$100 Thousand is the total value of OTA Financial Group L.P.'s 70 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 98.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OXYWS | Buy | OCCIDENTAL PETROLEUM CORPw exp 08/03/202 | $24,508 | -99.9% | 594,431 | +14.7% | 24.44% | +38.7% |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $12,591 | -99.9% | 892,993 | -33.3% | 12.56% | -14.6% |
| BIGZ | Buy | BLACKROCK INNOV & GROW TR | $8,694 | -99.7% | 1,276,755 | +241.4% | 8.67% | +271.6% |
| SJIV | Buy | SOUTH JERSEY INDUSTRIESunit 04/01/2024 | $6,151 | -99.8% | 89,121 | +63.1% | 6.13% | +96.5% |
| LBRDK | Buy | LIBERTY BROADBAND-C | $5,872 | -99.7% | 76,995 | +211.7% | 5.86% | +274.1% |
| AGG | New | ISHARES CORE U.S. AGGREGATEet | $4,468 | – | 46,069 | +100.0% | 4.46% | – |
| TYG | Buy | TORTOISE ENERGY INFRASTRUCT | $4,321 | -98.9% | 136,037 | +895.1% | 4.31% | +1127.6% |
| NTG | Buy | TORTOISE MIDSTREAM ENERGY | $2,162 | -99.8% | 62,542 | +118.9% | 2.16% | +172.6% |
| KYN | New | KAYNE ANDERSON ENERGY INFRAS | $1,429 | – | 167,014 | +100.0% | 1.42% | – |
| Sell | BLACKROCK ESG CAPITAL ALLOC | $1,363 | -99.9% | 101,556 | -3.0% | 1.36% | +18.1% | |
| NBXG | New | NBRGR BRMN NEX GEN CONNECT | $1,267 | – | 139,335 | +100.0% | 1.26% | – |
| KMF | New | KAYNE ANDERSON NEXTGEN ENERG | $1,153 | – | 153,557 | +100.0% | 1.15% | – |
| New | BROOKFIELD REINSURANCE LTDcl a exch lt vtg | $1,150 | – | 36,764 | +100.0% | 1.15% | – | |
| SCHZ | Sell | SCHWAB US AGGREGATE BOND ETFus aggregate b | $1,141 | -100.0% | 25,006 | -72.4% | 1.14% | -67.7% |
| PAA | New | PLAINS ALL AMER PIPELINE LPunit ltd partn | $1,079 | – | 91,789 | +100.0% | 1.08% | – |
| GOOGL | New | ALPHABET INC-CL Acl a | $1,053 | – | 11,944 | +100.0% | 1.05% | – |
| VCIT | New | VANGUARD INT-TERM CORPORATEint-term corp | $1,015 | – | 13,097 | +100.0% | 1.01% | – |
| MUC | New | BLACKROCK MUNIHOLDINGS CA QU | $962 | – | 89,643 | +100.0% | 0.96% | – |
| MUI | New | BLACKROCK MUNICIPAL INCOME | $864 | – | 76,344 | +100.0% | 0.86% | – |
| BMEZ | Sell | BLACKROCK HEALTH SCI TR II | $701 | -100.0% | 45,433 | -57.3% | 0.70% | -48.8% |
| BCAT | Sell | BLACKROCK CAPITAL ALLOCATION | $691 | -99.9% | 49,829 | -33.8% | 0.69% | -21.6% |
| CLBR | Buy | COLOMBIER ACQUISITION CORP-Acl a | $685 | -99.8% | 69,007 | +140.8% | 0.68% | +185.8% |
| HTZZW | New | HERTZ GLOBAL HLDGS INCw exp 06/30/205 | $649 | – | 87,153 | +100.0% | 0.65% | – |
| GER | Buy | GOLDMAN SACHS MLP & ENERGY R | $616 | -99.8% | 48,270 | +83.1% | 0.61% | +126.6% |
