$829 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 76 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 101.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | PLUG POWER INCnote 3.750% 6/0 | $107,351,000 | – | 15,800,000 | +100.0% | 12.95% | – | |
| New | DISH Network Corpnote 0.0000% 15-dec-2025 | $33,327,000 | – | 28,500,000 | +100.0% | 4.02% | – | |
| New | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $29,619,000 | – | 10,000,000 | +100.0% | 3.57% | – | |
| BANDWIDTH INCnote 0.250% 3/0 | $28,064,000 | +6.4% | 17,250,000 | 0.0% | 3.39% | -40.8% | ||
| Buy | COUPA SOFTWARE INCnote 0.125% 6/1 | $25,336,000 | +14.2% | 14,640,000 | +12.3% | 3.06% | -36.5% | |
| New | MONGODB INCnote 0.250% 1/1 | $25,314,000 | – | 14,000,000 | +100.0% | 3.06% | – | |
| Buy | CHEGG INCnote 0.125% 3/1 | $24,451,000 | +40.4% | 14,500,000 | +45.0% | 2.95% | -21.9% | |
| Buy | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $23,398,000 | +67.7% | 12,500,000 | +66.7% | 2.82% | -6.7% | |
| Buy | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $22,202,000 | +34.3% | 16,030,000 | +10.3% | 2.68% | -25.3% | |
| HARMONIC INCdbcv 2.000% 9/0 | $21,454,000 | +5.8% | 18,000,000 | 0.0% | 2.59% | -41.2% | ||
| Sell | INFINERA CORPnote 2.125% 9/0 | $20,822,000 | -3.9% | 16,963,000 | -6.9% | 2.51% | -46.6% | |
| New | Scorpio Tankers Inc (Exchange)note 3.0000% 15-may-2025 | $19,354,000 | – | 18,532,000 | +100.0% | 2.34% | – | |
| Buy | ENCORE CAP GROUP INCnote 3.250%10/0 | $19,335,000 | +19.6% | 14,250,000 | +7.5% | 2.33% | -33.5% | |
| New | WORKDAY INCnote 0.250%10/0 | $16,519,000 | – | 10,000,000 | +100.0% | 1.99% | – | |
| New | Lyft Incnote 1.5000% 15-may-2025 | $16,245,000 | – | 9,500,000 | +100.0% | 1.96% | – | |
| PetIQ Incnote 4.0000% 01-jun-2026 | $15,044,000 | +5.8% | 10,000,000 | 0.0% | 1.82% | -41.2% | ||
| New | II-VI INCnote 0.250% 9/0 | $14,582,000 | – | 9,200,000 | +100.0% | 1.76% | – | |
| Sell | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $14,273,000 | -6.8% | 15,750,000 | -7.4% | 1.72% | -48.2% | |
| Buy | OKTA INCnote 0.125% 9/0 | $14,169,000 | +34.0% | 9,818,000 | +25.6% | 1.71% | -25.5% | |
| Sell | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $13,984,000 | -25.0% | 5,000,000 | -29.7% | 1.69% | -58.3% | |
| New | Blackline Incnote 0.0000% 15-mar-2026 | $13,234,000 | – | 13,750,000 | +100.0% | 1.60% | – | |
| New | Beyond Meat Incnote 0.0000% 15-mar-2027 | $12,088,000 | – | 11,750,000 | +100.0% | 1.46% | – | |
| INVACARE CORPnote 5.000%11/1 | $11,680,000 | +3.4% | 11,500,000 | 0.0% | 1.41% | -42.5% | ||
| New | PURE STORAGE INCnote 0.125% 4/1 | $11,489,000 | – | 10,929,000 | +100.0% | 1.39% | – | |
| New | Bloom Energy Corpnote 2.5000% 15-aug-2025 | $11,279,000 | – | 6,275,000 | +100.0% | 1.36% | – | |
| Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $11,213,000 | -8.7% | 11,000,000 | 0.0% | 1.35% | -49.2% | ||
| New | Fastly Inc (Pending)note 0.0000% 15-mar-2026 | $11,119,000 | – | 11,900,000 | +100.0% | 1.34% | – | |
| RETROPHIN INCnote 2.500% 9/1 | $10,892,000 | -16.2% | 12,900,000 | 0.0% | 1.31% | -53.4% | ||
