$297 Million is the total value of OTA Financial Group L.P.'s 59 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 124.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BACWSA | Buy | BANK OF AMERICA CORPORATION WT EXP 011619w exp 01/16/201 | $128,797,000 | +174.4% | 7,088,496 | +165.2% | 43.34% | +134.2% |
| JPMWS | Sell | JPMORGAN CHASE & COw exp 10/28/201 | $44,861,000 | -6.4% | 645,024 | -10.6% | 15.10% | -20.1% |
| GOOG | New | ALPHABET INC-CL Ccl c | $10,908,000 | – | 10,572 | +100.0% | 3.67% | – |
| PHYS | Buy | SPROTT PHYSICAL GOLD TRUSTunit | $10,480,000 | +41.4% | 974,910 | +39.3% | 3.53% | +20.6% |
| CEF | New | SPROTT PHYSICAL GOLD AND SILunit | $10,472,000 | – | 792,194 | +100.0% | 3.52% | – |
| PNCWS | Buy | PNC FINANCIAL SERVICES GROUPw exp 12/31/201 | $9,265,000 | +171.6% | 110,273 | +151.2% | 3.12% | +131.8% |
| CHTR | New | CHARTER COMMUNICATIONS INC-Acl a | $9,249,000 | – | 29,719 | +100.0% | 3.11% | – |
| PSLV | Buy | SPROTT PHYSICAL SILVER TRUSTunit | $8,407,000 | +28.8% | 1,391,938 | +35.2% | 2.83% | +10.0% |
| LEXEA | New | LIBERTY EXPEDIA HOLD-A | $5,766,000 | – | 146,793 | +100.0% | 1.94% | – |
| RSPP | New | RSP PERMIAN INC | $5,296,000 | – | 112,989 | +100.0% | 1.78% | – |
| LSXMK | New | LIBERTY MEDIA COR-SIRIUSXM C | $5,252,000 | – | 128,585 | +100.0% | 1.77% | – |
| AET | Buy | AETNA INC | $4,959,000 | +18.0% | 29,345 | +25.9% | 1.67% | +0.7% |
| LSXMA | Buy | LIBERTY MEDIA COR-SIRIUSXM A | $4,890,000 | +23.4% | 118,995 | +19.1% | 1.64% | +5.3% |
| AABA | Buy | ALTABA INC | $4,700,000 | +131.6% | 63,487 | +118.6% | 1.58% | +97.6% |
| ZIONW | Buy | ZIONS BANCORPORATIONw exp 05/22/202 | $2,806,000 | +419.6% | 138,272 | +379.4% | 0.94% | +343.2% |
| LENB | Sell | LENNAR CORP CL Bcl b | $2,349,000 | -49.8% | 49,275 | -45.6% | 0.79% | -57.2% |
| FOXA | Buy | TWENTY-FIRST CENTURY FOX-Acl a | $2,175,000 | +6.8% | 59,293 | +0.5% | 0.73% | -8.8% |
| MULE | New | MULESOFT INC -Acl a | $1,950,000 | – | 44,356 | +100.0% | 0.66% | – |
| COL | New | ROCKWELL COLLINS INC | $1,618,000 | – | 12,000 | +100.0% | 0.54% | – |
| CENTA | New | CENTRAL GARDEN AND PET CO-Acl a non-vtg | $1,436,000 | – | 36,269 | +100.0% | 0.48% | – |
| VEA | VANGUARD FTSE DEVELOPED ETFetf | $1,327,000 | -1.3% | 30,000 | 0.0% | 0.45% | -15.7% | |
| GHY | New | PRUDENTIAL GL SH DUR HI YLD | $1,265,000 | – | 91,200 | +100.0% | 0.43% | – |
| EEM | New | ISHARES MSCI EMERGING MARKETetf | $1,248,000 | – | 25,857 | +100.0% | 0.42% | – |
| LTRPA | Sell | LIBERTY TRIPADVISOR HDG-A | $1,109,000 | +3.4% | 103,214 | -9.4% | 0.37% | -11.8% |
| TWNKW | Sell | HOSTESS BRANDS INCw exp 11/04/202 | $928,000 | -10.4% | 393,590 | -11.5% | 0.31% | -23.5% |
| FPF | New | FIRST TRUST INTERMEDIATE DUR | $897,000 | – | 38,579 | +100.0% | 0.30% | – |
| AIG | New | AMERICAN INTERNATIONAL GROUP | $870,000 | – | 16,000 | +100.0% | 0.29% | – |
| VST | Sell | VISTRA ENERGY CORP | $715,000 | -81.5% | 34,366 | -83.8% | 0.24% | -84.2% |
| CBI | New | CHICAGO BRDG &IRON CO NV | $717,000 | – | 49,861 | +100.0% | 0.24% | – |
| ESRX | New | EXPRESS SCRIPTS HOLDING CO | $690,000 | – | 10,000 | +100.0% | 0.23% | – |
