$68.6 Million is the total value of SMH CAPITAL ADVISORS INC's 64 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 14.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | HELLO GROUP INCnote 1.250% 7/0 | $12,486,665 | +2.9% | 13,127,000 | -0.1% | 18.19% | +0.4% | |
| NIO INCnote 0.500% 2/0 | $10,787,962 | +0.4% | 14,407,000 | 0.0% | 15.72% | -2.0% | ||
| Sell | WISDOMTREE INCnote 3.250% 6/1 | $8,834,823 | -4.7% | 9,546,000 | -8.2% | 12.87% | -7.0% | |
| Sell | DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $7,744,070 | -0.4% | 7,862,000 | -0.5% | 11.28% | -2.8% | |
| FUBOTV INCnote 3.250% 2/1 | $5,922,271 | -4.0% | 12,662,000 | 0.0% | 8.63% | -6.3% | ||
| Sell | EZCORP INCnote 2.375% 5/0 | $2,005,575 | -15.7% | 2,261,000 | -18.8% | 2.92% | -17.7% | |
| CODI | Sell | COMPASS DIVERSIFIEDsh ben int | $1,479,204 | -0.1% | 81,141 | -1.1% | 2.16% | -2.5% |
| Buy | APOLLO GLOBAL MGMT INC | $924,544 | +37.2% | 14,494 | +0.0% | 1.35% | +33.9% | |
| CVX | Buy | CHEVRON CORP NEW | $794,405 | +25.1% | 4,426 | +0.2% | 1.16% | +22.0% |
| XOM | Buy | EXXON MOBIL CORP | $757,091 | +26.8% | 6,864 | +0.4% | 1.10% | +23.8% |
| NHF | Buy | NEXPOINT DIVERSIFIED REL ET | $713,732 | -8.1% | 63,669 | +2.8% | 1.04% | -10.3% |
| PSEC | Sell | PROSPECT CAP CORP | $702,090 | -1.7% | 100,442 | -12.7% | 1.02% | -4.0% |
| SCU | Buy | SCULPTOR CAP MGMT | $628,792 | +38.8% | 72,609 | +41.8% | 0.92% | +35.5% |
| IGSB | Buy | ISHARES TR | $587,319 | +1.3% | 11,789 | +0.2% | 0.86% | -1.2% |
| T | Buy | AT&T INC | $584,900 | +22.1% | 31,771 | +1.8% | 0.85% | +19.2% |
| TIP | Buy | ISHARES TRtips bd etf | $552,774 | +1.6% | 5,193 | +0.1% | 0.80% | -0.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $531,025 | +21.2% | 3,769 | +2.3% | 0.77% | +18.3% |
| COLD | Buy | AMERICOLD REALTY TRUST INC | $507,032 | +21.6% | 17,910 | +5.5% | 0.74% | +18.8% |
| HYG | New | ISHARES TRiboxx hi yd etf | $452,825 | – | 6,150 | +100.0% | 0.66% | – |
| KHC | Buy | KRAFT HEINZ CO | $437,119 | +26.0% | 10,737 | +3.2% | 0.64% | +23.0% |
| HPQ | Buy | HP INC | $414,535 | +13.9% | 15,427 | +5.5% | 0.60% | +11.2% |
| AFCG | AFC GAMMA INC | $408,980 | +2.8% | 26,000 | 0.0% | 0.60% | +0.3% | |
| GROW | Buy | U S GLOBAL INVS INCcl a | $403,457 | +0.6% | 139,604 | +0.0% | 0.59% | -1.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $392,436 | +9.3% | 9,960 | +5.4% | 0.57% | +6.7% |
| BTZ | Sell | BLACKROCK CR ALLOCATION INCO | $370,769 | +5.0% | 36,710 | -0.8% | 0.54% | +2.5% |
| Buy | ORION OFFICE REIT INC | $366,024 | +43.5% | 42,860 | +47.1% | 0.53% | +39.9% | |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $364,060 | +7.4% | 41,655 | +5.0% | 0.53% | +4.7% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $348,319 | +4.3% | 37,779 | +0.6% | 0.51% | +1.8% |
| NIE | Sell | VIRTUS EQUITY & CONV INCM FD | $343,343 | -15.8% | 18,834 | -6.2% | 0.50% | -17.9% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETU | $328,333 | +9.4% | 24,466 | +2.0% | 0.48% | +6.7% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $319,172 | +3.6% | 21,951 | +3.7% | 0.46% | +1.1% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $313,289 | +9.9% | 13,741 | +5.0% | 0.46% | +7.3% |
