$254 Million is the total value of OTA Financial Group L.P.'s 62 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 155.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPMWS | Buy | JPMORGAN CHASE & COw exp 10/28/201 | $47,915,000 | +345.1% | 721,292 | +261.8% | 18.89% | +218.1% |
| BACWSA | Buy | BANK OF AMERICA CORPORATION WT EXP 011619w exp 01/16/201 | $46,940,000 | +175.8% | 2,673,175 | +107.9% | 18.50% | +97.1% |
| LBRDK | New | LIBERTY BROADBAND-C | $24,171,000 | – | 283,831 | +100.0% | 9.53% | – |
| TMUS | New | T-MOBILE US INC | $18,665,000 | – | 293,900 | +100.0% | 7.36% | – |
| GOOGL | New | ALPHABET INC-CL Acl a | $16,580,000 | – | 15,740 | +100.0% | 6.54% | – |
| AIGWS | Sell | AMERICAN INTERNATIONAL GROUPw exp 01/19/202 | $8,605,000 | -24.9% | 474,908 | -17.1% | 3.39% | -46.3% |
| PHYS | Buy | SPROTT PHYSICAL GOLD TRUSTunit | $7,414,000 | +65.3% | 700,113 | +63.0% | 2.92% | +18.2% |
| PSLV | Buy | SPROTT PHYSICAL SILVER TRUSTunit | $6,525,000 | +468.9% | 1,029,323 | +463.5% | 2.57% | +306.3% |
| LVNTA | New | LIBERTY VENTURES - SER A | $6,215,000 | – | 114,597 | +100.0% | 2.45% | – |
| GAB | New | GABELLI EQUITY TRUST | $5,294,000 | – | 855,399 | +100.0% | 2.09% | – |
| SNI | New | SCRIPPS NETWORKS INTER-CL A | $4,913,000 | – | 57,550 | +100.0% | 1.94% | – |
| LENB | New | LENNAR CORP CL Bcl b | $4,678,000 | – | 90,527 | +100.0% | 1.84% | – |
| AET | New | AETNA INC | $4,204,000 | – | 23,309 | +100.0% | 1.66% | – |
| LSXMA | Buy | LIBERTY MEDIA COR-SIRIUSXM A | $3,963,000 | +254.5% | 99,926 | +274.3% | 1.56% | +153.2% |
| VST | New | VISTRA ENERGY CORP | $3,874,000 | – | 211,488 | +100.0% | 1.53% | – |
| PNCWS | New | PNC FINANCIAL SERVICES GROUPw exp 12/31/201 | $3,411,000 | – | 43,893 | +100.0% | 1.34% | – |
| CEF | Buy | CENTRAL FUND CANADA LTD-Acl a | $3,409,000 | +350.3% | 254,467 | +325.9% | 1.34% | +221.5% |
| AMERICAN INTERNATIONAL GROUP | $3,213,000 | -3.8% | 54,000 | 0.0% | 1.27% | -31.2% | ||
| KIO | New | KKR INCOME OPPORTUNITIES | $3,037,000 | – | 189,224 | +100.0% | 1.20% | – |
| FOXA | New | TWENTY-FIRST CENTURY FOX-Acl a | $2,037,000 | – | 59,021 | +100.0% | 0.80% | – |
| AABA | Buy | ALTABA INC | $2,029,000 | +9.3% | 29,049 | +3.6% | 0.80% | -21.9% |
| HYG | New | ISHARES IBOXX USD HIGH YIELDetf | $1,662,000 | – | 19,052 | +100.0% | 0.66% | – |
| LBTYK | Buy | Liberty Global PLCcl c | $1,546,000 | +346.8% | 45,700 | +331.3% | 0.61% | +218.8% |
| FEI | New | FIRST TRUST MLP AND ENERGY I | $1,410,000 | – | 90,102 | +100.0% | 0.56% | – |
| VEA | VANGUARD FTSE DEVELOPED ETFetf | $1,345,000 | +3.3% | 30,000 | 0.0% | 0.53% | -26.2% | |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS | $1,240,000 | +112.7% | 89,803 | +145.8% | 0.49% | +51.9% |
| NFJ | New | ALLIANZGI NFJ DIVIDEND INTER | $1,185,000 | – | 90,835 | +100.0% | 0.47% | – |
| CAVM | New | CAVIUM INC | $1,154,000 | – | 13,766 | +100.0% | 0.46% | – |
| LTRPA | New | LIBERTY TRIPADVISOR HDG-A | $1,073,000 | – | 113,924 | +100.0% | 0.42% | – |
| TWNKW | New | HOSTESS BRANDS INCw exp 11/04/202 | $1,036,000 | – | 444,914 | +100.0% | 0.41% | – |
