$470 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 51 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 51.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | INFINERA CORPnote 2.125% 9/0 | $28,621,000 | -22.9% | 33,573,000 | -4.3% | 6.09% | +10.5% | |
| Buy | SCORPIO TANKERS INCnote 3.000% 5/1 | $28,530,000 | -12.5% | 34,530,000 | +30.2% | 6.07% | +25.5% | |
| PLUG POWER INCnote 5.500% 3/1 | $27,710,000 | +8.2% | 17,000,000 | 0.0% | 5.90% | +55.1% | ||
| Buy | GOLAR LNG LTDnote 2.750% 2/1 | $24,743,000 | -5.5% | 38,066,000 | +30.1% | 5.27% | +35.5% | |
| Sell | OSI SYSTEMS INCnote 1.250% 9/0 | $21,362,000 | -28.6% | 22,575,000 | -17.4% | 4.55% | +2.3% | |
| Sell | WORKDAY INCnote 0.250%10/0 | $19,991,000 | -41.0% | 18,000,000 | -32.1% | 4.26% | -15.5% | |
| New | SOLARCITY CORPnote 12/0 | $17,950,000 | – | 10,000,000 | +100.0% | 3.82% | – | |
| New | TESLA INCnote 2.000% 5/1 | $17,876,000 | – | 9,732,000 | +100.0% | 3.80% | – | |
| Sell | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $16,985,000 | -36.5% | 21,500,000 | -14.0% | 3.62% | -9.0% | |
| Buy | TEEKAY CORPORATIONnote 5.000% 1/1 | $16,482,000 | +78.1% | 20,100,000 | +91.1% | 3.51% | +155.3% | |
| Buy | DYCOM INDS INCnote 0.750% 9/1 | $15,834,000 | -8.4% | 18,200,000 | +2.3% | 3.37% | +31.3% | |
| New | SYNAPTICS INCnote 0.500% 6/1 | $15,125,000 | – | 14,500,000 | +100.0% | 3.22% | – | |
| New | Chart Industries Incnote 1.0000% 15-nov-2024 | $14,447,000 | – | 18,462,000 | +100.0% | 3.08% | – | |
| New | Pluralsight Incnote 0.3750% 01-mar-2024 | $14,060,000 | – | 18,500,000 | +100.0% | 2.99% | – | |
| MDCO | Sell | MEDICINES COcall | $12,888,000 | -62.1% | 50,000 | -87.5% | 2.74% | -45.6% |
| Buy | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $12,390,000 | +0.0% | 8,725,000 | +6.1% | 2.64% | +43.3% | |
| New | Wright Medical Group Inc (Exchange)note 1.6250% 15-jun-2023 | $11,615,000 | – | 11,500,000 | +100.0% | 2.47% | – | |
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $11,600,000 | +44.5% | 14,500,000 | +52.6% | 2.47% | +107.1% | |
| Sell | INVACARE CORPnote 5.000% 2/1 | $10,810,000 | -6.2% | 11,500,000 | -4.2% | 2.30% | +34.5% | |
| New | Adesto Technologies Corpnote 4.2500% 15-sep-2024 | $10,792,000 | – | 9,550,000 | +100.0% | 2.30% | – | |
| Buy | ENCORE CAP GROUP INCnote 3.250% 3/1 | $10,191,000 | +45.7% | 11,450,000 | +69.6% | 2.17% | +108.8% | |
| Buy | TEAM INCnote 5.000% 8/0 | $10,123,000 | -3.6% | 13,408,000 | +34.1% | 2.15% | +38.2% | |
| Sell | TTM TECHNOLOGIES INCnote 1.750%12/1 | $9,695,000 | -52.9% | 8,500,000 | -34.6% | 2.06% | -32.6% | |
| Buy | DISH NETWORK CORPORATIONnote 2.375% 3/1 | $9,462,000 | +239.9% | 11,539,000 | +279.7% | 2.01% | +387.7% | |
| Sell | PATRICK INDS INCdbcv 1.000% 2/0 | $8,609,000 | -33.6% | 10,435,000 | -22.3% | 1.83% | -4.8% | |
| Sell | ISTAR INCnote 3.125% 9/1 | $8,203,000 | -36.7% | 8,500,000 | -26.1% | 1.75% | -9.2% | |
| Sell | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $7,490,000 | -61.5% | 7,000,000 | -53.3% | 1.59% | -44.8% | |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $6,444,000 | +1.0% | 583,180 | +6.1% | 1.37% | +44.8% |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $6,433,000 | -27.1% | 1,197,889 | +8.6% | 1.37% | +4.5% |
