$404 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 52 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 96.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | Plug Power Incnote 3.7500% 01-jun-2025 | $45,765,000 | – | 27,000,000 | +100.0% | 11.32% | – | |
| Sell | SOLARCITY CORPnote 12/0 | $32,378,000 | +80.4% | 9,000,000 | -10.0% | 8.01% | +109.7% | |
| Sell | SCORPIO TANKERS INCnote 3.000% 5/1 | $15,416,000 | -46.0% | 17,720,000 | -48.7% | 3.81% | -37.2% | |
| Sell | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $15,300,000 | -9.9% | 18,000,000 | -16.3% | 3.79% | +4.7% | |
| Buy | ENCORE CAP GROUP INCnote 3.250% 3/1 | $15,025,000 | +47.4% | 15,450,000 | +34.9% | 3.72% | +71.4% | |
| Sell | TEEKAY CORPORATIONnote 5.000% 1/1 | $14,520,000 | -11.9% | 17,600,000 | -12.4% | 3.59% | +2.4% | |
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $13,847,000 | +19.4% | 14,387,000 | -0.8% | 3.43% | +38.8% | |
| Sell | INFINERA CORPnote 2.125% 9/0 | $13,354,000 | -53.3% | 15,573,000 | -53.6% | 3.30% | -45.8% | |
| New | Infinera Corpnote 2.5000% 01-mar-2027 | $13,245,000 | – | 13,550,000 | +100.0% | 3.28% | – | |
| New | Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $12,060,000 | – | 12,000,000 | +100.0% | 2.98% | – | |
| Wright Medical Group Inc (Exchange)note 1.6250% 15-jun-2023 | $11,917,000 | +2.6% | 11,500,000 | 0.0% | 2.95% | +19.3% | ||
| Buy | PATRICK INDS INCdbcv 1.000% 2/0 | $10,848,000 | +26.0% | 10,916,000 | +4.6% | 2.68% | +46.5% | |
| Sell | Chart Industries Incnote 1.0000% 15-nov-2024 | $10,500,000 | -27.3% | 10,000,000 | -45.8% | 2.60% | -15.5% | |
| Sell | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $10,429,000 | -15.8% | 7,725,000 | -11.5% | 2.58% | -2.1% | |
| New | INVACARE CORPnote 5.000%11/1 | $9,890,000 | – | 11,500,000 | +100.0% | 2.45% | – | |
| New | PetIQ Incnote 4.0000% 01-jun-2026 | $9,415,000 | – | 7,000,000 | +100.0% | 2.33% | – | |
| New | CHEGG INCnote 0.125% 3/1 | $9,222,000 | – | 6,500,000 | +100.0% | 2.28% | – | |
| Sell | SYNAPTICS INCnote 0.500% 6/1 | $9,063,000 | -40.1% | 8,500,000 | -41.4% | 2.24% | -30.3% | |
| New | RAPID7 INCnote 1.250% 8/0 | $8,430,000 | – | 6,250,000 | +100.0% | 2.09% | – | |
| Sell | GOLAR LNG LTDnote 2.750% 2/1 | $8,151,000 | -67.1% | 11,166,000 | -70.7% | 2.02% | -61.7% | |
| New | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $7,490,000 | – | 7,000,000 | +100.0% | 1.85% | – | |
| Buy | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $7,414,000 | +168.9% | 8,147,000 | +101.3% | 1.83% | +212.4% | |
| Sell | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $7,234,000 | -3.4% | 6,280,000 | -10.3% | 1.79% | +12.3% | |
| New | Harmonic Incnote 2.0000% 01-sep-2024 | $6,638,000 | – | 7,500,000 | +100.0% | 1.64% | – | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $6,465,000 | +123.9% | 6,000,000 | +100.0% | 1.60% | +160.2% | |
| New | RealReal Incnote 3.0000% 15-jun-2025 | $6,443,000 | – | 6,500,000 | +100.0% | 1.59% | – | |
| New | Invitae Corpnote 2.0000% 01-sep-2024 | $6,094,000 | – | 5,000,000 | +100.0% | 1.51% | – | |
| New | National Vision Holdingsnote 2.5000% 15-may-2025 | $6,000,000 | – | 5,000,000 | +100.0% | 1.48% | – | |
| Sell | TEAM INCnote 5.000% 8/0 | $5,974,000 | -41.0% | 8,658,000 | -35.4% | 1.48% | -31.4% | |
| New | Bandwidth Incnote 0.2500% 01-mar-2026 | $5,233,000 | – | 3,500,000 | +100.0% | 1.30% | – | |
| New | PLURALSIGHT INCnote 0.375% 3/0 | $5,085,000 | – | 5,754,000 | +100.0% | 1.26% | – | |
| Sell | RETROPHIN INCnote 2.500% 9/1 | $4,935,000 | -9.6% | 6,000,000 | -14.3% | 1.22% | +5.1% | |
| New | 1Life Healthcare Inc (Pending)note 3.0000% 15-jun-2025 | $4,789,000 | – | 5,000,000 | +100.0% | 1.18% | – | |
| New | FIREEYE INCnote 0.875% 6/0 | $4,525,000 | – | 5,000,000 | +100.0% | 1.12% | – | |
