$653 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 50 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 39.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GPAQW | New | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $70,000,000 | – | 175,000 | +100.0% | 10.71% | – |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $60,666,000 | +107.1% | 200,000 | +100.0% | 9.28% | +105.9% |
| Buy | INFINERA CORPORATIONnote 2.125% 9/0 | $32,047,000 | +44.3% | 36,573,000 | +13.2% | 4.90% | +43.5% | |
| Buy | SCORPIO TANKERS INCnote 3.000% 5/1 | $30,701,000 | +8.0% | 28,760,000 | +5.5% | 4.70% | +7.4% | |
| Sell | OSI SYSTEMS INCnote 1.250% 9/0 | $30,570,000 | -8.1% | 27,325,000 | -2.4% | 4.68% | -8.6% | |
| Sell | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $26,278,000 | -11.4% | 23,000,000 | -8.0% | 4.02% | -11.9% | |
| GOLAR LNG LTDnote 2.750% 2/1 | $25,594,000 | -5.5% | 29,250,000 | 0.0% | 3.92% | -6.0% | ||
| Buy | TTM TECHNOLOGIES INCnote 1.750%12/1 | $22,610,000 | +60.4% | 17,000,000 | +41.7% | 3.46% | +59.5% | |
| Sell | NRG ENERGY INCdbcv 2.750% 6/0 | $22,511,000 | +2.7% | 20,010,000 | -2.4% | 3.44% | +2.2% | |
| Sell | TEAM INCnote 5.000% 8/0 | $21,613,000 | -26.4% | 19,559,000 | -31.7% | 3.31% | -26.8% | |
| Buy | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $21,238,000 | +15.3% | 23,500,000 | +11.6% | 3.25% | +14.6% | |
| Buy | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $20,889,000 | +22.4% | 17,000,000 | +17.2% | 3.20% | +21.7% | |
| PLUG POWER INCnote 5.500% 3/1 | $20,868,000 | +10.9% | 17,000,000 | 0.0% | 3.19% | +10.3% | ||
| New | WORKDAY INCnote 0.250%10/0 | $18,977,000 | – | 14,500,000 | +100.0% | 2.90% | – | |
| Buy | DYCOM INDS INCnote 0.750% 9/1 | $18,144,000 | +27.4% | 18,999,000 | +31.0% | 2.78% | +26.7% | |
| Buy | PATRICK INDS INCdbcv 1.000% 2/0 | $15,392,000 | +23.0% | 16,914,000 | +22.3% | 2.36% | +22.3% | |
| Buy | HARMONIC INCnote 4.000%12/0 | $15,275,000 | +16.0% | 11,750,000 | +4.4% | 2.34% | +15.4% | |
| Buy | ISTAR INCnote 3.125% 9/1 | $14,858,000 | +25.8% | 14,000,000 | +21.7% | 2.27% | +25.1% | |
| Buy | DISH NETWORK CORPnote 2.375% 3/1 | $11,880,000 | +35.0% | 13,500,000 | +42.1% | 1.82% | +34.3% | |
| Buy | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $11,309,000 | +4.0% | 8,225,000 | +3.7% | 1.73% | +3.5% | |
| AMRS | Sell | AMYRIS INC | $10,997,000 | -5.7% | 2,310,258 | -29.5% | 1.68% | -6.2% |
| Sell | INVACARE CORPnote 5.000% 2/1 | $10,230,000 | -27.8% | 11,000,000 | -37.1% | 1.57% | -28.2% | |
| Sell | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $9,825,000 | -28.7% | 15,000,000 | -14.3% | 1.50% | -29.1% | |
| Sell | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $9,811,000 | -45.0% | 8,341,000 | -42.8% | 1.50% | -45.3% | |
| New | INPHI CORPnote 0.750% 9/0 | $9,536,000 | – | 7,675,000 | +100.0% | 1.46% | – | |
| MDCO | New | MEDICINES CO | $9,125,000 | – | 182,500 | +100.0% | 1.40% | – |
| CTRA | Buy | CONTURA ENERGY INC | $8,452,000 | -27.3% | 302,289 | +34.9% | 1.29% | -27.8% |
| TEEKAY CORPORATIONnote 5.000% 1/1 | $7,833,000 | +2.5% | 9,611,000 | 0.0% | 1.20% | +2.0% | ||
| TELIGENT INC NEWnote 4.750% 5/0 | $7,135,000 | -0.9% | 13,590,000 | 0.0% | 1.09% | -1.5% | ||
