$477 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 52 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 53.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $21,969,000 | +58.7% | 18,175,000 | +26.3% | 4.60% | +34.3% | |
| Buy | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $20,049,000 | +31.0% | 25,500,000 | +41.7% | 4.20% | +10.9% | |
| New | Dicks Sporting Goodsnote 3.2500% 15-apr-2025 | $19,561,000 | – | 10,700,000 | +100.0% | 4.10% | – | |
| Buy | ENCORE CAP GROUP INCnote 3.250% 3/1 | $17,869,000 | +18.9% | 16,450,000 | +6.5% | 3.74% | +0.7% | |
| New | Fluidigm Corporationnote 5.2500% 01-dec-2024 | $17,570,000 | – | 6,500,000 | +100.0% | 3.68% | – | |
| Buy | INFINERA CORPnote 2.125% 9/0 | $16,830,000 | +26.0% | 18,073,000 | +16.1% | 3.52% | +6.7% | |
| Buy | TEEKAY CORPORATIONnote 5.000% 1/1 | $16,134,000 | +11.1% | 19,675,000 | +11.8% | 3.38% | -6.0% | |
| New | Bloom Energy Corpnote 2.5000% 15-aug-2025 | $15,527,000 | – | 12,250,000 | +100.0% | 3.25% | – | |
| Buy | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $14,916,000 | +101.2% | 14,377,000 | +76.5% | 3.12% | +70.3% | |
| Buy | PetIQ Incnote 4.0000% 01-jun-2026 | $13,588,000 | +44.3% | 10,000,000 | +42.9% | 2.85% | +22.1% | |
| Sell | Infinera Corpnote 2.5000% 01-mar-2027 | $13,217,000 | -0.2% | 12,550,000 | -7.4% | 2.77% | -15.5% | |
| Buy | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $13,107,000 | +25.7% | 7,750,000 | +0.3% | 2.74% | +6.4% | |
| Buy | RAPID7 INCnote 1.250% 8/0 | $12,901,000 | +53.0% | 8,250,000 | +32.0% | 2.70% | +29.5% | |
| Buy | GOLAR LNG LTDnote 2.750% 2/1 | $12,529,000 | +53.7% | 16,166,000 | +44.8% | 2.62% | +30.1% | |
| Buy | Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $12,437,000 | +3.1% | 13,500,000 | +12.5% | 2.60% | -12.7% | |
| Buy | Harmonic Incnote 2.0000% 01-sep-2024 | $12,236,000 | +84.3% | 13,000,000 | +73.3% | 2.56% | +56.1% | |
| Buy | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $11,481,000 | +53.3% | 11,000,000 | +57.1% | 2.40% | +29.8% | |
| Buy | CHEGG INCnote 0.125% 3/1 | $11,466,000 | +24.3% | 7,500,000 | +15.4% | 2.40% | +5.3% | |
| Buy | PATRICK INDS INCdbcv 1.000% 2/0 | $11,359,000 | +4.7% | 11,416,000 | +4.6% | 2.38% | -11.4% | |
| New | GOGO INCnote 6.000% 5/1 | $11,092,000 | – | 6,900,000 | +100.0% | 2.32% | – | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $10,955,000 | +69.5% | 9,705,000 | +61.8% | 2.29% | +43.4% | |
| INVACARE CORPnote 5.000%11/1 | $10,221,000 | +3.3% | 11,500,000 | 0.0% | 2.14% | -12.5% | ||
| Buy | Bandwidth Incnote 0.2500% 01-mar-2026 | $9,981,000 | +90.7% | 5,000,000 | +42.9% | 2.09% | +61.4% | |
| New | Model N Inc (Pending)note 2.6250% 01-jun-2025 | $9,694,000 | – | 7,500,000 | +100.0% | 2.03% | – | |
| Buy | 1Life Healthcare Inc (Pending)note 3.0000% 15-jun-2025 | $9,559,000 | +99.6% | 9,500,000 | +90.0% | 2.00% | +68.9% | |
| Buy | PLURALSIGHT INCnote 0.375% 3/0 | $9,126,000 | +79.5% | 10,254,000 | +78.2% | 1.91% | +51.9% | |
| Buy | RETROPHIN INCnote 2.500% 9/1 | $8,514,000 | +72.5% | 9,900,000 | +65.0% | 1.78% | +46.0% | |
| Buy | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $8,460,000 | +198.4% | 8,000,000 | +166.7% | 1.77% | +152.8% | |
| New | K12 Incnote 1.1250% 01-sep-2027 | $8,413,000 | – | 10,000,000 | +100.0% | 1.76% | – | |
| Buy | FIREEYE INCnote 0.875% 6/0 | $8,381,000 | +85.2% | 9,000,000 | +80.0% | 1.76% | +56.7% | |
| New | RADIUS HEALTH INCnote 3.000% 9/0 | $8,288,000 | – | 10,000,000 | +100.0% | 1.74% | – | |