| BFZ | New | BLACKROCK CAL MUN TR SBIsh ben int | $602 | – | 55,637 | +100.0% | 0.60% | – |
| AFB | New | ALLIANCE NATIONAL MUNI INC | $600 | – | 57,300 | +100.0% | 0.60% | – |
| ADRA | Sell | ADARA ACQUISITION CORP-CL Acl a | $563 | -99.9% | 55,373 | -46.8% | 0.56% | -36.8% |
| BGR | New | BLACKROCK ENRGY & RES | $561 | – | 44,811 | +100.0% | 0.56% | – |
| FZT | Buy | FAST ACQUISITION CORP II-Acl a | $516 | -99.9% | 51,557 | +35.5% | 0.52% | +60.9% |
| Sell | BANNER ACQUISITION CORP | $505 | -99.9% | 50,186 | -16.6% | 0.50% | -1.4% | |
| New | PIONEER MUNI HIGH INC OPP | $492 | – | 46,222 | +100.0% | 0.49% | – | |
| Buy | SPORTSMAP TECH ACQUISITION C | $470 | -99.9% | 46,022 | +14.4% | 0.47% | +35.5% | |
| DSM | New | BNYM STRAT MUNI BND | $461 | – | 79,794 | +100.0% | 0.46% | – |
| CTR | New | CLEARBRIDGE MLP & MIDSTREAM | $441 | – | 15,611 | +100.0% | 0.44% | – |
| FEI | New | FIRST TRUST MLP AND ENERGY I | $430 | – | 55,102 | +100.0% | 0.43% | – |
| FRSG | Sell | FIRST RESERVE SUSTAINABLE-A | $408 | -99.9% | 40,618 | -6.1% | 0.41% | +11.8% |
| Buy | TG VENTURE ACQUISITION CORP | $404 | -99.9% | 39,817 | +12.5% | 0.40% | +33.4% | |
| New | INTEGRAL ACQUISITION CORP-A | $397 | – | 39,297 | +100.0% | 0.40% | – | |
| ZG | New | ZILLOW GROUP INC - Acl a | $368 | – | 11,815 | +100.0% | 0.37% | – |
| UAA | Sell | UNDER ARMOUR INC-CLASS Acl a | $366 | -99.8% | 36,073 | -1.7% | 0.36% | +74.6% |
| Buy | RF ACQUISITION CORP - CL A | $353 | -99.9% | 34,988 | +7.7% | 0.35% | +28.0% | |
| Sell | EG ACQUISITION CORP-Acl a | $349 | -99.9% | 35,091 | -2.4% | 0.35% | +15.6% | |
| PEO | New | ADAMS NATURAL RESOURCES FUND | $344 | – | 15,808 | +100.0% | 0.34% | – |
| NBST | Buy | NEWBURY STREET ACQUISITION C | $340 | -99.9% | 34,044 | +18.4% | 0.34% | +40.1% |
| FIF | New | FIRST TRUST ENERGY INFRASTRU | $334 | – | 23,180 | +100.0% | 0.33% | – |
| Buy | WELSBACH TECHNOLOGY METALS | $332 | -99.9% | 32,577 | +43.0% | 0.33% | +69.7% | |
| IIM | Sell | INVESCO VALUE MUNICIPAL INCO | $320 | -99.9% | 26,613 | -35.0% | 0.32% | -21.0% |
| MNP | New | WESTERN ASSET MUNICIPAL PART | $308 | – | 26,526 | +100.0% | 0.31% | – |
| Sell | FG MERGER CORP | $304 | -99.9% | 28,417 | -0.4% | 0.30% | +23.7% | |
| TWLV | TWELVE SEAS INVTMNT CO II -Acl a | $299 | -99.9% | 29,738 | 0.0% | 0.30% | +18.7% | |
| PML | New | PIMCO MUNI INCOME FD II | $295 | – | 32,731 | +100.0% | 0.29% | – |
| ACAH | Buy | ATLANTIC COASTAL ACQUISITI-A | $286 | -99.9% | 28,560 | +20.7% | 0.28% | +43.2% |
| Buy | BANNIX ACQUISITION CORP | $286 | -99.9% | 28,188 | +7.6% | 0.28% | +27.2% | |