| TWX | New | TIME WARNER INC | $987,000 | – | 10,800 | +100.0% | 0.39% | – |
| ETG | New | EATON VANCE T/A GL DVD INCM | $842,000 | – | 48,593 | +100.0% | 0.33% | – |
| IGD | New | VOYA GLOBAL EQUITY DIVIDEND | $831,000 | – | 107,298 | +100.0% | 0.33% | – |
| HSNI | New | HSN INC | $827,000 | – | 20,520 | +100.0% | 0.33% | – |
| PPR | New | VOYA PRIME RATE TRUSTsh ben int | $778,000 | – | 153,614 | +100.0% | 0.31% | – |
| SRCLP | New | STERICYCLE INCdep pfd a 1/10 | $737,000 | – | 13,924 | +100.0% | 0.29% | – |
| PCI | New | PIMCO DYNAMIC CREDIT AND MOR | $722,000 | – | 32,185 | +100.0% | 0.28% | – |
| BTT | New | BLACKROCK MUNICIPAL 2030 TAR | $625,000 | – | 27,985 | +100.0% | 0.25% | – |
| EIDO | New | ISHARES MSCI INDONESIA ETFetf | $552,000 | – | 19,440 | +100.0% | 0.22% | – |
| ZIONW | New | ZIONS BANCORPORATIONw exp 05/22/202 | $540,000 | – | 28,844 | +100.0% | 0.21% | – |
| PCH | New | POTLATCH CORP | $506,000 | – | 10,157 | +100.0% | 0.20% | – |
| TYG | New | TORTOISE ENERGY INFRASTRUCTU | $477,000 | – | 16,415 | +100.0% | 0.19% | – |
| POT | New | POTASH CORP OF SASKATCHEWAN | $471,000 | – | 22,824 | +100.0% | 0.19% | – |
| VWO | VANGUARD EMERG MARKETS VIPERetf | $459,000 | +5.5% | 10,000 | 0.0% | 0.18% | -24.6% | |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $437,000 | – | 52,058 | +100.0% | 0.17% | – |
| CTR | New | CLEARBRIDGE ENERGY MLP TOTAL | $410,000 | – | 35,309 | +100.0% | 0.16% | – |
| HYI | New | WESTERN ASSET HIGH YIELD DEF | $399,000 | – | 26,434 | +100.0% | 0.16% | – |
| BGH | New | BARINGS GL SH DUR HI YLD | $394,000 | – | 20,357 | +100.0% | 0.16% | – |
| MYI | Buy | BLACKROCK MUNIYIELD QUALITY | $374,000 | +69.2% | 27,105 | +75.4% | 0.15% | +20.5% |
| MUC | New | BLACKROCK MUNIHOLDINGS CA QU | $338,000 | – | 23,805 | +100.0% | 0.13% | – |
| CHI | New | CALAMOS CONV OPP & INC | $325,000 | – | 29,057 | +100.0% | 0.13% | – |
| FCT | New | 1ST TRUST FOUR CORNERS | $311,000 | – | 24,142 | +100.0% | 0.12% | – |
| NAC | Sell | NUVEEN CA DIV ADV MUNI | $311,000 | -16.4% | 21,781 | -12.7% | 0.12% | -40.0% |
| AMOV | Sell | AMERICA MOVIL S A DE C Vadr | $305,000 | -75.5% | 17,987 | -74.4% | 0.12% | -82.5% |
| FAX | New | ABERDEEN ASIA PAC INC FD | $294,000 | – | 60,398 | +100.0% | 0.12% | – |
| BTZ | New | BLACKROCK CREDIT ALLOCATION | $278,000 | – | 20,925 | +100.0% | 0.11% | – |
| BGY | New | BLACKROCK ENHANCED INTERNATI | $265,000 | – | 40,768 | +100.0% | 0.10% | – |
| EMO | New | CLEARBRIDGE ENERGY MLP OPPOR | $256,000 | – | 21,734 | +100.0% | 0.10% | – |
| FRA | New | BLACKROCK FLOAT RT INCOME ST | $230,000 | – | 16,707 | +100.0% | 0.09% | – |
| DNRCQ | New | DENBURY RES INC | $224,000 | – | 101,665 | +100.0% | 0.09% | – |
| KYE | New | KAYNE ANDERSON ENERGY TOT RT | $215,000 | – | 21,462 | +100.0% | 0.08% | – |
| EGO | New | ELDORADO GOLD CORP | $200,000 | – | 140,262 | +100.0% | 0.08% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FD | $0 | – | -17,876 | -100.0% | -0.12% | – |
| PSTB | Exit | PARK STERLING CORP | $0 | – | -18,329 | -100.0% | -0.12% | – |
| CACQ | Exit | CAESARS ACQUISITION CO-CL Acl a | $0 | – | -10,849 | -100.0% | -0.13% | – |