| Buy | TEAM INCnote 5.000% 8/0 | $8,214,000 | +37.5% | 9,778,000 | +12.9% | 1.72% | +16.4% | |
| New | Accuray Incnote 3.7500% 15-jul-2022 | $7,615,000 | – | 8,605,000 | +100.0% | 1.60% | – | |
| New | US Steel Corpnote 5.0000% 01-nov-2026 | $7,223,000 | – | 9,000,000 | +100.0% | 1.51% | – | |
| Buy | Workiva Incnote 1.1250% 15-aug-2026 | $6,500,000 | +135.5% | 6,500,000 | +116.7% | 1.36% | +99.3% | |
| Sell | SYNAPTICS INCnote 0.500% 6/1 | $6,206,000 | -31.5% | 5,000,000 | -41.2% | 1.30% | -42.0% | |
| Buy | Par Technology Corpnote 2.8750% 15-apr-2026 | $5,428,000 | +65.8% | 4,500,000 | +28.6% | 1.14% | +40.4% | |
| Buy | XERIS PHARMACEUTICALS INCnote 5.000% 7/1 | $4,850,000 | +224.2% | 2,500,000 | +66.7% | 1.02% | +174.6% | |
| RMBL | Buy | RUMBLEON INC | $4,237,000 | +414.8% | 158,988 | +86.9% | 0.89% | +334.8% |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $3,874,000 | – | 3,000,000 | +100.0% | 0.81% | – | |
| Sell | SCORPIO TANKERS INCnote 3.000% 5/1 | $3,830,000 | -75.2% | 4,140,000 | -76.6% | 0.80% | -79.0% | |
| Sell | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $3,723,000 | -48.5% | 3,280,000 | -47.8% | 0.78% | -56.4% | |
| New | Wayfair Incnote 0.6250% 01-oct-2025 | $3,071,000 | – | 3,000,000 | +100.0% | 0.64% | – | |
| New | KAMAN CORPnote 3.250% 5/0 | $2,959,000 | – | 3,000,000 | +100.0% | 0.62% | – | |
| KIN | Buy | KINDRED BIOSCIENCES INC | $2,533,000 | -2.9% | 590,545 | +1.6% | 0.53% | -17.8% |
| New | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $2,470,000 | – | 3,425,000 | +100.0% | 0.52% | – | |
| SREV | Buy | SERVICESOURCE INTL INC | $2,063,000 | -5.3% | 1,403,382 | +1.8% | 0.43% | -19.9% |
| AMRS | Buy | AMYRIS INC | $2,054,000 | +2157.1% | 703,482 | +3217.8% | 0.43% | +1769.6% |
| ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $1,620,000 | 0.0% | 12,000,000 | 0.0% | 0.34% | -15.5% | ||
| ASPN | Sell | ASPEN AEROGELS INC | $1,122,000 | +32.8% | 102,444 | -20.2% | 0.24% | +12.4% |
| CTRA | Sell | CONTURA ENERGY INC | $403,000 | +30.4% | 55,098 | -45.7% | 0.08% | +10.5% |
| New | TELIGENT INC NEW | $26,000 | – | 35,998 | +100.0% | 0.01% | – | |
| ELGXQ | Exit | ENDOLOGIX INC | $0 | – | -5,000 | -100.0% | -0.00% | – |
| HLIT | Exit | HARMONIC INC | $0 | – | -24,715 | -100.0% | -0.03% | – |
| FLDM | Exit | FLUIDIGM CORP DEL | $0 | – | -69,769 | -100.0% | -0.07% | – |
| Exit | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $0 | – | -1,500,000 | -100.0% | -0.27% | – | |
| Exit | TELIGENT INC NEWnote 4.750% 5/0 | $0 | – | -8,157,000 | -100.0% | -0.71% | – | |
| Exit | NEW RELIC INCnote 0.500% 5/0 | $0 | – | -4,000,000 | -100.0% | -0.96% | – | |
| Exit | Pagerduty Incnote 1.2500% 01-jul-2025 | $0 | – | -4,000,000 | -100.0% | -0.98% | – | |
| Exit | National Vision Holdingsnote 2.5000% 15-may-2025 | $0 | – | -5,000,000 | -100.0% | -1.48% | – | |
| Exit | Invitae Corpnote 2.0000% 01-sep-2024 | $0 | – | -5,000,000 | -100.0% | -1.51% | – | |
| Exit | RealReal Incnote 3.0000% 15-jun-2025 | $0 | – | -6,500,000 | -100.0% | -1.59% | – | |
| Exit | Chart Industries Incnote 1.0000% 15-nov-2024 | $0 | – | -10,000,000 | -100.0% | -2.60% | – | |
| Exit | Wright Medical Group Inc (Exchange)note 1.6250% 15-jun-2023 | $0 | – | -11,500,000 | -100.0% | -2.95% | – | |
| Exit | SOLARCITY CORPnote 12/0 | $0 | – | -9,000,000 | -100.0% | -8.01% | – | |
| Exit | Plug Power Incnote 3.7500% 01-jun-2025 | $0 | – | -27,000,000 | -100.0% | -11.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.