$681 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 81 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 82.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | DISH Network Corpnote 0.0000% 15-dec-2025 | $38,599,000 | +15.8% | 32,300,000 | +13.3% | 5.67% | +40.9% | |
| Buy | COUPA SOFTWARE INCnote 0.125% 6/1 | $28,055,000 | +10.7% | 18,572,000 | +26.9% | 4.12% | +34.7% | |
| Buy | CHEGG INCnote 0.125% 3/1 | $23,729,000 | -3.0% | 16,500,000 | +13.8% | 3.48% | +18.1% | |
| Buy | ETSY INCnote 0.125%10/0 | $23,055,000 | +219.7% | 9,500,000 | +216.7% | 3.38% | +289.0% | |
| New | LUMENTUM HLDGS INCnote 0.500%12/1 | $22,050,000 | – | 20,000,000 | +100.0% | 3.24% | – | |
| HARMONIC INCdbcv 2.000% 9/0 | $21,971,000 | +2.4% | 18,000,000 | 0.0% | 3.22% | +24.6% | ||
| Buy | II-VI INCnote 0.250% 9/0 | $21,116,000 | +44.8% | 15,899,000 | +72.8% | 3.10% | +76.1% | |
| Buy | Scorpio Tankers Inc (Exchange)note 3.0000% 15-may-2025 | $20,435,000 | +5.6% | 20,359,000 | +9.9% | 3.00% | +28.4% | |
| Sell | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $20,168,000 | -9.2% | 13,530,000 | -15.6% | 2.96% | +10.5% | |
| SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $20,078,000 | -14.2% | 12,500,000 | 0.0% | 2.95% | +4.4% | ||
| ENCORE CAP GROUP INCnote 3.250%10/0 | $19,843,000 | +2.6% | 14,250,000 | 0.0% | 2.91% | +24.9% | ||
| Buy | Blackline Incnote 0.0000% 15-mar-2026 | $19,208,000 | +45.1% | 19,500,000 | +41.8% | 2.82% | +76.5% | |
| New | LYFT INCnote 1.500% 5/1 | $18,683,000 | – | 12,000,000 | +100.0% | 2.74% | – | |
| New | ZSCALER INCnote 0.125% 7/0 | $18,256,000 | – | 10,000,000 | +100.0% | 2.68% | – | |
| Sell | INFINERA CORPnote 2.125% 9/0 | $18,057,000 | -13.3% | 16,195,000 | -4.5% | 2.65% | +5.5% | |
| Buy | PURE STORAGE INCnote 0.125% 4/1 | $16,465,000 | +43.3% | 14,217,000 | +30.1% | 2.42% | +74.4% | |
| Buy | OKTA INCnote 0.125% 9/0 | $16,101,000 | +13.6% | 11,389,000 | +16.0% | 2.36% | +38.2% | |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $15,201,000 | +96.3% | 15,060,000 | +107.7% | 2.23% | +138.9% | |
| Buy | PEGASYSTEMS INCnote 0.750% 3/0 | $14,117,000 | +31.2% | 12,500,000 | +38.9% | 2.07% | +59.5% | |
| Sell | BANDWIDTH INCnote 0.250% 3/0 | $14,079,000 | -49.8% | 11,745,000 | -31.9% | 2.07% | -39.0% | |
| RMBL | Buy | RUMBLEON INC | $13,186,000 | +24.4% | 338,283 | +29.1% | 1.94% | +51.3% |
| Buy | Enphase Energy Inc Tranche Anote 0.0000% 01-mar-2026 | $12,737,000 | +165.3% | 13,577,000 | +178.0% | 1.87% | +223.0% | |
| New | VARONIS SYS INCnote 1.250% 8/1 | $12,334,000 | – | 6,000,000 | +100.0% | 1.81% | – | |
| New | BLOOM ENERGY CORPnote 2.500% 8/1 | $12,000,000 | – | 8,775,000 | +100.0% | 1.76% | – | |
| Sell | WORKDAY INCnote 0.250%10/0 | $11,983,000 | -27.5% | 7,000,000 | -30.0% | 1.76% | -11.7% | |