| EOS | Exit | EATON VANCE ENH EQT INC II | $0 | – | -18,404 | -100.0% | -0.15% | – |
| RXN | Exit | REXNORD CORP | $0 | – | -11,309 | -100.0% | -0.16% | – |
| GHY | Exit | PRUDENTIAL GL SH DUR HI YLD | $0 | – | -20,616 | -100.0% | -0.17% | – |
| FOX | Exit | TWENTY-FIRST CENTURY FOX - Bcl b | $0 | – | -12,529 | -100.0% | -0.18% | – |
| WNRL | Exit | WESTERN REFINING LOGISTICS L | $0 | – | -14,537 | -100.0% | -0.21% | – |
| FWONA | Exit | LIBERTY MEDIA CORP-LIBERTY-A | $0 | – | -11,136 | -100.0% | -0.22% | – |
| CHUBK | Exit | COMMERCEHUB INC-SERIES C | $0 | – | -19,310 | -100.0% | -0.23% | – |
| CUNB | Exit | CU BANCORP | $0 | – | -11,015 | -100.0% | -0.24% | – |
| EFT | Exit | EATON VANCE FLOAT RT INC TR | $0 | – | -32,977 | -100.0% | -0.27% | – |
| DISCK | Exit | DISCOVERY COMMUNICATIONS-C | $0 | – | -24,714 | -100.0% | -0.28% | – |
| FXI | Exit | ISHARES CHINA LARGE-CAP ETFetf | $0 | – | -11,749 | -100.0% | -0.28% | – |
| PIN | Exit | POWERSHARES INDIA PORTFOLIOindia port | $0 | – | -22,016 | -100.0% | -0.29% | – |
| RPTPRD | Exit | RAMCO-GERSHENSON PROPERTperp pfd-d cv | $0 | – | -10,007 | -100.0% | -0.30% | – |
| HES | Exit | HESS CORP | $0 | – | -11,737 | -100.0% | -0.30% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQUITY DI | $0 | – | -63,073 | -100.0% | -0.32% | – |
| ADX | Exit | ADAMS DIVERSIFIED EQUITY | $0 | – | -43,869 | -100.0% | -0.37% | – |
| EFA | Exit | ISHARES MSCI EAFE ETFetf | $0 | – | -10,314 | -100.0% | -0.39% | – |
| NVG | Exit | NUVEEN AMT-FR MUNI CREDIT FD | $0 | – | -48,853 | -100.0% | -0.41% | – |
| LSXMK | Exit | LIBERTY MEDIA COR-SIRIUSXM Cc siriusxm | $0 | – | -18,321 | -100.0% | -0.42% | – |
| BKHU | Exit | BLACK HILLS CORPunit 99/99/9999 | $0 | – | -10,835 | -100.0% | -0.45% | – |
| TY | Exit | TRI CONTL CORP | $0 | – | -32,480 | -100.0% | -0.46% | – |
| ETW | Exit | EATON VANCE TAX MAN GLBL BR | $0 | – | -76,967 | -100.0% | -0.50% | – |
| LGFB | Exit | LIONS GATE ENTERTAINMENT-Bcl b non vtg | $0 | – | -29,768 | -100.0% | -0.52% | – |
| ZG | Exit | ZILLOW GROUP INC - Acl a | $0 | – | -25,119 | -100.0% | -0.56% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -26,028 | -100.0% | -0.58% | – |
| QRTEA | Exit | LIBERTY INTERACTIVE CORP Q-A | $0 | – | -51,615 | -100.0% | -0.67% | – |
| SFR | Exit | STARWOOD WAYPOINT HOMES | $0 | – | -33,709 | -100.0% | -0.68% | – |
| JNK | Exit | SPDR BBG BARC HIGH YIELD BNDbloomberg brclys | $0 | – | -34,159 | -100.0% | -0.70% | – |
| DYNPRA | Exit | DYNEGY INCpfd conv ser a | $0 | – | -40,653 | -100.0% | -0.74% | – |
| UL | Exit | UNILEVER PLC NEW ADRadr | $0 | – | -49,791 | -100.0% | -1.59% | – |
| CBF | Exit | CAPITAL BANK FINANCIAL-CL A | $0 | – | -74,478 | -100.0% | -1.69% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -29,766 | -100.0% | -2.15% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC-Acl a | $0 | – | -13,663 | -100.0% | -2.74% | – |
| ARNCPRB | Exit | ARCONIC INC5.375% pfd b 1 | $0 | – | -182,716 | -100.0% | -3.92% | – |
| TMUSP | Exit | T-Mobile US Incpfd ser a | $0 | – | -823,250 | -100.0% | -45.37% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.