OTA Financial Group L.P. - Q1 2023 holdings

$114 Thousand is the total value of OTA Financial Group L.P.'s 46 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 108.6% .

 Value Shares↓ Weighting
BIL NewSPDR BLOOMBERG 1-3 MONTH T-Bbloomberg 1-3 mo$23,888260,169
+100.0%
21.03%
OXYWS SellOCCIDENTAL PETROLEUM CORP*w exp 08/03/202$23,160
-5.5%
564,880
-5.0%
20.38%
-16.6%
MSFT NewMICROSOFT CORP$14,41550,000
+100.0%
12.69%
FB NewMETA PLATFORMS INC-CLASS Acl a$10,59750,000
+100.0%
9.33%
NewSCILEX HOLDING CO$8,5161,038,600
+100.0%
7.50%
GOOG NewALPHABET INC-CL Ccl c$3,87537,260
+100.0%
3.41%
AUY NewYAMANA GOLD INC$3,068524,471
+100.0%
2.70%
LBRDK SellLIBERTY BROADBAND-C$2,624
-55.3%
32,120
-58.3%
2.31%
-60.5%
TYG SellTORTOISE ENERGY INFRASTRUCT$2,153
-50.2%
73,232
-46.2%
1.90%
-56.0%
SCHW NewCHARLES SCHWAB CORP-NEW$1,78234,032
+100.0%
1.57%
SHYG NewISHARES 0-5 YR HY CORP BOND0-5yr hi yl cp$1,73341,591
+100.0%
1.52%
SCHZ BuySCHWAB US AGGREGATE BOND ETFus aggregate b$1,588
+39.2%
33,869
+35.4%
1.40%
+22.8%
VCIT BuyVANGUARD INT-TERM CORPORATEint-term corp$1,409
+38.8%
17,576
+34.2%
1.24%
+22.5%
PAA BuyPLAINS ALL AMER PIPELINE LPunit ltd partn$1,373
+27.2%
110,127
+20.0%
1.21%
+12.3%
EOS NewEATON VANCE ENH EQT INC II$86152,511
+100.0%
0.76%
BRMK NewBROADMARK REALTY CAPITAL INC$830176,628
+100.0%
0.73%
RVT NewROYCE VALUE TR INC$73854,450
+100.0%
0.65%
IGSB NewISHARES 1-5Y INV GRADE CORPishrs 1-5yr invs$61212,110
+100.0%
0.54%
FEI BuyFIRST TRUST MLP AND ENERGY I$610
+41.9%
79,879
+45.0%
0.54%
+25.2%
BEP NewBROOKFIELD RENEWABLE PARTNERpartnership unit$57018,094
+100.0%
0.50%
KYN SellKAYNE ANDERSON ENERGY INFRAS$540
-62.2%
62,558
-62.5%
0.48%
-66.7%
 BANNER ACQUISITION CORP$513
+1.6%
50,1860.0%0.45%
-10.3%
SPAB NewSPDR PORTFOLIO AGGREGATE BONportfolio agrgte$49219,108
+100.0%
0.43%
 SPORTSMAP TECH ACQUISITION C$478
+1.7%
46,0220.0%0.42%
-10.2%
TDF BuyTEMPLETON DRAGON FUND INC$435
+93.3%
41,083
+86.0%
0.38%
+71.0%
 TG VENTURE ACQUISITION CORP$412
+2.0%
39,8170.0%0.36%
-9.9%
SellINTEGRAL ACQUISITION CORP-A$403
+1.5%
39,287
-0.0%
0.36%
-10.4%
CWEN NewCLEARWAY ENERGY INC-Ccl c$40312,868
+100.0%
0.36%
CHI NewCALAMOS CONV OPP & INCsh ben int$39837,853
+100.0%
0.35%
BCX NewBLACKROCK RESOURCES & COMMOD$37239,025
+100.0%
0.33%
 RF ACQUISITION CORP - CL A$360
+2.0%
34,9880.0%0.32%
-9.9%
CLBR SellCOLOMBIER ACQUISITION CORP-Acl a$360
-47.4%
35,541
-48.5%
0.32%
-53.6%
SellEG ACQUISITION CORP-Acl a$357
+2.3%
35,082
-0.0%
0.31%
-9.8%
NBST  NEWBURY STREET ACQUISITION C$348