| New | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $11,814,000 | – | 7,125,000 | +100.0% | 1.73% | – | |
| Buy | Magnite Incnote 0.2500% 15-mar-2026 | $10,928,000 | +17.6% | 12,847,000 | +24.2% | 1.60% | +43.1% | |
| Buy | Fastly Inc (Pending)note 0.0000% 15-mar-2026 | $10,868,000 | -2.3% | 12,900,000 | +8.4% | 1.60% | +18.9% | |
| INVACARE CORPnote 5.000%11/1 | $10,537,000 | -9.8% | 11,500,000 | 0.0% | 1.55% | +9.8% | ||
| Buy | fuboTV Incnote 3.2500% 15-feb-2026 | $10,164,000 | +312.2% | 11,239,000 | +349.6% | 1.49% | +400.7% | |
| Beyond Meat Incnote 0.0000% 15-mar-2027 | $10,134,000 | -16.2% | 11,750,000 | 0.0% | 1.49% | +1.9% | ||
| New | TWITTER INCnote 0.250% 6/1 | $10,085,000 | – | 8,000,000 | +100.0% | 1.48% | – | |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $9,775,000 | -1.0% | 1,007,704 | +9.3% | 1.44% | +20.4% |
| New | SILICON LABORATORIES INCnote 0.625% 6/1 | $9,661,000 | – | 7,500,000 | +100.0% | 1.42% | – | |
| New | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $9,629,000 | – | 6,652,000 | +100.0% | 1.41% | – | |
| New | PETIQ INCnote 4.000% 6/0 | $8,321,000 | – | 7,000,000 | +100.0% | 1.22% | – | |
| Sell | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $8,254,000 | -42.2% | 9,210,000 | -41.5% | 1.21% | -29.6% | |
| Buy | RADIUS HEALTH INCnote 3.000% 9/0 | $8,179,000 | +9.3% | 9,000,000 | +12.5% | 1.20% | +33.0% | |
| Buy | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $8,164,000 | +34.1% | 9,257,000 | +38.0% | 1.20% | +63.0% | |
| New | KAMAN CORPnote 3.250% 5/0 | $7,532,000 | – | 7,407,000 | +100.0% | 1.11% | – | |
| Buy | PATRICK INDS INCdbcv 1.000% 2/0 | $7,390,000 | +92.4% | 6,525,000 | +85.1% | 1.08% | +134.3% | |
| Buy | Invacare Corp (Pending)note 4.2500% 15-mar-2026 | $7,129,000 | +253.8% | 8,500,000 | +325.0% | 1.05% | +330.5% | |
| Buy | Ivanhoe Mines Ltdnote 2.5000% 15-apr-2026 | $6,986,000 | +14.2% | 6,000,000 | +20.0% | 1.02% | +38.9% | |
| New | Spotify Technology SA/Spotify USA Incnote 0.0000% 15-mar-2026 | $6,773,000 | – | 7,500,000 | +100.0% | 0.99% | – | |
| Buy | MicroStrategy Incnote 0.0000% 15-feb-2027 | $5,935,000 | +58.8% | 8,000,000 | +60.0% | 0.87% | +93.1% | |
| INFINERA CORPnote 2.500% 3/0 | $5,324,000 | -12.7% | 4,001,000 | 0.0% | 0.78% | +6.1% | ||
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $4,458,000 | -17.7% | 251,013 | +10.6% | 0.65% | +0.2% |
| New | BLACKLINE INCnote 0.125% 8/0 | $3,356,000 | – | 2,000,000 | +100.0% | 0.49% | – | |
| Sell | TRAVERE THERAPEUTICS INCnote 2.500% 9/1 | $3,008,000 | -72.4% | 3,000,000 | -76.7% | 0.44% | -66.4% | |
| PLUG | New | PLUG POWER INC | $2,587,000 | – | 101,300 | +100.0% | 0.38% | – |
| New | AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $2,303,000 | – | 2,500,000 | +100.0% | 0.34% | – | |
