$67 Million is the total value of SMH CAPITAL ADVISORS INC's 61 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 9.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | HELLO GROUP INCnote 1.250% 7/0 | $12,138,000 | -6.0% | 13,140,000 | -7.4% | 18.12% | +4.1% | |
| Sell | NIO INCnote 0.500% 2/0 | $10,740,000 | -0.6% | 14,407,000 | -0.1% | 16.03% | +10.0% | |
| Buy | WISDOMTREE INVTS INCnote 3.250% 6/1 | $9,268,000 | -0.9% | 10,396,000 | +0.8% | 13.83% | +9.7% | |
| Buy | DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $7,777,000 | +0.8% | 7,899,000 | +0.6% | 11.61% | +11.5% | |
| FUBOTV INCnote 3.250% 2/1 | $6,169,000 | +53.7% | 12,662,000 | 0.0% | 9.21% | +70.1% | ||
| Sell | EZCORP INCnote 2.375% 5/0 | $2,378,000 | -4.5% | 2,783,000 | -1.0% | 3.55% | +5.8% | |
| CODI | Sell | COMPASS DIVERSIFIEDsh ben int | $1,481,000 | -15.9% | 82,010 | -0.2% | 2.21% | -6.9% |
| NHF | Sell | NEXPOINT DIVERSIFIED REL ET | $777,000 | -24.9% | 61,910 | -1.3% | 1.16% | -16.8% |
| PSEC | Buy | PROSPECT CAP CORP | $714,000 | -11.3% | 115,110 | +0.0% | 1.07% | -1.8% |
| DHI | Sell | D R HORTON INC | $712,000 | +0.7% | 10,575 | -1.0% | 1.06% | +11.5% |
| Sell | APOLLO GLOBAL MGMT INC | $674,000 | -7.7% | 14,490 | -3.8% | 1.01% | +2.2% | |
| CVX | Sell | CHEVRON CORP NEW | $635,000 | -2.3% | 4,417 | -1.6% | 0.95% | +8.1% |
| XOM | Sell | EXXON MOBIL CORP | $597,000 | 0.0% | 6,835 | -1.9% | 0.89% | +10.7% |
| IGSB | Buy | ISHARES TR | $580,000 | -2.4% | 11,766 | +0.1% | 0.87% | +8.1% |
| TIP | Buy | ISHARES TRtips bd etf | $544,000 | -7.3% | 5,188 | +0.6% | 0.81% | +2.5% |
| T | Sell | AT&T INC | $479,000 | -31.1% | 31,206 | -5.9% | 0.72% | -23.7% |
| SCU | Buy | SCULPTOR CAP MGMT | $453,000 | +16.2% | 51,195 | +9.7% | 0.68% | +28.5% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $438,000 | -16.3% | 3,685 | -0.5% | 0.65% | -7.2% |
| COLD | Sell | AMERICOLD REALTY TRUST INC | $417,000 | -22.1% | 16,970 | -4.7% | 0.62% | -13.7% |
| NIE | Buy | VIRTUS EQUITY & CONV INCM FD | $408,000 | +6.2% | 20,085 | +8.4% | 0.61% | +17.6% |
| GROW | Buy | U S GLOBAL INVS INCcl a | $401,000 | -32.3% | 139,577 | +4.2% | 0.60% | -25.1% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $399,000 | -7.6% | 3,255 | +0.1% | 0.60% | +2.1% |
| AFCG | AFC GAMMA INC | $398,000 | -0.3% | 26,000 | 0.0% | 0.59% | +10.4% | |
| HPQ | Sell | HP INC | $364,000 | -24.6% | 14,625 | -0.8% | 0.54% | -16.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $359,000 | -24.3% | 9,449 | +1.2% | 0.54% | -16.1% |
| BTZ | Buy | BLACKROCK CR ALLOCATION INCO | $353,000 | -11.8% | 36,997 | +0.6% | 0.53% | -2.2% |
| KHC | Sell | KRAFT HEINZ CO | $347,000 | -13.9% | 10,403 | -1.6% | 0.52% | -4.6% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $339,000 | -20.0% | 39,663 | -10.8% | 0.51% | -11.5% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $334,000 | -8.7% | 37,560 | +0.3% | 0.50% | +0.8% |
| BIT | Buy | BLACKROCK MULTI SECTOR INC T | $318,000 | +11.6% | 22,333 | +11.3% | 0.48% | +23.7% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $308,000 | -5.5% | 21,159 | -0.5% | 0.46% | +4.5% |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RETU | $300,000 | -5.1% | 23,981 | -0.5% | 0.45% | +5.2% |
