$461 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 57 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 85.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | BANDWIDTH INCnote 0.250% 3/0 | $26,371,000 | – | 17,250,000 | +100.0% | 5.72% | – | |
| Dicks Sporting Goodsnote 3.2500% 15-apr-2025 | $24,557,000 | +28.8% | 10,700,000 | 0.0% | 5.33% | +120.1% | ||
| Buy | COUPA SOFTWARE INCnote 0.125% 6/1 | $22,184,000 | +154.1% | 13,040,000 | +226.0% | 4.81% | +334.1% | |
| Buy | INFINERA CORPnote 2.125% 9/0 | $21,673,000 | -4.0% | 18,213,000 | +0.8% | 4.70% | +64.1% | |
| Buy | HARMONIC INCdbcv 2.000% 9/0 | $20,273,000 | +19.7% | 18,000,000 | +16.1% | 4.40% | +104.5% | |
| Sell | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $18,636,000 | -4.5% | 7,113,000 | -28.9% | 4.04% | +63.2% | |
| Sell | CHEGG INCnote 0.125% 3/1 | $17,413,000 | -28.1% | 10,000,000 | -24.8% | 3.78% | +22.9% | |
| Sell | GOLAR LNG LTDnote 2.750% 2/1 | $17,136,000 | +5.6% | 17,575,000 | -1.1% | 3.72% | +80.5% | |
| Sell | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $16,528,000 | +35.6% | 14,530,000 | -2.5% | 3.59% | +131.7% | |
| Buy | ENCORE CAP GROUP INCnote 3.250%10/0 | $16,165,000 | +56.7% | 13,250,000 | +51.4% | 3.51% | +167.8% | |
| Sell | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $15,321,000 | -30.2% | 17,000,000 | -30.8% | 3.32% | +19.3% | |
| PetIQ Incnote 4.0000% 01-jun-2026 | $14,224,000 | -6.5% | 10,000,000 | 0.0% | 3.09% | +59.8% | ||
| Buy | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $13,950,000 | +2.4% | 7,500,000 | +7.1% | 3.03% | +75.0% | |
| Sell | RETROPHIN INCnote 2.500% 9/1 | $12,997,000 | -7.4% | 12,900,000 | -7.2% | 2.82% | +58.2% | |
| Sell | Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $12,279,000 | -16.0% | 11,000,000 | -24.1% | 2.66% | +43.6% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $12,113,000 | +22.2% | 10,000,000 | +25.0% | 2.63% | +108.8% | |
| New | ETSY INCnote 0.125%10/0 | $11,850,000 | – | 5,000,000 | +100.0% | 2.57% | – | |
| OMEROS CORPnote 5.250% 2/1 | $11,685,000 | +14.5% | 9,500,000 | 0.0% | 2.54% | +95.8% | ||
| INVACARE CORPnote 5.000%11/1 | $11,299,000 | +1.7% | 11,500,000 | 0.0% | 2.45% | +73.8% | ||
| New | OKTA INCnote 0.125% 9/0 | $10,574,000 | – | 7,818,000 | +100.0% | 2.30% | – | |
| Sell | TEEKAY CORPORATIONnote 5.000% 1/1 | $9,982,000 | -20.5% | 10,425,000 | -25.7% | 2.17% | +35.9% | |
| New | PEGASYSTEMS INCnote 0.750% 3/0 | $9,917,000 | – | 9,000,000 | +100.0% | 2.15% | – | |
| New | Rapid7 Incnote 0.2500% 15-mar-2027 | $9,900,000 | – | 10,000,000 | +100.0% | 2.15% | – | |
| AKTS | New | AKOUSTIS TECHNOLOGIES INC | $9,527,000 | – | 714,190 | +100.0% | 2.07% | – |
| Sell | PATRICK INDS INCdbcv 1.000% 2/0 | $9,360,000 | -31.7% | 8,000,000 | -38.1% | 2.03% | +16.7% | |
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $9,277,000 | -55.3% | 7,675,000 | -57.8% | 2.01% | -23.6% | |
| New | INFINERA CORPnote 2.500% 3/0 | $8,791,000 | – | 6,001,000 | +100.0% | 1.91% | – | |
| Sell | RADIUS HEALTH INCnote 3.000% 9/0 | $7,440,000 | -17.7% | 8,000,000 | -20.0% | 1.62% | +40.7% | |
| RMBL | Buy | RUMBLEON INC | $7,186,000 | +61.3% | 163,870 | +11.1% | 1.56% | +175.6% |
| Sell | AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $6,570,000 | -11.6% | 6,317,000 | -21.7% | 1.43% | +51.1% | |
| Sell | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $6,541,000 | -60.5% | 4,955,000 | -57.7% | 1.42% | -32.4% | |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $5,628,000 | – | 226,014 | +100.0% | 1.22% | – |
| Sell | ENCORE CAP GROUP INCnote 3.250% 3/1 | $5,500,000 | -55.4% | 5,000,000 | -56.3% | 1.19% | -23.8% | |
| Sell | FLUIDIGM CORP DELnote 5.250%12/0 | $5,156,000 | -53.8% | 3,000,000 | -40.0% | 1.12% | -21.0% | |
| New | WORKIVA INCnote 1.125% 8/1 | $3,938,000 | – | 3,000,000 | +100.0% | 0.86% | – | |
| KIN | Sell | KINDRED BIOSCIENCES INC | $2,906,000 | +10.3% | 584,653 | -4.4% | 0.63% | +88.4% |