| FLDM | New | FLUIDIGM CORP DEL | $1,883,000 | – | 285,744 | +100.0% | 0.28% | – |
| SREV | SERVICESOURCE INTL INC | $1,727,000 | -4.3% | 1,279,182 | 0.0% | 0.25% | +16.1% | |
| MACQ | Buy | MCAP ACQUISITION CORP | $1,326,000 | +10.2% | 134,300 | +7.4% | 0.20% | +34.5% |
| AAQC | ACCELERATE ACQUISITION CORP | $973,000 | +0.4% | 100,000 | 0.0% | 0.14% | +22.2% | |
| GLHA | New | GLASS HOUSES ACQUISITION COR | $489,000 | – | 50,000 | +100.0% | 0.07% | – |
| ARRW | New | ARROWROOT ACQUISITION CORP | $486,000 | – | 50,000 | +100.0% | 0.07% | – |
| NOTV | New | INOTIV INC | $439,000 | – | 15,000 | +100.0% | 0.06% | – |
| Sell | TELIGENT INC NEW | $359,000 | -80.9% | 899,000 | -74.4% | 0.05% | -76.7% | |
| DNZ | New | D AND Z MEDIA ACQUISITION CO | $344,000 | – | 0 | +100.0% | 0.05% | – |
| GXII | GX ACQUISITION CORP II | $243,000 | +0.8% | 25,000 | 0.0% | 0.04% | +24.1% | |
| MIT | New | MASON INDUSTRIAL TECHNOLGY I | $244,000 | – | 25,000 | +100.0% | 0.04% | – |
| CRU | New | CRUCIBLE ACQUISITION CORP | $245,000 | – | 25,000 | +100.0% | 0.04% | – |
| KLAQ | New | KL ACQUISITION CORP | $244,000 | – | 25,000 | +100.0% | 0.04% | – |
| SNRH | New | SENIOR CONNECT ACQUISITN COR | $244,000 | – | 25,000 | +100.0% | 0.04% | – |
| New | CIIG CAPITAL PARTNERS II INCunit 02/28/2028 | $202,000 | – | 20,000 | +100.0% | 0.03% | – | |
| BOAS | New | BOA ACQUISITION CORP | $99,000 | – | 10,208 | +100.0% | 0.02% | – |
| ASAX | New | ASTREA ACQUISITION CORP | $100,000 | – | 10,000 | +100.0% | 0.02% | – |
| KVSC | KHOSLA VENTURES ACQUT CO III | $98,000 | -1.0% | 10,000 | 0.0% | 0.01% | +16.7% | |
| SPTK | New | SPORTSTEK ACQUISITION CORP | $98,000 | – | 10,000 | +100.0% | 0.01% | – |
| BRIV | New | B RILEY PRIN 250 MERGER CORP | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| OSI | New | OSIRIS ACQUISITION CORPcl a | $98,000 | – | 10,000 | +100.0% | 0.01% | – |
| PSAG | New | PROPERTY SOLUTIONS ACQUISITI | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| TBCP | THUNDER BRIDGE CAP PRTNRS II | $98,000 | +1.0% | 10,000 | 0.0% | 0.01% | +16.7% | |
| TWLV | New | TWELVE SEAS INVESTMENT CO II | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| NBST | New | NEWBURY STREET ACQUISITN COR | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| AAQCWS | Sell | ACCELERATE ACQUISITION CORP*w exp 06/15/202 | $31,000 | -24.4% | 33,263 | -0.2% | 0.01% | 0.0% |
| MACQW | Sell | MCAP ACQUISITION CORP*w exp 03/02/202 | $29,000 | -34.1% | 27,191 | -34.7% | 0.00% | -20.0% |
| PRTK | New | PARATEK PHARMACEUTICALS INC | $5,000 | – | 986 | +100.0% | 0.00% | – |
| GXIIW | GX ACQUISITION CORP II*w exp 03/17/202 | $4,000 | -50.0% | 8,333 | 0.0% | 0.00% | 0.0% | |
