTELLATION ALPHA CAPITALunit 99/99/9999 | $0 | – | -500,000 | -100.0% | -0.34% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -5,648 | -100.0% | -0.34% | – |
| WCN | Exit | WASTE CONNECTIONS INC | $0 | – | -81,564 | -100.0% | -0.35% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -532,000 | -100.0% | -0.35% | – |
| Exit | ENERNOC INCdbcv 2.250 8/1 | $0 | – | -5,500 | -100.0% | -0.36% | – | |
| PNRA | Exit | PANERA BREAD COcl a | $0 | – | -19,564 | -100.0% | -0.41% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -151,500 | -100.0% | -0.42% | – |
| NFLX | Exit | NETFLIX INCput | $0 | – | -45,000 | -100.0% | -0.45% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -399,900 | -100.0% | -0.46% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -300,000 | -100.0% | -0.51% | – |
| XLF | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -325,000 | -100.0% | -0.53% | – |
| PYPL | Exit | PAYPAL HLDGS INCcall | $0 | – | -149,800 | -100.0% | -0.53% | – |
| HCACU | Exit | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $0 | – | -900,000 | -100.0% | -0.60% | – |
| SHOR | Exit | SHORETEL INC | $0 | – | -1,647,642 | -100.0% | -0.63% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -400,000 | -100.0% | -0.65% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -160,595 | -100.0% | -0.69% | – |
| ELOS | Exit | SYNERON MEDICAL LTD | $0 | – | -1,102,828 | -100.0% | -0.80% | – |
| TPGHU | Exit | TPG PACE HLDGS CORPunit 99/99/9999 | $0 | – | -1,200,000 | -100.0% | -0.82% | – |
| WOOF | Exit | VCA INC | $0 | – | -140,598 | -100.0% | -0.86% | – |
| HRMN | Exit | HARMONY MERGER CORP | $0 | – | -1,399,379 | -100.0% | -0.96% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -336,471 | -100.0% | -1.40% | – |
| XBI | Exit | SPDR SERIES TRUSTput | $0 | – | -280,000 | -100.0% | -1.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.