| New | ALLSCRIPTS HEALTHCARE SOLUTNnote 0.875% 1/0 | $2,635,000 | – | 2,000,000 | +100.0% | 0.57% | – | |
| Buy | TELIGENT INC NEW | $2,396,000 | +8774.1% | 3,852,066 | +10600.8% | 0.52% | +17233.3% | |
| New | WESTERN DIGITAL CORP.note 1.500% 2/0 | $2,309,000 | – | 2,250,000 | +100.0% | 0.50% | – | |
| SREV | Sell | SERVICESOURCE INTL INC | $1,880,000 | -22.5% | 1,279,182 | -7.2% | 0.41% | +32.5% |
| MX | New | MAGNACHIP SEMICONDUCTOR CORPcall | $1,250,000 | – | 250,000 | +100.0% | 0.27% | – |
| MACQU | New | MCAP ACQUISITION CORPunit 02/18/2030 | $1,244,000 | – | 125,000 | +100.0% | 0.27% | – |
| AAQCU | New | ACCELERATE ACQUISITION CORPunit 99/99/9999 | $993,000 | – | 100,000 | +100.0% | 0.22% | – |
| SPY | Buy | SPDR S&P 500 ETF TRput | $986,000 | +31.6% | 550,000 | +587.5% | 0.21% | +125.3% |
| AFAQU | New | AF ACQUISITION CORPunit 03/31/2028 | $740,000 | – | 75,000 | +100.0% | 0.16% | – |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $461,000 | – | 50,000 | +100.0% | 0.10% | – |
| GXIIU | New | GX ACQUISITION CORP IIunit 03/17/2026 | $250,000 | – | 25,000 | +100.0% | 0.05% | – |
| VIAC | New | VIACOMCBS INCcl b | $236,000 | – | 5,238 | +100.0% | 0.05% | – |
| AMRS | New | AMYRIS INCcall | $212,000 | – | 339,200 | +100.0% | 0.05% | – |
| GGPIU | New | GORES GUGGENHEIM INCunit 03/25/2028 | $149,000 | – | 15,000 | +100.0% | 0.03% | – |
| KVSC | New | KHOSLA VENTURES ACQUT CO III | $100,000 | – | 10,000 | +100.0% | 0.02% | – |
| TBCPU | New | THUNDER BRIDGE CAP PRTNRS IIunit 02/15/2028 | $99,000 | – | 10,000 | +100.0% | 0.02% | – |
| GHVIU | Exit | GORES HOLDINGS VI INCunit 08/24/2027 | $0 | – | -25,000 | -100.0% | -0.03% | – |
| CTRA | Exit | CONTURA ENERGY INC | $0 | – | -36,708 | -100.0% | -0.05% | – |
| Exit | SCORPIO TANKERS INCnote 3.000% 5/1 | $0 | – | -790,000 | -100.0% | -0.10% | – | |
| Exit | CLF01/15/21C13call | $0 | – | -600,500 | -100.0% | -0.18% | – | |
| Exit | KAMAN CORPnote 3.250% 5/0 | $0 | – | -5,750,000 | -100.0% | -0.84% | – | |
| Exit | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $0 | – | -5,500,000 | -100.0% | -0.88% | – | |
| Exit | GOGO INCnote 6.000% 5/1 | $0 | – | -5,000,000 | -100.0% | -1.08% | – | |
| Exit | Model N Inc (Pending)note 2.6250% 01-jun-2025 | $0 | – | -7,000,000 | -100.0% | -1.15% | – | |
| Exit | SNAP INCnote 0.750% 8/0 | $0 | – | -4,000,000 | -100.0% | -1.16% | – | |
| Exit | Accuray Incnote 3.7500% 15-jul-2022 | $0 | – | -8,605,000 | -100.0% | -1.16% | – | |
| Exit | FIREEYE INCnote 0.875% 6/0 | $0 | – | -7,500,000 | -100.0% | -1.16% | – | |
| Exit | SYNAPTICS INCnote 0.500% 6/1 | $0 | – | -7,000,000 | -100.0% | -1.23% | – | |
| Exit | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $0 | – | -9,000,000 | -100.0% | -1.34% | – | |
| Exit | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $0 | – | -8,000,000 | -100.0% | -1.40% | – | |
| Exit | Par Technology Corpnote 2.8750% 15-apr-2026 | $0 | – | -8,000,000 | -100.0% | -1.64% | – | |
| Exit | K12 Incnote 1.1250% 01-sep-2027 | $0 | – | -17,625,000 | -100.0% | -1.83% | – | |
| Exit | UNITED STATES STL CORP NEWnote 5.000%11/0 | $0 | – | -10,000,000 | -100.0% | -1.90% | – | |
| Exit | SPLUNK INCnote 1.125% 9/1 | $0 | – | -11,500,000 | -100.0% | -1.98% | – | |
| Exit | Bloom Energy Corpnote 2.5000% 15-aug-2025 | $0 | – | -9,250,000 | -100.0% | -2.27% | – | |
| Exit | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $0 | – | -10,905,000 | -100.0% | -2.28% | – | |
| Exit | BLACKLINE INCnote 0.125% 8/0 | $0 | – | -10,000,000 | -100.0% | -2.39% | – | |
| Exit | Infinera Corpnote 2.5000% 01-mar-2027 | $0 | – | -12,550,000 | -100.0% | -2.47% | – | |
| Exit | Workiva Incnote 1.1250% 15-aug-2026 | $0 | – | -14,500,000 | -100.0% | -2.47% | – | |
| Exit | RAPID7 INCnote 1.250% 8/0 | $0 | – | -12,000,000 | -100.0% | -3.33% | – | |
| Exit | Bandwidth Incnote 0.2500% 01-mar-2026 | $0 | – | -15,750,000 | -100.0% | -3.59% | – | |
| Exit | Plug Power Incnote 3.7500% 01-jun-2025 | $0 | – | -17,000,000 | -100.0% | -14.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.