$16.8 Million is the total value of SMH CAPITAL ADVISORS INC's 51 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 35.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CODI | Sell | COMPASS DIVERSIFIEDsh ben int | $1,472,000 | -0.5% | 77,223 | -4.8% | 8.74% | +305.8% |
| Sell | APOLLO GLOBAL MGMT INC | $881,000 | -4.7% | 13,905 | -4.1% | 5.23% | +288.5% | |
| XOM | Sell | EXXON MOBIL CORP | $774,000 | +2.2% | 6,539 | -4.7% | 4.60% | +316.9% |
| CVX | Sell | CHEVRON CORP NEW | $702,000 | -11.6% | 4,164 | -5.9% | 4.17% | +260.4% |
| PSEC | Buy | PROSPECT CAP CORP | $686,000 | -2.3% | 100,718 | +0.3% | 4.08% | +298.3% |
| NHF | Sell | NEXPOINT DIVERSIFIED REL ET | $652,000 | -8.6% | 61,201 | -3.9% | 3.87% | +272.4% |
| SCU | Sell | SCULPTOR CAP MGMT | $547,000 | -13.0% | 65,615 | -9.6% | 3.25% | +254.7% |
| T | Sell | AT&T INC | $522,000 | -10.8% | 29,543 | -7.0% | 3.10% | +264.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $441,000 | -17.0% | 3,489 | -7.4% | 2.62% | +238.5% |
| HPQ | Sell | HP INC | $416,000 | +0.4% | 14,006 | -9.2% | 2.47% | +309.1% |
| KHC | Sell | KRAFT HEINZ CO | $380,000 | -13.1% | 9,682 | -9.8% | 2.26% | +254.3% |
| GROW | Sell | U S GLOBAL INVS INCcl a | $357,000 | -11.5% | 130,241 | -6.7% | 2.12% | +260.7% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $344,000 | -12.3% | 8,865 | -11.0% | 2.04% | +257.2% |
| NIE | Sell | VIRTUS EQUITY & CONV INCM FD | $342,000 | -0.4% | 17,208 | -8.6% | 2.03% | +306.4% |
| AWF | Sell | ALLIANCEBERNSTEIN GLOBAL HIG | $333,000 | -4.4% | 33,720 | -10.7% | 1.98% | +290.1% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $327,000 | -10.2% | 37,295 | -10.5% | 1.94% | +266.4% |
| BTZ | Sell | BLACKROCK CR ALLOCATION INCO | $318,000 | -14.2% | 30,551 | -16.8% | 1.89% | +249.8% |
| AFCG | AFC GAMMA INC | $315,000 | -23.0% | 26,000 | 0.0% | 1.87% | +213.9% | |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $312,000 | +1.7% | 17,217 | -4.0% | 1.85% | +314.5% |
| EFA | New | ISHARES TRmsci eafe etf | $307,000 | – | 4,168 | +100.0% | 1.82% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $300,000 | – | 931 | +100.0% | 1.78% | – |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $299,000 | -6.3% | 18,979 | -13.5% | 1.78% | +281.9% |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RETU | $295,000 | -10.2% | 21,472 | -12.2% | 1.75% | +266.5% |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $291,000 | – | 701 | +100.0% | 1.73% | – |
| EVT | Sell | EATON VANCE TAX ADVT DIV INC | $277,000 | -11.6% | 12,148 | -11.6% | 1.64% | +260.7% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $271,000 | -11.2% | 12,902 | -12.8% | 1.61% | +262.6% |
| VCTR | Sell | VICTORY CAP HLDGS INC | $262,000 | -3.2% | 8,586 | -14.9% | 1.56% | +294.9% |
| BIT | Sell | BLACKROCK MULTI SECTOR INC T | $261,000 | -9.3% | 17,718 | -12.5% | 1.55% | +269.9% |
| HTD | Sell | HANCOCK JOHN TAX-ADVANTAGED | $256,000 | -17.4% | 11,904 | -12.2% | 1.52% | +236.5% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $255,000 | -43.7% | 3,380 | -45.0% | 1.52% | +129.5% |
| JEF | Sell | JEFFERIES FINL GROUP INC | $251,000 | -10.4% | 7,840 | -4.1% | 1.49% | +265.4% |
| Sell | ORION OFFICE REIT INC | $242,000 | -33.9% | 39,412 | -8.0% | 1.44% | +169.8% | |
| MRK | Sell | MERCK & CO INC | $241,000 | -14.4% | 2,088 | -17.7% | 1.43% | +249.3% |