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $10,875,000 | +17.2% | 8,500,000 | +10.7% | 1.31% | -34.8% | |
| PEGASYSTEMS INCnote 0.750% 3/0 | $10,761,000 | +8.5% | 9,000,000 | 0.0% | 1.30% | -39.6% | ||
| RMBL | Buy | RUMBLEON INC | $10,603,000 | +47.6% | 261,989 | +59.9% | 1.28% | -18.0% |
| New | Accuray Inc (Exchange)note 3.7500% 01-jun-2026 | $10,484,000 | – | 9,596,000 | +100.0% | 1.26% | – | |
| Sell | OMEROS CORPnote 5.250% 2/1 | $10,058,000 | -13.9% | 9,000,000 | -5.3% | 1.21% | -52.1% | |
| Sell | Rapid7 Incnote 0.2500% 15-mar-2027 | $9,979,000 | +0.8% | 9,000,000 | -10.0% | 1.20% | -43.9% | |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $9,876,000 | +3.7% | 922,095 | +29.1% | 1.19% | -42.4% |
| New | Varonis Systems Incnote 1.2500% 15-aug-2025 | $9,797,000 | – | 5,000,000 | +100.0% | 1.18% | – | |
| New | Airbnb Incnote 0.0000% 15-mar-2026 | $9,450,000 | – | 10,000,000 | +100.0% | 1.14% | – | |
| New | Magnite Incnote 0.2500% 15-mar-2026 | $9,293,000 | – | 10,347,000 | +100.0% | 1.12% | – | |
| New | Zogenix Incnote 2.7500% 01-oct-2027 | $9,208,000 | – | 9,000,000 | +100.0% | 1.11% | – | |
| Sell | TEEKAY CORPORATIONnote 5.000% 1/1 | $9,165,000 | -8.2% | 9,340,000 | -10.4% | 1.11% | -48.9% | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $8,519,000 | -29.7% | 6,500,000 | -35.0% | 1.03% | -60.9% | |
| Sell | GOLAR LNG LTDnote 2.750% 2/1 | $8,431,000 | -50.8% | 8,500,000 | -51.6% | 1.02% | -72.7% | |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $7,744,000 | +235.4% | 7,250,000 | +222.2% | 0.93% | +86.4% | |
| RADIUS HEALTH INCnote 3.000% 9/0 | $7,480,000 | +0.5% | 8,000,000 | 0.0% | 0.90% | -44.1% | ||
| Sell | ETSY INCnote 0.125%10/0 | $7,211,000 | -39.1% | 3,000,000 | -40.0% | 0.87% | -66.2% | |
| FLUIDIGM CORP DELnote 5.250%12/0 | $6,681,000 | +29.6% | 3,000,000 | 0.0% | 0.81% | -28.0% | ||
| New | Ivanhoe Mines Ltdnote 2.5000% 15-apr-2026 | $6,119,000 | – | 5,000,000 | +100.0% | 0.74% | – | |
| Sell | INFINERA CORPnote 2.500% 3/0 | $6,097,000 | -30.6% | 4,001,000 | -33.3% | 0.74% | -61.4% | |
| New | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $6,087,000 | – | 6,707,000 | +100.0% | 0.74% | – | |
| CLF | New | CLEVELAND-CLIFFS INC NEWcall | $5,819,000 | – | 269,900 | +100.0% | 0.70% | – |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $5,415,000 | -3.8% | 226,965 | +0.4% | 0.65% | -46.5% |
| New | Enphase Energy Inc Tranche Anote 0.0000% 01-mar-2026 | $4,801,000 | – | 4,883,000 | +100.0% | 0.58% | – | |
| Sell | ENCORE CAP GROUP INCnote 3.250% 3/1 | $4,741,000 | -13.8% | 4,150,000 | -17.0% | 0.57% | -52.1% | |
| Sell | PATRICK INDS INCdbcv 1.000% 2/0 | $3,840,000 | -59.0% | 3,525,000 | -55.9% | 0.46% | -77.2% | |
| New | MicroStrategy Incnote 0.0000% 15-feb-2027 | $3,738,000 | – | 5,000,000 | +100.0% | 0.45% | – | |
| New | CREE INCnote 0.875% 9/0 | $2,774,000 | – | 1,665,000 | +100.0% | 0.34% | – | |
| KIN | Sell | KINDRED BIOSCIENCES INC | $2,751,000 | -5.3% | 300,000 | -48.7% | 0.33% | -47.4% |
| New | fuboTV Incnote 3.2500% 15-feb-2026 | $2,466,000 | – | 2,500,000 | +100.0% | 0.30% | – | |
