$787 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 59 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 53.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | Plug Power Incnote 3.7500% 01-jun-2025 | $114,580,000 | – | 17,000,000 | +100.0% | 14.55% | – | |
| Buy | Bandwidth Incnote 0.2500% 01-mar-2026 | $28,252,000 | +183.1% | 15,750,000 | +215.0% | 3.59% | +71.7% | |
| Buy | RAPID7 INCnote 1.250% 8/0 | $26,250,000 | +103.5% | 12,000,000 | +45.5% | 3.33% | +23.4% | |
| Buy | CHEGG INCnote 0.125% 3/1 | $24,206,000 | +111.1% | 13,300,000 | +77.3% | 3.07% | +28.0% | |
| INFINERA CORPnote 2.125% 9/0 | $22,569,000 | +34.1% | 18,073,000 | 0.0% | 2.87% | -18.7% | ||
| Sell | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $21,935,000 | +9.4% | 24,577,000 | -3.6% | 2.79% | -33.7% | |
| ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $20,742,000 | -5.6% | 18,175,000 | 0.0% | 2.63% | -42.8% | ||
| Sell | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $19,513,000 | +30.8% | 10,000,000 | -30.4% | 2.48% | -20.7% | |
| Buy | Workiva Incnote 1.1250% 15-aug-2026 | $19,466,000 | +199.5% | 14,500,000 | +123.1% | 2.47% | +81.6% | |
| Infinera Corpnote 2.5000% 01-mar-2027 | $19,421,000 | +46.9% | 12,550,000 | 0.0% | 2.47% | -10.9% | ||
| Dicks Sporting Goodsnote 3.2500% 15-apr-2025 | $19,066,000 | -2.5% | 10,700,000 | 0.0% | 2.42% | -40.9% | ||
| New | BLACKLINE INCnote 0.125% 8/0 | $18,819,000 | – | 10,000,000 | +100.0% | 2.39% | – | |
| Buy | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $17,980,000 | +37.2% | 10,905,000 | +40.7% | 2.28% | -16.8% | |
| Sell | Bloom Energy Corpnote 2.5000% 15-aug-2025 | $17,876,000 | +15.1% | 9,250,000 | -24.5% | 2.27% | -30.2% | |
| New | HARMONIC INCdbcv 2.000% 9/0 | $16,943,000 | – | 15,500,000 | +100.0% | 2.15% | – | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $16,548,000 | +51.1% | 11,705,000 | +20.6% | 2.10% | -8.4% | |
| Buy | GOLAR LNG LTDnote 2.750% 2/1 | $16,220,000 | +29.5% | 17,775,000 | +10.0% | 2.06% | -21.5% | |
| New | SPLUNK INCnote 1.125% 9/1 | $15,554,000 | – | 11,500,000 | +100.0% | 1.98% | – | |
| PetIQ Incnote 4.0000% 01-jun-2026 | $15,213,000 | +12.0% | 10,000,000 | 0.0% | 1.93% | -32.1% | ||
| New | UNITED STATES STL CORP NEWnote 5.000%11/0 | $14,938,000 | – | 10,000,000 | +100.0% | 1.90% | – | |
| Buy | Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $14,618,000 | +17.5% | 14,500,000 | +7.4% | 1.86% | -28.8% | |
| Buy | K12 Incnote 1.1250% 01-sep-2027 | $14,386,000 | +71.0% | 17,625,000 | +76.2% | 1.83% | +3.7% | |
| Buy | RETROPHIN INCnote 2.500% 9/1 | $14,039,000 | +64.9% | 13,900,000 | +40.4% | 1.78% | 0.0% | |
| Buy | PATRICK INDS INCdbcv 1.000% 2/0 | $13,707,000 | +20.7% | 12,916,000 | +13.1% | 1.74% | -26.8% | |
| New | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $13,624,000 | – | 7,000,000 | +100.0% | 1.73% | – | |
| Buy | Par Technology Corpnote 2.8750% 15-apr-2026 | $12,950,000 | +138.6% | 8,000,000 | +77.8% | 1.64% | +44.7% | |
| Sell | TEEKAY CORPORATIONnote 5.000% 1/1 | $12,552,000 | -22.2% | 14,025,000 | -28.7% | 1.59% | -52.8% | |
| Sell | ENCORE CAP GROUP INCnote 3.250% 3/1 | $12,337,000 | -31.0% | 11,450,000 | -30.4% | 1.57% | -58.1% | |
| Buy | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $12,190,000 | +393.5% | 14,900,000 | +335.0% | 1.55% | +199.4% | |
| New | FLUIDIGM CORP DELnote 5.250%12/0 | $11,150,000 | – | 5,000,000 | +100.0% | 1.42% | – | |
| INVACARE CORPnote 5.000%11/1 | $11,112,000 | +8.7% | 11,500,000 | 0.0% | 1.41% | -34.1% | ||
| Sell | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $11,050,000 | -3.8% | 8,000,000 | -27.3% | 1.40% | -41.7% | |