| LGFB | New | LIONS GATE ENTERTAINMENT-Bcl b non vtg | $658,000 | – | 27,339 | +100.0% | 0.22% | – |
| EIDO | Buy | ISHARES MSCI INDONESIA ETFetf | $644,000 | +16.7% | 23,918 | +23.0% | 0.22% | -0.5% |
| NZF | New | NUVEEN DIV ADV MUNI 3 | $608,000 | – | 43,023 | +100.0% | 0.20% | – |
| TCFWS | New | TCF FINANCIAL CORPw exp 11/14/201 | $584,000 | – | 99,891 | +100.0% | 0.20% | – |
| TY | New | TRI CONTL CORP | $576,000 | – | 21,897 | +100.0% | 0.19% | – |
| KIO | Sell | KKR INCOME OPPORTUNITIES | $480,000 | -84.2% | 30,228 | -84.0% | 0.16% | -86.5% |
| FEI | Sell | FIRST TRUST MLP AND ENERGY I | $474,000 | -66.4% | 38,771 | -57.0% | 0.16% | -71.4% |
| VWO | VANGUARD EMERG MARKETS VIPERetf | $469,000 | +2.2% | 10,000 | 0.0% | 0.16% | -12.7% | |
| SRCLP | Sell | STERICYCLE INCdep pfd a 1/10 | $464,000 | -37.0% | 10,272 | -26.2% | 0.16% | -46.4% |
| AOD | New | ALPINE TOTAL DYNAMIC DIVIDEN | $460,000 | – | 51,528 | +100.0% | 0.16% | – |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS | $447,000 | -64.0% | 46,406 | -48.3% | 0.15% | -69.3% |
| JQC | New | NUVEEN CREDIT STRAT INC FD | $440,000 | – | 55,453 | +100.0% | 0.15% | – |
| ETW | New | EATON VANCE TAX MAN GLBL BR | $431,000 | – | 37,393 | +100.0% | 0.14% | – |
| BGY | Buy | BLACKROCK ENHANCED INTERNATI | $428,000 | +61.5% | 70,316 | +72.5% | 0.14% | +38.5% |
| BDJ | New | BLACKROCK ENHANCED EQUITY DI | $426,000 | – | 48,904 | +100.0% | 0.14% | – |
| FSD | New | FIRST TRUST HIGH INCOME LONG | $402,000 | – | 26,740 | +100.0% | 0.14% | – |
| BOE | New | BLACKROCK ENHANCED GLOBAL DI | $380,000 | – | 32,911 | +100.0% | 0.13% | – |
| DISCK | New | DISCOVERY INC-C | $377,000 | – | 19,342 | +100.0% | 0.13% | – |
| ABEOW | New | ABEONA THERAPEUTICS INCw exp 12/24/201 | $338,000 | – | 35,584 | +100.0% | 0.11% | – |
| WFCWS | New | WELLS FARGO & COw exp 10/28/201 | $308,000 | – | 16,075 | +100.0% | 0.10% | – |
| VVR | New | INVESCO SENIOR INCOME TRUST | $309,000 | – | 70,285 | +100.0% | 0.10% | – |
| HRG | New | HRG GROUP INC | $300,000 | – | 18,200 | +100.0% | 0.10% | – |
| GIM | New | TEMPLETON GLBL INC F INC | $293,000 | – | 45,855 | +100.0% | 0.10% | – |
| EPI | New | WISDOMTREE INDIA EARNINGSindia erngs fd | $285,000 | – | 10,872 | +100.0% | 0.10% | – |
| JRO | New | NUVEEN FLOATING RATE | $271,000 | – | 24,847 | +100.0% | 0.09% | – |
| EHI | New | WESTERN ASSET GLOBAL HIGH IN | $266,000 | – | 28,350 | +100.0% | 0.09% | – |
| BGT | New | BLACKROCK FLT RT INC | $259,000 | – | 18,540 | +100.0% | 0.09% | – |
| ISD | New | PRUDENTIAL SHORT DURATION HI | $212,000 | – | 15,012 | +100.0% | 0.07% | – |
| MVT | New | BLACKROCK MUNIVEST FUND II | $201,000 | – | 14,062 | +100.0% | 0.07% | – |
| EGO | Exit | ELDORADO GOLD CORP | $0 | – | -140,262 | -100.0% | -0.08% | – |
| KYE | Exit | KAYNE ANDERSON ENERGY TOT RT | $0 | – | -21,462 | -100.0% | -0.08% | – |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -101,665 | -100.0% | -0.09% | – |