| PSLV | New | SPROTT PHYSICAL SILVER TRUSTunit | $275 | – | 33,429 | +100.0% | 0.27% | – |
| JFR | Sell | NUVEEN FLOAT RATE INC FD | $260 | -99.9% | 32,946 | -32.2% | 0.26% | -23.4% |
| AMOV | New | AMERICA MOVIL S A DE C Vadr | $256 | – | 14,253 | +100.0% | 0.26% | – |
| MHN | New | BLACKROCK MUNIHOLDINGS NY QU | $254 | – | 24,752 | +100.0% | 0.25% | – |
| MPA | New | BLACKROCK MUNIYIELD PENNSYLV | $252 | – | 22,932 | +100.0% | 0.25% | – |
| VPV | New | INVESCO PA VAL MUNI INC | $248 | – | 25,381 | +100.0% | 0.25% | – |
| KSI | Buy | KADEM SUSTAINABLE IMPAC-CL A | $241 | -99.9% | 24,049 | +11.6% | 0.24% | +32.6% |
| NAD | Sell | NUVEEN DIV ADV MUNI | $240 | -99.9% | 20,355 | -45.4% | 0.24% | -32.1% |
| DHHC | DIAMONDHEAD HOLDINGS CORP-Acl a | $240 | -99.9% | 23,863 | 0.0% | 0.24% | +18.3% | |
| New | INSIGHT ACQUISITION CORP-Acl a | $226 | – | 22,485 | +100.0% | 0.22% | – | |
| TDF | Sell | TEMPLETON DRAGON FUND INC | $225 | -99.9% | 22,087 | -4.9% | 0.22% | +21.1% |
| PFN | Sell | PIMCO FLOATING RATE | $213 | -99.9% | 30,128 | -38.4% | 0.21% | -26.6% |
| BGB | New | BLACKSTONE STRATEGIC CREDIT | $213 | – | 20,209 | +100.0% | 0.21% | – |
| MBAC | Sell | M3-BRIGADE ACQUISITION II-Acl a | $210 | -99.9% | 21,023 | -32.3% | 0.21% | -19.9% |
| GENIWS | New | GENIUS SPORTS LTDw exp 04/20/202 | $207 | – | 230,973 | +100.0% | 0.21% | – |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $204 | – | 12,645 | +100.0% | 0.20% | – |
| New | BURTECH ACQUISITION CORP-A | $200 | – | 19,731 | +100.0% | 0.20% | – | |
| Exit | ACHARI VENTURES HOLDINGS COR | $0 | – | -20,017 | -100.0% | -0.17% | – | |
| Exit | WINVEST ACQUISITION CORP | $0 | – | -20,459 | -100.0% | -0.18% | – | |
| PSAG | Exit | PROPERTY SOLUTIONS ACQUISI-Acl a | $0 | – | -21,628 | -100.0% | -0.18% | – |
| PUCK | Exit | GOAL ACQUISITIONS CORP | $0 | – | -21,608 | -100.0% | -0.18% | – |
| BFK | Exit | BLACKROCK MUN INC TR SBIsh ben int | $0 | – | -22,430 | -100.0% | -0.18% | – |
| BGT | Exit | BLACKROCK FLT RT INC | $0 | – | -19,801 | -100.0% | -0.18% | – |
| CLRM | Exit | CLARIM ACQUISITION CORP-CL Acl a | $0 | – | -21,772 | -100.0% | -0.18% | – |
| NVG | Exit | NUVEEN AMT-FR MUNI CREDIT FD | $0 | – | -18,952 | -100.0% | -0.19% | – |
| EFT | Exit | EATON VANCE FLOAT RT INC TR | $0 | – | -19,557 | -100.0% | -0.19% | – |
| LGV | Exit | LONGVIEW ACQUISITION CORP -Acl a | $0 | – | -22,770 | -100.0% | -0.19% | – |
| SBII | Exit | SANDBRIDGE X2 CORP-Aclass a | $0 | – | -22,938 | -100.0% | -0.19% | – |
| HYT | Exit | BLACKROCK CORP HI YLD | $0 | – | -26,494 | -100.0% | -0.19% | – |