| New | Invacare Corp (Pending)note 4.2500% 15-mar-2026 | $2,015,000 | – | 2,000,000 | +100.0% | 0.24% | – | |
| Sell | TELIGENT INC NEW | $1,880,000 | -21.5% | 3,514,471 | -8.8% | 0.23% | -56.3% | |
| SREV | SERVICESOURCE INTL INC | $1,804,000 | -4.0% | 1,279,182 | 0.0% | 0.22% | -46.6% | |
| VIAC | Buy | VIACOMCBS INCcl b | $1,308,000 | +454.2% | 28,938 | +452.5% | 0.16% | +209.8% |
| MACQ | New | MCAP ACQUISITION CORP | $1,203,000 | – | 125,000 | +100.0% | 0.14% | – |
| AAQC | New | ACCELERATE ACQUISITION CORP | $969,000 | – | 100,000 | +100.0% | 0.12% | – |
| AFAQ | New | AF ACQUISITION CORP | $732,000 | – | 75,000 | +100.0% | 0.09% | – |
| GXII | New | GX ACQUISITION CORP II | $241,000 | – | 25,000 | +100.0% | 0.03% | – |
| GGPI | New | GORES GUGGENHEIM INC | $146,000 | – | 15,000 | +100.0% | 0.02% | – |
| KVSC | KHOSLA VENTURES ACQUT CO III | $99,000 | -1.0% | 10,000 | 0.0% | 0.01% | -45.5% | |
| TBCP | New | THUNDER BRIDGE CAP PRTNRS II | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| MACQW | New | MCAP ACQUISITION CORP*w exp 03/02/202 | $44,000 | – | 41,666 | +100.0% | 0.01% | – |
| AAQCWS | New | ACCELERATE ACQUISITION CORP*w exp 06/15/202 | $41,000 | – | 33,333 | +100.0% | 0.01% | – |
| AFAQW | New | AF ACQUISITION CORP*w exp 03/23/202 | $22,000 | – | 24,999 | +100.0% | 0.00% | – |
| GXIIW | New | GX ACQUISITION CORP II*w exp 03/17/202 | $8,000 | – | 8,333 | +100.0% | 0.00% | – |
| TBCPW | New | THUNDER BRIDGE CAP PRTNRS II*w exp 02/15/202 | $3,000 | – | 2,000 | +100.0% | 0.00% | – |
| GGPIW | New | GORES GUGGENHEIM INC*w exp 03/25/202 | $4,000 | – | 3,000 | +100.0% | 0.00% | – |
| TBCPU | Exit | THUNDER BRIDGE CAP PRTNRS IIunit 02/15/2028 | $0 | – | -10,000 | -100.0% | -0.02% | – |
| GGPIU | Exit | GORES GUGGENHEIM INCunit 03/25/2028 | $0 | – | -15,000 | -100.0% | -0.03% | – |
| AMRS | Exit | AMYRIS INCcall | $0 | – | -339,200 | -100.0% | -0.05% | – |
| GXIIU | Exit | GX ACQUISITION CORP IIunit 03/17/2026 | $0 | – | -25,000 | -100.0% | -0.05% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INCcall | $0 | – | -50,000 | -100.0% | -0.10% | – |
| AFAQU | Exit | AF ACQUISITION CORPunit 03/31/2028 | $0 | – | -75,000 | -100.0% | -0.16% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -550,000 | -100.0% | -0.21% | – |
| AAQCU | Exit | ACCELERATE ACQUISITION CORPunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.22% | – |
| MACQU | Exit | MCAP ACQUISITION CORPunit 02/18/2030 | $0 | – | -125,000 | -100.0% | -0.27% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORPcall | $0 | – | -250,000 | -100.0% | -0.27% | – |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTNnote 0.875% 1/0 | $0 | – | -2,000,000 | -100.0% | -0.57% | – | |
| Exit | WORKIVA INCnote 1.125% 8/1 | $0 | – | -3,000,000 | -100.0% | -0.86% | – | |
| Exit | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $0 | – | -4,955,000 | -100.0% | -1.42% | – | |
| Exit | AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $0 | – | -6,317,000 | -100.0% | -1.43% | – | |
| Exit | Dicks Sporting Goodsnote 3.2500% 15-apr-2025 | $0 | – | -10,700,000 | -100.0% | -5.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.