| New | RETROPHIN INCnote 2.500% 9/1 | $5,460,000 | – | 7,000,000 | +100.0% | 1.16% | – | |
| Sell | HARMONIC INCnote 4.000%12/0 | $4,983,000 | -71.1% | 4,250,000 | -63.8% | 1.06% | -58.5% | |
| TELIGENT INC NEWnote 4.750% 5/0 | $3,589,000 | +1.2% | 8,157,000 | 0.0% | 0.76% | +45.0% | ||
| Buy | INTELSAT S Anote 4.500% 6/1 | $3,586,000 | -2.0% | 15,590,000 | +178.9% | 0.76% | +40.3% | |
| AMRS | New | AMYRIS INC | $3,107,000 | – | 1,213,558 | +100.0% | 0.66% | – |
| Sell | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $3,000,000 | -69.0% | 12,000,000 | -11.1% | 0.64% | -55.6% | |
| New | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $2,888,000 | – | 3,000,000 | +100.0% | 0.62% | – | |
| Sell | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $2,757,000 | -43.3% | 4,047,000 | -0.2% | 0.59% | -18.7% | |
| New | NEW RELIC INCnote 0.500% 5/0 | $2,286,000 | – | 2,689,000 | +100.0% | 0.49% | – | |
| KIN | Sell | KINDRED BIOSCIENCES INC | $2,108,000 | -54.0% | 526,988 | -2.5% | 0.45% | -34.1% |
| New | FORTIVE CORPnote 0.875% 2/1 | $1,860,000 | – | 2,000,000 | +100.0% | 0.40% | – | |
| SREV | Buy | SERVICESOURCE INTL INC | $1,535,000 | -38.7% | 1,750,000 | +16.7% | 0.33% | -12.1% |
| ASPN | New | ASPEN AEROGELS INC | $1,373,000 | – | 223,580 | +100.0% | 0.29% | – |
| BRMK | New | BROADMARK RLTY CAP INC | $1,015,000 | – | 135,000 | +100.0% | 0.22% | – |
| FLDM | Buy | FLUIDIGM CORP DEL | $951,000 | +72.3% | 374,469 | +136.0% | 0.20% | +146.3% |
| Sell | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $690,000 | -88.1% | 9,200,000 | -21.4% | 0.15% | -83.0% | |
| DY | Buy | DYCOM INDS INC | $626,000 | -33.6% | 24,400 | +22.0% | 0.13% | -5.0% |
| CTRA | Sell | CONTURA ENERGY INC | $586,000 | -75.4% | 249,307 | -5.2% | 0.12% | -64.7% |
| RMBL | RUMBLEON INC | $448,000 | -74.7% | 2,141,671 | 0.0% | 0.10% | -63.9% | |
| SENS | Sell | SENSEONICS HLDGS INC | $341,000 | -86.4% | 538,198 | -80.3% | 0.07% | -80.4% |
| TLGT | TELIGENT INC NEW | $195,000 | -34.3% | 697,753 | 0.0% | 0.04% | -4.5% | |
| GPAQW | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $32,000 | -49.2% | 175,000 | 0.0% | 0.01% | -22.2% | |
| BRPMWS | Exit | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $0 | – | -137,500 | -100.0% | -0.02% | – |
| UTI | Exit | UNIVERSAL TECHNICAL INST INC | $0 | – | -50,000 | -100.0% | -0.06% | – |
| SIC | Exit | SELECT INTERIOR CONCEPTS INCcl a | $0 | – | -50,000 | -100.0% | -0.07% | – |
| IVC | Exit | INVACARE CORP | $0 | – | -60,000 | -100.0% | -0.08% | – |
| IOTS | Exit | ADESTO TECHNOLOGIES CORP | $0 | – | -99,800 | -100.0% | -0.13% | – |
| BRPM | Exit | B RILEY PRINCIPAL MERGER CORcl a | $0 | – | -375,000 | -100.0% | -0.56% | – |
| Exit | ENDOLOGIX INCnote 3.250%11/0 | $0 | – | -4,000,000 | -100.0% | -0.56% | – | |
| Exit | OMEROS CORPnote 6.250%11/1 | $0 | – | -10,875,000 | -100.0% | -1.55% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -250,000 | -100.0% | -11.95% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -500,000 | -100.0% | -15.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.