| BRIV | Exit | B RILEY PRINCIPAL 250 MERG-A | $0 | – | -23,587 | -100.0% | -0.20% | – |
| DIAX | Exit | NUVEEN DOW30 DYN OVERWRT FD | $0 | – | -17,026 | -100.0% | -0.20% | – |
| CII | Exit | BLACKROCK ENHANCE CAP & INC | $0 | – | -14,199 | -100.0% | -0.20% | – |
| Exit | BELONG ACQUISITION CORP-A | $0 | – | -24,254 | -100.0% | -0.20% | – | |
| VELO | Exit | VELOCITY ACQUISITION CORP-Acl a | $0 | – | -24,592 | -100.0% | -0.21% | – |
| CLAS | Exit | CLASS ACCELERATION CORP-A | $0 | – | -24,431 | -100.0% | -0.21% | – |
| NSTB | Exit | NORTHERN STAR INVESTMENT C-Aclass a | $0 | – | -25,177 | -100.0% | -0.21% | – |
| ARRW | Exit | ARROWROOT ACQUISITION CORP-A | $0 | – | -25,864 | -100.0% | -0.22% | – |
| BGH | Exit | BARINGS GL SH DUR HI YLD | $0 | – | -21,608 | -100.0% | -0.23% | – |
| GRCY | Exit | Greencity Acquisition Corp | $0 | – | -25,290 | -100.0% | -0.23% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -37,400 | -100.0% | -0.23% | – |
| Exit | MARBLEGATE ACQUISITION COR-Acl a | $0 | – | -28,014 | -100.0% | -0.24% | – | |
| BENE | Exit | BENESSERE CAPITAL ACQUI-CL Acl a | $0 | – | -26,994 | -100.0% | -0.24% | – |
| AWF | Exit | ALLIANCE WRLD DLR G F II | $0 | – | -31,900 | -100.0% | -0.24% | – |
| Exit | MERCURY ECOMMERCE ACQUISIT-A | $0 | – | -28,579 | -100.0% | -0.24% | – | |
| Exit | LARKSPUR HEALTH ACQUISITIO-A | $0 | – | -29,030 | -100.0% | -0.25% | – | |
| TLGA | Exit | TLG ACQUISITION ONE COR-CL Acl a | $0 | – | -29,991 | -100.0% | -0.25% | – |
| MTAC | Exit | MEDTECH ACQUISITION CORP-Acl a | $0 | – | -30,051 | -100.0% | -0.26% | – |
| EOS | Exit | EATON VANCE ENH EQT INC II | $0 | – | -20,297 | -100.0% | -0.27% | – |
| FVIV | Exit | FORTRESS VALUE ACQUIS IV-Acl a | $0 | – | -32,127 | -100.0% | -0.27% | – |
| DNZ | Exit | D AND Z MEDIA ACQUISITION-Acl a | $0 | – | -32,409 | -100.0% | -0.27% | – |
| PFL | Exit | PIMCO FLOATING RATE INC FUND | $0 | – | -40,484 | -100.0% | -0.28% | – |
| MDH | Exit | MDH ACQUISITION CORP -CL Acl a | $0 | – | -33,142 | -100.0% | -0.28% | – |
| OSTR | Exit | OYSTER ENTERPRISES-CL Acl a | $0 | – | -33,780 | -100.0% | -0.29% | – |
| HIX | Exit | WESTERN ASSET HIGH INC II | $0 | – | -76,797 | -100.0% | -0.29% | – |
| BITE | Exit | BITE ACQUISITION CORP | $0 | – | -34,215 | -100.0% | -0.29% | – |
| HLAH | Exit | HAMILTON LANE ALL-CLASS Acl a | $0 | – | -34,557 | -100.0% | -0.29% | – |
| CWENA | Exit | CLEARWAY ENERGY INC-Acl a | $0 | – | -12,056 | -100.0% | -0.30% | – |
| TBCP | Exit | THUNDER BRIDGE CAPITAL PAR-Acl a | $0 | – | -35,886 | -100.0% | -0.30% | – |