| RQI | Sell | COHEN & STEERS QUALITY INCOM | $240,000 | -17.2% | 20,468 | -18.8% | 1.43% | +237.9% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $235,000 | – | 5,841 | +100.0% | 1.40% | – |
| WMT | Sell | WALMART INC | $220,000 | -11.9% | 1,456 | -17.3% | 1.31% | +259.1% |
| LDP | Sell | COHEN & STEERS LTD DURATION | $207,000 | -20.6% | 11,768 | -14.1% | 1.23% | +223.7% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $203,000 | -21.8% | 1,462 | -11.9% | 1.21% | +219.0% |
| PWP | Sell | PERELLA WEINBERG PARTNERS | $200,000 | -22.0% | 25,318 | -3.2% | 1.19% | +217.6% |
| WETF | Sell | WISDOMTREE INC | $174,000 | -8.1% | 27,887 | -19.7% | 1.03% | +274.6% |
| PBI | PITNEY BOWES INC | $166,000 | -7.4% | 47,154 | 0.0% | 0.99% | +277.8% | |
| TEI | Sell | TEMPLETON EMERGING MKTS INCO | $161,000 | -30.1% | 31,739 | -24.4% | 0.96% | +184.5% |
| SLRC | Sell | SLR INVESTMENT CORP | $157,000 | +1.2% | 10,834 | -2.8% | 0.93% | +312.8% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $139,000 | -30.9% | 15,802 | -12.4% | 0.83% | +181.9% |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $136,000 | +2.2% | 12,013 | +0.5% | 0.81% | +316.5% |
| EIM | Sell | EATON VANCE MUN BD FD | $134,000 | -1.8% | 13,051 | -0.6% | 0.80% | +300.0% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $133,000 | -2.0% | 11,584 | +0.7% | 0.79% | +299.0% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $131,000 | +1.8% | 11,432 | +0.6% | 0.78% | +313.8% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $130,000 | -2.7% | 11,664 | -0.7% | 0.77% | +295.9% |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUN I | $130,000 | +1.3% | 12,100 | -1.2% | 0.77% | +312.8% |
| CPOP | New | POP CULTURE GROUP CO LTD | $9,000 | – | 12,500 | +100.0% | 0.05% | – |
| Exit | STANDARD BIOTOOLS INCnote 2.750% 2/0 | $0 | – | -28,000 | -100.0% | -0.04% | – | |
| Exit | WARNER BROS DISCOVERY INC | $0 | – | -11,927 | -100.0% | -0.16% | – | |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -10,115 | -100.0% | -0.27% | – |
| PETS | Exit | PETMED EXPRESS INC | $0 | – | -11,521 | -100.0% | -0.30% | – |
| CG | Exit | CARLYLE GROUP INC | $0 | – | -6,864 | -100.0% | -0.30% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -1,572 | -100.0% | -0.31% | – |
| IIPR | Exit | INNOVATIVE INDL PPTYS INC | $0 | – | -2,390 | -100.0% | -0.35% | – |
| STOR | Exit | STORE CAP CORP | $0 | – | -7,572 | -100.0% | -0.35% | – |
| OCSL | Exit | OAKTREE SPECIALTY LENDING CO | $0 | – | -44,232 | -100.0% | -0.44% | – |
| COLD | Exit | AMERICOLD REALTY TRUST INC | $0 | – | -17,910 | -100.0% | -0.74% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -5,193 | -100.0% | -0.80% | – |
| IGSB | Exit | ISHARES TR | $0 | – | -11,789 | -100.0% | -0.86% | – |
| Exit | EZCORP INCnote 2.375% 5/0 | $0 | – | -2,261,000 | -100.0% | -2.92% | – | |
| Exit | FUBOTV INCnote 3.250% 2/1 | $0 | – | -12,662,000 | -100.0% | -8.63% | – | |
| Exit | DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $0 | – | -7,862,000 | -100.0% | -11.28% | – | |
| Exit | WISDOMTREE INCnote 3.250% 6/1 | $0 | – | -9,546,000 | -100.0% | -12.87% | – | |
| Exit | NIO INCnote 0.500% 2/0 | $0 | – | -14,407,000 | -100.0% | -15.72% | – | |
| Exit | HELLO GROUP INCnote 1.250% 7/0 | $0 | – | -13,127,000 | -100.0% | -18.19% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.