| Sell | ENCORE CAP GROUP INCnote 3.250% 3/1 | $6,344,000 | -51.8% | 6,250,000 | -51.9% | 0.97% | -52.1% | |
| Sell | DISH NETWORK CORPnote 3.375% 8/1 | $5,520,000 | -29.0% | 6,000,000 | -25.0% | 0.84% | -29.4% | |
| Sell | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $4,706,000 | -89.7% | 4,317,000 | -86.4% | 0.72% | -89.8% | |
| PCAR | New | PACCAR INCput | $4,564,000 | – | 60,000 | +100.0% | 0.70% | – |
| VERASTEM INCnote 5.000%11/0 | $4,493,000 | -16.2% | 9,768,000 | 0.0% | 0.69% | -16.6% | ||
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $4,435,000 | +7.9% | 437,347 | +10.1% | 0.68% | +7.3% |
| New | ENDOLOGIX INCnote 3.250%11/0 | $3,835,000 | – | 4,000,000 | +100.0% | 0.59% | – | |
| KIN | Buy | KINDRED BIOSCIENCES INC | $3,704,000 | -12.7% | 540,678 | +6.1% | 0.57% | -13.2% |
| AKTS | Sell | AKOUSTIS TECHNOLOGIES INC | $3,572,000 | -1.3% | 460,862 | -18.5% | 0.55% | -1.8% |
| TMCX | New | TRINITY MERGER CORP | $3,132,000 | – | 300,000 | +100.0% | 0.48% | – |
| New | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $2,808,000 | – | 4,700,000 | +100.0% | 0.43% | – | |
| BRPMU | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $2,778,000 | +1.2% | 275,000 | 0.0% | 0.42% | +0.7% | |
| SENS | Buy | SENSEONICS HLDGS INC | $2,663,000 | +11.1% | 2,692,286 | +129.1% | 0.41% | +10.6% |
| NIHD | NII HLDGS INC | $1,743,000 | +16.0% | 889,369 | 0.0% | 0.27% | +15.6% | |
| SREV | SERVICESOURCE INTL INC | $1,492,000 | -7.4% | 1,695,708 | 0.0% | 0.23% | -8.1% | |
| IVC | INVACARE CORP | $1,223,000 | +44.6% | 163,100 | 0.0% | 0.19% | +43.8% | |
| RMBL | Buy | RUMBLEON INCcl b | $804,000 | +564.5% | 278,210 | +926.6% | 0.12% | +547.4% |
| TLGT | Buy | TELIGENT INC NEW | $478,000 | +118.3% | 500,000 | +43.9% | 0.07% | +114.7% |
| GCVRZ | SANOFIright 12/31/2020 | $442,000 | +7.8% | 788,011 | 0.0% | 0.07% | +7.9% | |
| CELH | New | CELSIUS HOLDINGS INC | $261,000 | – | 75,000 | +100.0% | 0.04% | – |
| AMRQQ | ALTA MESA RES INCcl a | $84,000 | -58.8% | 1,400,000 | 0.0% | 0.01% | -58.1% | |
| INFN | Exit | INFINERA CORPORATION | $0 | – | -100,000 | -100.0% | -0.04% | – |
| ASCMA | Exit | ASCENT CAP GROUP INC | $0 | – | -669,834 | -100.0% | -0.11% | – |
| ZNGA | Exit | ZYNGA INCcl a | $0 | – | -279,100 | -100.0% | -0.26% | – |
| AMRS | Exit | AMYRIS INCcall | $0 | – | -502,000 | -100.0% | -0.28% | – |
| GPAQU | Exit | GORDON POINTE ACQUISITION COunit 01/18/2023 | $0 | – | -175,000 | -100.0% | -0.28% | – |
| TMCXU | Exit | TRINITY MERGER CORPunit 05/11/2025 | $0 | – | -200,000 | -100.0% | -0.33% | – |
| Exit | SENSEONICS HLDGS INCnote 5.250% 2/0 | $0 | – | -6,000,000 | -100.0% | -0.94% | – | |
| Exit | NXP SEMICONDUCTORS N Vnote 1.000%12/0 | $0 | – | -9,962,000 | -100.0% | -1.62% | – | |
| IWM | Exit | ISHARES TRput | $0 | – | -100,000 | -100.0% | -2.39% | – |
| DCUE | Exit | DOMINION ENERGY INCunit 99/99/9999 | $0 | – | -175,000 | -100.0% | -2.77% | – |
| Exit | MEDICINES COnote 2.500% 1/1 | $0 | – | -18,750,000 | -100.0% | -3.48% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -100,000 | -100.0% | -4.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2019-12-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.