$114 Thousand is the total value of OTA Financial Group L.P.'s 46 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 108.6% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
BIL | New | SPDR BLOOMBERG 1-3 MONTH T-Bbloomberg 1-3 mo | $23,888 | – | 260,169 | +100.0% | 21.03% | – |
OXYWS | Sell | OCCIDENTAL PETROLEUM CORP*w exp 08/03/202 | $23,160 | -5.5% | 564,880 | -5.0% | 20.38% | -16.6% |
MSFT | New | MICROSOFT CORP | $14,415 | – | 50,000 | +100.0% | 12.69% | – |
FB | New | META PLATFORMS INC-CLASS Acl a | $10,597 | – | 50,000 | +100.0% | 9.33% | – |
New | SCILEX HOLDING CO | $8,516 | – | 1,038,600 | +100.0% | 7.50% | – | |
GOOG | New | ALPHABET INC-CL Ccl c | $3,875 | – | 37,260 | +100.0% | 3.41% | – |
AUY | New | YAMANA GOLD INC | $3,068 | – | 524,471 | +100.0% | 2.70% | – |
LBRDK | Sell | LIBERTY BROADBAND-C | $2,624 | -55.3% | 32,120 | -58.3% | 2.31% | -60.5% |
TYG | Sell | TORTOISE ENERGY INFRASTRUCT | $2,153 | -50.2% | 73,232 | -46.2% | 1.90% | -56.0% |
SCHW | New | CHARLES SCHWAB CORP-NEW | $1,782 | – | 34,032 | +100.0% | 1.57% | – |
SHYG | New | ISHARES 0-5 YR HY CORP BOND0-5yr hi yl cp | $1,733 | – | 41,591 | +100.0% | 1.52% | – |
SCHZ | Buy | SCHWAB US AGGREGATE BOND ETFus aggregate b | $1,588 | +39.2% | 33,869 | +35.4% | 1.40% | +22.8% |
VCIT | Buy | VANGUARD INT-TERM CORPORATEint-term corp | $1,409 | +38.8% | 17,576 | +34.2% | 1.24% | +22.5% |
PAA | Buy | PLAINS ALL AMER PIPELINE LPunit ltd partn | $1,373 | +27.2% | 110,127 | +20.0% | 1.21% | +12.3% |
EOS | New | EATON VANCE ENH EQT INC II | $861 | – | 52,511 | +100.0% | 0.76% | – |
BRMK | New | BROADMARK REALTY CAPITAL INC | $830 | – | 176,628 | +100.0% | 0.73% | – |
RVT | New | ROYCE VALUE TR INC | $738 | – | 54,450 | +100.0% | 0.65% | – |
IGSB | New | ISHARES 1-5Y INV GRADE CORPishrs 1-5yr invs | $612 | – | 12,110 | +100.0% | 0.54% | – |
FEI | Buy | FIRST TRUST MLP AND ENERGY I | $610 | +41.9% | 79,879 | +45.0% | 0.54% | +25.2% |
BEP | New | BROOKFIELD RENEWABLE PARTNERpartnership unit | $570 | – | 18,094 | +100.0% | 0.50% | – |
KYN | Sell | KAYNE ANDERSON ENERGY INFRAS | $540 | -62.2% | 62,558 | -62.5% | 0.48% | -66.7% |
BANNER ACQUISITION CORP | $513 | +1.6% | 50,186 | 0.0% | 0.45% | -10.3% | ||
SPAB | New | SPDR PORTFOLIO AGGREGATE BONportfolio agrgte | $492 | – | 19,108 | +100.0% | 0.43% | – |
SPORTSMAP TECH ACQUISITION C | $478 | +1.7% | 46,022 | 0.0% | 0.42% | -10.2% | ||
TDF | Buy | TEMPLETON DRAGON FUND INC | $435 | +93.3% | 41,083 | +86.0% | 0.38% | +71.0% |
TG VENTURE ACQUISITION CORP | $412 | +2.0% | 39,817 | 0.0% | 0.36% | -9.9% | ||
Sell | INTEGRAL ACQUISITION CORP-A | $403 | +1.5% | 39,287 | -0.0% | 0.36% | -10.4% | |
CWEN | New | CLEARWAY ENERGY INC-Ccl c | $403 | – | 12,868 | +100.0% | 0.36% | – |
CHI | New | CALAMOS CONV OPP & INCsh ben int | $398 | – | 37,853 | +100.0% | 0.35% | – |
BCX | New | BLACKROCK RESOURCES & COMMOD | $372 | – | 39,025 | +100.0% | 0.33% | – |
RF ACQUISITION CORP - CL A | $360 | +2.0% | 34,988 | 0.0% | 0.32% | -9.9% | ||
