$673 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 48 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 54.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | New | INVESCO QQQ TRput | $106,305,000 | – | 500,000 | +100.0% | 15.78% | – |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $80,465,000 | +32.6% | 250,000 | +25.0% | 11.95% | +28.7% |
| Sell | INFINERA CORPORATIONnote 2.125% 9/0 | $37,134,000 | +15.9% | 35,073,000 | -4.1% | 5.51% | +12.4% | |
| MDCO | New | MEDICINES COcall | $33,976,000 | – | 400,000 | +100.0% | 5.04% | – |
| Buy | WORKDAY INCnote 0.250%10/0 | $33,903,000 | +78.7% | 26,500,000 | +82.8% | 5.03% | +73.3% | |
| Sell | SCORPIO TANKERS INCnote 3.000% 5/1 | $32,595,000 | +6.2% | 26,527,000 | -7.8% | 4.84% | +3.0% | |
| OSI SYSTEMS INCnote 1.250% 9/0 | $29,921,000 | -2.1% | 27,325,000 | 0.0% | 4.44% | -5.0% | ||
| Buy | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $26,750,000 | +26.0% | 25,000,000 | +6.4% | 3.97% | +22.2% | |
| GOLAR LNG LTDnote 2.750% 2/1 | $26,179,000 | +2.3% | 29,250,000 | 0.0% | 3.89% | -0.8% | ||
| PLUG POWER INCnote 5.500% 3/1 | $25,606,000 | +22.7% | 17,000,000 | 0.0% | 3.80% | +19.0% | ||
| Sell | TTM TECHNOLOGIES INCnote 1.750%12/1 | $20,605,000 | -8.9% | 13,000,000 | -23.5% | 3.06% | -11.6% | |
| Sell | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $19,463,000 | -6.8% | 15,000,000 | -11.8% | 2.89% | -9.6% | |
| Sell | DYCOM INDS INCnote 0.750% 9/1 | $17,280,000 | -4.8% | 17,792,000 | -6.4% | 2.57% | -7.6% | |
| HARMONIC INCnote 4.000%12/0 | $17,214,000 | +12.7% | 11,750,000 | 0.0% | 2.56% | +9.3% | ||
| Sell | PATRICK INDS INCdbcv 1.000% 2/0 | $12,965,000 | -15.8% | 13,435,000 | -20.6% | 1.92% | -18.3% | |
| Sell | ISTAR INCnote 3.125% 9/1 | $12,952,000 | -12.8% | 11,500,000 | -17.9% | 1.92% | -15.4% | |
| MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $12,389,000 | +9.5% | 8,225,000 | 0.0% | 1.84% | +6.3% | ||
| Buy | INVACARE CORPnote 5.000% 2/1 | $11,520,000 | +12.6% | 12,000,000 | +9.1% | 1.71% | +9.3% | |
| Sell | TEAM INCnote 5.000% 8/0 | $10,500,000 | -51.4% | 10,000,000 | -48.9% | 1.56% | -52.9% | |
| New | OMEROS CORPnote 6.250%11/1 | $10,467,000 | – | 10,875,000 | +100.0% | 1.55% | – | |
| Sell | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $9,686,000 | -1.4% | 13,500,000 | -10.0% | 1.44% | -4.4% | |
| Buy | TEEKAY CORPORATIONnote 5.000% 1/1 | $9,254,000 | +18.1% | 10,516,000 | +9.4% | 1.37% | +14.6% | |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $8,825,000 | +147.1% | 1,103,156 | +139.4% | 1.31% | +139.5% |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $8,028,000 | – | 9,500,000 | +100.0% | 1.19% | – | |
| Buy | ENCORE CAP GROUP INCnote 3.250% 3/1 | $6,996,000 | +10.3% | 6,750,000 | +8.0% | 1.04% | +7.0% | |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $6,379,000 | +43.8% | 549,459 | +25.6% | 0.95% | +39.5% |
| Buy | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $5,821,000 | +107.3% | 11,700,000 | +148.9% | 0.86% | +100.9% | |
| Sell | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $4,863,000 | +3.3% | 4,057,000 | -6.0% | 0.72% | +0.3% | |