| FRA | Exit | BLACKROCK FLOAT RT INCOME ST | $0 | – | -16,707 | -100.0% | -0.09% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MLP OPPOR | $0 | – | -21,734 | -100.0% | -0.10% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION | $0 | – | -20,925 | -100.0% | -0.11% | – |
| FAX | Exit | ABERDEEN ASIA PAC INC FD | $0 | – | -60,398 | -100.0% | -0.12% | – |
| AMOV | Exit | AMERICA MOVIL S A DE C Vadr | $0 | – | -17,987 | -100.0% | -0.12% | – |
| NAC | Exit | NUVEEN CA DIV ADV MUNI | $0 | – | -21,781 | -100.0% | -0.12% | – |
| FCT | Exit | 1ST TRUST FOUR CORNERS | $0 | – | -24,142 | -100.0% | -0.12% | – |
| CHI | Exit | CALAMOS CONV OPP & INC | $0 | – | -29,057 | -100.0% | -0.13% | – |
| MUC | Exit | BLACKROCK MUNIHOLDINGS CA QU | $0 | – | -23,805 | -100.0% | -0.13% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -27,105 | -100.0% | -0.15% | – |
| BGH | Exit | BARINGS GL SH DUR HI YLD | $0 | – | -20,357 | -100.0% | -0.16% | – |
| HYI | Exit | WESTERN ASSET HIGH YIELD DEF | $0 | – | -26,434 | -100.0% | -0.16% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TOTAL | $0 | – | -35,309 | -100.0% | -0.16% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $0 | – | -52,058 | -100.0% | -0.17% | – |
| POT | Exit | POTASH CORP OF SASKATCHEWAN | $0 | – | -22,824 | -100.0% | -0.19% | – |
| TYG | Exit | TORTOISE ENERGY INFRASTRUCTU | $0 | – | -16,415 | -100.0% | -0.19% | – |
| PCH | Exit | POTLATCH CORP | $0 | – | -10,157 | -100.0% | -0.20% | – |
| BTT | Exit | BLACKROCK MUNICIPAL 2030 TAR | $0 | – | -27,985 | -100.0% | -0.25% | – |
| PCI | Exit | PIMCO DYNAMIC CREDIT AND MOR | $0 | – | -32,185 | -100.0% | -0.28% | – |
| PPR | Exit | VOYA PRIME RATE TRUSTsh ben int | $0 | – | -153,614 | -100.0% | -0.31% | – |
| HSNI | Exit | HSN INC | $0 | – | -20,520 | -100.0% | -0.33% | – |
| IGD | Exit | VOYA GLOBAL EQUITY DIVIDEND | $0 | – | -107,298 | -100.0% | -0.33% | – |
| ETG | Exit | EATON VANCE T/A GL DVD INCM | $0 | – | -48,593 | -100.0% | -0.33% | – |
| TWX | Exit | TIME WARNER INC | $0 | – | -10,800 | -100.0% | -0.39% | – |
| CAVM | Exit | CAVIUM INC | $0 | – | -13,766 | -100.0% | -0.46% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVIDEND INTER | $0 | – | -90,835 | -100.0% | -0.47% | – |
| LBTYK | Exit | Liberty Global PLCcl c | $0 | – | -45,700 | -100.0% | -0.61% | – |
| HYG | Exit | ISHARES IBOXX USD HIGH YIELDetf | $0 | – | -19,052 | -100.0% | -0.66% | – |
| Exit | AMERICAN INTERNATIONAL GROUP | $0 | – | -54,000 | -100.0% | -1.27% | – | |
| CEF | Exit | CENTRAL FUND CANADA LTD-Acl a | $0 | – | -254,467 | -100.0% | -1.34% | – |
| SNI | Exit | SCRIPPS NETWORKS INTER-CL A | $0 | – | -57,550 | -100.0% | -1.94% | – |
| GAB | Exit | GABELLI EQUITY TRUST | $0 | – | -855,399 | -100.0% | -2.09% | – |
| LVNTA | Exit | LIBERTY VENTURES - SER A | $0 | – | -114,597 | -100.0% | -2.45% | – |
| AIGWS | Exit | AMERICAN INTERNATIONAL GROUPw exp 01/19/202 | $0 | – | -474,908 | -100.0% | -3.39% | – |
| GOOGL | Exit | ALPHABET INC-CL Acl a | $0 | – | -15,740 | -100.0% | -6.54% | – |
| TMUS | Exit | T-MOBILE US INC | $0 | – | -293,900 | -100.0% | -7.36% | – |
| LBRDK | Exit | LIBERTY BROADBAND-C | $0 | – | -283,831 | -100.0% | -9.53% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.