CLBR | Sell | COLOMBIER ACQUISITION CORP-Acl a | $360 | -47.4% | 35,541 | -48.5% | 0.32% | -53.6% |
Sell | EG ACQUISITION CORP-Acl a | $357 | +2.3% | 35,082 | -0.0% | 0.31% | -9.8% | |
NBST | NEWBURY STREET ACQUISITION C | $348 | +2.4% | 34,044 | 0.0% | 0.31% | -9.7% | |
WELSBACH TECHNOLOGY METALS | $338 | +1.8% | 32,577 | 0.0% | 0.30% | -10.3% | ||
CHY | New | CALAMOS CVT AND HIGH INCOME | $325 | – | 29,803 | +100.0% | 0.29% | – |
DSU | New | BLACKROCK DEBT STRATEGIES FD | $315 | – | 33,221 | +100.0% | 0.28% | – |
RSF | New | RIVERNORTH CAPITAL AND INCOM | $308 | – | 19,999 | +100.0% | 0.27% | – |
FG MERGER CORP | $295 | -3.0% | 28,417 | 0.0% | 0.26% | -14.2% | ||
BTZ | New | BLACKROCK CREDIT ALLOCATION | $291 | – | 28,325 | +100.0% | 0.26% | – |
NVG | New | NUVEEN AMT-FR MUNI CREDIT FD | $289 | – | 24,574 | +100.0% | 0.25% | – |
New | BIORA THERAPEUTICS INC | $272 | – | 98,500 | +100.0% | 0.24% | – | |
ACP | New | ABRDN INCOME CREDIT STRATEGI | $260 | – | 39,038 | +100.0% | 0.23% | – |
UAA | Sell | UNDER ARMOUR INC-CLASS Acl a | $244 | -33.3% | 25,747 | -28.6% | 0.22% | -41.1% |
BRIV | New | B RILEY PRINCIPAL 250 MERG-A | $203 | – | 20,055 | +100.0% | 0.18% | – |
FCT | New | 1ST TRUST FOUR CORNERS | $201 | – | 20,208 | +100.0% | 0.18% | – |
Exit | BURTECH ACQUISITION CORP-A | $0 | – | -19,731 | -100.0% | -0.20% | – | |
RA | Exit | BROOKFIELD REAL ASSETS INCOM | $0 | – | -12,645 | -100.0% | -0.20% | – |
GENIWS | Exit | GENIUS SPORTS LTDw exp 04/20/202 | $0 | – | -230,973 | -100.0% | -0.21% | – |
MBAC | Exit | M3-BRIGADE ACQUISITION II-Acl a | $0 | – | -21,023 | -100.0% | -0.21% | – |
BGB | Exit | BLACKSTONE STRATEGIC CREDIT | $0 | – | -20,209 | -100.0% | -0.21% | – |
PFN | Exit | PIMCO FLOATING RATE | $0 | – | -30,128 | -100.0% | -0.21% | – |
Exit | INSIGHT ACQUISITION CORP-Acl a | $0 | – | -22,485 | -100.0% | -0.22% | – | |
DHHC | Exit | DIAMONDHEAD HOLDINGS CORP-Acl a | $0 | – | -23,863 | -100.0% | -0.24% | – |
NAD | Exit | NUVEEN DIV ADV MUNI | $0 | – | -20,355 | -100.0% | -0.24% | – |
KSI | Exit | KADEM SUSTAINABLE IMPAC-CL A | $0 | – | -24,049 | -100.0% | -0.24% | – |
VPV | Exit | INVESCO PA VAL MUNI INC | $0 | – | -25,381 | -100.0% | -0.25% | – |
MPA | Exit | BLACKROCK MUNIYIELD PENNSYLV | $0 | – | -22,932 | -100.0% | -0.25% | – |
MHN | Exit | BLACKROCK MUNIHOLDINGS NY QU | $0 | – | -24,752 | -100.0% | -0.25% | – |
AMOV | Exit | AMERICA MOVIL S A DE C Vadr | $0 | – | -14,253 | -100.0% | -0.26% | – |
JFR | Exit | NUVEEN FLOAT RATE INC FD | $0 | – | -32,946 | -100.0% | -0.26% | – |
PSLV | Exit | SPROTT PHYSICAL SILVER TRUSTunit | $0 | – | -33,429 | -100.0% | -0.27% | – |
ACAH | Exit | ATLANTIC COASTAL ACQUISITI-A | $0 | – | -28,560 | -100.0% | -0.28% | – |
Exit | BANNIX ACQUISITION CORP | $0 | – | -28,188 | -100.0% | -0.28% | – | |
PML | Exit | PIMCO MUNI INCOME FD II | $0 | – | -32,731 | -100.0% | -0.29% | – |
TWLV | Exit | TWELVE SEAS INVTMNT CO II -Acl a | $0 | – | -29,738 | -100.0% | -0.30% | – |