| TBCPW | THUNDER BRIDGE CAP PRTNRS II*w exp 02/15/202 | $2,000 | -33.3% | 2,000 | 0.0% | 0.00% | – | |
| GGPIW | Exit | GORES GUGGENHEIM INC*w exp 03/25/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| AFAQW | Exit | AF ACQUISITION CORP*w exp 03/23/202 | $0 | – | -24,999 | -100.0% | -0.00% | – |
| GGPI | Exit | GORES GUGGENHEIM INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
| AFAQ | Exit | AF ACQUISITION CORP | $0 | – | -75,000 | -100.0% | -0.09% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -28,938 | -100.0% | -0.16% | – |
| KIN | Exit | KINDRED BIOSCIENCES INC | $0 | – | -300,000 | -100.0% | -0.33% | – |
| Exit | CREE INCnote 0.875% 9/0 | $0 | – | -1,665,000 | -100.0% | -0.34% | – | |
| Exit | ENCORE CAP GROUP INCnote 3.250% 3/1 | $0 | – | -4,150,000 | -100.0% | -0.57% | – | |
| CLF | Exit | CLEVELAND-CLIFFS INC NEWcall | $0 | – | -269,900 | -100.0% | -0.70% | – |
| Exit | FLUIDIGM CORP DELnote 5.250%12/0 | $0 | – | -3,000,000 | -100.0% | -0.81% | – | |
| Exit | GOLAR LNG LTDnote 2.750% 2/1 | $0 | – | -8,500,000 | -100.0% | -1.02% | – | |
| Exit | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $0 | – | -6,500,000 | -100.0% | -1.03% | – | |
| Exit | TEEKAY CORPORATIONnote 5.000% 1/1 | $0 | – | -9,340,000 | -100.0% | -1.11% | – | |
| Exit | Zogenix Incnote 2.7500% 01-oct-2027 | $0 | – | -9,000,000 | -100.0% | -1.11% | – | |
| Exit | Airbnb Incnote 0.0000% 15-mar-2026 | $0 | – | -10,000,000 | -100.0% | -1.14% | – | |
| Exit | Varonis Systems Incnote 1.2500% 15-aug-2025 | $0 | – | -5,000,000 | -100.0% | -1.18% | – | |
| Exit | Rapid7 Incnote 0.2500% 15-mar-2027 | $0 | – | -9,000,000 | -100.0% | -1.20% | – | |
| Exit | OMEROS CORPnote 5.250% 2/1 | $0 | – | -9,000,000 | -100.0% | -1.21% | – | |
| Exit | Accuray Inc (Exchange)note 3.7500% 01-jun-2026 | $0 | – | -9,596,000 | -100.0% | -1.26% | – | |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $0 | – | -8,500,000 | -100.0% | -1.31% | – | |
| Exit | Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $0 | – | -11,000,000 | -100.0% | -1.35% | – | |
| Exit | Bloom Energy Corpnote 2.5000% 15-aug-2025 | $0 | – | -6,275,000 | -100.0% | -1.36% | – | |
| Exit | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $0 | – | -5,000,000 | -100.0% | -1.69% | – | |
| Exit | PetIQ Incnote 4.0000% 01-jun-2026 | $0 | – | -10,000,000 | -100.0% | -1.82% | – | |
| Exit | Lyft Incnote 1.5000% 15-may-2025 | $0 | – | -9,500,000 | -100.0% | -1.96% | – | |
| Exit | MONGODB INCnote 0.250% 1/1 | $0 | – | -14,000,000 | -100.0% | -3.06% | – | |
| Exit | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $0 | – | -10,000,000 | -100.0% | -3.57% | – | |
| Exit | PLUG POWER INCnote 3.750% 6/0 | $0 | – | -15,800,000 | -100.0% | -12.95% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.