| HTD | Buy | HANCOCK JOHN TAX-ADVANTAGED | $310,005 | +18.3% | 13,561 | +8.6% | 0.45% | +15.6% |
| CSWC | New | CAPITAL SOUTHWEST CORP | $306,689 | – | 17,935 | +100.0% | 0.45% | – |
| GDV | Buy | GABELLI DIVID & INCOME TR | $305,037 | +13.4% | 14,800 | +2.9% | 0.44% | +10.7% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $303,875 | +14.2% | 44,232 | -0.4% | 0.44% | +11.6% |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $289,810 | +22.8% | 25,201 | +20.2% | 0.42% | +19.9% |
| BIT | Sell | BLACKROCK MULTI SECTOR INC T | $287,713 | -9.5% | 20,247 | -9.3% | 0.42% | -11.8% |
| MRK | Buy | MERCK & CO INC | $281,559 | +32.2% | 2,538 | +2.4% | 0.41% | +28.9% |
| JEF | Sell | JEFFERIES FINL GROUP INC | $280,222 | +16.3% | 8,175 | -0.0% | 0.41% | +13.3% |
| VCTR | Buy | VICTORY CAP HLDGS INC | $270,670 | +20.3% | 10,088 | +4.4% | 0.39% | +17.3% |
| LDP | Buy | COHEN & STEERS LTD DURATION | $260,649 | +12.3% | 13,704 | +6.9% | 0.38% | +9.8% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $259,534 | -35.0% | 1,659 | -49.0% | 0.38% | -36.5% |
| PWP | Sell | PERELLA WEINBERG PARTNERS | $256,407 | +52.6% | 26,164 | -1.2% | 0.37% | +49.0% |
| WMT | Buy | WALMART INC | $249,697 | +13.0% | 1,761 | +3.3% | 0.36% | +10.3% |
| STOR | Buy | STORE CAP CORP | $242,761 | +2.4% | 7,572 | +0.1% | 0.35% | 0.0% |
| IIPR | INNOVATIVE INDL PPTYS INC | $242,227 | +14.3% | 2,390 | 0.0% | 0.35% | +11.7% | |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $230,378 | +58.9% | 41,963 | +28.3% | 0.34% | +55.6% |
| JPM | New | JPMORGAN CHASE & CO | $210,804 | – | 1,572 | +100.0% | 0.31% | – |
| CG | New | CARLYLE GROUP INC | $204,834 | – | 6,864 | +100.0% | 0.30% | – |
| PETS | Sell | PETMED EXPRESS INC | $203,925 | -9.8% | 11,521 | -0.3% | 0.30% | -11.9% |
| MPW | New | MEDICAL PPTYS TRUST INC | $201,044 | – | 18,047 | +100.0% | 0.29% | – |
| WETF | Buy | WISDOMTREE INC | $189,385 | +22.2% | 34,750 | +4.9% | 0.28% | +19.5% |
| KMI | New | KINDER MORGAN INC DEL | $182,879 | – | 10,115 | +100.0% | 0.27% | – |
| PBI | PITNEY BOWES INC | $179,185 | +62.9% | 47,154 | 0.0% | 0.26% | +59.1% | |
| SLRC | Sell | SLR INVESTMENT CORP | $155,096 | +10.0% | 11,150 | -2.7% | 0.23% | +7.6% |
| EIM | Buy | EATON VANCE MUN BD FD | $136,470 | +8.3% | 13,135 | +0.7% | 0.20% | +5.9% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $135,745 | +6.1% | 11,504 | -0.9% | 0.20% | +3.7% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $133,592 | +8.6% | 11,749 | +1.1% | 0.20% | +6.0% |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $133,078 | +2.4% | 11,957 | +0.9% | 0.19% | 0.0% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $128,746 | +5.5% | 11,363 | +1.1% | 0.19% | +3.3% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $128,313 | +1.8% | 12,244 | +0.8% | 0.19% | -0.5% |
| Buy | WARNER BROS DISCOVERY INC | $113,066 | -7.3% | 11,927 | +12.6% | 0.16% | -9.3% | |
| Sell | STANDARD BIOTOOLS INCnote 2.750% 2/0 | $26,317 | -9.3% | 28,000 | -9.7% | 0.04% | -11.6% | |
| FTCV | Exit | FINTECH ACQUISITION CORP V | $0 | – | -11,317 | -100.0% | -0.17% | – |
| O | Exit | REALTY INCOME CORP | $0 | – | -4,937 | -100.0% | -0.43% | – |
| DHI | Exit | D R HORTON INC | $0 | – | -10,575 | -100.0% | -1.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.