MNP | Exit | WESTERN ASSET MUNICIPAL PART | $0 | – | -26,526 | -100.0% | -0.31% | – |
IIM | Exit | INVESCO VALUE MUNICIPAL INCO | $0 | – | -26,613 | -100.0% | -0.32% | – |
FIF | Exit | FIRST TRUST ENERGY INFRASTRU | $0 | – | -23,180 | -100.0% | -0.33% | – |
PEO | Exit | ADAMS NATURAL RESOURCES FUND | $0 | – | -15,808 | -100.0% | -0.34% | – |
ZG | Exit | ZILLOW GROUP INC - Acl a | $0 | – | -11,815 | -100.0% | -0.37% | – |
FRSG | Exit | FIRST RESERVE SUSTAINABLE-A | $0 | – | -40,618 | -100.0% | -0.41% | – |
CTR | Exit | CLEARBRIDGE MLP & MIDSTREAM | $0 | – | -15,611 | -100.0% | -0.44% | – |
DSM | Exit | BNYM STRAT MUNI BND | $0 | – | -79,794 | -100.0% | -0.46% | – |
Exit | PIONEER MUNI HIGH INC OPP | $0 | – | -46,222 | -100.0% | -0.49% | – | |
FZT | Exit | FAST ACQUISITION CORP II-Acl a | $0 | – | -51,557 | -100.0% | -0.52% | – |
BGR | Exit | BLACKROCK ENRGY & RES | $0 | – | -44,811 | -100.0% | -0.56% | – |
ADRA | Exit | ADARA ACQUISITION CORP-CL Acl a | $0 | – | -55,373 | -100.0% | -0.56% | – |
AFB | Exit | ALLIANCE NATIONAL MUNI INC | $0 | – | -57,300 | -100.0% | -0.60% | – |
BFZ | Exit | BLACKROCK CAL MUN TR SBIsh ben int | $0 | – | -55,637 | -100.0% | -0.60% | – |
GER | Exit | GOLDMAN SACHS MLP & ENERGY R | $0 | – | -48,270 | -100.0% | -0.61% | – |
HTZZW | Exit | HERTZ GLOBAL HLDGS INCw exp 06/30/205 | $0 | – | -87,153 | -100.0% | -0.65% | – |
BCAT | Exit | BLACKROCK CAPITAL ALLOCATION | $0 | – | -49,829 | -100.0% | -0.69% | – |
BMEZ | Exit | BLACKROCK HEALTH SCI TR II | $0 | – | -45,433 | -100.0% | -0.70% | – |
MUI | Exit | BLACKROCK MUNICIPAL INCOME | $0 | – | -76,344 | -100.0% | -0.86% | – |
MUC | Exit | BLACKROCK MUNIHOLDINGS CA QU | $0 | – | -89,643 | -100.0% | -0.96% | – |
GOOGL | Exit | ALPHABET INC-CL Acl a | $0 | – | -11,944 | -100.0% | -1.05% | – |
Exit | BROOKFIELD REINSURANCE LTDcl a exch lt vtg | $0 | – | -36,764 | -100.0% | -1.15% | – | |
KMF | Exit | KAYNE ANDERSON NEXTGEN ENERG | $0 | – | -153,557 | -100.0% | -1.15% | – |
NBXG | Exit | NBRGR BRMN NEX GEN CONNECT | $0 | – | -139,335 | -100.0% | -1.26% | – |
Exit | BLACKROCK ESG CAPITAL ALLOC | $0 | – | -101,556 | -100.0% | -1.36% | – | |
NTG | Exit | TORTOISE MIDSTREAM ENERGY | $0 | – | -62,542 | -100.0% | -2.16% | – |
AGG | Exit | ISHARES CORE U.S. AGGREGATEet | $0 | – | -46,069 | -100.0% | -4.46% | – |
SJIV | Exit | SOUTH JERSEY INDUSTRIESunit 04/01/2024 | $0 | – | -89,121 | -100.0% | -6.13% | – |
BIGZ | Exit | BLACKROCK INNOV & GROW TR | $0 | – | -1,276,755 | -100.0% | -8.67% | – |
PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -892,993 | -100.0% | -12.56% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-04
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2023-08-17 |
13F-HR | 2023-05-04 |
13F-HR | 2023-02-09 |
13F-HR | 2022-10-17 |
13F-HR | 2022-07-15 |
13F-HR | 2022-04-19 |
13F-HR | 2022-01-28 |
13F-HR | 2021-10-12 |
13F-HR | 2021-07-28 |
13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.