| New | Pagerduty Incnote 1.2500% 01-jul-2025 | $3,965,000 | – | 4,000,000 | +100.0% | 0.98% | – | |
| Buy | NEW RELIC INCnote 0.500% 5/0 | $3,895,000 | +70.4% | 4,000,000 | +48.8% | 0.96% | +97.9% | |
| New | Par Technology Corpnote 2.8750% 15-apr-2026 | $3,273,000 | – | 3,500,000 | +100.0% | 0.81% | – | |
| TELIGENT INC NEWnote 4.750% 5/0 | $2,855,000 | -20.5% | 8,157,000 | 0.0% | 0.71% | -7.6% | ||
| New | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $2,835,000 | – | 3,000,000 | +100.0% | 0.70% | – | |
| New | Workiva Incnote 1.1250% 15-aug-2026 | $2,760,000 | – | 3,000,000 | +100.0% | 0.68% | – | |
| KIN | Buy | KINDRED BIOSCIENCES INC | $2,609,000 | +23.8% | 581,168 | +10.3% | 0.65% | +43.9% |
| SREV | Sell | SERVICESOURCE INTL INC | $2,178,000 | +41.9% | 1,378,702 | -21.2% | 0.54% | +64.8% |
| ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $1,620,000 | -46.0% | 12,000,000 | 0.0% | 0.40% | -37.1% | ||
| New | XERIS PHARMACEUTICALS INCnote 5.000% 7/1 | $1,496,000 | – | 1,500,000 | +100.0% | 0.37% | – | |
| New | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $1,095,000 | – | 1,500,000 | +100.0% | 0.27% | – | |
| ASPN | Sell | ASPEN AEROGELS INC | $845,000 | -38.5% | 128,444 | -42.6% | 0.21% | -28.4% |
| RMBL | New | RUMBLEON INC | $823,000 | – | 85,085 | +100.0% | 0.20% | – |
| CTRA | Sell | CONTURA ENERGY INC | $309,000 | -47.3% | 101,539 | -59.3% | 0.08% | -39.2% |
| FLDM | Sell | FLUIDIGM CORP DEL | $280,000 | -70.6% | 69,769 | -81.4% | 0.07% | -65.8% |
| HLIT | New | HARMONIC INC | $117,000 | – | 24,715 | +100.0% | 0.03% | – |
| AMRS | Sell | AMYRIS INC | $91,000 | -97.1% | 21,203 | -98.3% | 0.02% | -96.5% |
| ELGXQ | New | ENDOLOGIX INC | $4,000 | – | 5,000 | +100.0% | 0.00% | – |
| GPAQW | Exit | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $0 | – | -175,000 | -100.0% | -0.01% | – |
| TLGT | Exit | TELIGENT INC NEW | $0 | – | -697,753 | -100.0% | -0.04% | – |
| SENS | Exit | SENSEONICS HLDGS INC | $0 | – | -538,198 | -100.0% | -0.07% | – |
| RMBL | Exit | RUMBLEON INC | $0 | – | -2,141,671 | -100.0% | -0.10% | – |
| DY | Exit | DYCOM INDS INC | $0 | – | -24,400 | -100.0% | -0.13% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $0 | – | -9,200,000 | -100.0% | -0.15% | – | |
| BRMK | Exit | BROADMARK RLTY CAP INC | $0 | – | -135,000 | -100.0% | -0.22% | – |
| Exit | FORTIVE CORPnote 0.875% 2/1 | $0 | – | -2,000,000 | -100.0% | -0.40% | – | |
| Exit | INTELSAT S Anote 4.500% 6/1 | $0 | – | -15,590,000 | -100.0% | -0.76% | – | |
| Exit | HARMONIC INCnote 4.000%12/0 | $0 | – | -4,250,000 | -100.0% | -1.06% | – | |
| AKTS | Exit | AKOUSTIS TECHNOLOGIES INC | $0 | – | -1,197,889 | -100.0% | -1.37% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -583,180 | -100.0% | -1.37% | – |
| Exit | ISTAR INCnote 3.125% 9/1 | $0 | – | -8,500,000 | -100.0% | -1.75% | – | |
| Exit | DISH NETWORK CORPORATIONnote 2.375% 3/1 | $0 | – | -11,539,000 | -100.0% | -2.01% | – | |
| Exit | TTM TECHNOLOGIES INCnote 1.750%12/1 | $0 | – | -8,500,000 | -100.0% | -2.06% | – | |
| Exit | Adesto Technologies Corpnote 4.2500% 15-sep-2024 | $0 | – | -9,550,000 | -100.0% | -2.30% | – | |
| Exit | INVACARE CORPnote 5.000% 2/1 | $0 | – | -11,500,000 | -100.0% | -2.30% | – | |
| MDCO | Exit | MEDICINES COcall | $0 | – | -50,000 | -100.0% | -2.74% | – |
| Exit | Pluralsight Incnote 0.3750% 01-mar-2024 | $0 | – | -18,500,000 | -100.0% | -2.99% | – | |
| Exit | DYCOM INDS INCnote 0.750% 9/1 | $0 | – | -18,200,000 | -100.0% | -3.37% | – | |
| Exit | TESLA INCnote 2.000% 5/1 | $0 | – | -9,732,000 | -100.0% | -3.80% | – | |
| Exit | WORKDAY INCnote 0.250%10/0 | $0 | – | -18,000,000 | -100.0% | -4.26% | – | |
| Exit | OSI SYSTEMS INCnote 1.250% 9/0 | $0 | – | -22,575,000 | -100.0% | -4.55% | – | |
| Exit | PLUG POWER INCnote 5.500% 3/1 | $0 | – | -17,000,000 | -100.0% | -5.90% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.