| KIN | KINDRED BIOSCIENCES INC | $4,585,000 | +23.8% | 540,678 | 0.0% | 0.68% | +20.1% | |
| ENDOLOGIX INCnote 3.250%11/0 | $3,760,000 | -2.0% | 4,000,000 | 0.0% | 0.56% | -4.9% | ||
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $3,754,000 | – | 375,000 | +100.0% | 0.56% | – |
| New | INTELSAT S Anote 4.500% 6/1 | $3,661,000 | – | 5,590,000 | +100.0% | 0.54% | – | |
| Sell | TELIGENT INC NEWnote 4.750% 5/0 | $3,548,000 | -50.3% | 8,157,000 | -40.0% | 0.53% | -51.7% | |
| Sell | DISH NETWORK CORPnote 2.375% 3/1 | $2,784,000 | -76.6% | 3,039,000 | -77.5% | 0.41% | -77.3% | |
| SENS | Buy | SENSEONICS HLDGS INC | $2,503,000 | -6.0% | 2,732,086 | +1.5% | 0.37% | -8.8% |
| SREV | Sell | SERVICESOURCE INTL INC | $2,505,000 | +67.9% | 1,500,000 | -11.5% | 0.37% | +63.2% |
| CTRA | Sell | CONTURA ENERGY INC | $2,381,000 | -71.8% | 263,107 | -13.0% | 0.35% | -72.6% |
| RMBL | Buy | RUMBLEON INC | $1,769,000 | +120.0% | 2,141,671 | +669.8% | 0.26% | +113.8% |
| DY | New | DYCOM INDS INC | $943,000 | – | 20,000 | +100.0% | 0.14% | – |
| IOTS | New | ADESTO TECHNOLOGIES CORP | $848,000 | – | 99,800 | +100.0% | 0.13% | – |
| FLDM | New | FLUIDIGM CORP DEL | $552,000 | – | 158,698 | +100.0% | 0.08% | – |
| IVC | Sell | INVACARE CORP | $541,000 | -55.8% | 60,000 | -63.2% | 0.08% | -57.2% |
| SIC | New | SELECT INTERIOR CONCEPTS INCcl a | $449,000 | – | 50,000 | +100.0% | 0.07% | – |
| UTI | New | UNIVERSAL TECHNICAL INST INC | $386,000 | – | 50,000 | +100.0% | 0.06% | – |
| TLGT | Buy | TELIGENT INC NEW | $297,000 | -37.9% | 697,753 | +39.6% | 0.04% | -39.7% |
| BRPMWS | New | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $113,000 | – | 137,500 | +100.0% | 0.02% | – |
| GPAQW | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $63,000 | -99.9% | 175,000 | 0.0% | 0.01% | -99.9% | |
| AMRQQ | Exit | ALTA MESA RES INCcl a | $0 | – | -1,400,000 | -100.0% | -0.01% | – |
| CELH | Exit | CELSIUS HOLDINGS INC | $0 | – | -75,000 | -100.0% | -0.04% | – |
| GCVRZ | Exit | SANOFIright 12/31/2020 | $0 | – | -788,011 | -100.0% | -0.07% | – |
| NIHD | Exit | NII HLDGS INC | $0 | – | -889,369 | -100.0% | -0.27% | – |
| BRPMU | Exit | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $0 | – | -275,000 | -100.0% | -0.42% | – |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -300,000 | -100.0% | -0.48% | – |
| Exit | VERASTEM INCnote 5.000%11/0 | $0 | – | -9,768,000 | -100.0% | -0.69% | – | |
| PCAR | Exit | PACCAR INCput | $0 | – | -60,000 | -100.0% | -0.70% | – |
| Exit | DISH NETWORK CORPnote 3.375% 8/1 | $0 | – | -6,000,000 | -100.0% | -0.84% | – | |
| MDCO | Exit | MEDICINES CO | $0 | – | -182,500 | -100.0% | -1.40% | – |
| Exit | INPHI CORPnote 0.750% 9/0 | $0 | – | -7,675,000 | -100.0% | -1.46% | – | |
| Exit | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $0 | – | -8,341,000 | -100.0% | -1.50% | – | |
| AMRS | Exit | AMYRIS INC | $0 | – | -2,310,258 | -100.0% | -1.68% | – |
| Exit | NRG ENERGY INCdbcv 2.750% 6/0 | $0 | – | -20,010,000 | -100.0% | -3.44% | – | |
| Exit | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $0 | – | -23,000,000 | -100.0% | -4.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.