| O | Buy | REALTY INCOME CORP | $287,000 | -2.7% | 4,937 | +14.4% | 0.43% | +7.5% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $285,000 | -3.4% | 13,081 | +5.8% | 0.42% | +6.8% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $269,000 | -8.8% | 14,385 | -0.3% | 0.40% | +0.8% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $266,000 | -8.3% | 44,404 | +0.3% | 0.40% | +1.5% |
| HTD | Sell | HANCOCK JOHN TAX-ADVANTAGED | $262,000 | -14.4% | 12,492 | -6.2% | 0.39% | -5.3% |
| New | ORION OFFICE REIT INC | $255,000 | – | 29,134 | +100.0% | 0.38% | – | |
| JEF | Sell | JEFFERIES FINL GROUP INC | $241,000 | +6.6% | 8,177 | -0.1% | 0.36% | +18.0% |
| STOR | New | STORE CAP CORP | $237,000 | – | 7,566 | +100.0% | 0.35% | – |
| RQI | Sell | COHEN & STEERS QUALITY INCOM | $236,000 | -26.7% | 20,962 | -11.6% | 0.35% | -18.9% |
| LDP | Sell | COHEN & STEERS LTD DURATION | $232,000 | -23.2% | 12,819 | -16.0% | 0.35% | -15.0% |
| PETS | Buy | PETMED EXPRESS INC | $226,000 | +1.8% | 11,559 | +3.7% | 0.34% | +12.7% |
| VCTR | Sell | VICTORY CAP HLDGS INC | $225,000 | -6.2% | 9,665 | -2.9% | 0.34% | +3.7% |
| WMT | Sell | WALMART INC | $221,000 | +1.8% | 1,705 | -4.3% | 0.33% | +12.6% |
| MRK | Sell | MERCK & CO INC | $213,000 | -8.2% | 2,478 | -2.6% | 0.32% | +1.6% |
| IIPR | INNOVATIVE INDL PPTYS INC | $212,000 | -19.4% | 2,390 | 0.0% | 0.32% | -11.0% | |
| PWP | PERELLA WEINBERG PARTNERS | $168,000 | +9.1% | 26,492 | 0.0% | 0.25% | +20.7% | |
| WETF | Sell | WISDOMTREE INVTS INC | $155,000 | -8.3% | 33,121 | -0.6% | 0.23% | +1.3% |
| TEI | Sell | TEMPLETON EMERGING MKTS INCO | $145,000 | -26.8% | 32,705 | -10.9% | 0.22% | -19.1% |
| SLRC | Buy | SLR INVESTMENT CORP | $141,000 | -15.6% | 11,461 | +0.5% | 0.21% | -6.7% |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $130,000 | -9.7% | 11,853 | +0.4% | 0.19% | 0.0% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $128,000 | -11.1% | 11,604 | +0.5% | 0.19% | -1.5% |
| EIM | Sell | EATON VANCE MUN BD FD | $126,000 | -10.0% | 13,041 | -0.4% | 0.19% | -0.5% |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUN I | $126,000 | -10.6% | 12,149 | -0.4% | 0.19% | -1.1% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $123,000 | -10.9% | 11,616 | -0.8% | 0.18% | -1.1% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $122,000 | -8.3% | 11,241 | +0.9% | 0.18% | +1.7% |
| Sell | WARNER BROS DISCOVERY INC | $122,000 | -15.3% | 10,593 | -0.9% | 0.18% | -6.2% | |
| FTCV | FINTECH ACQUISITION CORP V | $113,000 | +1.8% | 11,317 | 0.0% | 0.17% | +12.7% | |
| PBI | PITNEY BOWES INC | $110,000 | -35.7% | 47,154 | 0.0% | 0.16% | -29.0% | |
| STANDARD BIOTOOLS INCnote 2.750% 2/0 | $29,000 | 0.0% | 31,000 | 0.0% | 0.04% | +10.3% | ||
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -10,053 | -100.0% | -0.23% | – |
| WPC | Exit | WP CAREY INC | $0 | – | -3,751 | -100.0% | -0.42% | – |
| VICI | Exit | VICI PPTYS INC | $0 | – | -58,918 | -100.0% | -2.37% | – |
| Exit | PROSPECT CAP CORPnote 4.950% 7/1 | $0 | – | -4,221,000 | -100.0% | -5.74% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.