+2.4%
34,0440.0%0.31%
-9.7%
 WELSBACH TECHNOLOGY METALS$338
+1.8%
32,5770.0%0.30%
-10.3%
CHY NewCALAMOS CVT AND HIGH INCOME$32529,803
+100.0%
0.29%
DSU NewBLACKROCK DEBT STRATEGIES FD$31533,221
+100.0%
0.28%
RSF NewRIVERNORTH CAPITAL AND INCOM$30819,999
+100.0%
0.27%
 FG MERGER CORP$295
-3.0%
28,4170.0%0.26%
-14.2%
BTZ NewBLACKROCK CREDIT ALLOCATION$29128,325
+100.0%
0.26%
NVG NewNUVEEN AMT-FR MUNI CREDIT FD$28924,574
+100.0%
0.25%
NewBIORA THERAPEUTICS INC$27298,500
+100.0%
0.24%
ACP NewABRDN INCOME CREDIT STRATEGI$26039,038
+100.0%
0.23%
UAA SellUNDER ARMOUR INC-CLASS Acl a$244
-33.3%
25,747
-28.6%
0.22%
-41.1%
BRIV NewB RILEY PRINCIPAL 250 MERG-A$20320,055
+100.0%
0.18%
FCT New1ST TRUST FOUR CORNERS$20120,208
+100.0%
0.18%
ExitBURTECH ACQUISITION CORP-A$0-19,731
-100.0%
-0.20%
RA ExitBROOKFIELD REAL ASSETS INCOM$0-12,645
-100.0%
-0.20%
GENIWS ExitGENIUS SPORTS LTDw exp 04/20/202$0-230,973
-100.0%
-0.21%
MBAC ExitM3-BRIGADE ACQUISITION II-Acl a$0-21,023
-100.0%
-0.21%
BGB ExitBLACKSTONE STRATEGIC CREDIT$0-20,209
-100.0%
-0.21%
PFN ExitPIMCO FLOATING RATE$0-30,128
-100.0%
-0.21%
ExitINSIGHT ACQUISITION CORP-Acl a$0-22,485
-100.0%
-0.22%
DHHC ExitDIAMONDHEAD HOLDINGS CORP-Acl a$0-23,863
-100.0%
-0.24%
NAD ExitNUVEEN DIV ADV MUNI$0-20,355
-100.0%
-0.24%
KSI ExitKADEM SUSTAINABLE IMPAC-CL A$0-24,049
-100.0%
-0.24%
VPV ExitINVESCO PA VAL MUNI INC$0-25,381
-100.0%
-0.25%
MPA ExitBLACKROCK MUNIYIELD PENNSYLV$0-22,932
-100.0%
-0.25%
MHN ExitBLACKROCK MUNIHOLDINGS NY QU$0-24,752
-100.0%
-0.25%
AMOV ExitAMERICA MOVIL S A DE C Vadr$0-14,253
-100.0%
-0.26%
JFR ExitNUVEEN FLOAT RATE INC FD$0-32,946
-100.0%
-0.26%
PSLV ExitSPROTT PHYSICAL SILVER TRUSTunit$0-33,429
-100.0%
-0.27%
ACAH ExitATLANTIC COASTAL ACQUISITI-A$0-28,560
-100.0%
-0.28%
ExitBANNIX ACQUISITION CORP$0-28,188
-100.0%
-0.28%
PML ExitPIMCO MUNI INCOME FD II$0-32,731
-100.0%
-0.29%
TWLV ExitTWELVE SEAS INVTMNT CO II -Acl a$0-29,738
-100.0%
-0.30%
MNP ExitWESTERN ASSET MUNICIPAL PART$0-26,526
-100.0%
-0.31%
IIM ExitINVESCO VALUE MUNICIPAL INCO$0-26,613
-100.0%
-0.32%
FIF ExitFIRST TRUST ENERGY INFRASTRU$0-23,180
-100.0%
-0.33%
PEO ExitADAMS NATURAL RESOURCES FUND$0-15,808
-100.0%
-0.34%
ZG ExitZILLOW GROUP INC - Acl a$0-11,815
-100.0%
-0.37%
FRSG ExitFIRST RESERVE SUSTAINABLE-A$0-40,618
-100.0%
-0.41%
CTR ExitCLEARBRIDGE MLP & MIDSTREAM$0-15,611
-100.0%
-0.44%
DSM ExitBNYM STRAT MUNI BND$0-79,794
-100.0%
-0.46%
ExitPIONEER MUNI HIGH INC OPP$0-46,222
-100.0%
-0.49%