| Buy | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $10,575,000 | +25.0% | 9,000,000 | +12.5% | 1.34% | -24.2% | |
| New | ENCORE CAP GROUP INCnote 3.250%10/0 | $10,314,000 | – | 8,750,000 | +100.0% | 1.31% | – | |
| New | OMEROS CORPnote 5.250% 2/1 | $10,201,000 | – | 9,500,000 | +100.0% | 1.30% | – | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $9,910,000 | +155.8% | 8,000,000 | +166.7% | 1.26% | +55.2% | |
| Buy | SYNAPTICS INCnote 0.500% 6/1 | $9,651,000 | +55.5% | 7,000,000 | +40.0% | 1.23% | -5.7% | |
| Sell | FIREEYE INCnote 0.875% 6/0 | $9,150,000 | +9.2% | 7,500,000 | -16.7% | 1.16% | -33.8% | |
| Accuray Incnote 3.7500% 15-jul-2022 | $9,143,000 | +20.1% | 8,605,000 | 0.0% | 1.16% | -27.2% | ||
| New | SNAP INCnote 0.750% 8/0 | $9,095,000 | – | 4,000,000 | +100.0% | 1.16% | – | |
| Sell | Model N Inc (Pending)note 2.6250% 01-jun-2025 | $9,087,000 | -6.3% | 7,000,000 | -6.7% | 1.15% | -43.2% | |
| RADIUS HEALTH INCnote 3.000% 9/0 | $9,038,000 | +9.0% | 10,000,000 | 0.0% | 1.15% | -33.9% | ||
| New | COUPA SOFTWARE INCnote 0.125% 6/1 | $8,730,000 | – | 4,000,000 | +100.0% | 1.11% | – | |
| Sell | GOGO INCnote 6.000% 5/1 | $8,541,000 | -23.0% | 5,000,000 | -27.5% | 1.08% | -53.3% | |
| New | AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $7,432,000 | – | 8,067,000 | +100.0% | 0.94% | – | |
| New | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $6,944,000 | – | 5,500,000 | +100.0% | 0.88% | – | |
| Buy | KAMAN CORPnote 3.250% 5/0 | $6,627,000 | +124.0% | 5,750,000 | +91.7% | 0.84% | +35.8% | |
| RMBL | Sell | RUMBLEON INC | $4,454,000 | +5.1% | 147,473 | -7.2% | 0.57% | -36.2% |
| KIN | Buy | KINDRED BIOSCIENCES INC | $2,635,000 | +4.0% | 611,364 | +3.5% | 0.34% | -36.9% |
| SREV | Sell | SERVICESOURCE INTL INC | $2,426,000 | +17.6% | 1,378,382 | -1.8% | 0.31% | -28.7% |
| New | CLF01/15/21C13call | $1,448,000 | – | 600,500 | +100.0% | 0.18% | – | |
| Sell | SCORPIO TANKERS INCnote 3.000% 5/1 | $762,000 | -80.1% | 790,000 | -80.9% | 0.10% | -87.9% | |
| SPY | New | SPDR S&P 500 ETF TRput | $749,000 | – | 80,000 | +100.0% | 0.10% | – |
| CTRA | Sell | CONTURA ENERGY INC | $417,000 | +3.5% | 36,708 | -33.4% | 0.05% | -36.9% |
| GHVIU | New | GORES HOLDINGS VI INCunit 08/24/2027 | $265,000 | – | 25,000 | +100.0% | 0.03% | – |
| TELIGENT INC NEW | $27,000 | +3.8% | 35,998 | 0.0% | 0.00% | -40.0% | ||
| ASPN | Exit | ASPEN AEROGELS INC | $0 | – | -102,444 | -100.0% | -0.24% | – |
| Exit | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $0 | – | -12,000,000 | -100.0% | -0.34% | – | |
| AMRS | Exit | AMYRIS INC | $0 | – | -703,482 | -100.0% | -0.43% | – |
| Exit | Wayfair Incnote 0.6250% 01-oct-2025 | $0 | – | -3,000,000 | -100.0% | -0.64% | – | |
| Exit | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $0 | – | -3,280,000 | -100.0% | -0.78% | – | |
| Exit | XERIS PHARMACEUTICALS INCnote 5.000% 7/1 | $0 | – | -2,500,000 | -100.0% | -1.02% | – | |
| Exit | US Steel Corpnote 5.0000% 01-nov-2026 | $0 | – | -9,000,000 | -100.0% | -1.51% | – | |
| Exit | TEAM INCnote 5.000% 8/0 | $0 | – | -9,778,000 | -100.0% | -1.72% | – | |
| Exit | PLURALSIGHT INCnote 0.375% 3/0 | $0 | – | -10,254,000 | -100.0% | -1.91% | – | |
| Exit | 1Life Healthcare Inc (Pending)note 3.0000% 15-jun-2025 | $0 | – | -9,500,000 | -100.0% | -2.00% | – | |
| Exit | Harmonic Incnote 2.0000% 01-sep-2024 | $0 | – | -13,000,000 | -100.0% | -2.56% | – | |
| Exit | Fluidigm Corporationnote 5.2500% 01-dec-2024 | $0 | – | -6,500,000 | -100.0% | -3.68% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.