| MACC | Exit | MISSION ADVANCEMENT CORP-Acl a | $0 | – | -36,220 | -100.0% | -0.30% | – |
| ANZU | Exit | ANZU SPECIAL ACQUISITION -Acl a | $0 | – | -36,271 | -100.0% | -0.31% | – |
| Exit | MANA CAPITAL ACQUISITION COR | $0 | – | -36,099 | -100.0% | -0.31% | – | |
| NML | Exit | NB MLP & ENERGY INCOME | $0 | – | -61,196 | -100.0% | -0.32% | – |
| TMKR | Exit | TASTEMAKER ACQUISITION COR-Acl a | $0 | – | -38,689 | -100.0% | -0.33% | – |
| Exit | DILA CAPITAL ACQUISITION - Acl a | $0 | – | -38,920 | -100.0% | -0.33% | – | |
| VCV | Exit | INVESCO CA V M I | $0 | – | -43,245 | -100.0% | -0.33% | – |
| ETY | Exit | EATON VANCE TAX-MANAGED DIVE | $0 | – | -35,865 | -100.0% | -0.33% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQTY DVD | $0 | – | -48,850 | -100.0% | -0.34% | – |
| FRA | Exit | BLACKROCK FLOAT RT INCOME ST | $0 | – | -37,220 | -100.0% | -0.35% | – |
| GTPB | Exit | GORES TECHNOLOGY PRTNR II-A | $0 | – | -42,726 | -100.0% | -0.36% | – |
| SCLE | Exit | BROADSCALE ACQUISITION -CL Acl a | $0 | – | -44,508 | -100.0% | -0.38% | – |
| Exit | CLOVER LEAF CAPITAL CORP -Acl a | $0 | – | -43,655 | -100.0% | -0.39% | – | |
| Exit | EMERGING MARKETS HORIZON -A | $0 | – | -54,183 | -100.0% | -0.46% | – | |
| FLME | Exit | FLAME ACQUISITION CORP -CL Acl a | $0 | – | -60,301 | -100.0% | -0.51% | – |
| DRE | Exit | DUKE REALTY CORP | $0 | – | -12,422 | -100.0% | -0.51% | – |
| Exit | TRADEUP ACQUISITION CORP | $0 | – | -63,957 | -100.0% | -0.55% | – | |
| Exit | GLOBAL CONSUMER ACQUISITION | $0 | – | -63,567 | -100.0% | -0.56% | – | |
| PAGP | Exit | PLAINS GP HOLDINGS LP-CL Altd partnr int a | $0 | – | -66,572 | -100.0% | -0.62% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTREAM | $0 | – | -34,321 | -100.0% | -0.74% | – |
| CEM | Exit | CLEARBRIDGE MLP & MIDSTREAM | $0 | – | -33,999 | -100.0% | -0.87% | – |
| BAMR | Exit | BROOKFIELD ASSET MANAGEMEN-Acl a exch lt vtg | $0 | – | -27,174 | -100.0% | -0.95% | – |
| Exit | SORRENTO THERAPEUTICS INC | $0 | – | -1,098,400 | -100.0% | -1.48% | – | |
| IGIB | Exit | ISHARES 5-10Y INV GRADE CORP | $0 | – | -41,662 | -100.0% | -1.73% | – |
| GOOG | Exit | ALPHABET INC-CL Ccl c | $0 | – | -30,323 | -100.0% | -2.50% | – |
| SJNK | Exit | SPDR BLOOMBERG SHORT TERM HIsht te | $0 | – | -137,452 | -100.0% | -2.80% | – |
| CHKEW | Exit | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $0 | – | -101,870 | -100.0% | -7.01% | – |
| CHKEZ | Exit | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $0 | – | -146,213 | -100.0% | -9.91% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.