FZT ExitFAST ACQUISITION CORP II-Acl a$0-51,557
-100.0%
-0.52%
BGR ExitBLACKROCK ENRGY & RES$0-44,811
-100.0%
-0.56%
ADRA ExitADARA ACQUISITION CORP-CL Acl a$0-55,373
-100.0%
-0.56%
AFB ExitALLIANCE NATIONAL MUNI INC$0-57,300
-100.0%
-0.60%
BFZ ExitBLACKROCK CAL MUN TR SBIsh ben int$0-55,637
-100.0%
-0.60%
GER ExitGOLDMAN SACHS MLP & ENERGY R$0-48,270
-100.0%
-0.61%
HTZZW ExitHERTZ GLOBAL HLDGS INCw exp 06/30/205$0-87,153
-100.0%
-0.65%
BCAT ExitBLACKROCK CAPITAL ALLOCATION$0-49,829
-100.0%
-0.69%
BMEZ ExitBLACKROCK HEALTH SCI TR II$0-45,433
-100.0%
-0.70%
MUI ExitBLACKROCK MUNICIPAL INCOME$0-76,344
-100.0%
-0.86%
MUC ExitBLACKROCK MUNIHOLDINGS CA QU$0-89,643
-100.0%
-0.96%
GOOGL ExitALPHABET INC-CL Acl a$0-11,944
-100.0%
-1.05%
ExitBROOKFIELD REINSURANCE LTDcl a exch lt vtg$0-36,764
-100.0%
-1.15%
KMF ExitKAYNE ANDERSON NEXTGEN ENERG$0-153,557
-100.0%
-1.15%
NBXG ExitNBRGR BRMN NEX GEN CONNECT$0-139,335
-100.0%
-1.26%
ExitBLACKROCK ESG CAPITAL ALLOC$0-101,556
-100.0%
-1.36%
NTG ExitTORTOISE MIDSTREAM ENERGY$0-62,542
-100.0%
-2.16%
AGG ExitISHARES CORE U.S. AGGREGATEet$0-46,069
-100.0%
-4.46%
SJIV ExitSOUTH JERSEY INDUSTRIESunit 04/01/2024$0-89,121
-100.0%
-6.13%
BIGZ ExitBLACKROCK INNOV & GROW TR$0-1,276,755
-100.0%
-8.67%
PHYS ExitSPROTT PHYSICAL GOLD TRUSTunit$0-892,993
-100.0%
-12.56%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-05-04
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SPROTT PHYSICAL GOLD TRUST30Q4 202214.7%
SPROTT PHYSICAL SILVER TRUST23Q4 20227.4%
LIBERTY SIRIUSXM GROUP-A20Q2 20225.9%
LIBERTY SIRIUS GROUP-C18Q2 20229.1%
AMERICA MOVIL S A DE C V18Q4 20221.1%
LIBERTY BROADBAND-C16Q2 202312.7%
LENNAR CORP CL B16Q4 202010.9%
PNC FINANCIAL SERVICES GROUP14Q3 201815.9%
LIBERTY TRIPADVISOR HDG-A14Q1 20221.5%
JPMORGAN CHASE & CO13Q3 201827.3%

View OTA Financial Group L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)
OTA Financial Group L.P. Q1 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
China Mineral Acquisition CORPSold outFebruary 14, 200700.0%
VALLEY BANCORPSold outFebruary 14, 200700.0%

View OTA Financial Group L.P.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2023-08-17
13F-HR2023-05-04
13F-HR2023-02-09
13F-HR2022-10-17
13F-HR2022-07-15
13F-HR2022-04-19
13F-HR2022-01-28
13F-HR2021-10-12
13F-HR2021-07-28
13F-HR2021-04-14

View OTA Financial Group L.P.'s complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported has been restated
  • The reported has been amended

Export OTA Financial Group L.P.'s holdings